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AIRI

AIR INDUSTRIES GROUP

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7887
SEC CIK
0001009891
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307

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2023 Filed Jun 20, 2023 20:21 UTC Amendment
TAGLICH ROBERTDirector · 10% owner
GrantStock Option · Derivative 2,120 Not disclosed Strike: $3.43 Not disclosed
Disclosure

SEC source: 0001213900-23-050063 · ownership.xml · derivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,120

Underlying: Common Stock · 2,120 shares

Expires 2028-06-30

F1 · kind: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported.

F1 · price: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported.

Read SEC document
May 23, 2023 Filed Jun 20, 2023 20:16 UTC Amendment GrantStock Option · Derivative 2,160 Not disclosed Strike: $3.43 Not disclosed
Disclosure

SEC source: 0001213900-23-050059 · ownership.xml · derivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,160

Underlying: Common Stock · 2,160 shares

Expires 2028-06-30

F1 · kind: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported.

F1 · price: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported.

Read SEC document
May 23, 2023 Filed Jun 20, 2023 20:12 UTC Amendment GrantStock Option · Derivative 2,160 Not disclosed Strike: $3.43 Not disclosed
Disclosure

SEC source: 0001213900-23-050052 · ownership.xml · derivative · entry 1

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,160

Underlying: Common Stock · 2,160 shares

Expires 2028-06-30

F1 · kind: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported.

F1 · price: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported.

Read SEC document
May 23, 2023 Filed Jun 20, 2023 20:10 UTC Amendment GrantStock Option · Derivative 4,160 Not disclosed Strike: $3.43 Not disclosed
Disclosure

SEC source: 0001213900-23-050047 · ownership.xml · derivative · entry 1

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,160

Underlying: Common Stock · 4,160 shares

Expires 2028-06-30

F1 · kind: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported.

F1 · price: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported.

Read SEC document
January 09, 2023 Filed Jan 10, 2023 21:09 UTC OtherCommon Stock 2,969 $4.38 $13,004.22
Disclosure

SEC source: 0001213900-23-002019 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,083

F1 · kind: Shares received in lieu of cash payment of director's fee.

Read SEC document
January 09, 2023 Filed Jan 10, 2023 21:14 UTC
TAGLICH ROBERTDirector · 10% owner
OtherCommon Stock 3,160 $4.38 $13,840.80
Disclosure

SEC source: 0001213900-23-002027 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,584

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
January 09, 2023 Filed Jan 10, 2023 21:12 UTC
TAGLICH MICHAEL NDirector · 10% owner
OtherCommon Stock 3,160 $4.38 $13,840.80
Disclosure

SEC source: 0001213900-23-002024 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,690

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
January 09, 2023 Filed Jan 10, 2023 21:11 UTC OtherCommon Stock 2,141 $4.38 $9,377.58
Disclosure

SEC source: 0001213900-23-002021 · ownership.xml · nonDerivative · entry 1

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,854

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:36 UTC OtherCommon Stock 14,207 $0.66 $9,376.62
Disclosure

SEC source: 0001213900-22-061917 · ownership.xml · nonDerivative · entry 1

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,122

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:33 UTC
TAGLICH ROBERTDirector · 10% owner
OtherCommon Stock 23,960 $0.66 $15,813.60
Disclosure

SEC source: 0001213900-22-061907 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,394,236

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:33 UTC
TAGLICH MICHAEL NDirector · 10% owner
OtherCommon Stock 23,960 $0.66 $15,813.60
Disclosure

SEC source: 0001213900-22-061913 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,075,294

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 20:26 UTC OtherCommon Stock 19,707 $0.66 $13,006.62
Disclosure

SEC source: 0001213900-22-061889 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,132

F1 · kind: Shares received in lieu of cash payment of director's fee.

Read SEC document
July 06, 2022 Filed Jul 6, 2022 20:47 UTC
TAGLICH MICHAEL NDirector · 10% owner
OtherCommon Stock 22,591 $0.70 $15,813.70
Disclosure

SEC source: 0001213900-22-037657 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,051,334

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
July 06, 2022 Filed Jul 6, 2022 20:44 UTC OtherCommon Stock 13,395 $0.70 $9,376.50
Disclosure

SEC source: 0001213900-22-037651 · ownership.xml · nonDerivative · entry 1

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,915

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
July 06, 2022 Filed Jul 6, 2022 20:46 UTC
TAGLICH ROBERTDirector · 10% owner
OtherCommon Stock 22,591 $0.70 $15,813.70
Disclosure

SEC source: 0001213900-22-037655 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,370,276

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
July 06, 2022 Filed Jul 6, 2022 20:43 UTC OtherCommon Stock 18,580 $0.70 $13,006.00
Disclosure

SEC source: 0001213900-22-037649 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,425

F1 · kind: Shares received in lieu of cash payment of director's fee.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 13:23 UTC
RECCA MICHAEL EChief Financial Officer
GrantStock Options · Derivative 100,000 $0.00 Strike: $0.83 $0.00
Disclosure

SEC source: 0001213900-22-019564 · ownership.xml · derivative · entry 1

RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-03-31

F1 · derivative.exercise_date: Vests as to 33,333 shares on each of April 12, 2022 and March 31, 2023, and 33,334 shares on March 31, 2024.

Read SEC document
April 11, 2022 Filed Apr 13, 2022 17:25 UTC GrantStock Options · Derivative 200,000 $0.00 Strike: $0.83 $0.00
Disclosure

SEC source: 0001213900-22-019566 · ownership.xml · derivative · entry 2

Melluzzo Luciano M · CIK 0001344076 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2027-03-31

F1 · derivative.exercise_date: Vests as to 66,667 shares on each of April 12, 2022 and March 31, 2023, and 66,666 shares on March 31, 2024.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 21:01 UTC
TAGLICH ROBERTDirector · 10% owner
GrantStock Options · Derivative 10,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001213900-22-018723 · ownership.xml · derivative · entry 4

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-04-30

F4 · derivative.exercise_date: Vests as to 2,500 shares on April 6, 2022, and an additional 2,500 shares on each of June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 21:01 UTC
TAGLICH ROBERTDirector · 10% owner
OtherCommon Stock 18,825 $0.84 $15,813.00
Disclosure

SEC source: 0001213900-22-018723 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,347,685

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 20:59 UTC GrantStock Options · Derivative 10,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001213900-22-018719 · ownership.xml · derivative · entry 2

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-04-30

F2 · derivative.exercise_date: Vests as to 2,500 shares on April 6, 2022, and an additional 2,500 shares on each of June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 20:59 UTC OtherCommon Stock 15,482 $0.84 $13,004.88
Disclosure

SEC source: 0001213900-22-018719 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,845

F1 · kind: Shares received in lieu of cash payment of director's fee.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 20:58 UTC GrantStock Options · Derivative 10,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001213900-22-018716 · ownership.xml · derivative · entry 2

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-04-30

F2 · derivative.exercise_date: Vests as to 2,500 shares on April 6, 2022, and an additional 2,500 shares on each of June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 20:58 UTC OtherCommon Stock 11,160 $0.84 $9,374.40
Disclosure

SEC source: 0001213900-22-018716 · ownership.xml · nonDerivative · entry 1

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,520

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 20:57 UTC GrantStock Options · Derivative 10,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001213900-22-018713 · ownership.xml · derivative · entry 3

TAGLICH MICHAEL N · CIK 0001024533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-04-30

F3 · derivative.exercise_date: Vests as to 2,500 shares on April 6, 2022, and an additional 2,500 shares on each of June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 20:57 UTC OtherCommon Stock 18,825 $0.84 $15,813.00
Disclosure

SEC source: 0001213900-22-018713 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,028,743

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 20:55 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001213900-22-018711 · ownership.xml · derivative · entry 2

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-04-30

F1 · derivative.exercise_date: Vests as to 2,500 shares on April 6, 2022, and an additional 2,500 shares on each of June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 20:53 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001213900-22-018709 · ownership.xml · derivative · entry 3

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-04-30

F1 · derivative.exercise_date: Vests as to 2,500 shares on April 6, 2022, and an additional 2,500 shares on each of June 30, 2022, September 30, 2022 and December 31, 2022.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:15 UTC OtherCommon Stock 17,378 $0.91 $15,813.98
Disclosure

SEC source: 0001213900-22-000769 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,009,918

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:14 UTC
TAGLICH ROBERTDirector · 10% owner
OtherCommon Stock 17,378 $0.91 $15,813.98
Disclosure

SEC source: 0001213900-22-000767 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,328,860

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:12 UTC OtherCommon Stock 8,570 $0.91 $7,798.70
Disclosure

SEC source: 0001213900-22-000766 · ownership.xml · nonDerivative · entry 1

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,360

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:11 UTC OtherCommon Stock 11,889 $0.91 $10,818.99
Disclosure

SEC source: 0001213900-22-000765 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,363

F1 · kind: Shares received in lieu of cash payment of director's fee.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 20:01 UTC PurchaseCommon Stock 7,649 $0.92 $7,037.08
Disclosure

SEC source: 0001213900-21-063884 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,992,540

Read SEC document
December 06, 2021 Filed Dec 7, 2021 19:59 UTC PurchaseCommon stock 10,000 $0.94 $9,400.00
Disclosure

SEC source: 0001213900-21-063882 · ownership.xml · nonDerivative · entry 1

Melluzzo Luciano M · CIK 0001344076 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:22 UTC
TAGLICH ROBERTDirector · 10% owner
OtherCommon Stock 14,779 $1.07 $15,813.53
Disclosure

SEC source: 0001013762-21-000062 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311,482

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:21 UTC OtherCommon Stock 14,779 $1.07 $15,813.53
Disclosure

SEC source: 0001013762-21-000059 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,984,891

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:20 UTC OtherCommon Stock 8,763 $1.07 $9,376.41
Disclosure

SEC source: 0001013762-21-000057 · ownership.xml · nonDerivative · entry 1

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,790

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:20 UTC OtherCommon Stock 12,155 $1.07 $13,005.85
Disclosure

SEC source: 0001013762-21-000054 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,474

F1 · kind: Shares received in lieu of cash payment of director's fee.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 19:28 UTC PurchaseCommon Stock 10,000 $1.20 $12,000.00
Disclosure

SEC source: 0001213900-21-044771 · ownership.xml · nonDerivative · entry 1

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,504

Read SEC document
August 09, 2021 Filed Aug 10, 2021 18:29 UTC
TAGLICH ROBERTDirector · 10% owner
PurchaseCommon Stock 10,000 $1.25 $12,469.00
Disclosure

SEC source: 0001213900-21-041344 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,296,703

Read SEC document
August 09, 2021 Filed Aug 10, 2021 18:28 UTC PurchaseCommon Stock 10,000 $1.25 $12,469.00
Disclosure

SEC source: 0001213900-21-041342 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,970,112

Read SEC document
August 02, 2021 Filed Aug 25, 2021 19:28 UTC GrantStock Option · Derivative 1,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001213900-21-044771 · ownership.xml · derivative · entry 3

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2026-08-31

F1 · derivative.exercise_date: Vests as to 500 shares on September 30, 2021, and an additional 500 shares on December 31, 2021.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 16:43 UTC
RECCA MICHAEL EChief Financial Officer
GrantStock options · Derivative 125,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001213900-21-040130 · ownership.xml · derivative · entry 2

RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2026-07-31

F1 · derivative.exercise_date: Vests as to 41,667 shares on each of July 30, 2021 and July 31, 2022 and an additional 41,666 shares on July 31, 2023.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 20:42 UTC GrantStock options · Derivative 180,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001213900-21-040127 · ownership.xml · derivative · entry 2

Melluzzo Luciano M · CIK 0001344076 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 180,000 shares

Expires 2026-07-31

F1 · derivative.exercise_date: Vests in equal installments of 60,000 shares on July 30, 2021, July 31, 2022 and July 31, 2023.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 20:24 UTC
TAGLICH ROBERTDirector · 10% owner
OtherCommon Stock 12,164 $1.30 $15,813.20
Disclosure

SEC source: 0001213900-21-036187 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,286,703

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 20:22 UTC OtherCommon Stock 12,164 $1.30 $15,813.20
Disclosure

SEC source: 0001213900-21-036185 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,960,112

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 20:19 UTC OtherCommon Stock 6,557 $1.30 $8,524.10
Disclosure

SEC source: 0001213900-21-036177 · ownership.xml · nonDerivative · entry 1

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,027

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
July 07, 2021 Filed Jul 8, 2021 20:17 UTC OtherCommon Stock 9,095 $1.30 $11,823.50
Disclosure

SEC source: 0001213900-21-036173 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,319

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
May 18, 2021 Filed May 18, 2021 21:39 UTC
TAGLICH ROBERTDirector · 10% owner
PurchaseCommon Stock 20,000 $1.13 $22,608.00
Disclosure

SEC source: 0001213900-21-027703 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,274,539

Read SEC document
May 18, 2021 Filed May 18, 2021 21:36 UTC PurchaseCommon Stock 20,000 $1.13 $22,608.00
Disclosure

SEC source: 0001213900-21-027701 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,947,948

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.