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NYSE · USD

AIRI

AIR INDUSTRIES GROUP

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Tapewire entity
7887
SEC CIK
0001009891
Parsed reports
307

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2023 Filed May 25, 2023 20:26 UTC Disposition to issuerStock Options · Derivative 1,000 Not disclosed Strike: $23.80 Not disclosed
Disclosure

SEC source: 0001213900-23-043097 · ownership.xml · derivative · entry 9

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2026-12-31

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:26 UTC Disposition to issuerStock Options · Derivative 1,000 Not disclosed Strike: $12.80 Not disclosed
Disclosure

SEC source: 0001213900-23-043097 · ownership.xml · derivative · entry 8

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2025-12-31

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:26 UTC Disposition to issuerStock Options · Derivative 1,000 Not disclosed Strike: $15.90 Not disclosed
Disclosure

SEC source: 0001213900-23-043097 · ownership.xml · derivative · entry 7

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2023-05-31

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:26 UTC Disposition to issuerStock Options · Derivative 5,000 Not disclosed Strike: $14.20 Not disclosed
Disclosure

SEC source: 0001213900-23-043097 · ownership.xml · derivative · entry 6

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2024-07-24

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:26 UTC Disposition to issuerStock Options · Derivative 1,000 Not disclosed Strike: $13.20 Not disclosed
Disclosure

SEC source: 0001213900-23-043097 · ownership.xml · derivative · entry 5

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-12-31

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:26 UTC Disposition to issuerStock Options · Derivative 100 Not disclosed Strike: $12.50 Not disclosed
Disclosure

SEC source: 0001213900-23-043097 · ownership.xml · derivative · entry 4

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 100 shares

Expires 2026-07-31

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:26 UTC Disposition to issuerStock Options · Derivative 1,000 Not disclosed Strike: $8.40 Not disclosed
Disclosure

SEC source: 0001213900-23-043097 · ownership.xml · derivative · entry 3

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-04-30

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:26 UTC GrantStock Options · Derivative 4,040 Not disclosed Strike: $3.43 Not disclosed
Disclosure

SEC source: 0001213900-23-043097 · ownership.xml · derivative · entry 2

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,040

Underlying: Common Stock · 4,040 shares

Expires 2028-06-30

F2 · kind: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:26 UTC OtherCommon Stock 2,649 $3.54 $9,377.46
Disclosure

SEC source: 0001213900-23-043097 · ownership.xml · nonDerivative · entry 1

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,503

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:25 UTC
TAGLICH MICHAEL NDirector · 10% owner
Disposition to issuerStock Options · Derivative 1,300 Not disclosed Strike: $15.90 Not disclosed
Disclosure

SEC source: 0001213900-23-043096 · ownership.xml · derivative · entry 8

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300

Underlying: Common Stock · 1,300 shares

Expires 2023-05-31

F3 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:25 UTC
TAGLICH MICHAEL NDirector · 10% owner
Disposition to issuerStock Options · Derivative 1,000 Not disclosed Strike: $12.80 Not disclosed
Disclosure

SEC source: 0001213900-23-043096 · ownership.xml · derivative · entry 7

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2025-12-31

F3 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:25 UTC
TAGLICH MICHAEL NDirector · 10% owner
Disposition to issuerStock Options · Derivative 1,000 Not disclosed Strike: $23.80 Not disclosed
Disclosure

SEC source: 0001213900-23-043096 · ownership.xml · derivative · entry 6

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2026-12-31

F3 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:25 UTC
TAGLICH MICHAEL NDirector · 10% owner
Disposition to issuerStock Options · Derivative 1,000 Not disclosed Strike: $13.20 Not disclosed
Disclosure

SEC source: 0001213900-23-043096 · ownership.xml · derivative · entry 5

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-12-31

F3 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:25 UTC
TAGLICH MICHAEL NDirector · 10% owner
Disposition to issuerStock Options · Derivative 1,000 Not disclosed Strike: $8.40 Not disclosed
Disclosure

SEC source: 0001213900-23-043096 · ownership.xml · derivative · entry 4

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-04-30

F3 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:25 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 2,120 Not disclosed Strike: $3.43 Not disclosed
Disclosure

SEC source: 0001213900-23-043096 · ownership.xml · derivative · entry 3

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,120

Underlying: Common Stock · 2,120 shares

Expires 2028-06-30

F3 · kind: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

F3 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:25 UTC
TAGLICH MICHAEL NDirector · 10% owner
OtherCommon Stock 4,467 $3.54 $15,813.18
Disclosure

SEC source: 0001213900-23-043096 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 415,157

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:24 UTC
TAGLICH ROBERTDirector · 10% owner
Disposition to issuerStock Options · Derivative 1,300 Not disclosed Strike: $15.90 Not disclosed
Disclosure

SEC source: 0001213900-23-043094 · ownership.xml · derivative · entry 9

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300

Underlying: Common Stock · 1,300 shares

Expires 2023-05-31

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:24 UTC
TAGLICH ROBERTDirector · 10% owner
Disposition to issuerStock Options · Derivative 1,000 Not disclosed Strike: $12.80 Not disclosed
Disclosure

SEC source: 0001213900-23-043094 · ownership.xml · derivative · entry 8

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2025-12-31

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:24 UTC
TAGLICH ROBERTDirector · 10% owner
Disposition to issuerStock Options · Derivative 1,000 Not disclosed Strike: $23.80 Not disclosed
Disclosure

SEC source: 0001213900-23-043094 · ownership.xml · derivative · entry 7

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2026-12-31

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:24 UTC
TAGLICH ROBERTDirector · 10% owner
Disposition to issuerStock Options · Derivative 1,000 Not disclosed Strike: $13.20 Not disclosed
Disclosure

SEC source: 0001213900-23-043094 · ownership.xml · derivative · entry 6

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-12-31

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:24 UTC
TAGLICH ROBERTDirector · 10% owner
Disposition to issuerStock Options · Derivative 1,000 Not disclosed Strike: $8.40 Not disclosed
Disclosure

SEC source: 0001213900-23-043094 · ownership.xml · derivative · entry 5

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-04-30

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:24 UTC
TAGLICH ROBERTDirector · 10% owner
GrantStock Options · Derivative 2,120 Not disclosed Strike: $3.43 Not disclosed
Disclosure

SEC source: 0001213900-23-043094 · ownership.xml · derivative · entry 4

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,120

Underlying: Common Stock · 2,120 shares

Expires 2028-06-30

F2 · kind: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:24 UTC
TAGLICH ROBERTDirector · 10% owner
OtherCommon Stock 4,467 $3.54 $15,813.18
Disclosure

SEC source: 0001213900-23-043094 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,051

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:23 UTC Disposition to issuerStock Options · Derivative 1,000 Not disclosed Strike: $23.80 Not disclosed
Disclosure

SEC source: 0001213900-23-043093 · ownership.xml · derivative · entry 8

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2026-12-31

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:23 UTC Disposition to issuerStock Options · Derivative 1,000 Not disclosed Strike: $12.80 Not disclosed
Disclosure

SEC source: 0001213900-23-043093 · ownership.xml · derivative · entry 7

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2025-12-31

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:23 UTC Disposition to issuerStock Options · Derivative 1,300 Not disclosed Strike: $15.90 Not disclosed
Disclosure

SEC source: 0001213900-23-043093 · ownership.xml · derivative · entry 6

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300

Underlying: Common Stock · 1,300 shares

Expires 2023-05-31

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:23 UTC Disposition to issuerStock Options · Derivative 1,000 Not disclosed Strike: $13.20 Not disclosed
Disclosure

SEC source: 0001213900-23-043093 · ownership.xml · derivative · entry 5

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-12-31

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:23 UTC Disposition to issuerStock Options · Derivative 100 Not disclosed Strike: $12.50 Not disclosed
Disclosure

SEC source: 0001213900-23-043093 · ownership.xml · derivative · entry 4

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 100 shares

Expires 2026-07-31

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:23 UTC Disposition to issuerStock Options · Derivative 1,000 Not disclosed Strike: $8.40 Not disclosed
Disclosure

SEC source: 0001213900-23-043093 · ownership.xml · derivative · entry 3

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-04-30

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:23 UTC GrantStock Options · Derivative 2,160 Not disclosed Strike: $3.43 Not disclosed
Disclosure

SEC source: 0001213900-23-043093 · ownership.xml · derivative · entry 2

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,160

Underlying: Common Stock · 2,160 shares

Expires 2028-06-30

F2 · kind: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

F2 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:23 UTC OtherCommon Stock 3,647 $3.54 $12,910.38
Disclosure

SEC source: 0001213900-23-043093 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,730

F1 · kind: Shares received in lieu of cash payment of director's fee.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:22 UTC Disposition to issuerStock Options (right to purchase) · Derivative 5,000 Not disclosed Strike: $14.20 Not disclosed
Disclosure

SEC source: 0001213900-23-043091 · ownership.xml · derivative · entry 10

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2024-07-24

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:22 UTC Disposition to issuerStock Options (right to purchase) · Derivative 1,000 Not disclosed Strike: $12.80 Not disclosed
Disclosure

SEC source: 0001213900-23-043091 · ownership.xml · derivative · entry 9

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2025-12-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:22 UTC Disposition to issuerStock Options (right to purchase) · Derivative 1,300 Not disclosed Strike: $15.90 Not disclosed
Disclosure

SEC source: 0001213900-23-043091 · ownership.xml · derivative · entry 8

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300

Underlying: Common Stock · 1,300 shares

Expires 2023-05-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:22 UTC Disposition to issuerStock Options (right to purchase) · Derivative 1,000 Not disclosed Strike: $23.80 Not disclosed
Disclosure

SEC source: 0001213900-23-043091 · ownership.xml · derivative · entry 7

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2026-12-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:22 UTC Disposition to issuerStock Options (right to purchase) · Derivative 1,000 Not disclosed Strike: $13.20 Not disclosed
Disclosure

SEC source: 0001213900-23-043091 · ownership.xml · derivative · entry 6

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-12-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

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May 23, 2023 Filed May 25, 2023 20:22 UTC Disposition to issuerStock Option · Derivative 100 Not disclosed Strike: $12.50 Not disclosed
Disclosure

SEC source: 0001213900-23-043091 · ownership.xml · derivative · entry 5

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 100 shares

Expires 2026-08-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

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May 23, 2023 Filed May 25, 2023 20:22 UTC Disposition to issuerStock Option · Derivative 1,000 Not disclosed Strike: $8.40 Not disclosed
Disclosure

SEC source: 0001213900-23-043091 · ownership.xml · derivative · entry 4

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-04-30

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

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May 23, 2023 Filed May 25, 2023 20:22 UTC GrantStock Option · Derivative 4,160 Not disclosed Strike: $3.43 Not disclosed
Disclosure

SEC source: 0001213900-23-043091 · ownership.xml · derivative · entry 3

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,160

Underlying: Common Stock · 4,160 shares

Expires 2028-06-30

F1 · kind: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

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May 23, 2023 Filed May 25, 2023 20:23 UTC Disposition to issuerStock Options (right to purchase) · Derivative 1,000 Not disclosed Strike: $12.80 Not disclosed
Disclosure

SEC source: 0001213900-23-043092 · ownership.xml · derivative · entry 8

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2025-12-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period

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May 23, 2023 Filed May 25, 2023 20:23 UTC Disposition to issuerStock Options (right to purchase) · Derivative 1,300 Not disclosed Strike: $15.90 Not disclosed
Disclosure

SEC source: 0001213900-23-043092 · ownership.xml · derivative · entry 7

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300

Underlying: Common Stock · 1,300 shares

Expires 2023-05-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period

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May 23, 2023 Filed May 25, 2023 20:23 UTC Disposition to issuerStock Options (right to purchase) · Derivative 1,000 Not disclosed Strike: $23.80 Not disclosed
Disclosure

SEC source: 0001213900-23-043092 · ownership.xml · derivative · entry 6

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2026-12-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period

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May 23, 2023 Filed May 25, 2023 20:23 UTC Disposition to issuerStock Options (right to purchase) · Derivative 1,000 Not disclosed Strike: $13.20 Not disclosed
Disclosure

SEC source: 0001213900-23-043092 · ownership.xml · derivative · entry 5

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-12-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period

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May 23, 2023 Filed May 25, 2023 20:23 UTC Disposition to issuerStock Option · Derivative 100 Not disclosed Strike: $12.50 Not disclosed
Disclosure

SEC source: 0001213900-23-043092 · ownership.xml · derivative · entry 4

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 100 shares

Expires 2026-07-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period

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May 23, 2023 Filed May 25, 2023 20:23 UTC Disposition to issuerStock Option · Derivative 1,000 Not disclosed Strike: $8.40 Not disclosed
Disclosure

SEC source: 0001213900-23-043092 · ownership.xml · derivative · entry 3

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-04-30

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period

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May 23, 2023 Filed May 25, 2023 20:23 UTC GrantStock Option · Derivative 2,160 Not disclosed Strike: $3.43 Not disclosed
Disclosure

SEC source: 0001213900-23-043092 · ownership.xml · derivative · entry 2

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,160

Underlying: Common Stock · 2,160 shares

Expires 2028-06-30

F1 · kind: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period

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May 23, 2023 Filed Jun 20, 2023 16:27 UTC Amendment
RECCA MICHAEL EChief Financial Officer
GrantStock Option · Derivative 21,600 Not disclosed Strike: $3.43 Not disclosed
Disclosure

SEC source: 0001213900-23-050072 · ownership.xml · derivative · entry 1

RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,600

Underlying: Common Stock · 21,600 shares

Expires 2028-06-30

F1 · kind: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported.

F1 · price: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported.

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May 23, 2023 Filed Jun 20, 2023 20:47 UTC Amendment GrantStock option · Derivative 48,000 Not disclosed Strike: $3.43 Not disclosed
Disclosure

SEC source: 0001213900-23-050116 · ownership.xml · derivative · entry 1

Melluzzo Luciano M · CIK 0001344076 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Common Stock · 48,000 shares

Expires 2028-06-30

F1 · kind: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported.

F1 · price: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported.

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May 23, 2023 Filed Jun 20, 2023 20:45 UTC Amendment GrantStock Option · Derivative 4,040 Not disclosed Strike: $3.43 Not disclosed
Disclosure

SEC source: 0001213900-23-050114 · ownership.xml · derivative · entry 1

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,040

Underlying: Common Stock · 4,040 shares

Expires 2028-06-30

F1 · kind: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported.

F1 · price: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported.

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May 23, 2023 Filed Jun 20, 2023 20:24 UTC Amendment
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Option · Derivative 2,120 Not disclosed Strike: $3.43 Not disclosed
Disclosure

SEC source: 0001213900-23-050065 · ownership.xml · derivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,120

Underlying: Common Stock · 2,120 shares

Expires 2028-06-30

F1 · kind: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported.

F1 · price: This amendment reports that this stock option was issued absent the exchange for all outstanding options as had been previously reported.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.