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AIRI

AIR INDUSTRIES GROUP

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7887
SEC CIK
0001009891
Parsed reports
307

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 07, 2020 Filed Jan 9, 2020 23:12 UTC OtherCommon Stock 9,893 $2.38 $23,545.34
Disclosure

SEC source: 0001213900-20-000697 · ownership.xml · nonDerivative · entry 1

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,675

F1 · kind: Represents shares issued in lieu of cash payment of directors' fees.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 23:16 UTC OtherCommon Stock 2,500 $2.38 $5,950.00
Disclosure

SEC source: 0001213900-20-000699 · ownership.xml · nonDerivative · entry 1

SCHROEDER ROBERT C · CIK 0001268331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,481

F1 · kind: Represents shares issued in lieu of cash payment of directors' fees.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 23:36 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options (right to purchase) · Derivative 10,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001213900-20-000701 · ownership.xml · derivative · entry 3

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2026-12-31

F3 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2020, and an additional 2,500 shares on each of June 30, 2020, September 30, 2020 and December 31, 2020.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 23:36 UTC
TAGLICH MICHAEL NDirector · 10% owner
OtherCommon Stock 11,377 $2.38 $27,077.26
Disclosure

SEC source: 0001213900-20-000701 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,779,810

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 23:09 UTC GrantStock Options (right to purchase) · Derivative 10,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001213900-20-000695 · ownership.xml · derivative · entry 6

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2026-12-31

F4 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2020, and an additional 2,500 shares on each of June 30, 2020, September 30, 2020 and December 31, 2020.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 23:09 UTC OtherCommon Stock 8,624 $2.38 $20,525.12
Disclosure

SEC source: 0001213900-20-000695 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,012

F1 · kind: Represents shares issued in lieu of cash payment of directors' fees.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 23:07 UTC GrantStock Options (right to purchase) · Derivative 10,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001213900-20-000692 · ownership.xml · derivative · entry 2

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2026-12-31

F1 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2020, an additional 2,500 shares on each of June 30, 2020, September 30, 2020 and December 31, 2020.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 23:06 UTC GrantStock Options (right to purchase · Derivative 10,000 $0.00 Strike: $2.38 $0.00
Disclosure

SEC source: 0001213900-20-000689 · ownership.xml · derivative · entry 2

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2026-12-31

F1 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2020, and an additional 2,500 shares on each of June 30, 2020, September 30, 2020 and December 31, 2020.

Read SEC document
October 29, 2019 Filed Dec 5, 2019 19:33 UTC OtherCommon Stock 2,994 $1.18 $3,532.92
Disclosure

SEC source: 0001213900-19-025376 · ownership.xml · nonDerivative · entry 2

SCHROEDER ROBERT C · CIK 0001268331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,981

F1 · kind: Represents shares issued in lieu of cash payment of directors' fees.

Read SEC document
October 29, 2019 Filed Dec 5, 2019 19:35 UTC
TAGLICH ROBERTDirector · 10% owner
OtherCommon Stock 13,599 $1.18 $16,046.82
Disclosure

SEC source: 0001213900-19-025378 · ownership.xml · nonDerivative · entry 2

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140,024

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
October 29, 2019 Filed Dec 5, 2019 19:32 UTC OtherCommon Stock 11,825 $1.18 $13,953.50
Disclosure

SEC source: 0001213900-19-025374 · ownership.xml · nonDerivative · entry 2

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,782

F1 · kind: Represents shares issued in lieu of cash payment of directors' fees.

Read SEC document
October 29, 2019 Filed Dec 5, 2019 19:28 UTC OtherCommon Stock 10,322 $1.18 $12,179.96
Disclosure

SEC source: 0001213900-19-025372 · ownership.xml · nonDerivative · entry 2

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,388

F1 · kind: Represents shares issued in lieu of cash payment of directors' fees.

Read SEC document
October 29, 2019 Filed Dec 5, 2019 19:26 UTC
TAGLICH MICHAEL NDirector · 10% owner
OtherCommon Stock 13,599 $1.18 $16,046.82
Disclosure

SEC source: 0001213900-19-025370 · ownership.xml · nonDerivative · entry 2

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,768,433

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 14:53 UTC SaleCommon Stock 46,667 $1.00 $46,667.00
Disclosure

SEC source: 0001213900-19-015687 · ownership.xml · nonDerivative · entry 1

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,269

Read SEC document
July 01, 2019 Filed Dec 5, 2019 19:33 UTC OtherCommon Stock 4,694 $1.01 $4,740.94
Disclosure

SEC source: 0001213900-19-025376 · ownership.xml · nonDerivative · entry 1

SCHROEDER ROBERT C · CIK 0001268331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,987

F1 · kind: Represents shares issued in lieu of cash payment of directors' fees.

Read SEC document
July 01, 2019 Filed Dec 5, 2019 19:35 UTC
TAGLICH ROBERTDirector · 10% owner
OtherCommon Stock 14,591 $1.01 $14,736.91
Disclosure

SEC source: 0001213900-19-025378 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,126,425

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
July 01, 2019 Filed Dec 5, 2019 19:32 UTC OtherCommon Stock 12,688 $1.01 $12,814.88
Disclosure

SEC source: 0001213900-19-025374 · ownership.xml · nonDerivative · entry 1

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,957

F1 · kind: Represents shares issued in lieu of cash payment of directors' fees.

Read SEC document
July 01, 2019 Filed Dec 5, 2019 19:28 UTC OtherCommon Stock 10,869 $1.01 $10,977.69
Disclosure

SEC source: 0001213900-19-025372 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,066

F1 · kind: Represents shares issued in lieu of cash payment of directors' fees.

Read SEC document
July 01, 2019 Filed Dec 5, 2019 19:26 UTC
TAGLICH MICHAEL NDirector · 10% owner
OtherCommon Stock 14,591 $1.01 $14,736.91
Disclosure

SEC source: 0001213900-19-025370 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,754,834

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
June 10, 2019 Filed Aug 14, 2019 15:36 UTC
TAGLICH MICHAEL NDirector · 10% owner
OtherCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-015705 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,740,243

F1 · kind: Represents shares issued for extension of maturity date of Subordinated Notes.

Read SEC document
June 10, 2019 Filed Aug 14, 2019 14:55 UTC
TAGLICH ROBERTDirector · 10% owner
OtherCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-015689 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,111,834

F1 · kind: Represents shares issued for extension of maturity of Subordinated Notes.

Read SEC document
April 04, 2019 Filed Apr 4, 2019 17:52 UTC
TAGLICH ROBERTDirector · 10% owner
OtherCommon Stock 14,153 $1.12 $15,851.36
Disclosure

SEC source: 0001213900-19-005772 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,096,834

F1 · kind: Represents shares issued in lieu of cash payment of directors' fees.

Read SEC document
April 04, 2019 Filed Apr 4, 2019 17:51 UTC
TAGLICH MICHAEL NDirector · 10% owner
OtherCommon Stock 14,153 $1.12 $15,851.36
Disclosure

SEC source: 0001213900-19-005770 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,590,243

F1 · kind: Represents shares issued in lieu of cash payment of director's fees.

F1 · balance_after: Represents shares issued in lieu of cash payment of director's fees.

Read SEC document
April 04, 2019 Filed Apr 4, 2019 17:50 UTC OtherCommon Stock 4,442 $1.12 $4,975.04
Disclosure

SEC source: 0001213900-19-005768 · ownership.xml · nonDerivative · entry 1

SCHROEDER ROBERT C · CIK 0001268331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,293

F1 · kind: Represents shares issued in lieu of cash payment of directors' fees.

Read SEC document
April 04, 2019 Filed Apr 4, 2019 17:48 UTC OtherCommon Stock 12,307 $1.12 $13,783.84
Disclosure

SEC source: 0001213900-19-005766 · ownership.xml · nonDerivative · entry 1

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,936

F1 · kind: Represents shares issued in lieu of cash payment of directors' fees.

Read SEC document
April 04, 2019 Filed Apr 4, 2019 17:47 UTC OtherCommon Stock 10,356 $1.12 $11,598.72
Disclosure

SEC source: 0001213900-19-005764 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,197

F1 · kind: Represents shares issued in lieu of cash payment of directors' fees.

Read SEC document
March 31, 2019 Filed Feb 14, 2019 21:29 UTC GrantStock Options (right to purchase) · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-002581 · ownership.xml · derivative · entry 4

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F2 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:36 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-002637 · ownership.xml · derivative · entry 3

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F3 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 22:31 UTC
TAGLICH ROBERTDirector · 10% owner
GrantStock Options · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-002633 · ownership.xml · derivative · entry 4

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F4 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 21:33 UTC GrantStock Options (right to purchase) · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 10

SCHROEDER ROBERT C · CIK 0001268331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F4 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 19:02 UTC GrantStock Options (right to purchase) · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-002504 · ownership.xml · derivative · entry 10

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F4 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 21:31 UTC GrantStock Options (right to purchase) · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-002583 · ownership.xml · derivative · entry 5

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F2 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Feb 14, 2019 17:22 UTC GrantStock Options (right to purchase) · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-002469 · ownership.xml · derivative · entry 5

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F3 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:30 UTC Amendment
TAGLICH ROBERTDirector · 10% owner
GrantStock Options · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-002685 · ownership.xml · derivative · entry 4

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F4 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 16:27 UTC Amendment
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-002681 · ownership.xml · derivative · entry 3

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F3 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Feb 19, 2019 15:46 UTC Amendment
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-002781 · ownership.xml · derivative · entry 3

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F3 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Apr 4, 2019 17:52 UTC
TAGLICH ROBERTDirector · 10% owner
GrantStock Options · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 4

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F4 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Apr 4, 2019 17:51 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-005770 · ownership.xml · derivative · entry 3

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F3 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Apr 4, 2019 17:50 UTC GrantStock Options (right to purchase) · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 9

SCHROEDER ROBERT C · CIK 0001268331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F5 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Apr 4, 2019 17:48 UTC GrantStock Options (right to purchase) · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-005766 · ownership.xml · derivative · entry 5

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F4 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Apr 4, 2019 17:47 UTC GrantStock Options (right to purchase) · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-005764 · ownership.xml · derivative · entry 5

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F3 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Aug 14, 2019 15:36 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-015705 · ownership.xml · derivative · entry 3

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F3 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Aug 14, 2019 14:55 UTC
TAGLICH ROBERTDirector · 10% owner
GrantStock Options · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 4

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F4 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Aug 14, 2019 14:53 UTC GrantStock Options (right to purchase) · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-015687 · ownership.xml · derivative · entry 5

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F3 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Dec 5, 2019 19:33 UTC GrantStock Options (right to purchase) · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-025376 · ownership.xml · derivative · entry 7

SCHROEDER ROBERT C · CIK 0001268331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F5 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

Read SEC document
February 13, 2019 Filed Dec 5, 2019 19:35 UTC
TAGLICH ROBERTDirector · 10% owner
GrantStock Options · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 5

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F4 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

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February 13, 2019 Filed Dec 5, 2019 19:32 UTC GrantStock Options (right to purchase) · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-025374 · ownership.xml · derivative · entry 6

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F4 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

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February 13, 2019 Filed Dec 5, 2019 19:28 UTC GrantStock Options (right to purchase) · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-025372 · ownership.xml · derivative · entry 6

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F3 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

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February 13, 2019 Filed Dec 5, 2019 19:26 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 10,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 4

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-12-31

F3 · derivative.exercise_date: Vests as to 2,500 shares on March 31, 2019, and an additional 2,500 shares on each of June 30, 2019, September 31, 2019 and December 31, 2019.

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January 19, 2019 Filed Feb 12, 2019 17:05 UTC
RECCA MICHAEL EChief Financial Officer
GrantStock options · Derivative 90,000 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001213900-19-002247 · ownership.xml · derivative · entry 5

RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2024-01-31

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.