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AIRT

AIR T INC

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6862
SEC CIK
0000353184
Parsed reports
178

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2020 Filed Mar 18, 2020 13:41 UTC PurchaseCommon Stock 799 $15.00 $11,985.00
Disclosure

SEC source: 0001567619-20-006644 · doc1.xml · nonDerivative · entry 1

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Farnam Street Partners, L.P.

Disclosed balance after: 296,258

Read SEC document
December 31, 2019 Filed Jan 3, 2020 15:13 UTC SaleCommon Stock 500 $21.50 $10,750.00
Disclosure

SEC source: 0001567619-20-000177 · doc1.xml · nonDerivative · entry 2

Barkett Seth G · CIK 0001585111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Read SEC document
December 31, 2019 Filed Jan 3, 2020 15:13 UTC SaleCommon Stock 600 $21.25 $12,750.00
Disclosure

SEC source: 0001567619-20-000177 · doc1.xml · nonDerivative · entry 1

Barkett Seth G · CIK 0001585111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

Read SEC document
December 11, 2019 Filed Dec 13, 2019 23:05 UTC SaleCommon Stock 800 $22.00 $17,600.00
Disclosure

SEC source: 0001567619-19-023090 · doc1.xml · nonDerivative · entry 1

Barkett Seth G · CIK 0001585111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

Read SEC document
December 09, 2019 Filed Dec 10, 2019 22:13 UTC PurchaseCommon Stock 1,496 $21.37 $31,969.52
Disclosure

SEC source: 0001567619-19-022836 · doc1.xml · nonDerivative · entry 2

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,328

Read SEC document
December 09, 2019 Filed Dec 17, 2019 16:14 UTC Amendment PurchaseCommon Stock 1,496 $21.37 $31,969.52
Disclosure

SEC source: 0001567619-19-023180 · doc1.xml · nonDerivative · entry 2

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · balance_after: This amendment is being filed to reflect corrected post-transaction balance information in Box 5. The initial Form 4 reported balance information based on an incorrect beginning value.

Read SEC document
December 06, 2019 Filed Dec 10, 2019 22:13 UTC PurchaseCommon Stock 191 $21.37 $4,081.67
Disclosure

SEC source: 0001567619-19-022836 · doc1.xml · nonDerivative · entry 1

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,832

Read SEC document
December 06, 2019 Filed Dec 17, 2019 16:14 UTC Amendment PurchaseCommon Stock 191 $21.37 $4,081.67
Disclosure

SEC source: 0001567619-19-023180 · doc1.xml · nonDerivative · entry 1

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,004

F1 · balance_after: This amendment is being filed to reflect corrected post-transaction balance information in Box 5. The initial Form 4 reported balance information based on an incorrect beginning value.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 22:38 UTC PurchaseCommon Stock 85 $22.00 $1,870.00
Disclosure

SEC source: 0001567619-19-022694 · doc1.xml · nonDerivative · entry 2

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,813

Read SEC document
December 03, 2019 Filed Dec 3, 2019 21:33 UTC PurchaseCommon Stock 953 $22.00 $20,966.00
Disclosure

SEC source: 0001567619-19-022564 · doc1.xml · nonDerivative · entry 1

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,641

Read SEC document
December 03, 2019 Filed Dec 5, 2019 22:38 UTC PurchaseCommon Stock 87 $22.00 $1,914.00
Disclosure

SEC source: 0001567619-19-022694 · doc1.xml · nonDerivative · entry 1

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,728

Read SEC document
November 27, 2019 Filed Dec 2, 2019 21:15 UTC PurchaseCommon Stock 188 $22.00 $4,136.00
Disclosure

SEC source: 0001567619-19-022455 · doc1.xml · nonDerivative · entry 1

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,688

Read SEC document
November 15, 2019 Filed Nov 18, 2019 19:27 UTC PurchaseCommon Stock 4,500 $19.67 $88,524.90
Disclosure

SEC source: 0001567619-19-021739 · doc1.xml · nonDerivative · entry 1

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $19.494 to $19.899. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

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February 25, 2019 Filed Feb 27, 2019 02:37 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 200 $31.00 $6,200.00
Disclosure

SEC source: 0000353184-19-000012 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 35,534

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 17:45 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 160 $29.90 $4,783.20
Disclosure

SEC source: 0000353184-19-000011 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 35,334

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 15:20 UTC PurchaseCommon Stock 1,071 $30.00 $32,127.86
Disclosure

SEC source: 0001567619-19-005304 · doc1.xml · nonDerivative · entry 1

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Farnam Street Partners, L.P.

Disclosed balance after: 196,973

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $29.96 to $30.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
February 19, 2019 Filed Feb 19, 2019 22:12 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 79 $30.00 $2,370.00
Disclosure

SEC source: 0000353184-19-000010 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 35,174

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:12 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 23 $29.77 $684.71
Disclosure

SEC source: 0000353184-19-000010 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 35,095

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 22:22 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 79 $29.00 $2,291.00
Disclosure

SEC source: 0000353184-19-000009 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 35,072

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 22:22 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 74 $28.99 $2,145.45
Disclosure

SEC source: 0000353184-19-000009 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 34,993

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
February 05, 2019 Filed Feb 9, 2019 00:19 UTC PurchaseCommon Stock 7 $28.99 $202.93
Disclosure

SEC source: 0001045714-19-000006 · primary_doc.xml · nonDerivative · entry 1

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,069

F1 · shares: 1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2018.

Read SEC document
January 30, 2019 Filed Jan 31, 2019 18:15 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 74 $29.88 $2,211.12
Disclosure

SEC source: 0000353184-19-000008 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 34,919

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
January 30, 2019 Filed Feb 5, 2019 00:20 UTC PurchaseCommon Stock 7 $29.88 $209.16
Disclosure

SEC source: 0001045714-19-000005 · primary_doc.xml · nonDerivative · entry 1

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,062

F1 · shares: 1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2018.

Read SEC document
January 29, 2019 Filed Jan 29, 2019 21:53 UTC PurchaseCommon Stock 7 $29.35 $205.45
Disclosure

SEC source: 0001045714-19-000004 · primary_doc.xml · nonDerivative · entry 2

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,055

F1 · shares: 1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2018.

Read SEC document
January 29, 2019 Filed Jan 29, 2019 22:06 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 74 $29.35 $2,171.90
Disclosure

SEC source: 0000353184-19-000007 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 34,845

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 21:53 UTC PurchaseCommon Stock 7 $31.00 $217.00
Disclosure

SEC source: 0001045714-19-000004 · primary_doc.xml · nonDerivative · entry 1

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,048

F1 · shares: 1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2018.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 22:06 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 74 $31.00 $2,294.00
Disclosure

SEC source: 0000353184-19-000007 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 34,771

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
January 17, 2019 Filed Jan 17, 2019 22:07 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 147 $29.00 $4,263.00
Disclosure

SEC source: 0000353184-19-000005 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 34,697

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
January 17, 2019 Filed Jan 17, 2019 22:30 UTC Amendment
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 147 $29.00 $4,263.00
Disclosure

SEC source: 0000353184-19-000006 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 34,697

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
January 17, 2019 Filed Jan 17, 2019 21:50 UTC PurchaseCommon Stock 13 $29.00 $377.00
Disclosure

SEC source: 0001045714-19-000003 · primary_doc.xml · nonDerivative · entry 2

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,041

F1 · shares: 1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2018.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:07 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 74 $30.00 $2,220.00
Disclosure

SEC source: 0000353184-19-000005 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 34,550

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:30 UTC Amendment
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 74 $30.00 $2,220.00
Disclosure

SEC source: 0000353184-19-000006 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 34,550

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:50 UTC PurchaseCommon Stock 7 $30.00 $210.00
Disclosure

SEC source: 0001045714-19-000003 · primary_doc.xml · nonDerivative · entry 1

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,028

F1 · shares: 1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2018.

Read SEC document
January 10, 2019 Filed Jan 10, 2019 22:45 UTC PurchaseCommon Stock 27 $28.47 $768.69
Disclosure

SEC source: 0001045714-19-000002 · primary_doc.xml · nonDerivative · entry 2

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,021

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2018.

Read SEC document
January 10, 2019 Filed Jan 14, 2019 17:10 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 296 $28.47 $8,427.86
Disclosure

SEC source: 0000353184-19-000004 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 34,476

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 22:11 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 170 $28.63 $4,866.44
Disclosure

SEC source: 0000353184-19-000003 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 34,180

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 22:45 UTC PurchaseCommon Stock 16 $28.63 $458.08
Disclosure

SEC source: 0001045714-19-000002 · primary_doc.xml · nonDerivative · entry 1

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,994

F1 · shares: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2018.

Read SEC document
January 03, 2019 Filed Jan 3, 2019 22:51 UTC PurchaseCommon Stock 7 $26.00 $182.00
Disclosure

SEC source: 0001045714-19-000001 · primary_doc.xml · nonDerivative · entry 3

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,978

F1 · shares: 1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2018.

Read SEC document
January 03, 2019 Filed Jan 4, 2019 18:11 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 76 $26.00 $1,976.00
Disclosure

SEC source: 0000353184-19-000002 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 34,010

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:51 UTC PurchaseCommon Stock 10 $24.45 $244.50
Disclosure

SEC source: 0001045714-19-000001 · primary_doc.xml · nonDerivative · entry 2

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,971

F1 · shares: 1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2018.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 18:11 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 113 $24.45 $2,763.14
Disclosure

SEC source: 0000353184-19-000002 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 33,934

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

Read SEC document
December 28, 2018 Filed Jan 2, 2019 16:20 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 296 $25.26 $7,477.70
Disclosure

SEC source: 0000353184-19-000001 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 33,821

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

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December 28, 2018 Filed Jan 3, 2019 22:51 UTC PurchaseCommon Stock 27 $25.26 $682.02
Disclosure

SEC source: 0001045714-19-000001 · primary_doc.xml · nonDerivative · entry 1

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,961

F1 · shares: 1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2018.

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December 21, 2018 Filed Dec 26, 2018 23:53 UTC PurchaseCommon Stock 20 $27.73 $554.60
Disclosure

SEC source: 0001045714-18-000007 · primary_doc.xml · nonDerivative · entry 1

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,934

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December 21, 2018 Filed Dec 26, 2018 16:05 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 222 $27.73 $6,156.06
Disclosure

SEC source: 0000353184-18-000052 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 33,525

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

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December 19, 2018 Filed Dec 20, 2018 02:45 UTC PurchaseCommon Stock 20 $28.73 $574.60
Disclosure

SEC source: 0001045714-18-000006 · primary_doc.xml · nonDerivative · entry 2

KOHLER GARY S · CIK 0001045714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,914

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December 19, 2018 Filed Dec 21, 2018 17:44 UTC Amendment
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 222 $28.73 $6,378.06
Disclosure

SEC source: 0000353184-18-000051 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 33,303

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund, LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

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December 19, 2018 Filed Dec 21, 2018 17:05 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 222 $28.73 $6,378.06
Disclosure

SEC source: 0000353184-18-000050 · primary_doc.xml · nonDerivative · entry 1

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital, LLC

Disclosed balance after: 33,177

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

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December 17, 2018 Filed Dec 18, 2018 20:22 UTC
Swenson Nicholas JohnDirector · CEO · 10% owner
PurchaseCommon Stock 126 $27.41 $3,453.81
Disclosure

SEC source: 0000353184-18-000049 · primary_doc.xml · nonDerivative · entry 2

Swenson Nicholas John · CIK 0001478067 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Groveland Capital LLC

Disclosed balance after: 33,081

F1 · ownership.nature: The reported securities are owned directly by Groveland Capital, LLC and indirectly by Nicholas J. Swenson as the sole managing member and president of Groveland Capital, LLC. Nicholas J. Swenson disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Included in the reported securities are shares that were previously owned by Groveland Hedged Credit Fund LLC and subsequently transferred to Groveland Capital, LLC via transactions exempt from reporting under Rule 16a-13.

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December 17, 2018 Filed Dec 18, 2018 16:48 UTC PurchaseCommon Stock 407 $27.00 $10,989.00
Disclosure

SEC source: 0001567619-18-008177 · doc1.xml · nonDerivative · entry 1

CABILLOT RAYMOND E · CIK 0001361476 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Farnam Street Partners, L.P.

Disclosed balance after: 5,497

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.