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Nasdaq · USD

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Arteris, Inc.

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Tapewire entity
2399
SEC CIK
0001667011
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 223 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025020
Jan 2026024
Feb 202608
Mar 2026010
Apr 2026029
May 2026013
Jun 2026015
Jul 2026060
Aug 2026017
Sep 202605
Oct 2026018

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2025 Filed Apr 5, 2025 00:34 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 891 $7.12 $6,342.67
Disclosure

SEC source: 0001562180-25-003027 · primarydocument.xml · nonDerivative · entry 3

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 181,545

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2025 Filed Apr 5, 2025 00:34 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 1,488 $7.12 $10,592.48
Disclosure

SEC source: 0001562180-25-003027 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 182,436

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2025 Filed Apr 5, 2025 00:34 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 1,509 $7.12 $10,741.97
Disclosure

SEC source: 0001562180-25-003027 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 183,924

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2025 Filed Apr 5, 2025 00:34 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 1,885 $7.12 $13,418.56
Disclosure

SEC source: 0001562180-25-003026 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 482,833

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2025 Filed Apr 5, 2025 00:34 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 891 $7.12 $6,342.67
Disclosure

SEC source: 0001562180-25-003026 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 484,718

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2025 Filed Apr 5, 2025 00:34 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 1,927 $7.12 $13,717.54
Disclosure

SEC source: 0001562180-25-003026 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 485,609

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2025 Filed Apr 5, 2025 00:34 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,179 $7.12 $8,392.83
Disclosure

SEC source: 0001562180-25-003025 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,326

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2025 Filed Apr 5, 2025 00:34 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 691 $7.12 $4,918.95
Disclosure

SEC source: 0001562180-25-003025 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,505

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2025 Filed Apr 5, 2025 00:34 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,008 $7.12 $7,175.55
Disclosure

SEC source: 0001562180-25-003025 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,196

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
March 06, 2025 Filed Mar 7, 2025 22:09 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 690 $8.17 $5,637.30
Disclosure

SEC source: 0001562180-25-002227 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 185,433

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

Read SEC document
March 06, 2025 Filed Mar 7, 2025 22:04 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 406 $8.17 $3,317.02
Disclosure

SEC source: 0001562180-25-002222 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,204

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 8, 2024.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 22:09 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 1,973 $8.19 $16,158.87
Disclosure

SEC source: 0001562180-25-002226 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 325,267

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 22:08 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 193 $8.19 $1,580.67
Disclosure

SEC source: 0001562180-25-002225 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 487,536

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 01:13 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 1,330 $8.38 $11,149.79
Disclosure

SEC source: 0001562180-25-002073 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,240

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 01:13 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 5,500 $8.58 $47,213.65
Disclosure

SEC source: 0001562180-25-002074 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 186,123

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.25 to $9.15 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 01:13 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 468 $8.38 $3,923.38
Disclosure

SEC source: 0001562180-25-002074 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 191,623

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 01:13 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 654 $8.38 $5,482.68
Disclosure

SEC source: 0001562180-25-002072 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 487,729

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 01:13 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 276 $8.38 $2,313.79
Disclosure

SEC source: 0001562180-25-002071 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,610

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
February 24, 2025 Filed Feb 25, 2025 23:47 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
GiftCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001638 · primarydocument.xml · nonDerivative · entry 3

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Charles and Lydia Janac Trust

Disclosed balance after: 56,252

F2 · ownership.nature: The shares are held by Charles and Lydia Janac Trust, for which the Reporting Person serves as trustee.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 23:47 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
GrantStock Options (Right to buy) · Derivative 100,000 $0.00 Strike: $9.28 $0.00
Disclosure

SEC source: 0001562180-25-001638 · primarydocument.xml · derivative · entry 5

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-02-20

F4 · derivative.exercise_date: 100,000 of the shares subject to the stock option vest and become exercisable in 16 substantially equal quarterly installments commencing on April 1, 2025.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 23:47 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
GiftCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001638 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Charles and Lydia Janac Trust

Disclosed balance after: 59,752

F2 · ownership.nature: The shares are held by Charles and Lydia Janac Trust, for which the Reporting Person serves as trustee.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 23:47 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
GrantCommon Stock 68,482 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001638 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,570

F1 · shares: Includes 68,482 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in 16 substantially equal quarterly installments commencing on April 1, 2025.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 23:47 UTC
Moll Laurent RChief Operating Officer
GrantStock Options (Right to buy) · Derivative 40,000 $0.00 Strike: $9.28 $0.00
Disclosure

SEC source: 0001562180-25-001644 · primarydocument.xml · derivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-02-20

F2 · derivative.exercise_date: 40,000 of the shares subject to the stock option vest and become exercisable in 16 substantially equal quarterly installments commencing on April 1, 2025.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 23:47 UTC
Moll Laurent RChief Operating Officer
GrantCommon Stock 37,783 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001644 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,383

F1 · shares: Includes 37,783 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in16 substantially equal quarterly installments commencing on April 1, 2025.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 23:47 UTC
Alpern Paul LVP and General Counsel
GrantStock Options (Right to buy) · Derivative 40,000 $0.00 Strike: $9.28 $0.00
Disclosure

SEC source: 0001562180-25-001642 · primarydocument.xml · derivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-02-20

F2 · derivative.exercise_date: 40,000 of the shares subject to the stock option vest and become exercisable in 16 substantially equal quarterly installments commencing on April 1, 2025.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 23:47 UTC
Alpern Paul LVP and General Counsel
GrantCommon Stock 29,282 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001642 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,886

F1 · shares: Includes 29,282 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in 16 substantially equal quarterly installments commencing on April 1, 2025.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 23:47 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
GrantStock Options (Right to buy) · Derivative 50,000 $0.00 Strike: $9.28 $0.00
Disclosure

SEC source: 0001562180-25-001640 · primarydocument.xml · derivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-02-20

F2 · derivative.exercise_date: 50,000 of the shares subject to the stock option vest and become exercisable in 16 substantially equal quarterly installments commencing on April 1, 2025.

Read SEC document
February 21, 2025 Filed Feb 25, 2025 23:47 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
GrantCommon Stock 37,783 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-001640 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,091

F1 · shares: Includes 37,783 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in 16 substantially equal quarterly installments commencing on April 1, 2025.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 22:30 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 50,000 $10.33 $516,475.00
Disclosure

SEC source: 0001562180-25-000964 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy, LLC

Disclosed balance after: 9,907,691

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.03 to $10.48 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy, LLC.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 22:31 UTC SaleCommon Stock 2,491 $10.33 $25,738.01
Disclosure

SEC source: 0001562180-25-000966 · primarydocument.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Viana Family Trust

Disclosed balance after: 201,330

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 13, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.08 to $10.45 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 22:30 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 11,000 $10.33 $113,621.20
Disclosure

SEC source: 0001562180-25-000965 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 154,308

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.06 to $10.44 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 06, 2025 Filed Jan 9, 2025 00:38 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 8,432 $12.34 $104,035.70
Disclosure

SEC source: 0001562180-25-000281 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 260,088

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.17 to $12.60 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 06, 2025 Filed Jan 9, 2025 00:39 UTC SaleCommon Stock 2,776 $12.34 $34,246.40
Disclosure

SEC source: 0001562180-25-000285 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012

Disclosed balance after: 684,320

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 6, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.19 to $12.56 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
January 06, 2025 Filed Jan 9, 2025 00:38 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 3,326 $12.35 $41,070.78
Disclosure

SEC source: 0001562180-25-000284 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,604

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 8, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.18 to $12.60 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 06, 2025 Filed Jan 9, 2025 00:38 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 1,161 $12.52 $14,535.72
Disclosure

SEC source: 0001562180-25-000283 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 450,600

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

Read SEC document
January 06, 2025 Filed Jan 9, 2025 00:38 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 4,560 $12.34 $56,267.66
Disclosure

SEC source: 0001562180-25-000282 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 165,308

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.19 to $12.56 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 05, 2025 Filed Jan 7, 2025 22:26 UTC GrantCommon Stock 1,514 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-000258 · primarydocument.xml · nonDerivative · entry 1

Kunkel Joachim · CIK 0001375414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,922

F1 · shares: Fully vested restricted stock. The restricted stock represents retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash.

Read SEC document
January 05, 2025 Filed Jan 7, 2025 22:26 UTC GrantCommon Stock 2,040 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-000257 · primarydocument.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,328

F1 · shares: Fully vested restricted stock. The restricted stock represents retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 22:17 UTC SaleCommon Stock 5,000 $12.08 $60,400.00
Disclosure

SEC source: 0001562180-25-000197 · primarydocument.xml · nonDerivative · entry 2

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 228,198

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 7, 2024.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 22:16 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 16,966 $12.08 $204,949.28
Disclosure

SEC source: 0001562180-25-000192 · primarydocument.xml · nonDerivative · entry 4

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 451,761

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:17 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 50,000 $10.98 $548,995.00
Disclosure

SEC source: 0001562180-25-000195 · primarydocument.xml · nonDerivative · entry 3

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy, LLC

Disclosed balance after: 9,957,691

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.01 to $11.54 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy, LLC.

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January 02, 2025 Filed Jan 6, 2025 22:17 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 3,128 $11.41 $35,700.80
Disclosure

SEC source: 0001562180-25-000195 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 268,520

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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January 02, 2025 Filed Jan 6, 2025 22:17 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 3,128 $11.41 $35,700.80
Disclosure

SEC source: 0001562180-25-000195 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 271,648

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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January 02, 2025 Filed Jan 6, 2025 22:17 UTC SaleCommon Stock 5,000 $11.01 $55,029.00
Disclosure

SEC source: 0001562180-25-000197 · primarydocument.xml · nonDerivative · entry 1

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 233,198

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 7, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.04 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 02, 2025 Filed Jan 6, 2025 22:17 UTC SaleCommon Stock 3,025 $10.16 $30,719.78
Disclosure

SEC source: 0001562180-25-000196 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012

Disclosed balance after: 687,096

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 6, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.24 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee.

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January 02, 2025 Filed Jan 6, 2025 22:16 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,139 $11.41 $12,999.75
Disclosure

SEC source: 0001562180-25-000194 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,930

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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January 02, 2025 Filed Jan 6, 2025 22:16 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,332 $11.41 $15,202.52
Disclosure

SEC source: 0001562180-25-000194 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,069

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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January 02, 2025 Filed Jan 6, 2025 22:16 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 18,558 $10.95 $203,211.96
Disclosure

SEC source: 0001562180-25-000192 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 468,727

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.90 to $11.90 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 02, 2025 Filed Jan 6, 2025 22:16 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 2,130 $11.41 $24,310.33
Disclosure

SEC source: 0001562180-25-000192 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 487,285

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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January 02, 2025 Filed Jan 6, 2025 22:16 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 2,177 $11.41 $24,846.75
Disclosure

SEC source: 0001562180-25-000192 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 489,415

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.