Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 13, 2016 Filed May 22, 2018 21:02 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 16,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-18-000744 · e618038_4-michaelt.xml · derivative · entry 26 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2021-05-26 F17 · kind: Assignment of a portion of Placement Agent Warrants. originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. F16 · ownership.nature: Represents warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, pursuant to Capital Markets Advisory Agreement. Read SEC document |
| October 13, 2016 Filed May 22, 2018 21:00 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 15,925 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-18-000742 · e618036_4-robertt.xml · derivative · entry 29 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,925 Underlying: Common Stock · 15,925 shares Expires 2021-07-31 F17 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed May 22, 2018 21:00 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 13,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001193805-18-000742 · e618036_4-robertt.xml · derivative · entry 28 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 13,500 shares Expires 2021-05-26 F17 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Jan 17, 2019 23:20 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 19,300 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-000887 · ownership.xml · derivative · entry 20 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,300 Underlying: Common Stock · 19,300 shares Expires 2021-07-31 Read SEC document |
| October 13, 2016 Filed Jan 17, 2019 23:20 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 16,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-000887 · ownership.xml · derivative · entry 19 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2021-05-26 F12 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's 8% convertible notes. F12 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| October 13, 2016 Filed Jan 17, 2019 23:17 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 15,925 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-000883 · ownership.xml · derivative · entry 20 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,925 Underlying: Common Stock · 15,925 shares Expires 2021-07-31 F12 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Jan 17, 2019 23:17 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 13,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-000883 · ownership.xml · derivative · entry 19 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 13,500 shares Expires 2021-05-26 F12 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Jan 18, 2019 15:04 UTC |
SCHROEDER ROBERT CDirector
|
OtherWarrants (right to purchase) · Derivative | 8,110 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-000922 · ownership.xml · derivative · entry 11 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 Underlying: Common Stock · 8,110 shares Expires 2021-05-26 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| October 13, 2016 Filed Feb 14, 2019 22:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 19,300 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-002637 · ownership.xml · derivative · entry 20 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,300 Underlying: Common Stock · 19,300 shares Expires 2021-07-31 Read SEC document |
| October 13, 2016 Filed Feb 14, 2019 22:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 16,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-002637 · ownership.xml · derivative · entry 19 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2021-05-26 F13 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's 8% convertible notes. F13 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| October 13, 2016 Filed Feb 14, 2019 22:31 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 15,925 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-002633 · ownership.xml · derivative · entry 20 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,925 Underlying: Common Stock · 15,925 shares Expires 2021-07-31 F13 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Feb 14, 2019 22:31 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 13,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-002633 · ownership.xml · derivative · entry 19 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 13,500 shares Expires 2021-05-26 F13 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Feb 14, 2019 21:33 UTC |
SCHROEDER ROBERT CDirector
|
OtherWarrants (right to purchase) · Derivative | 8,110 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-002586 · ownership.xml · derivative · entry 12 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 Underlying: Common Stock · 8,110 shares Expires 2021-05-26 F5 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| October 13, 2016 Filed Feb 15, 2019 16:30 UTC Amendment |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 15,925 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-002685 · ownership.xml · derivative · entry 20 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,925 Underlying: Common Stock · 15,925 shares Expires 2021-07-31 F13 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Feb 15, 2019 16:30 UTC Amendment |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 13,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-002685 · ownership.xml · derivative · entry 19 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 13,500 shares Expires 2021-05-26 F13 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Feb 15, 2019 16:27 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 19,300 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-002681 · ownership.xml · derivative · entry 20 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,300 Underlying: Common Stock · 19,300 shares Expires 2021-07-31 Read SEC document |
| October 13, 2016 Filed Feb 15, 2019 16:27 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 16,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-002681 · ownership.xml · derivative · entry 19 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2021-05-26 F13 · kind: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's 8% convertible notes. F13 · ownership.nature: Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, for acting as placement agent for the sale of Issuer's 8% convertible notes. Read SEC document |
| October 13, 2016 Filed Feb 19, 2019 15:46 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 19,300 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-002781 · ownership.xml · derivative · entry 20 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,300 Underlying: Common Stock · 19,300 shares Expires 2021-07-31 Read SEC document |
| October 13, 2016 Filed Feb 19, 2019 15:46 UTC Amendment |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 16,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-002781 · ownership.xml · derivative · entry 19 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2021-05-26 F13 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| October 13, 2016 Filed Apr 4, 2019 17:52 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 15,925 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 19 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,925 Underlying: Common Stock · 15,925 shares Expires 2021-07-31 F13 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Apr 4, 2019 17:52 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 13,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-005772 · ownership.xml · derivative · entry 18 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 13,500 shares Expires 2021-05-26 F13 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Apr 4, 2019 17:51 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 19,300 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-005770 · ownership.xml · derivative · entry 19 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,300 Underlying: Common Stock · 19,300 shares Expires 2021-07-31 Read SEC document |
| October 13, 2016 Filed Apr 4, 2019 17:51 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 16,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-005770 · ownership.xml · derivative · entry 18 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2021-05-26 F13 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| October 13, 2016 Filed Apr 4, 2019 17:50 UTC |
SCHROEDER ROBERT CDirector
|
OtherWarrants (right to purchase) · Derivative | 8,110 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-005768 · ownership.xml · derivative · entry 11 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 Underlying: Common Stock · 8,110 shares Expires 2021-05-26 F6 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| October 13, 2016 Filed Aug 14, 2019 15:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 19,300 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-015705 · ownership.xml · derivative · entry 17 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,300 Underlying: Common Stock · 19,300 shares Expires 2021-07-31 Read SEC document |
| October 13, 2016 Filed Aug 14, 2019 15:36 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 16,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-015705 · ownership.xml · derivative · entry 16 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2021-05-26 F13 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| October 13, 2016 Filed Aug 14, 2019 14:55 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 15,925 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 17 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,925 Underlying: Common Stock · 15,925 shares Expires 2021-07-31 F13 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Aug 14, 2019 14:55 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 13,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-015689 · ownership.xml · derivative · entry 16 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 13,500 shares Expires 2021-05-26 F13 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Dec 5, 2019 19:33 UTC |
SCHROEDER ROBERT CDirector
|
OtherWarrants (right to purchase) · Derivative | 8,110 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-025376 · ownership.xml · derivative · entry 8 SCHROEDER ROBERT C · CIK 0001268331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,110 Underlying: Common Stock · 8,110 shares Expires 2021-05-26 F6 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Vice President - Investment Banking. Read SEC document |
| October 13, 2016 Filed Dec 5, 2019 19:35 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 15,925 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 17 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,925 Underlying: Common Stock · 15,925 shares Expires 2021-07-31 F13 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Dec 5, 2019 19:35 UTC |
TAGLICH ROBERTDirector · 10% owner
|
OtherWarrants · Derivative | 13,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-025378 · ownership.xml · derivative · entry 16 TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 13,500 shares Expires 2021-05-26 F13 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director. Read SEC document |
| October 13, 2016 Filed Dec 5, 2019 19:26 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 19,300 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 17 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,300 Underlying: Common Stock · 19,300 shares Expires 2021-07-31 Read SEC document |
| October 13, 2016 Filed Dec 5, 2019 19:26 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherWarrants · Derivative | 16,500 | $0.00 Strike: $6.15 | $0.00 |
DisclosureSEC source: 0001213900-19-025370 · ownership.xml · derivative · entry 16 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2021-05-26 F13 · kind: Assignment of a portion of Placement Agent Warrants originally issued to Taglich Brothers, Inc., of which the Reporting Person is Chairman and President. Read SEC document |
| October 01, 2016 Filed Aug 4, 2017 11:39 UTC |
RECCA MICHAEL EChief Financial Officer
|
GrantStock options · Derivative | 50,000 | $0.00 Strike: $10.31 | $0.00 |
DisclosureSEC source: 0001193805-17-001387 · e616431_4-michael.xml · derivative · entry 3 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2021-05-01 F2 · derivative.exercise_date: Vests in annual installments of 12,500 shares commencing May 1, 2015. Read SEC document |
| October 01, 2016 Filed Feb 12, 2019 17:05 UTC |
RECCA MICHAEL EChief Financial Officer
|
GrantStock options · Derivative | 50,000 | $0.00 Strike: $10.31 | $0.00 |
DisclosureSEC source: 0001213900-19-002247 · ownership.xml · derivative · entry 3 RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2021-05-01 F2 · derivative.exercise_date: Vests in annual installments of 12,500 shares commencing May 1, 2015. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 17:05 UTC |
TAGLICH ROBERTDirector
|
OtherSeries A Preferred Stock · Derivative | 3,018 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001193805-16-003974 · e615409_4-robertt.xml · derivative · entry 31 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,436 Underlying: Common Stock · 6,135 shares Expires not disclosed F10 · kind: Represents shares received in lieu of payment of cash dividend. F4 · derivative.expiration_date: No expiration date. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 17:02 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherSeries A Preferred Stock · Derivative | 5,108 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001193805-16-003972 · e615408_4-michaelt.xml · derivative · entry 28 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,179 Underlying: Common Stock · 10,382 shares Expires not disclosed F8 · kind: Represents shares received in lieu of cash dividends. F4 · derivative.expiration_date: There is no expiration date. Read SEC document |
| September 15, 2016 Filed Nov 28, 2016 21:32 UTC |
TAGLICH ROBERTDirector
|
OtherSeries A Preferred Stock · Derivative | 3,018 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001193805-16-004318 · e615602_4-robertt.xml · derivative · entry 28 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,436 Underlying: Common Stock · 6,135 shares Expires not disclosed F10 · kind: Represents shares received in lieu of payment of cash dividend. F4 · derivative.expiration_date: No expiration date. Read SEC document |
| September 15, 2016 Filed Nov 28, 2016 21:31 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
OtherSeries A Preferred Stock · Derivative | 5,108 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001193805-16-004317 · e615601_4-michaelt.xml · derivative · entry 25 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,179 Underlying: Common Stock · 10,382 shares Expires not disclosed F8 · kind: Represents shares received in lieu of cash dividends. F4 · derivative.expiration_date: There is no expiration date. Read SEC document |
| August 19, 2016 Filed Sep 19, 2016 17:05 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 69,025 | $50.00 Strike: $6.15 | $3,451,250.00 |
DisclosureSEC source: 0001193805-16-003974 · e615409_4-robertt.xml · derivative · entry 30 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 81,461 Underlying: Common Stock · 69,025 shares Expires 2021-07-31 F9 · ownership.nature: Represents Placement Agent Warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's 12% Subordinated Convertible Notes in August 2016. Read SEC document |
| August 19, 2016 Filed Sep 19, 2016 17:05 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 2,436 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001193805-16-003974 · e615409_4-robertt.xml · derivative · entry 29 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 12,436 Underlying: Common Stock · 2,436 shares Expires 2021-07-31 F8 · ownership.nature: Custodian for children under NY UGMA. Read SEC document |
| August 19, 2016 Filed Sep 19, 2016 17:05 UTC |
TAGLICH ROBERTDirector
|
PurchaseSeries A Preferred Stock · Derivative | 6,000 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001193805-16-003974 · e615409_4-robertt.xml · derivative · entry 28 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 6,000 Underlying: Common Stock · 12,192 shares Expires not disclosed F6 · derivative.exercise_date: Upon filing of Certificate of Amendment. F4 · derivative.expiration_date: No expiration date. F8 · ownership.nature: Custodian for children under NY UGMA. Read SEC document |
| August 19, 2016 Filed Sep 19, 2016 17:05 UTC |
TAGLICH ROBERTDirector
|
PurchaseConvertible Notes · Derivative | Not disclosed | $60,000.00 Strike: $10.00 | $60,000.00 |
DisclosureSEC source: 0001193805-16-003974 · e615409_4-robertt.xml · derivative · entry 27 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: Not disclosed Underlying: Common Stock · 12,192 shares Expires 2017-12-31 F7 · derivative.underlying_shares: Automatically converts into 6,000 shares of Series A Preferred Stock upon filing of Certificate of Amendment. F8 · ownership.nature: Custodian for children under NY UGMA. Read SEC document |
| August 19, 2016 Filed Sep 19, 2016 17:05 UTC |
TAGLICH ROBERTDirector
|
PurchaseWarrants · Derivative | 8,300 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001193805-16-003974 · e615409_4-robertt.xml · derivative · entry 26 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,990 Underlying: Common Stock · 8,300 shares Expires 2021-07-31 Read SEC document |
| August 19, 2016 Filed Sep 19, 2016 17:05 UTC |
TAGLICH ROBERTDirector
|
PurchaseSeries A Preferred Stock · Derivative | 20,418 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001193805-16-003974 · e615409_4-robertt.xml · derivative · entry 25 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,418 Underlying: Common Stock · 41,500 shares Expires not disclosed F6 · derivative.exercise_date: Upon filing of Certificate of Amendment. F4 · derivative.expiration_date: No expiration date. Read SEC document |
| August 19, 2016 Filed Sep 19, 2016 17:05 UTC |
TAGLICH ROBERTDirector
|
PurchaseConvertible Notes · Derivative | Not disclosed | $204,183.00 Strike: $10.00 | $204,183.00 |
DisclosureSEC source: 0001193805-16-003974 · e615409_4-robertt.xml · derivative · entry 24 TAGLICH ROBERT · CIK 0001353439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 41,500 shares Expires 2017-12-31 F5 · derivative.underlying_shares: Automatically converts into 20,418 shares of Series A Preferred Stock upon filing of certificate of amendment to articles of incorporation increasing the number of authorized shares of preferred stock available for conversion (the "Certificate of Amendment"). Read SEC document |
| August 19, 2016 Filed Sep 19, 2016 17:02 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 69,025 | $50.00 Strike: $6.15 | $3,451,250.00 |
DisclosureSEC source: 0001193805-16-003972 · e615408_4-michaelt.xml · derivative · entry 27 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 79,025 Underlying: Common Stock · 69,205 shares Expires 2021-07-31 F7 · ownership.nature: Represents Placement Agent Warrants received by Taglich Brothers, Inc., of which the Reporting Person is Chairman and President, which acted as placement agent for the sale of Issuer's 12% Subordinated Convertible Notes in August 2016. Read SEC document |
| August 19, 2016 Filed Sep 19, 2016 17:02 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseWarrants · Derivative | 61,817 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001193805-16-003972 · e615408_4-michaelt.xml · derivative · entry 26 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,507 Underlying: Common Stock · 61,630 shares Expires 2021-07-31 Read SEC document |
| August 19, 2016 Filed Sep 19, 2016 17:02 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseSeries A Preferred Stock · Derivative | 152,071 | $0.00 Strike: $4.92 | $0.00 |
DisclosureSEC source: 0001193805-16-003972 · e615408_4-michaelt.xml · derivative · entry 25 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,071 Underlying: Common Stock · 309,088 shares Expires not disclosed F6 · derivative.exercise_date: Upon filing of Certificate of Amendment. F4 · derivative.expiration_date: There is no expiration date. Read SEC document |
| August 19, 2016 Filed Sep 19, 2016 17:02 UTC |
TAGLICH MICHAEL NDirector · 10% owner
|
PurchaseConvertible Notes · Derivative | Not disclosed | $1,520,713.00 Strike: $10.00 | $1,520,713.00 |
DisclosureSEC source: 0001193805-16-003972 · e615408_4-michaelt.xml · derivative · entry 24 TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 309,088 shares Expires 2017-12-31 F5 · derivative.underlying_shares: Automatically converts into 151,611 shares of Series A Preferred Stock upon filing of certificate of amendment to articles of incorporation increasing the number of authorized shares of preferred stock available for conversion (the "Certificate of Amendment"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.