Tapewire

Nasdaq · USD

AIRG

AIRGAIN INC

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Tapewire entity
552
SEC CIK
0001272842
Parsed reports
301

Last 12 months

Inside the activity.

3 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202603
Feb 202605
Mar 202607
Apr 202602
May 202604
Jun 202601
Jul 202600
Aug 202610
Sep 202611
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2024 Filed Mar 22, 2024 00:30 UTC
SUEN JACOBDirector · President and CEO
SaleCommon Stock 6,080 $5.10 $31,027.46
Disclosure

SEC source: 0001209191-24-005052 · doc4.xml · nonDerivative · entry 1

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,834

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units (RSU). The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting person.

F2 · balance_after: Includes RSUs.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 00:29 UTC
Sadri AliChief Technology Officer
SaleCommon Stock 2,240 $5.10 $11,433.86
Disclosure

SEC source: 0001209191-24-005051 · doc4.xml · nonDerivative · entry 2

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,958

F3 · shares: The sale reported on this Form 4 represents shares sold by the Reporting person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting person.

F2 · balance_after: Includes RSUs.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 00:29 UTC
Sadri AliChief Technology Officer
SaleCommon Stock 3,139 $5.10 $16,022.40
Disclosure

SEC source: 0001209191-24-005051 · doc4.xml · nonDerivative · entry 1

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,198

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units (RSU). The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting person.

F2 · balance_after: Includes RSUs.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 00:28 UTC
Elbaz MichaelChief Financial Officer
SaleCommon Stock 2,172 $5.10 $11,084.37
Disclosure

SEC source: 0001209191-24-005050 · doc4.xml · nonDerivative · entry 2

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,570

F3 · shares: The sale reported on this Form 4 represents shares sold by the Reporting person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting person.

F2 · balance_after: Includes RSUs.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 00:28 UTC
Elbaz MichaelChief Financial Officer
SaleCommon Stock 1,842 $5.10 $9,402.30
Disclosure

SEC source: 0001209191-24-005050 · doc4.xml · nonDerivative · entry 1

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,742

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units (RSU). The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting person.

F2 · balance_after: Includes RSUs.

Read SEC document
March 21, 2024 Filed Mar 27, 2024 00:15 UTC Amendment
Elbaz MichaelChief Financial Officer
SaleCommon Stock 4,014 $5.07 $20,340.95
Disclosure

SEC source: 0001209191-24-005087 · doc4a.xml · nonDerivative · entry 1

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,571

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units (RSU). The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $4.9984 to $5.0696. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: Includes RSUs.

Read SEC document
March 21, 2024 Filed Mar 27, 2024 00:22 UTC Amendment
Sadri AliChief Technology Officer
SaleCommon Stock 5,379 $5.07 $27,265.61
Disclosure

SEC source: 0001209191-24-005088 · doc4a.xml · nonDerivative · entry 1

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,958

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units (RSU). The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.0295 to $5.0703. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: Includes RSUs.

Read SEC document
March 21, 2024 Filed Mar 27, 2024 00:00 UTC Amendment
SUEN JACOBDirector · President and CEO
SaleCommon Stock 10,639 $5.07 $53,957.82
Disclosure

SEC source: 0001209191-24-005084 · doc4a.xml · nonDerivative · entry 1

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,092

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units (RSU). The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.0018 to $5.0744. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: Includes RSUs.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:57 UTC
Sadri AliChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 51,635 $0.00 Strike: $5.38 $0.00
Disclosure

SEC source: 0001209191-24-004962 · doc4.xml · derivative · entry 5

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,635

Underlying: Common Stock · 51,635 shares

Expires 2034-03-14

F6 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on March 15, 2025, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:57 UTC
Sadri AliChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $5.38 $0.00
Disclosure

SEC source: 0001209191-24-004962 · doc4.xml · derivative · entry 4

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-03-14

F5 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on March 15, 2025, and 75% of the total number of shares subject to the option vest on March 15, 2026, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:57 UTC
Sadri AliChief Technology Officer
GrantCommon Stock 28,816 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004962 · doc4.xml · nonDerivative · entry 3

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,268

F4 · shares: Represents RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of the March 15, 2025; March 15, 2026; March 15, 2027; and March 15, 2028, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The RSUs may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

F2 · balance_after: Includes RSUs.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:57 UTC
Sadri AliChief Technology Officer
GrantCommon Stock 5,150 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004962 · doc4.xml · nonDerivative · entry 2

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,563

F3 · shares: Represents RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock. All of the RSUs are fully vested and granted as a catch up for the 15% base salary reduction effective July 1, 2023.

F2 · balance_after: Includes RSUs.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:56 UTC
SUEN JACOBDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 123,925 $0.00 Strike: $5.38 $0.00
Disclosure

SEC source: 0001209191-24-004961 · doc4.xml · derivative · entry 5

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,925

Underlying: Common Stock · 123,925 shares

Expires 2034-03-14

F6 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on March 15, 2025, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:56 UTC
SUEN JACOBDirector · President and CEO
GrantCommon Stock 69,158 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004961 · doc4.xml · nonDerivative · entry 4

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,700

F5 · shares: Represents RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of the March 15, 2025; March 15, 2026; March 15, 2027; and March 15, 2028, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The RSUs may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

F2 · balance_after: Includes RSUs.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:56 UTC
SUEN JACOBDirector · President and CEO
GrantCommon Stock 6,577 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004961 · doc4.xml · nonDerivative · entry 3

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,150

F4 · shares: Represents RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock. All of the RSUs are fully vested and were granted as a catch up for the 15% base salary reduction effective July 1, 2023.

F2 · balance_after: Includes RSUs.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:56 UTC
SUEN JACOBDirector · President and CEO
GrantCommon Stock 1,258 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004961 · doc4.xml · nonDerivative · entry 2

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,264

F3 · shares: Represents RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock. All of the RSUs are fully vested and are granted to replace the grantee's expired options.

F2 · balance_after: Includes RSUs.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:54 UTC
Elbaz MichaelChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 53,700 $0.00 Strike: $5.38 $0.00
Disclosure

SEC source: 0001209191-24-004960 · doc4.xml · derivative · entry 5

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,700

Underlying: Common Stock · 53,700 shares

Expires 2034-03-14

F5 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on March 15, 2025, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:54 UTC
Elbaz MichaelChief Financial Officer
GrantCommon Stock 29,968 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004960 · doc4.xml · nonDerivative · entry 4

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,802

F4 · shares: Represents RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of the March 15, 2025; March 15, 2026; March 15, 2027; and March 15, 2028, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The RSUs may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

F2 · balance_after: Includes RSUs.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:54 UTC
Elbaz MichaelChief Financial Officer
SaleCommon Stock 2,046 $5.38 $11,007.48
Disclosure

SEC source: 0001209191-24-004960 · doc4.xml · nonDerivative · entry 3

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,834

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting person.

F2 · balance_after: Includes RSUs.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:54 UTC
Elbaz MichaelChief Financial Officer
GrantCommon Stock 4,992 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-004960 · doc4.xml · nonDerivative · entry 2

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,880

F3 · shares: Represents RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock. All of the RSUs are fully vested and granted as a catch up for the 15% base salary reduction effective July 1, 2023.

F2 · balance_after: Includes RSUs.

Read SEC document
March 15, 2024 Filed Mar 20, 2024 01:54 UTC
Elbaz MichaelChief Financial Officer
SaleCommon Stock 1,736 $5.38 $9,339.68
Disclosure

SEC source: 0001209191-24-004960 · doc4.xml · nonDerivative · entry 1

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,888

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting person.

F2 · balance_after: Includes RSUs.

Read SEC document
March 15, 2024 Filed Mar 22, 2024 00:17 UTC Amendment
Sadri AliChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 51,635 $0.00 Strike: $5.38 $0.00
Disclosure

SEC source: 0001209191-24-005048 · doc4a.xml · derivative · entry 4

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,635

Underlying: Common Stock · 51,635 shares

Expires 2034-03-14

F5 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on March 15, 2025, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

Read SEC document
March 15, 2024 Filed Mar 22, 2024 00:17 UTC Amendment
Sadri AliChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $5.38 $0.00
Disclosure

SEC source: 0001209191-24-005048 · doc4a.xml · derivative · entry 3

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-03-14

F4 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on March 15, 2025, and 75% of the total number of shares subject to the option vest on March 15, 2026, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

Read SEC document
March 15, 2024 Filed Mar 22, 2024 00:17 UTC Amendment
Sadri AliChief Technology Officer
GrantCommon Stock 28,816 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005048 · doc4a.xml · nonDerivative · entry 2

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,337

F3 · shares: Represents RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially four equal installments on March 15, 2025; March 15, 2026; March 15, 2027; and March 15, 2028, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The RSUs may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

F2 · balance_after: Includes Restricted Stock Units

Read SEC document
March 15, 2024 Filed Mar 22, 2024 00:17 UTC Amendment
Sadri AliChief Technology Officer
GrantCommon Stock 5,150 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005048 · doc4a.xml · nonDerivative · entry 1

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,521

F1 · shares: Represents RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock. All of the RSUs are fully vested and granted as a catch up for the 15% base salary reduction effective July 1, 2023.

F2 · balance_after: Includes Restricted Stock Units

Read SEC document
March 15, 2024 Filed Mar 22, 2024 00:25 UTC Amendment
SUEN JACOBDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 123,925 $0.00 Strike: $5.38 $0.00
Disclosure

SEC source: 0001209191-24-005049 · doc4a.xml · derivative · entry 4

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,925

Underlying: Common Stock · 123,925 shares

Expires 2034-03-14

F5 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on March 15, 2025, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

F2 · derivative.underlying_shares: Includes restricted stock units

Read SEC document
March 15, 2024 Filed Mar 22, 2024 00:25 UTC Amendment
SUEN JACOBDirector · President and CEO
GrantCommon Stock 69,158 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005049 · doc4a.xml · nonDerivative · entry 3

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,731

F4 · shares: Represents RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially four equal installments on March 15, 2025; March 15, 2026; March 15, 2027; and March 15, 2028, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The RSUs may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

F2 · balance_after: Includes restricted stock units

Read SEC document
March 15, 2024 Filed Mar 22, 2024 00:25 UTC Amendment
SUEN JACOBDirector · President and CEO
GrantCommon Stock 6,577 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005049 · doc4a.xml · nonDerivative · entry 2

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,573

F3 · shares: Represents RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock. All of the RSUs are fully vested and were granted as a catch up for the 15% base salary reduction effective July 1, 2023.

F2 · balance_after: Includes restricted stock units

Read SEC document
March 15, 2024 Filed Mar 22, 2024 00:25 UTC Amendment
SUEN JACOBDirector · President and CEO
GrantCommon Stock 1,258 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005049 · doc4a.xml · nonDerivative · entry 1

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,996

F1 · shares: Represents RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock. All of the RSUs are fully vested and are granted to replace the grantee's expired options.

F2 · balance_after: Includes restricted stock units

Read SEC document
March 15, 2024 Filed Mar 22, 2024 00:09 UTC Amendment
Elbaz MichaelChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 53,700 $0.00 Strike: $5.38 $0.00
Disclosure

SEC source: 0001209191-24-005047 · doc4a.xml · derivative · entry 3

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,700

Underlying: Common Stock · 53,700 shares

Expires 2034-03-14

F4 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on March 15, 2025, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

Read SEC document
March 15, 2024 Filed Mar 22, 2024 00:09 UTC Amendment
Elbaz MichaelChief Financial Officer
GrantCommon Stock 29,968 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005047 · doc4a.xml · nonDerivative · entry 2

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,585

F3 · shares: Represents RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially four equal installments on March 15, 2025; March 15, 2026; March 15, 2027; and March 15, 2028, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The RSUs may accelerate under certain conditions pursuant to the Reporting Person's employment agreement.

F2 · balance_after: Includes RSUs.

Read SEC document
March 15, 2024 Filed Mar 22, 2024 00:09 UTC Amendment
Elbaz MichaelChief Financial Officer
GrantCommon Stock 4,992 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005047 · doc4a.xml · nonDerivative · entry 1

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,617

F1 · shares: Represents restricted stock units (RSU). Each RSU represents a contingent right to receive one share of the Issuer's common stock. All of the RSUs are fully vested and granted as a catch up for the 15% base salary reduction effective July 1, 2023.

F2 · balance_after: Includes RSUs.

Read SEC document
March 01, 2024 Filed Mar 20, 2024 01:57 UTC
Sadri AliChief Technology Officer
Tax withholdingCommon Stock 1,195 $3.87 $4,624.65
Disclosure

SEC source: 0001209191-24-004962 · doc4.xml · nonDerivative · entry 1

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,371

F1 · shares: Reflects restricted stock units (RSU) surrendered via a net settlement to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs.

F2 · balance_after: Includes RSUs.

Read SEC document
March 01, 2024 Filed Mar 20, 2024 01:56 UTC
SUEN JACOBDirector · President and CEO
Tax withholdingCommon Stock 17,603 $3.87 $68,123.61
Disclosure

SEC source: 0001209191-24-004961 · doc4.xml · nonDerivative · entry 1

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,738

F1 · shares: Reflects restricted stock units (RSU) surrendered via a net settlement to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs.

F2 · balance_after: Includes RSUs.

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February 01, 2024 Filed Feb 5, 2024 21:28 UTC GrantStock Option (Right to Buy) · Derivative 15,318 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0001209191-24-002876 · doc4.xml · derivative · entry 2

Allgood Kiva A. · CIK 0001778208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,318

Underlying: Common Stock · 15,318 shares

Expires 2034-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2025, subject to the Reporting Person's continued service with the Issuer through such vesting date.

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February 01, 2024 Filed Feb 5, 2024 21:28 UTC GrantCommon Stock 8,381 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002876 · doc4.xml · nonDerivative · entry 1

Allgood Kiva A. · CIK 0001778208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,055

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2025, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

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February 01, 2024 Filed Feb 6, 2024 02:27 UTC
CHUNG T JDirector
GrantStock Option (Right to Buy) · Derivative 15,318 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0001209191-24-002875 · doc4.xml · derivative · entry 2

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,318

Underlying: Common Stock · 15,318 shares

Expires 2034-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2025, subject to the Reporting Person's continued service with the Issuer through such vesting date.

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February 01, 2024 Filed Feb 6, 2024 02:27 UTC
CHUNG T JDirector
GrantCommon Stock 8,381 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002875 · doc4.xml · nonDerivative · entry 1

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,064

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2025, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:27 UTC GrantStock Option (Right to Buy) · Derivative 15,318 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0001209191-24-002873 · doc4.xml · derivative · entry 2

Gillman Joan H · CIK 0001577360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,318

Underlying: Common Stock · 15,318 shares

Expires 2034-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2025, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:27 UTC GrantCommon Stock 8,381 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002873 · doc4.xml · nonDerivative · entry 1

Gillman Joan H · CIK 0001577360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,752

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2025, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:26 UTC GrantStock Option (Right to Buy) · Derivative 15,318 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0001209191-24-002872 · doc4.xml · derivative · entry 2

MUNRO THOMAS A · CIK 0001241233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,318

Underlying: Common Stock · 15,318 shares

Expires 2034-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2025, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:26 UTC GrantCommon Stock 8,381 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002872 · doc4.xml · nonDerivative · entry 1

MUNRO THOMAS A · CIK 0001241233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,639

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2025, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

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February 01, 2024 Filed Feb 6, 2024 02:25 UTC
SIMS JAMES KDirector
GrantStock Option (Right to Buy) · Derivative 22,977 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0001209191-24-002871 · doc4.xml · derivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,977

Underlying: Common Stock · 22,977 shares

Expires 2034-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2025, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:25 UTC
SIMS JAMES KDirector
GrantCommon Stock 12,572 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002871 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,642

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2025, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:24 UTC GrantStock Option (Right to Buy) · Derivative 15,318 $0.00 Strike: $4.45 $0.00
Disclosure

SEC source: 0001209191-24-002869 · doc4.xml · derivative · entry 2

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,318

Underlying: Common Stock · 15,318 shares

Expires 2034-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on February 1, 2025, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:24 UTC GrantCommon Stock 8,381 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-002869 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,753

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2025, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

Read SEC document
January 02, 2024 Filed Jan 3, 2024 19:56 UTC GrantCommon Stock 2,928 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000573 · doc4.xml · nonDerivative · entry 1

Allgood Kiva A. · CIK 0001778208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,674

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are fully vested and granted in lieu of cash payment for the fourth quarter portion of the 2023 annual retainer.

F2 · balance_after: Includes RSUs.

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January 02, 2024 Filed Jan 4, 2024 01:01 UTC GrantCommon Stock 4,336 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000580 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,372

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are fully vested and granted in lieu of cash payment for the fourth quarter portion of the 2023 annual retainer.

F2 · balance_after: Includes RSUs.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 01:00 UTC
SIMS JAMES KDirector
GrantCommon Stock 5,190 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000579 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,070

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are fully vested and granted in lieu of cash payment for the fourth quarter portion of the 2023 annual retainer.

F2 · balance_after: Includes RSUs.

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January 02, 2024 Filed Jan 4, 2024 00:59 UTC GrantCommon Stock 3,791 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000577 · doc4.xml · nonDerivative · entry 1

MUNRO THOMAS A · CIK 0001241233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,258

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are fully vested and granted in lieu of cash payment for the fourth quarter portion of the 2023 annual retainer.

F2 · balance_after: Includes RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.