Tapewire

Nasdaq · USD

AIRG

AIRGAIN INC

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Tapewire entity
552
SEC CIK
0001272842
Parsed reports
301

Last 12 months

Inside the activity.

3 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202500
Jan 202603
Feb 202605
Mar 202607
Apr 202602
May 202604
Jun 202601
Jul 202600
Aug 202610
Sep 202611
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2025 Filed Mar 19, 2025 01:49 UTC
Elbaz MichaelChief Financial Officer
GrantCommon Stock 10,710 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-041725 · ownership.xml · nonDerivative · entry 5

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,520

F4 · shares: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest on January 15, 2026, subject to the reporting person's continued service to the issuer through each such vesting date. The restricted stock units will be subject to acceleration as provided in the reporting person's employment agreement.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:49 UTC
Elbaz MichaelChief Financial Officer
Tax withholdingCommon Stock 2,671 $4.36 $11,645.56
Disclosure

SEC source: 0000950170-25-041725 · ownership.xml · nonDerivative · entry 4

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,810

F1 · shares: Represents restricted stock units surrendered via a net settlement to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:49 UTC
Elbaz MichaelChief Financial Officer
GrantCommon Stock 6,502 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-041725 · ownership.xml · nonDerivative · entry 3

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,481

F3 · shares: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units are fully vested.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:49 UTC
Elbaz MichaelChief Financial Officer
Tax withholdingCommon Stock 3,077 $4.36 $13,415.72
Disclosure

SEC source: 0000950170-25-041725 · ownership.xml · nonDerivative · entry 2

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,979

F1 · shares: Represents restricted stock units surrendered via a net settlement to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:49 UTC
Elbaz MichaelChief Financial Officer
Tax withholdingCommon Stock 1,738 $4.36 $7,577.68
Disclosure

SEC source: 0000950170-25-041725 · ownership.xml · nonDerivative · entry 1

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,056

F1 · shares: Represents restricted stock units surrendered via a net settlement to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:49 UTC
SUEN JACOBDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 70,799 $0.00 Strike: $4.36 $0.00
Disclosure

SEC source: 0000950170-25-041724 · ownership.xml · derivative · entry 10

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,799

Underlying: Common Stock · 70,799 shares

Expires 2035-03-14

F8 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on March 15, 2026, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the issuer through each such vesting date. The option will be subject to acceleration as provided in the reporting person's employment agreement.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:49 UTC
SUEN JACOBDirector · President and CEO
GrantCommon Stock 58,290 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-041724 · ownership.xml · nonDerivative · entry 8

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,546

F7 · shares: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units shall vest in substantially equal installments on each of the March 15, 2026; March 15, 2027; March 15, 2028; and March 15, 2029, subject to the reporting person's continued service to the Issuer through each such vesting date. The restricted stock units will be subject to acceleration as provided in the reporting person's employment agreement.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:49 UTC
SUEN JACOBDirector · President and CEO
GrantCommon Stock 25,501 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-041724 · ownership.xml · nonDerivative · entry 7

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,256

F9 · shares: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest on January 15, 2026, subject to the reporting person's continued service to the issuer through each such vesting date. The restricted stock units will be subject to acceleration as provided in the reporting person's employment agreement.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:49 UTC
SUEN JACOBDirector · President and CEO
Tax withholdingCommon Stock 8,506 $4.36 $37,086.16
Disclosure

SEC source: 0000950170-25-041724 · ownership.xml · nonDerivative · entry 6

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,755

F4 · shares: Represents restricted stock units surrendered via a net settlement to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:49 UTC
SUEN JACOBDirector · President and CEO
GrantCommon Stock 15,481 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-041724 · ownership.xml · nonDerivative · entry 5

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,261

F6 · shares: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units are fully vested.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:49 UTC
SUEN JACOBDirector · President and CEO
Tax withholdingCommon Stock 9,500 $4.36 $41,420.00
Disclosure

SEC source: 0000950170-25-041724 · ownership.xml · nonDerivative · entry 4

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,780

F4 · shares: Represents restricted stock units surrendered via a net settlement to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:49 UTC
SUEN JACOBDirector · President and CEO
Tax withholdingCommon Stock 5,719 $4.36 $24,934.84
Disclosure

SEC source: 0000950170-25-041724 · ownership.xml · nonDerivative · entry 3

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,280

F4 · shares: Represents restricted stock units surrendered via a net settlement to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:46 UTC
Sadri AliChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 28,319 $0.00 Strike: $4.36 $0.00
Disclosure

SEC source: 0000950170-25-041723 · ownership.xml · derivative · entry 7

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,319

Underlying: Common Stock · 28,319 shares

Expires 2035-03-14

F6 · derivative.exercise_date: The option is exercisable as it vests. 25% of the shares subject to the option vest on March 15, 2026, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the reporting person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the reporting person's employment agreement.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:46 UTC
Sadri AliChief Technology Officer
GrantCommon Stock 23,316 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-041723 · ownership.xml · nonDerivative · entry 6

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,906

F5 · shares: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units shall vest in substantially equal installments on each of the March 15, 2026; March 15, 2027; March 15, 2028; and March 15, 2029, subject to the reporting person's continued service to the Issuer through each such vesting date. The restricted stock units will be subject to acceleration as provided in the reporting person's employment agreement.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:46 UTC
Sadri AliChief Technology Officer
GrantCommon Stock 11,050 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-041723 · ownership.xml · nonDerivative · entry 5

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,590

F4 · shares: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units shall vest on January 15, 2026, subject to the reporting person's continued service to the issuer through each such vesting date. The restricted stock units will be subject to acceleration as provided in the reporting person's employment agreement.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:46 UTC
Sadri AliChief Technology Officer
Tax withholdingCommon Stock 2,755 $4.36 $12,011.80
Disclosure

SEC source: 0000950170-25-041723 · ownership.xml · nonDerivative · entry 4

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,540

F1 · shares: Represents restricted stock units surrendered via a net settlement to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:46 UTC
Sadri AliChief Technology Officer
GrantCommon Stock 6,708 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-041723 · ownership.xml · nonDerivative · entry 3

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,295

F3 · shares: Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units are fully vested.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:46 UTC
Sadri AliChief Technology Officer
Tax withholdingCommon Stock 2,959 $4.36 $12,901.24
Disclosure

SEC source: 0000950170-25-041723 · ownership.xml · nonDerivative · entry 2

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,587

F1 · shares: Represents restricted stock units surrendered via a net settlement to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 15, 2025 Filed Mar 19, 2025 01:46 UTC
Sadri AliChief Technology Officer
Tax withholdingCommon Stock 2,964 $4.36 $12,923.04
Disclosure

SEC source: 0000950170-25-041723 · ownership.xml · nonDerivative · entry 1

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,546

F1 · shares: Represents restricted stock units surrendered via a net settlement to satisfy tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 14, 2025 Filed Mar 19, 2025 01:49 UTC
SUEN JACOBDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0000950170-25-041724 · ownership.xml · derivative · entry 9

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,982

Underlying: Common Stock · 5,000 shares

Expires 2025-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The reporting person received the stock options on March 18, 2015 pursuant to an award under the 2013 Equity Incentive Plan. The shares subject to the option are fully vested and exercisable.

Read SEC document
March 14, 2025 Filed Mar 19, 2025 01:49 UTC
SUEN JACOBDirector · President and CEO
SaleCommon Stock 5,000 $4.43 $22,158.50
Disclosure

SEC source: 0000950170-25-041724 · ownership.xml · nonDerivative · entry 2

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,999

F5 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $4.35 to $4.52. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 14, 2025 Filed Mar 19, 2025 01:49 UTC
SUEN JACOBDirector · President and CEO
Exercise / conversionCommon Stock 5,000 $2.00 $10,000.00
Disclosure

SEC source: 0000950170-25-041724 · ownership.xml · nonDerivative · entry 1

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 reports the exercise of employee stock options by the reporting person that were granted approximately 10 years ago and that would otherwise expire in March 2025 if not exercised during the issuer's current trading window for insiders

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 10:13 UTC
SUEN JACOBDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 120 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0000950170-25-039817 · ownership.xml · derivative · entry 3

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,982

Underlying: Common Stock · 120 shares

Expires 2025-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The reporting person received the stock options on March 18, 2015 pursuant to an award under the 2013 Equity Incentive Plan. The shares subject to the option are fully vested and exercisable.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 10:13 UTC
SUEN JACOBDirector · President and CEO
SaleCommon Stock 120 $4.66 $559.20
Disclosure

SEC source: 0000950170-25-039817 · ownership.xml · nonDerivative · entry 2

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,999

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 10:13 UTC
SUEN JACOBDirector · President and CEO
Exercise / conversionCommon Stock 120 $2.00 $240.00
Disclosure

SEC source: 0000950170-25-039817 · ownership.xml · nonDerivative · entry 1

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4 reports the exercise of employee stock options by the reporting person that were granted approximately 10 years ago and that would otherwise expire in March 2025 if not exercised during the issuer's current trading window for insiders

F2 · balance_after: Includes Restricted Stock Units.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:36 UTC
Sadri AliChief Technology Officer
Disposition to issuerCommon Stock 1,448 $4.85 $7,018.89
Disclosure

SEC source: 0000950170-25-037357 · ownership.xml · nonDerivative · entry 1

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,510

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units (RSU). The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $4.8400 to $4.8476. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: Includes RSUs.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:28 UTC
SUEN JACOBDirector · President and CEO
SaleCommon Stock 12,093 $4.85 $58,608.72
Disclosure

SEC source: 0000950170-25-037342 · ownership.xml · nonDerivative · entry 1

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,999

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units (RSU). The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $4.8000 to $4.8476. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: Includes RSUs.

Read SEC document
March 07, 2025 Filed Mar 19, 2025 11:54 UTC Amendment
Sadri AliChief Technology Officer
SaleCommon Stock 1,448 $4.85 $7,018.89
Disclosure

SEC source: 0000950170-25-041747 · ownership.xml · nonDerivative · entry 1

Sadri Ali · CIK 0001907838 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,510

F1 · shares: The sale reported on this Form 4 represents shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units (RSU). The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $4.8400 to $4.8476. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: Includes RSUs.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 20:45 UTC GrantStock Option (Right to Buy) · Derivative 7,706 $0.00 Strike: $6.87 $0.00
Disclosure

SEC source: 0000950170-25-014020 · ownership.xml · derivative · entry 2

Allgood Kiva A. · CIK 0001778208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,706

Underlying: Common Stock · 7,706 shares

Expires 2035-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on the stated exercisable date, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2025 Filed Feb 4, 2025 20:45 UTC GrantCommon Stock 4,203 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014020 · ownership.xml · nonDerivative · entry 1

Allgood Kiva A. · CIK 0001778208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,258

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2026, subject to the Reporting Person's continued service to the Issuer through such vesting date

F2 · balance_after: Includes RSUs.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 01:50 UTC
SIMS JAMES KDirector
GrantStock Option (Right to Buy) · Derivative 11,559 $0.00 Strike: $6.87 $0.00
Disclosure

SEC source: 0000950170-25-014029 · ownership.xml · derivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,559

Underlying: Common Stock · 11,559 shares

Expires 2035-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on the stated exercisable date, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 01:50 UTC
SIMS JAMES KDirector
GrantCommon Stock 6,305 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014029 · ownership.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,286

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2026, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 01:50 UTC
CHUNG T JDirector
GrantStock Option (Right to Buy) · Derivative 7,706 $0.00 Strike: $6.87 $0.00
Disclosure

SEC source: 0000950170-25-014028 · ownership.xml · derivative · entry 2

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,706

Underlying: Common Stock · 7,706 shares

Expires 2035-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on the stated exercisable date, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 01:50 UTC
CHUNG T JDirector
GrantCommon Stock 4,203 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014028 · ownership.xml · nonDerivative · entry 1

CHUNG T J · CIK 0001217168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,267

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2026, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 01:48 UTC GrantStock Option (Right to Buy) · Derivative 7,706 $0.00 Strike: $6.87 $0.00
Disclosure

SEC source: 0000950170-25-014026 · ownership.xml · derivative · entry 2

MUNRO THOMAS A · CIK 0001241233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,706

Underlying: Common Stock · 7,706 shares

Expires 2035-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on the stated exercisable date, subject to the Reporting Person's continued service with the Issuer through such vesting date.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 01:48 UTC GrantCommon Stock 4,203 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014026 · ownership.xml · nonDerivative · entry 1

MUNRO THOMAS A · CIK 0001241233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,842

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2026, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

Read SEC document
February 01, 2025 Filed Feb 5, 2025 01:47 UTC GrantStock Option (Right to Buy) · Derivative 7,706 $0.00 Strike: $6.87 $0.00
Disclosure

SEC source: 0000950170-25-014025 · ownership.xml · derivative · entry 2

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,706

Underlying: Common Stock · 7,706 shares

Expires 2035-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on the stated exercisable date, subject to the Reporting Person's continued service with the Issuer through such vesting date.

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February 01, 2025 Filed Feb 5, 2025 01:47 UTC GrantCommon Stock 4,203 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014025 · ownership.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,956

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2026, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

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February 01, 2025 Filed Feb 5, 2025 01:47 UTC GrantStock Option (Right to Buy) · Derivative 7,706 $0.00 Strike: $6.87 $0.00
Disclosure

SEC source: 0000950170-25-014024 · ownership.xml · derivative · entry 2

Gillman Joan H · CIK 0001577360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,706

Underlying: Common Stock · 7,706 shares

Expires 2035-01-31

F3 · derivative.exercise_date: The option is exercisable as it vests. 100% of the shares subject to the option vest on the stated exercisable date, subject to the Reporting Person's continued service with the Issuer through such vesting date.

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February 01, 2025 Filed Feb 5, 2025 01:47 UTC GrantCommon Stock 4,203 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-014024 · ownership.xml · nonDerivative · entry 1

Gillman Joan H · CIK 0001577360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,955

F1 · shares: Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. 100% of the RSUs vest on February 1, 2026, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F2 · balance_after: Includes RSUs.

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December 04, 2024 Filed Dec 6, 2024 00:27 UTC
SIMS JAMES KDirector
GiftCommon Stock 11,661 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133793 · ownership.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,981

F1 · kind: Bona fide gift to a family member not residing in the same household as the reporting person.

F2 · balance_after: Includes restricted stock units.

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November 18, 2024 Filed Nov 20, 2024 02:43 UTC
Elbaz MichaelChief Financial Officer
SaleCommon Stock 6,777 $9.09 $61,623.26
Disclosure

SEC source: 0000950170-24-128993 · ownership.xml · nonDerivative · entry 1

Elbaz Michael · CIK 0001950679 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,794

F1 · shares: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units (RSU). The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.0300 to $9.0940. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: Includes RSUs.

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May 07, 2024 Filed May 9, 2024 20:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.10 $0.00
Disclosure

SEC source: 0001209191-24-005589 · doc4.xml · derivative · entry 2

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2024-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested.

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May 07, 2024 Filed May 9, 2024 20:14 UTC Exercise / conversionCommon Stock 2,000 $3.10 $6,200.00
Disclosure

SEC source: 0001209191-24-005589 · doc4.xml · nonDerivative · entry 1

Toscanini Arthur M. · CIK 0001681317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

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May 06, 2024 Filed May 8, 2024 23:11 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.10 $0.00
Disclosure

SEC source: 0001209191-24-005574 · doc4.xml · derivative · entry 2

MUNRO THOMAS A · CIK 0001241233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2024-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested.

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May 06, 2024 Filed May 8, 2024 23:11 UTC Exercise / conversionCommon Stock 2,000 $3.10 $6,200.00
Disclosure

SEC source: 0001209191-24-005574 · doc4.xml · nonDerivative · entry 1

MUNRO THOMAS A · CIK 0001241233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes Restricted Stock Units.

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April 29, 2024 Filed May 1, 2024 23:29 UTC
SIMS JAMES KDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $3.10 $0.00
Disclosure

SEC source: 0001209191-24-005459 · doc4.xml · derivative · entry 2

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 4,000 shares

Expires 2024-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested.

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April 29, 2024 Filed May 1, 2024 23:29 UTC
SIMS JAMES KDirector
Exercise / conversionCommon Stock 4,000 $3.10 $12,400.00
Disclosure

SEC source: 0001209191-24-005459 · doc4.xml · nonDerivative · entry 1

SIMS JAMES K · CIK 0001208317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock units.

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March 21, 2024 Filed Mar 22, 2024 00:30 UTC
SUEN JACOBDirector · President and CEO
SaleCommon Stock 3,827 $5.10 $19,534.16
Disclosure

SEC source: 0001209191-24-005052 · doc4.xml · nonDerivative · entry 3

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,275

F3 · shares: The sale reported on this Form 4 represents shares sold by the Reporting person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting person.

F2 · balance_after: Includes RSUs.

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March 21, 2024 Filed Mar 22, 2024 00:30 UTC
SUEN JACOBDirector · President and CEO
SaleCommon Stock 732 $5.10 $3,735.98
Disclosure

SEC source: 0001209191-24-005052 · doc4.xml · nonDerivative · entry 2

SUEN JACOB · CIK 0001705078 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,102

F3 · shares: The sale reported on this Form 4 represents shares sold by the Reporting person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting person.

F2 · balance_after: Includes RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.