Tapewire

Nasdaq · USD

AIRG

AIRGAIN INC

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Tapewire entity
552
SEC CIK
0001272842
Parsed reports
301

Last 12 months

Inside the activity.

3 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202603
Feb 202605
Mar 202607
Apr 202602
May 202604
Jun 202601
Jul 202600
Aug 202610
Sep 202611
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 10, 2021 Filed Mar 11, 2021 21:54 UTC
Sbahi MoradSVP, Global Prod. & Marketing
PurchaseCommon Stock 3,000 $21.23 $63,682.20
Disclosure

SEC source: 0001209191-21-019798 · doc4.xml · nonDerivative · entry 1

Sbahi Morad · CIK 0001846830 · SVP, Global Prod. & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $21.095 to $21.27. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · balance_after: Includes 13,000 RSUs.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:53 UTC
Thill KevinSr. VP, Engineering
Tax withholdingCommon Stock 5,593 $24.19 $135,294.67
Disclosure

SEC source: 0001209191-21-017565 · doc4.xml · nonDerivative · entry 1

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,906

F1 · shares: Reflects restricted stock units surrendered via a net settlement to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 42,582 restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:49 UTC
SUEN JACOBDirector · President and CEO
Tax withholdingCommon Stock 7,397 $24.19 $178,933.43
Disclosure

SEC source: 0001209191-21-017562 · doc4.xml · nonDerivative · entry 1

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,598

F1 · shares: Reflects restricted stock units surrendered via a net settlement to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 95,785 restricted stock units.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 02:09 UTC
Thill KevinSr. VP, Engineering
Exercise / conversionStock Option (Right to Buy) · Derivative 13,020 $0.00 Strike: $11.46 $0.00
Disclosure

SEC source: 0001209191-21-014101 · doc4.xml · derivative · entry 13

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,980

Underlying: Common Stock · 13,020 shares

Expires 2029-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vested on January 1, 2020, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 02:09 UTC
Thill KevinSr. VP, Engineering
Exercise / conversionStock Option (Right to Buy) · Derivative 15,416 $0.00 Strike: $10.94 $0.00
Disclosure

SEC source: 0001209191-21-014101 · doc4.xml · derivative · entry 12

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,584

Underlying: Common Stock · 15,416 shares

Expires 2028-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vested on January 19, 2019, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 02:09 UTC
Thill KevinSr. VP, Engineering
Exercise / conversionStock Option (Right to Buy) · Derivative 21,500 $0.00 Strike: $13.43 $0.00
Disclosure

SEC source: 0001209191-21-014101 · doc4.xml · derivative · entry 11

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,500 shares

Expires 2027-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is fully vested.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 02:09 UTC
Thill KevinSr. VP, Engineering
Exercise / conversionStock Option (Right to Buy) · Derivative 4,500 $0.00 Strike: $13.43 $0.00
Disclosure

SEC source: 0001209191-21-014101 · doc4.xml · derivative · entry 10

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2027-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is fully vested.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 02:09 UTC
Thill KevinSr. VP, Engineering
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $14.89 $0.00
Disclosure

SEC source: 0001209191-21-014101 · doc4.xml · derivative · entry 9

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2027-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is fully vested.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 02:09 UTC
Thill KevinSr. VP, Engineering
SaleCommon Stock 15,908 $23.77 $378,063.16
Disclosure

SEC source: 0001209191-21-014101 · doc4.xml · nonDerivative · entry 8

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,499

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $23.59 to $24.47. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4 · balance_after: Includes 57,623 restricted stock units.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 02:09 UTC
Thill KevinSr. VP, Engineering
SaleCommon Stock 43,428 $23.35 $1,014,052.49
Disclosure

SEC source: 0001209191-21-014101 · doc4.xml · nonDerivative · entry 7

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,407

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $22.59 to $23.585. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 02:09 UTC
Thill KevinSr. VP, Engineering
SaleCommon Stock 5,100 $22.07 $112,580.97
Disclosure

SEC source: 0001209191-21-014101 · doc4.xml · nonDerivative · entry 6

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,835

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $21.56 to $22.54. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 02:09 UTC
Thill KevinSr. VP, Engineering
Exercise / conversionCommon Stock 13,020 $11.46 $149,209.20
Disclosure

SEC source: 0001209191-21-014101 · doc4.xml · nonDerivative · entry 5

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 02:09 UTC
Thill KevinSr. VP, Engineering
Exercise / conversionCommon Stock 15,416 $10.94 $168,651.04
Disclosure

SEC source: 0001209191-21-014101 · doc4.xml · nonDerivative · entry 4

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 02:09 UTC
Thill KevinSr. VP, Engineering
Exercise / conversionCommon Stock 21,500 $13.43 $288,745.00
Disclosure

SEC source: 0001209191-21-014101 · doc4.xml · nonDerivative · entry 3

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 02:09 UTC
Thill KevinSr. VP, Engineering
Exercise / conversionCommon Stock 4,500 $13.43 $60,435.00
Disclosure

SEC source: 0001209191-21-014101 · doc4.xml · nonDerivative · entry 2

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 02:09 UTC
Thill KevinSr. VP, Engineering
Exercise / conversionCommon Stock 10,000 $14.89 $148,900.00
Disclosure

SEC source: 0001209191-21-014101 · doc4.xml · nonDerivative · entry 1

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 02:48 UTC
Sbahi MoradSVP, Global Prod. & Marketing
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $26.91 $0.00
Disclosure

SEC source: 0001209191-21-013609 · doc4.xml · derivative · entry 2

Sbahi Morad · CIK 0001846830 · SVP, Global Prod. & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-02-18

F3 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on February 18, 2022, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued employment or service with the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

Read SEC document
February 19, 2021 Filed Feb 24, 2021 02:48 UTC
Sbahi MoradSVP, Global Prod. & Marketing
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-013609 · doc4.xml · nonDerivative · entry 1

Sbahi Morad · CIK 0001846830 · SVP, Global Prod. & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

F1 · security: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of the March 1, 2022; March 1, 2023; March 1, 2024; and March 1, 2025, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The RSUs may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

F2 · balance_after: Includes 13,000 RSUs.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:12 UTC GrantStock Option (Right to Buy) · Derivative 3,039 $0.00 Strike: $23.91 $0.00
Disclosure

SEC source: 0001209191-21-007628 · doc4.xml · derivative · entry 3

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,039

Underlying: Common Stock · 3,039 shares

Expires 2031-01-31

F4 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F4 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:12 UTC GrantCommon Stock 1,448 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007628 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,375

F1 · security: Represent restricted stock units (RSU); each unit constituting a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such RSUs.

F2 · balance_after: Includes the 1,448 RSUs reported above.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:12 UTC GrantStock Option (Right to Buy) · Derivative 3,039 $0.00 Strike: $23.91 $0.00
Disclosure

SEC source: 0001209191-21-007627 · doc4.xml · derivative · entry 2

MUNRO THOMAS A · CIK 0001241233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,039

Underlying: Common Stock · 3,039 shares

Expires 2031-01-31

F3 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:12 UTC GrantCommon Stock 1,448 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007627 · doc4.xml · nonDerivative · entry 1

MUNRO THOMAS A · CIK 0001241233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,222

F1 · security: Represent restricted stock units (RSU); each unit constituting a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such RSUs.

F2 · balance_after: Includes the 1,448 RSUs reported above.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:10 UTC
CHUNG T JDirector
GrantStock Option (Right to Buy) · Derivative 3,039 $0.00 Strike: $23.91 $0.00
Disclosure

SEC source: 0001209191-21-007625 · doc4.xml · derivative · entry 2

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,039

Underlying: Common Stock · 3,039 shares

Expires 2031-01-31

F3 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:10 UTC
CHUNG T JDirector
GrantCommon Stock 1,448 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007625 · doc4.xml · nonDerivative · entry 1

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,184

F1 · security: Represent restricted stock units (RSU); each unit constituting a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such RSUs.

F2 · balance_after: Includes (A) the 1,448 RSUs reported above and (B) an additional 1,321 RSUs previously issued to the Reporting Person by the Issuer, which vest on November 5, 2021, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:11 UTC GrantStock Option (Right to Buy) · Derivative 3,039 $0.00 Strike: $23.91 $0.00
Disclosure

SEC source: 0001209191-21-007626 · doc4.xml · derivative · entry 2

Gillman Joan H · CIK 0001577360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,039

Underlying: Common Stock · 3,039 shares

Expires 2031-01-31

F3 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:11 UTC GrantCommon Stock 1,448 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007626 · doc4.xml · nonDerivative · entry 1

Gillman Joan H · CIK 0001577360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,222

F1 · security: Represent restricted stock units (RSU); each unit constituting a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such RSUs.

F2 · balance_after: Includes the 1,448 restricted stock units reported above.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:36 UTC
SIMS JAMES KDirector
GrantStock Option (Right to Buy) · Derivative 4,559 $0.00 Strike: $23.91 $0.00
Disclosure

SEC source: 0001209191-21-007577 · doc4.xml · derivative · entry 3

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,559

Underlying: Common Stock · 4,559 shares

Expires 2031-01-31

F5 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F5 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 01:36 UTC
SIMS JAMES KDirector
GrantCommon Stock 2,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007577 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,399

F1 · security: Represents restricted stock units (RSU); each unit constituting a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 1, 2022, subject to the Reporting Person's continued service with the Issuer through such vesting date. Vested shares will be delivered pursuant to the terms and conditions set forth in the applicable grant notice for such RSUs.

F2 · balance_after: Includes (A) the 2,172 RSUs reported above and (B) an additional 15,244 RSUs previously issued to the Reporting Person by the Issuer, which vest in substantially equal installments on each of the March 1, 2021, March 1, 2022 and March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

Read SEC document
January 28, 2021 Filed Feb 2, 2021 02:50 UTC
SUEN JACOBDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 83,900 $0.00 Strike: $24.18 $0.00
Disclosure

SEC source: 0001209191-21-006603 · doc4.xml · derivative · entry 2

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,900

Underlying: Common stock · 83,900 shares

Expires 2031-01-27

F3 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on January 28, 2022, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement.

Read SEC document
January 28, 2021 Filed Feb 2, 2021 02:50 UTC
SUEN JACOBDirector · President and CEO
GrantCommon Stock 40,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006603 · doc4.xml · nonDerivative · entry 1

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,995

F1 · security: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of the March 1, 2022; March 1, 2023; March 1, 2024; and March 1, 2025, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The RSUs may accelerate under certain conditions pursuant to the reporting person's employment agreement.

F2 · balance_after: Includes 117,178 RSUs.

Read SEC document
January 28, 2021 Filed Feb 2, 2021 16:30 UTC
Lyle DavidChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 38,000 $0.00 Strike: $24.18 $0.00
Disclosure

SEC source: 0001209191-21-006791 · doc4.xml · derivative · entry 2

Lyle David · CIK 0001416939 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common stock · 38,000 shares

Expires 2031-01-27

F3 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on January 28, 2022, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement.

Read SEC document
January 28, 2021 Filed Feb 2, 2021 16:30 UTC
Lyle DavidChief Financial Officer
GrantCommon Stock 20,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006791 · doc4.xml · nonDerivative · entry 1

Lyle David · CIK 0001416939 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,900

F1 · security: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of the March 1, 2022; March 1, 2023; March 1, 2024; and March 1, 2025, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The RSUs may accelerate under certain conditions pursuant to the reporting person's employment agreement.

F2 · balance_after: Includes 55,900 RSUs.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:34 UTC Exercise / conversionStock Option · Derivative 2,000 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001209191-21-003243 · doc4.xml · derivative · entry 3

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 2,000 shares

Expires 2021-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 21:34 UTC Exercise / conversionCommon stock 2,000 $2.60 $5,200.00
Disclosure

SEC source: 0001209191-21-003243 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,939 restricted stock units.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 22:32 UTC
SIMS JAMES KDirector
Exercise / conversionStock Option · Derivative 4,000 $0.00 Strike: $2.60 $0.00
Disclosure

SEC source: 0001209191-21-002789 · doc4.xml · derivative · entry 3

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 4,000 shares

Expires 2021-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested.

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January 06, 2021 Filed Jan 8, 2021 22:32 UTC
SIMS JAMES KDirector
Exercise / conversionCommon stock 4,000 $2.60 $10,400.00
Disclosure

SEC source: 0001209191-21-002789 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 19,654 restricted stock units previously issued to the Reporting Person by the Issuer.

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August 12, 2020 Filed Aug 13, 2020 22:55 UTC
Thill KevinSr. VP, Engineering
Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $8.17 $0.00
Disclosure

SEC source: 0001209191-20-046668 · doc4.xml · derivative · entry 3

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2028-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

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August 12, 2020 Filed Aug 13, 2020 22:55 UTC
Thill KevinSr. VP, Engineering
SaleCommon Stock 75,000 $13.63 $1,021,942.50
Disclosure

SEC source: 0001209191-20-046668 · doc4.xml · nonDerivative · entry 2

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,499

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $13.50 to $13.95. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · balance_after: Includes 57,623 restricted stock units.

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August 12, 2020 Filed Aug 13, 2020 22:55 UTC
Thill KevinSr. VP, Engineering
Exercise / conversionCommon Stock 75,000 $8.17 $612,750.00
Disclosure

SEC source: 0001209191-20-046668 · doc4.xml · nonDerivative · entry 1

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 19, 2020 Filed May 20, 2020 17:03 UTC
Lyle DavidChief Financial Officer
PurchaseCommon Stock 6,790 $8.36 $56,757.61
Disclosure

SEC source: 0001209191-20-030941 · doc4.xml · nonDerivative · entry 2

Lyle David · CIK 0001416939 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

F1 · balance_after: Includes 35,000 restricted stock units previously issued to the Reporting Person by the Issuer.

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May 18, 2020 Filed May 20, 2020 17:03 UTC
Lyle DavidChief Financial Officer
PurchaseCommon Stock 5,210 $8.30 $43,216.95
Disclosure

SEC source: 0001209191-20-030941 · doc4.xml · nonDerivative · entry 1

Lyle David · CIK 0001416939 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,210

F1 · balance_after: Includes 35,000 restricted stock units previously issued to the Reporting Person by the Issuer.

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March 02, 2020 Filed Mar 5, 2020 01:10 UTC
Thill KevinSr. VP, Engineering
Tax withholdingCommon Stock 664 $7.89 $5,238.96
Disclosure

SEC source: 0001209191-20-016400 · doc4.xml · nonDerivative · entry 1

Thill Kevin · CIK 0001765303 · Sr. VP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,499

F1 · shares: Reflects restricted stock units surrendered via a net settlement to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 57,623 restricted stock units.

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March 02, 2020 Filed Mar 5, 2020 01:08 UTC
SUEN JACOBDirector · President and CEO
Tax withholdingCommon Stock 3,075 $7.89 $24,261.75
Disclosure

SEC source: 0001209191-20-016395 · doc4.xml · nonDerivative · entry 1

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,495

F1 · shares: Reflects restricted stock units surrendered via a net settlement to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 76,678 restricted stock units.

F3 · balance_after: Mr. Suen's direct holdings have been reduced by 10,000 shares which were inadvertently included in his Form 3 filed May 5, 2017.

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February 28, 2020 Filed Mar 3, 2020 01:43 UTC
SIMS JAMES KDirector
PurchaseCommon Stock 5,000 $7.89 $39,432.50
Disclosure

SEC source: 0001209191-20-014820 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,227

F1 · balance_after: Includes 19,654 restricted stock units previously issued to the Reporting Person by the Issuer.

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February 03, 2020 Filed Feb 6, 2020 02:39 UTC
CHUNG T JDirector
GrantStock Option (Right to Buy) · Derivative 7,788 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0001209191-20-007078 · doc4.xml · derivative · entry 2

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,788

Underlying: Common Stock · 7,788 shares

Expires 2030-02-02

F3 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 3, 2021, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 3, 2021, subject to the Reporting Person's continued service with the Issuer through such vesting date.

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February 03, 2020 Filed Feb 6, 2020 02:39 UTC
CHUNG T JDirector
GrantCommon Stock 2,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007078 · doc4.xml · nonDerivative · entry 1

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,736

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 3, 2021, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F2 · balance_after: Includes (A) the 2,939 restricted stock units reported above and (B) an additional 2,641 restricted stock units previously issued to the Reporting Person by the Issuer, which vest in substantially equal installments on each of the November 5, 2020 and 2021, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

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February 03, 2020 Filed Feb 6, 2020 02:48 UTC GrantStock Option (Right to Buy) · Derivative 7,788 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0001209191-20-007086 · doc4.xml · derivative · entry 3

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,788

Underlying: Common Stock · 7,788 shares

Expires 2030-02-02

F4 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 3, 2021, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F4 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 3, 2021, subject to the Reporting Person's continued service with the Issuer through such vesting date.

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February 03, 2020 Filed Feb 6, 2020 02:48 UTC GrantCommon Stock 2,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007086 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,927

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 3, 2021, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F2 · balance_after: Includes 2,939 restricted stock units.

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February 03, 2020 Filed Feb 6, 2020 02:45 UTC
SIMS JAMES KDirector
GrantStock Option (Right to Buy) · Derivative 11,682 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0001209191-20-007084 · doc4.xml · derivative · entry 3

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,682

Underlying: Common Stock · 11,682 shares

Expires 2030-02-02

F5 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 3, 2021, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F5 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 3, 2021, subject to the Reporting Person's continued service with the Issuer through such vesting date.

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February 03, 2020 Filed Feb 6, 2020 02:45 UTC
SIMS JAMES KDirector
GrantCommon Stock 4,409 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007084 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,227

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest on February 3, 2021, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F2 · balance_after: Includes (A) the 4,409 restricted stock units reported above and (B) an additional 20,326 restricted stock units previously issued to the Reporting Person by the Issuer, which vest in substantially equal installments on each of the March 1, 2020, March 1, 2021, March 1, 2022 and March 1, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.