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Nasdaq · USD

AIRG

AIRGAIN INC

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552
SEC CIK
0001272842
Parsed reports
301

Last 12 months

Inside the activity.

3 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202603
Feb 202605
Mar 202607
Apr 202602
May 202604
Jun 202601
Jul 202600
Aug 202610
Sep 202611
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2023 Filed Mar 18, 2023 01:13 UTC Amendment
SIMS JAMES KDirector
GrantStock Option (Right to Buy) · Derivative 9,903 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001209191-23-019960 · doc4a.xml · derivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,903

Underlying: Common Stock · 9,903 shares

Expires 2033-01-31

F1 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2024, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2023 Filed Mar 18, 2023 01:11 UTC Amendment GrantStock Option (Right to Buy) · Derivative 6,602 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001209191-23-019958 · doc4a.xml · derivative · entry 1

MUNRO THOMAS A · CIK 0001241233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,602

Underlying: Common Stock · 6,602 shares

Expires 2033-01-31

F1 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2024, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2023 Filed Mar 18, 2023 01:09 UTC Amendment GrantStock Option (Right to Buy) · Derivative 6,602 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001209191-23-019956 · doc4a.xml · derivative · entry 1

Gillman Joan H · CIK 0001577360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,602

Underlying: Common Stock · 6,602 shares

Expires 2033-01-31

F1 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2024, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2023 Filed Mar 18, 2023 01:07 UTC Amendment
CHUNG T JDirector
GrantStock Option (Right to Buy) · Derivative 6,602 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001209191-23-019954 · doc4a.xml · derivative · entry 1

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,602

Underlying: Common Stock · 6,602 shares

Expires 2033-01-31

F1 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2024, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2023 Filed May 26, 2023 14:44 UTC Amendment GrantStock Option (Right to Buy) · Derivative 7,584 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001209191-23-032470 · doc4a.xml · derivative · entry 1

Allgood Kiva A. · CIK 0001778208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,584

Underlying: Common Stock · 7,584 shares

Expires 2033-01-31

F1 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2024, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2023 Filed May 26, 2023 18:49 UTC Amendment GrantStock Option (Right to Buy) · Derivative 7,584 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001209191-23-032479 · doc4a.xml · derivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,584

Underlying: Common Stock · 7,584 shares

Expires 2033-01-31

F1 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2024, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2023 Filed May 26, 2023 18:48 UTC Amendment
SIMS JAMES KDirector
GrantStock Option (Right to Buy) · Derivative 11,377 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001209191-23-032477 · doc4a.xml · derivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,377

Underlying: Common Stock · 11,377 shares

Expires 2033-01-31

F1 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2024, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2023 Filed May 26, 2023 18:47 UTC Amendment GrantStock Option (Right to Buy) · Derivative 7,584 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001209191-23-032475 · doc4a.xml · derivative · entry 1

MUNRO THOMAS A · CIK 0001241233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,584

Underlying: Common Stock · 7,584 shares

Expires 2033-01-31

F1 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2024, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2023 Filed May 26, 2023 18:46 UTC Amendment GrantStock Option (Right to Buy) · Derivative 7,584 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001209191-23-032474 · doc4a.xml · derivative · entry 1

Gillman Joan H · CIK 0001577360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,584

Underlying: Common Stock · 7,584 shares

Expires 2033-01-31

F1 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2024, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2023 Filed May 26, 2023 18:45 UTC Amendment
CHUNG T JDirector
GrantStock Option (Right to Buy) · Derivative 7,584 $0.00 Strike: $8.00 $0.00
Disclosure

SEC source: 0001209191-23-032472 · doc4a.xml · derivative · entry 1

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,584

Underlying: Common Stock · 7,584 shares

Expires 2033-01-31

F1 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2024, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 14:57 UTC
SIMS JAMES KDirector
PurchaseCommon Stock 2,000 $6.68 $13,358.80
Disclosure

SEC source: 0000899243-22-038935 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,419

F1 · kind: The Reporting Person's purchase of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 2,000 shares, with the sale by GEN3 Capital I, LP and Gen 3 Partners, Inc. of 2,000 shares of common stock at a weighted average prices of $7.2825 per share on December 8, 2022 [as part of the dissolution of GEN3 Capital I, LP], with such shares indirectly held by the Reporting Person. The Reporting Person paid to the issuer $1,206.12, representing the full amount of the profit realized in connection with the short-swing transaction.

F2 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $6.64 to $6.70. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F3 · balance_after: Includes restricted stock units.

Read SEC document
December 08, 2022 Filed Dec 10, 2022 01:41 UTC
SIMS JAMES KDirector
SaleCommon Stock 7,534 $7.27 $54,763.89
Disclosure

SEC source: 0001209191-22-060607 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.215 to $7.274. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Represents 7,529 shares of common stock held by GEN3 Capital I, LP ("GEN3 Capital") and 5 shares of common stock held by Gen 3 Partners, Inc. ("Gen 3 Partners").

F3 · ownership.nature: The general partner of GEN3 Capital is GEN3 Capital Partners, LLC ("GEN3 LLC"), and James K. Sims is the Managing Member of GEN3 LLC. As a result, each of GEN3 LLC and Mr. Sims may be deemed to share beneficial ownership of the shares held by GEN3 Capital. Mr. Sims may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Mr. Sims disclaims such beneficial ownership to the extent of his pecuniary interest therein.

Read SEC document
December 08, 2022 Filed Dec 10, 2022 01:37 UTC SaleCommon Stock 5 $7.27 $36.34
Disclosure

SEC source: 0001209191-22-060604 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $7.215 to $7.274. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: Represents shares held by Gen 3 Partners, Inc. ("Gen 3 Partners"). Reporting Person may be deemed to share beneficial ownership of the shares held by Gen 3 Partners in his capacity as a director of Gen 3 Partners. Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
November 09, 2022 Filed Nov 15, 2022 01:54 UTC
Sbahi MoradChief Revenue Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $7.06 $0.00
Disclosure

SEC source: 0001209191-22-056878 · doc4.xml · derivative · entry 2

Sbahi Morad · CIK 0001846830 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-11-08

F3 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on November 9, 2023, and 1/48th of the total number of shares subject to the option will vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

Read SEC document
November 09, 2022 Filed Nov 15, 2022 01:54 UTC
Sbahi MoradChief Revenue Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056878 · doc4.xml · nonDerivative · entry 1

Sbahi Morad · CIK 0001846830 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,043

F1 · security: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of November 15, 2023; November 15, 2024; November 15, 2025; and November 15, 2026, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The RSUs may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

F2 · balance_after: Includes RSUs.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 21:34 UTC
Elbaz MichaelChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 86,978 $0.00 Strike: $7.11 $0.00
Disclosure

SEC source: 0001209191-22-054105 · doc4.xml · derivative · entry 2

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,978

Underlying: Common Stock · 86,978 shares

Expires 2032-10-16

F2 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on October 17, 2023, and 1/48th of the total number of shares subject to the option will vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 21:34 UTC
Elbaz MichaelChief Financial Officer
GrantCommon Stock 46,974 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-054105 · doc4.xml · nonDerivative · entry 1

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,974

F1 · security: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of November 15, 2023; November 15, 2024; November 15, 2025; and November 15, 2026, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The RSUs may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

Read SEC document
June 16, 2022 Filed Jun 16, 2022 23:17 UTC
SIMS JAMES KDirector
PurchaseCommon Stock 4,000 $7.76 $31,039.60
Disclosure

SEC source: 0001209191-22-037625 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,419

F1 · balance_after: Includes restricted stock units.

Read SEC document
June 13, 2022 Filed Jun 13, 2022 23:57 UTC
SIMS JAMES KDirector
PurchaseCommon Stock 4,000 $8.11 $32,433.60
Disclosure

SEC source: 0001209191-22-036494 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,419

F1 · balance_after: Includes restricted stock units.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 22:01 UTC SaleCommon Stock 6,584 $10.30 $67,802.03
Disclosure

SEC source: 0001209191-22-036071 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,729

F1 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $10.25 to $10.36. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · balance_after: Includes RSUs.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 23:57 UTC
SIMS JAMES KDirector
PurchaseCommon Stock 4,612 $7.60 $35,051.20
Disclosure

SEC source: 0001209191-22-019841 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,419

F1 · balance_after: Includes restricted stock units.

Read SEC document
March 03, 2022 Filed Mar 4, 2022 02:33 UTC
Sbahi MoradSVP, Global Prod. & Marketing
SaleCommon Stock 960 $9.04 $8,678.40
Disclosure

SEC source: 0001209191-22-016066 · doc4.xml · nonDerivative · entry 2

Sbahi Morad · CIK 0001846830 · SVP, Global Prod. & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,043

F3 · shares: Reflects Sell to Cover sale of RSUs to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs.

F2 · balance_after: Includes RSUs.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 02:50 UTC
SUEN JACOBDirector · President and CEO
Tax withholdingCommon Stock 10,897 $8.75 $95,348.75
Disclosure

SEC source: 0001209191-22-016076 · doc4.xml · nonDerivative · entry 2

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,845

F3 · shares: Reflects RSUs surrendered via a net settlement to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs.

F2 · balance_after: Includes RSUs.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 02:50 UTC
SUEN JACOBDirector · President and CEO
GrantCommon Stock 26,144 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016076 · doc4.xml · nonDerivative · entry 1

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,742

F1 · security: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of the March 1, 2023; March 1, 2024; March 1, 2025; and March 1, 2026, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The RSUs may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

F2 · balance_after: Includes RSUs.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 02:44 UTC
Sadri AliChief Technology Officer
GrantCommon Stock 11,671 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016074 · doc4.xml · nonDerivative · entry 1

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,671

F1 · security: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of the March 1, 2023; March 1, 2024; March 1, 2025; and March 1, 2026, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The RSUs may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

F2 · balance_after: Includes RSUs.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 02:33 UTC
Sbahi MoradSVP, Global Prod. & Marketing
GrantCommon Stock 7,003 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016066 · doc4.xml · nonDerivative · entry 1

Sbahi Morad · CIK 0001846830 · SVP, Global Prod. & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,003

F1 · security: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of the March 1, 2023; March 1, 2024; March 1, 2025; and March 1, 2026, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The RSUs may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

F2 · balance_after: Includes RSUs.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:41 UTC
SIMS JAMES KDirector
PurchaseCommon Stock 5,000 $9.08 $45,400.00
Disclosure

SEC source: 0001209191-22-015924 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,807

F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $9.02 to $9.08. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · balance_after: Includes restricted stock units.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:22 UTC GrantStock Option (Right to Buy) · Derivative 5,576 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0001209191-22-007114 · doc4.xml · derivative · entry 2

Allgood Kiva A. · CIK 0001778208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,576

Underlying: Common Stock · 5,576 shares

Expires 2032-01-31

F3 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2023, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2023, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:22 UTC GrantCommon Stock 2,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007114 · doc4.xml · nonDerivative · entry 1

Allgood Kiva A. · CIK 0001778208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,439

F1 · security: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F2 · balance_after: Consists of RSUs.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 21:19 UTC
Lyle DavidChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 23,079 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0001209191-22-007109 · doc4.xml · derivative · entry 1

Lyle David · CIK 0001416939 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,079

Underlying: Common Stock · 23,079 shares

Expires 2032-01-31

F1 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on February 1, 2023, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 02:34 UTC
SIMS JAMES KDirector
GrantStock Option (Right to Buy) · Derivative 8,364 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0001209191-22-007125 · doc4.xml · derivative · entry 3

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,364

Underlying: Common Stock · 8,364 shares

Expires 2032-01-31

F5 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2023, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F5 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2023, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 02:34 UTC
SIMS JAMES KDirector
GrantCommon Stock 4,408 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007125 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,807

F1 · security: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F2 · balance_after: Includes RSUs.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 02:30 UTC GrantStock Option (Right to Buy) · Derivative 5,576 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0001209191-22-007121 · doc4.xml · derivative · entry 2

MUNRO THOMAS A · CIK 0001241233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,576

Underlying: Common Stock · 5,576 shares

Expires 2032-01-31

F3 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2023, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2023, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 02:30 UTC GrantCommon Stock 2,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007121 · doc4.xml · nonDerivative · entry 1

MUNRO THOMAS A · CIK 0001241233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,160

F1 · security: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F2 · balance_after: Includes RSUs.

Read SEC document
February 01, 2022 Filed Feb 4, 2022 02:32 UTC GrantStock Option (Right to Buy) · Derivative 5,576 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0001209191-22-007123 · doc4.xml · derivative · entry 3

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,576

Underlying: Common Stock · 5,576 shares

Expires 2032-01-31

F5 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2023, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F5 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2023, subject to the Reporting Person's continued service with the Issuer through such vesting date.

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February 01, 2022 Filed Feb 4, 2022 02:32 UTC GrantCommon Stock 2,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007123 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,313

F1 · security: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F2 · balance_after: Includes RSUs.

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February 01, 2022 Filed Feb 4, 2022 02:28 UTC GrantStock Option (Right to Buy) · Derivative 5,576 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0001209191-22-007119 · doc4.xml · derivative · entry 2

Gillman Joan H · CIK 0001577360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,576

Underlying: Common Stock · 5,576 shares

Expires 2032-01-31

F3 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2023, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2023, subject to the Reporting Person's continued service with the Issuer through such vesting date.

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February 01, 2022 Filed Feb 4, 2022 02:28 UTC GrantCommon Stock 2,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007119 · doc4.xml · nonDerivative · entry 1

Gillman Joan H · CIK 0001577360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,160

F1 · security: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F2 · balance_after: Consists of RSUs.

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February 01, 2022 Filed Feb 4, 2022 02:23 UTC
CHUNG T JDirector
GrantStock Option (Right to Buy) · Derivative 5,576 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0001209191-22-007117 · doc4.xml · derivative · entry 2

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,576

Underlying: Common Stock · 5,576 shares

Expires 2032-01-31

F3 · shares: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2023, subject to the Reporting Person's continued service with the Issuer through such vesting date.

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2023, subject to the Reporting Person's continued service with the Issuer through such vesting date.

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February 01, 2022 Filed Feb 4, 2022 02:23 UTC
CHUNG T JDirector
GrantCommon Stock 2,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007117 · doc4.xml · nonDerivative · entry 1

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,122

F1 · security: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2023, subject to the Reporting Person's continued service to the Issuer through each such vesting date.

F2 · balance_after: Includes RSUs.

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February 01, 2022 Filed Feb 4, 2022 02:20 UTC
SUEN JACOBDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 51,698 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0001209191-22-007111 · doc4.xml · derivative · entry 1

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,698

Underlying: Common Stock · 51,698 shares

Expires 2032-01-31

F1 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on February 1, 2023, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement.

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February 01, 2022 Filed Feb 4, 2022 02:17 UTC
Sbahi MoradSVP, Global Prod. & Marketing
GrantStock Option (Right to Buy) · Derivative 13,848 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0001209191-22-007107 · doc4.xml · derivative · entry 1

Sbahi Morad · CIK 0001846830 · SVP, Global Prod. & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,848

Underlying: Common Stock · 13,848 shares

Expires 2032-01-31

F1 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on February 1, 2023, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement.

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February 01, 2022 Filed Feb 4, 2022 02:15 UTC
Sadri AliChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 23,079 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0001209191-22-007104 · doc4.xml · derivative · entry 1

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,079

Underlying: Common Stock · 23,079 shares

Expires 2032-01-31

F1 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on February 1, 2023, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement.

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November 24, 2021 Filed Nov 30, 2021 01:56 UTC
SIMS JAMES KDirector
PurchaseCommon Stock 6,000 $9.54 $57,240.00
Disclosure

SEC source: 0001209191-21-067063 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,399

F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $9.50 to $9.57. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · balance_after: Includes 12,334 restricted stock units.

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November 15, 2021 Filed Nov 17, 2021 02:19 UTC
SIMS JAMES KDirector
PurchaseCommon Stock 299 $10.48 $3,132.03
Disclosure

SEC source: 0001209191-21-064941 · doc4.xml · nonDerivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,399

F1 · balance_after: Includes 12,334 restricted stock units.

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November 12, 2021 Filed Nov 17, 2021 02:19 UTC
SIMS JAMES KDirector
PurchaseCommon Stock 9,701 $10.50 $101,839.16
Disclosure

SEC source: 0001209191-21-064941 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,100

F1 · balance_after: Includes 12,334 restricted stock units.

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July 15, 2021 Filed Jul 19, 2021 20:52 UTC GrantStock Option (Right to Buy) · Derivative 4,974 $0.00 Strike: $18.05 $0.00
Disclosure

SEC source: 0001209191-21-047301 · doc4.xml · derivative · entry 2

Allgood Kiva A. · CIK 0001778208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,974

Underlying: Common Stock · 4,974 shares

Expires 2031-07-14

F2 · derivative.exercise_date: The option was granted July 15, 2021 and vests in substantially equal installments on each of the first three (3) anniversaries of the date of grant, subject to the Reporting Person's continued service on the board of directors through each such vesting date.

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July 15, 2021 Filed Jul 19, 2021 20:52 UTC GrantRestricted Stock Units 2,501 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047301 · doc4.xml · nonDerivative · entry 1

Allgood Kiva A. · CIK 0001778208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,501

F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of the first three (3) anniversaries of the date of grant, subject to the Reporting Person's continued service on the board of directors through each such vesting date.

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March 17, 2021 Filed Mar 18, 2021 01:59 UTC
SUEN JACOBDirector · President and CEO
PurchaseCommon Stock 2,000 $23.14 $46,279.80
Disclosure

SEC source: 0001209191-21-021643 · doc4.xml · nonDerivative · entry 1

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,598

F1 · price: Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $23.1399 to $23.14. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.

F2 · balance_after: Includes 95,785 restricted stock units.

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March 12, 2021 Filed Mar 15, 2021 22:35 UTC
SIMS JAMES KDirector
SaleCommon Stock 20,000 $23.30 $466,046.00
Disclosure

SEC source: 0001209191-21-020550 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,399

F1 · balance_after: Includes 12,334 restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.