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AIRI

AIR INDUSTRIES GROUP

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7887
SEC CIK
0001009891
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307

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2024 Filed Aug 15, 2024 20:13 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 10,000 $0.00 Strike: $3.75 $0.00
Disclosure

SEC source: 0001213900-24-069654 · ownership.xml · derivative · entry 3

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-08-31

F2 · derivative.exercise_date: Vests as to 2,500 shares on each of August 31, 2024, September 30, 2024, December 31, 2024 and March 31, 2025.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 20:12 UTC GrantStock Options · Derivative 30,000 $0.00 Strike: $3.75 $0.00
Disclosure

SEC source: 0001213900-24-069648 · ownership.xml · derivative · entry 2

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-08-31

F1 · derivative.exercise_date: Vests as to 2,500 shares on each of August 31, 2024, September 30, 2024, December 31, 2024 and March 31, 2025.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 20:11 UTC GrantStock Options · Derivative 10,000 $0.00 Strike: $3.75 $0.00
Disclosure

SEC source: 0001213900-24-069642 · ownership.xml · derivative · entry 2

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-08-31

F1 · derivative.exercise_date: Vests as to 2,500 shares on each of August 31, 2024, September 30, 2024, December 31, 2024 and March 31, 2025.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 20:10 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $3.75 $0.00
Disclosure

SEC source: 0001213900-24-069636 · ownership.xml · derivative · entry 2

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-08-31

F1 · derivative.exercise_date: Vests as to 2,500 shares on each of August 31, 2024, September 30, 2024, December 31, 2024 and March 31, 2025.

Read SEC document
August 13, 2024 Filed Aug 15, 2024 20:09 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $3.75 $0.00
Disclosure

SEC source: 0001213900-24-069632 · ownership.xml · derivative · entry 3

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-08-31

F1 · derivative.exercise_date: Vests as to 2,500 shares on each of August 31, 2024, September 30, 2024, December 31, 2024 and March 31, 2025..

Read SEC document
July 02, 2024 Filed Jul 5, 2024 16:57 UTC GrantCommon Stock 4,686 $3.33 $15,604.38
Disclosure

SEC source: 0001213900-24-059397 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,489

F1 · kind: Grant pursuant to equity plan.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 16:56 UTC
TAGLICH ROBERTDirector · 10% owner
GrantCommon Stock 3,783 $3.33 $12,597.39
Disclosure

SEC source: 0001213900-24-059396 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,343

F1 · kind: Grant pursuant to equity plan.

Read SEC document
July 02, 2024 Filed Jul 5, 2024 16:53 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantCommon Stock 3,783 $3.33 $12,597.39
Disclosure

SEC source: 0001213900-24-059394 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434,449

F1 · kind: Grant pursuant to equity plan.

Read SEC document
June 06, 2024 Filed Jun 7, 2024 20:19 UTC PurchaseCommon Stock 11,082 $3.64 $40,283.07
Disclosure

SEC source: 0001213900-24-050786 · ownership.xml · nonDerivative · entry 1

Melluzzo Luciano M · CIK 0001344076 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,082

Read SEC document
April 25, 2024 Filed Apr 29, 2024 22:54 UTC
TAGLICH ROBERTDirector · 10% owner
GrantCommon Stock 2,619 $4.81 $12,597.39
Disclosure

SEC source: 0001213900-24-037347 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,560

F1 · kind: Grant pursuant to equity plan.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 22:53 UTC GrantCommon Stock 2,704 $4.81 $13,006.24
Disclosure

SEC source: 0001213900-24-037346 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,803

F1 · kind: Grant pursuant to equity plan.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 22:52 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantCommon Stock 2,619 $4.81 $12,597.39
Disclosure

SEC source: 0001213900-24-037345 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,666

F1 · kind: Grant pursuant to equity plan.

Read SEC document
January 08, 2024 Filed Jan 10, 2024 21:09 UTC
TAGLICH ROBERTDirector · 10% owner
OtherCommon Stock 4,064 $3.10 $12,598.40
Disclosure

SEC source: 0001213900-24-002699 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,941

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
January 08, 2024 Filed Jan 10, 2024 21:08 UTC
TAGLICH MICHAEL NDirector · 10% owner
OtherCommon Stock 4,064 $3.10 $12,598.40
Disclosure

SEC source: 0001213900-24-002696 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,580

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
January 08, 2024 Filed Jan 10, 2024 21:06 UTC OtherCommon Stock 4,195 $3.10 $13,004.50
Disclosure

SEC source: 0001213900-24-002693 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,099

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
October 04, 2023 Filed Oct 4, 2023 20:25 UTC
TAGLICH ROBERTDirector · 10% owner
OtherCommon Stock 4,359 $2.89 $12,597.51
Disclosure

SEC source: 0001013762-23-001629 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,877

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
October 04, 2023 Filed Oct 4, 2023 20:24 UTC
TAGLICH MICHAEL NDirector · 10% owner
OtherCommon Stock 4,359 $2.89 $12,597.51
Disclosure

SEC source: 0001013762-23-001628 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,516

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
October 04, 2023 Filed Oct 4, 2023 20:23 UTC OtherCommon Stock 4,500 $2.89 $13,005.00
Disclosure

SEC source: 0001013762-23-001624 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,904

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
July 19, 2023 Filed Jul 20, 2023 20:21 UTC
TAGLICH ROBERTDirector · 10% owner
OtherCommon Stock 4,467 $3.54 $15,813.18
Disclosure

SEC source: 0001213900-23-058511 · ownership.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,518

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
July 19, 2023 Filed Jul 20, 2023 20:20 UTC
TAGLICH MICHAEL NDirector · 10% owner
OtherCommon Stock 4,467 $3.54 $15,813.18
Disclosure

SEC source: 0001213900-23-058509 · ownership.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,157

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
July 19, 2023 Filed Jul 20, 2023 20:19 UTC OtherCommon Stock 2,649 $3.54 $9,377.46
Disclosure

SEC source: 0001213900-23-058507 · ownership.xml · nonDerivative · entry 1

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,152

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
July 19, 2023 Filed Jul 20, 2023 20:19 UTC OtherCommon Stock 3,647 $3.54 $12,910.38
Disclosure

SEC source: 0001213900-23-058506 · ownership.xml · nonDerivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,377

F1 · kind: Shares received in lieu of cash payment of director's fees.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 16:28 UTC
RECCA MICHAEL EChief Financial Officer
GrantStock Options · Derivative 12,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001213900-23-046812 · ownership.xml · derivative · entry 2

RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2028-05-31

F1 · derivative.exercise_date: Vests in equal instalments of 4,000 shares on June 2, 2023, May 31, 2024 and May 31, 2025.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:34 UTC
TAGLICH ROBERTDirector · 10% owner
GrantStock Options · Derivative 10,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001213900-23-046829 · ownership.xml · derivative · entry 4

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-05-31

F3 · derivative.exercise_date: Vests as to 2,500 shares on each of June 2, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:32 UTC GrantStock Options · Derivative 10,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001213900-23-046825 · ownership.xml · derivative · entry 2

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-05-31

F1 · derivative.exercise_date: Vests as to 2,500 shares on each of June 2, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:31 UTC GrantStock Options · Derivative 10,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001213900-23-046822 · ownership.xml · derivative · entry 2

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-05-31

F1 · derivative.exercise_date: Vests as to 2,500 shares on each of June 2, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:29 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Options · Derivative 10,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001213900-23-046816 · ownership.xml · derivative · entry 3

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-05-31

F2 · derivative.exercise_date: Vests as to 2,500 shares on each of June 2, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:27 UTC GrantStock options · Derivative 27,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001213900-23-046809 · ownership.xml · derivative · entry 2

Melluzzo Luciano M · CIK 0001344076 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2028-05-31

F1 · derivative.exercise_date: Vests in equal instalments of 9,000 shares on June 2, 2023, May 31, 2024 and May 31, 2025.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:26 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001213900-23-046807 · ownership.xml · derivative · entry 2

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-05-31

F1 · derivative.exercise_date: Vests as to 2,500 shares on each of June 2, 2023, June 30, 2023, September 30, 2023 and on December 31, 2023.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 20:25 UTC GrantStock Option · Derivative 10,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001213900-23-046804 · ownership.xml · derivative · entry 3

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-05-31

F1 · derivative.exercise_date: Vests as to 2,500 shares on each of June 2, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
June 02, 2023 Filed Jun 22, 2023 20:06 UTC Amendment
TAGLICH ROBERTDirector · 10% owner
GrantStock Option · Derivative 1,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001213900-23-050964 · ownership.xml · derivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2028-05-31

F1 · security: Amended to correct number from 10,000 to 1,000 in columns 5, 7 and 9.

F2 · derivative.exercise_date: Vests as to 250 shares on each of June 2, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
June 02, 2023 Filed Jun 22, 2023 20:05 UTC Amendment GrantStock Option · Derivative 1,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001213900-23-050961 · ownership.xml · derivative · entry 1

PORCELAIN MICHAEL · CIK 0001210707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2028-05-31

F1 · security: Amended to correct number from 10,000 to 1,000 in columns 5, 7 and 9.

F2 · derivative.exercise_date: Vests as to 250 shares on each of June 2, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
June 02, 2023 Filed Jun 22, 2023 20:04 UTC Amendment
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Option · Derivative 1,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001213900-23-050960 · ownership.xml · derivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2028-05-31

F1 · security: Amended to correct number from 10,000 to 1,000 in columns 5, 7 and 9.

F2 · derivative.exercise_date: Vests as to 250 shares on each of June 2, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
June 02, 2023 Filed Jun 22, 2023 20:03 UTC Amendment GrantStock Option · Derivative 1,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001213900-23-050959 · ownership.xml · derivative · entry 1

BUONANNO DAVID · CIK 0001411333 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2028-05-31

F1 · security: Amended to correct number from 10,000 to 1,000 in columns 5, 7 and 9.

F2 · derivative.exercise_date: Vests as to 250 shares on each of June 2, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
June 02, 2023 Filed Jun 22, 2023 20:01 UTC Amendment GrantStock Option · Derivative 1,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001213900-23-050955 · ownership.xml · derivative · entry 1

Brand Michael · CIK 0001562757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2028-05-31

F1 · security: Amended to correct number from 10,000 to 1,000 in columns 5, 7 and 9.

F2 · derivative.exercise_date: Vests as to 250 shares on each of June 2, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
June 02, 2023 Filed Jun 22, 2023 20:00 UTC Amendment GrantStock Options · Derivative 1,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001213900-23-050949 · ownership.xml · derivative · entry 1

Rettaliata Peter · CIK 0001344959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2028-05-31

F1 · security: Amended to correct number from 10,000 to 1,000 in columns 5, 7 and 9.

F2 · derivative.exercise_date: Vests as to 250 shares on each of June 2, 2023, June 30, 2023, September 30, 2023 and December 31, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 16:27 UTC
RECCA MICHAEL EChief Financial Officer
Disposition to issuerStock options · Derivative 5,000 Not disclosed Strike: $14.20 Not disclosed
Disclosure

SEC source: 0001213900-23-043099 · ownership.xml · derivative · entry 8

RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2024-07-24

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 16:27 UTC
RECCA MICHAEL EChief Financial Officer
Disposition to issuerStock options · Derivative 9,000 Not disclosed Strike: $8.80 Not disclosed
Disclosure

SEC source: 0001213900-23-043099 · ownership.xml · derivative · entry 7

RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2024-01-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 16:27 UTC
RECCA MICHAEL EChief Financial Officer
Disposition to issuerStock options · Derivative 10,000 Not disclosed Strike: $10.30 Not disclosed
Disclosure

SEC source: 0001213900-23-043099 · ownership.xml · derivative · entry 6

RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-03-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 16:27 UTC
RECCA MICHAEL EChief Financial Officer
Disposition to issuerStock options · Derivative 7,500 Not disclosed Strike: $13.90 Not disclosed
Disclosure

SEC source: 0001213900-23-043099 · ownership.xml · derivative · entry 5

RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2026-03-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

Read SEC document
May 23, 2023 Filed May 25, 2023 16:27 UTC
RECCA MICHAEL EChief Financial Officer
Disposition to issuerStock options · Derivative 12,500 Not disclosed Strike: $12.20 Not disclosed
Disclosure

SEC source: 0001213900-23-043099 · ownership.xml · derivative · entry 4

RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires 2026-07-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

F3 · derivative.exercise_date: Vests in equal installments of 4,167 shares on July 30, 2021, July 31, 2022 and 4,166 shares on July 31, 2023.

Read SEC document
May 23, 2023 Filed May 25, 2023 16:27 UTC
RECCA MICHAEL EChief Financial Officer
Disposition to issuerStock options · Derivative 10,000 Not disclosed Strike: $8.30 Not disclosed
Disclosure

SEC source: 0001213900-23-043099 · ownership.xml · derivative · entry 3

RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-03-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

F2 · derivative.exercise_date: Vests as to 3,333 shares on each of April 12, 2022 and March 31, 2023, and 3,334 shares on March 31, 2024.

Read SEC document
May 23, 2023 Filed May 25, 2023 16:27 UTC
RECCA MICHAEL EChief Financial Officer
GrantStock Options · Derivative 21,600 Not disclosed Strike: $3.43 Not disclosed
Disclosure

SEC source: 0001213900-23-043099 · ownership.xml · derivative · entry 2

RECCA MICHAEL E · CIK 0000923781 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,600

Underlying: Common Stock · 21,600 shares

Expires 2028-06-30

F1 · kind: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

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May 23, 2023 Filed May 25, 2023 20:28 UTC Disposition to issuerStock options · Derivative 27,000 Not disclosed Strike: $15.00 Not disclosed
Disclosure

SEC source: 0001213900-23-043100 · ownership.xml · derivative · entry 8

Melluzzo Luciano M · CIK 0001344076 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common stock · 27,000 shares

Expires 2024-09-30

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

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May 23, 2023 Filed May 25, 2023 20:28 UTC Disposition to issuerStock options · Derivative 20,000 Not disclosed Strike: $8.80 Not disclosed
Disclosure

SEC source: 0001213900-23-043100 · ownership.xml · derivative · entry 7

Melluzzo Luciano M · CIK 0001344076 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2024-01-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

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May 23, 2023 Filed May 25, 2023 20:28 UTC Disposition to issuerStock options · Derivative 20,000 Not disclosed Strike: $10.30 Not disclosed
Disclosure

SEC source: 0001213900-23-043100 · ownership.xml · derivative · entry 6

Melluzzo Luciano M · CIK 0001344076 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common stock · 20,000 shares

Expires 2025-03-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

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May 23, 2023 Filed May 25, 2023 20:28 UTC Disposition to issuerStock options · Derivative 15,000 Not disclosed Strike: $13.90 Not disclosed
Disclosure

SEC source: 0001213900-23-043100 · ownership.xml · derivative · entry 5

Melluzzo Luciano M · CIK 0001344076 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common stock · 15,000 shares

Expires 2026-03-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

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May 23, 2023 Filed May 25, 2023 20:28 UTC Disposition to issuerStock options · Derivative 18,000 Not disclosed Strike: $12.20 Not disclosed
Disclosure

SEC source: 0001213900-23-043100 · ownership.xml · derivative · entry 4

Melluzzo Luciano M · CIK 0001344076 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2026-07-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

F3 · derivative.exercise_date: Vests in equal installments of 6,000 shares on July 30, 2021, July 31, 2022 and July 31, 2023.

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May 23, 2023 Filed May 25, 2023 20:28 UTC Disposition to issuerStock options · Derivative 20,000 Not disclosed Strike: $8.30 Not disclosed
Disclosure

SEC source: 0001213900-23-043100 · ownership.xml · derivative · entry 3

Melluzzo Luciano M · CIK 0001344076 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-03-31

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

F2 · derivative.exercise_date: Vests as to 6,667 shares on each of April 12, 2022 and March 31, 2023, and 6,666 shares on March 31, 2024.

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May 23, 2023 Filed May 25, 2023 20:28 UTC GrantStock options · Derivative 48,000 Not disclosed Strike: $3.43 Not disclosed
Disclosure

SEC source: 0001213900-23-043100 · ownership.xml · derivative · entry 2

Melluzzo Luciano M · CIK 0001344076 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Common Stock · 48,000 shares

Expires 2028-06-30

F1 · kind: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

F1 · price: The reporting person and the issuer agreed to a stock option exchange whereby the reporting person exchanged all of his outstanding vested and unvested stock options for an immediately vested stock option to purchase a lesser number of shares than the aggregate number of shares subject to his outstanding stock options, with a modified exercise price and exercise period.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.