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Nasdaq · USD

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Arteris, Inc.

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Tapewire entity
2399
SEC CIK
0001667011
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 223 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025020
Jan 2026024
Feb 202608
Mar 2026010
Apr 2026029
May 2026013
Jun 2026015
Jul 2026060
Aug 2026017
Sep 202605
Oct 2026018

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2025 Filed Jul 7, 2025 21:41 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,769 $8.99 $24,899.96
Disclosure

SEC source: 0001562180-25-005339 · primarydocument.xml · nonDerivative · entry 3

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 295,845

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2025 Filed Jul 7, 2025 21:41 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 1,615 $8.99 $14,522.73
Disclosure

SEC source: 0001562180-25-005339 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 298,614

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2025 Filed Jul 7, 2025 21:41 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,769 $8.99 $24,899.96
Disclosure

SEC source: 0001562180-25-005339 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 300,229

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2025 Filed Jul 7, 2025 21:41 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,009 $8.99 $9,073.33
Disclosure

SEC source: 0001562180-25-005338 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,156

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2025 Filed Jul 7, 2025 21:41 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 691 $8.99 $6,213.75
Disclosure

SEC source: 0001562180-25-005338 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,165

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2025 Filed Jul 7, 2025 21:41 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,179 $8.99 $10,602.04
Disclosure

SEC source: 0001562180-25-005338 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,856

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2025 Filed Jul 7, 2025 21:41 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 1,886 $8.99 $16,959.67
Disclosure

SEC source: 0001562180-25-005337 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 478,761

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2025 Filed Jul 7, 2025 21:41 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 891 $8.99 $8,012.23
Disclosure

SEC source: 0001562180-25-005337 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 480,647

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2025 Filed Jul 7, 2025 21:41 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 1,927 $8.99 $17,328.35
Disclosure

SEC source: 0001562180-25-005337 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 481,538

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2025 Filed Jul 7, 2025 21:41 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 1,509 $8.99 $13,569.53
Disclosure

SEC source: 0001562180-25-005336 · primarydocument.xml · nonDerivative · entry 3

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 135,496

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2025 Filed Jul 7, 2025 21:41 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 891 $8.99 $8,012.23
Disclosure

SEC source: 0001562180-25-005336 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,005

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2025 Filed Jul 7, 2025 21:41 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 1,489 $8.99 $13,389.68
Disclosure

SEC source: 0001562180-25-005336 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,896

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 00:06 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,666 $9.09 $24,238.74
Disclosure

SEC source: 0001562180-25-005211 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 302,998

F4 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 5, 2025.

F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.75 to $9.37 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2025 Filed Jul 2, 2025 00:06 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 5,638 $9.08 $51,196.42
Disclosure

SEC source: 0001562180-25-005210 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 139,385

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.72 to $9.37 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 00:02 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 294 $9.09 $2,671.55
Disclosure

SEC source: 0001562180-25-005273 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 483,465

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2025.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.81 to $9.32 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 27, 2025 Filed Jul 2, 2025 00:06 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 18,620 $10.02 $186,585.43
Disclosure

SEC source: 0001562180-25-005211 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy, LLC

Disclosed balance after: 9,889,071

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.10 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy, LLC.

Read SEC document
June 27, 2025 Filed Jul 2, 2025 00:07 UTC SaleCommon Stock 19,809 $10.02 $198,492.12
Disclosure

SEC source: 0001562180-25-005212 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012

Disclosed balance after: 683,798

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 6, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.10 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
June 27, 2025 Filed Jul 2, 2025 00:06 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 5,638 $10.00 $56,380.00
Disclosure

SEC source: 0001562180-25-005210 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 145,023

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

Read SEC document
June 26, 2025 Filed Jun 26, 2025 23:48 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 5,638 $9.75 $54,970.50
Disclosure

SEC source: 0001562180-25-005095 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 150,661

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

Read SEC document
June 25, 2025 Filed Jun 26, 2025 23:48 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 5,638 $9.50 $53,561.00
Disclosure

SEC source: 0001562180-25-005095 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 156,299

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

Read SEC document
June 09, 2025 Filed Jun 10, 2025 22:09 UTC GiftCommon Stock 19,287 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004698 · primarydocument.xml · nonDerivative · entry 2

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012

Disclosed balance after: 703,607

F2 · ownership.nature: The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
June 09, 2025 Filed Jun 10, 2025 22:09 UTC GiftCommon Stock 19,287 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004698 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,839

F1 · kind: The shares are transferred to Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the reporting person is the trustee.

Read SEC document
June 09, 2025 Filed Jun 10, 2025 22:09 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 3,770 $8.07 $30,405.43
Disclosure

SEC source: 0001562180-25-004697 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,937

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.01 to $8.13 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 22:55 UTC GiftCommon Stock 21,327 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004669 · primarydocument.xml · nonDerivative · entry 3

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Viana Family Trust

Disclosed balance after: 203,370

Read SEC document
June 06, 2025 Filed Jun 9, 2025 22:55 UTC GiftCommon Stock 21,327 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004669 · primarydocument.xml · nonDerivative · entry 2

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,352

F3 · kind: The shares were transferred to the Viana Family Trust for which the reporting person is the trustee.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 22:15 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 423 $7.66 $3,240.94
Disclosure

SEC source: 0001562180-25-004584 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,035

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 8, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.60 to $7.74 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 22:14 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 721 $7.66 $5,521.06
Disclosure

SEC source: 0001562180-25-004582 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 165,707

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.60 to $7.74 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 05, 2025 Filed Jun 9, 2025 22:55 UTC SaleCommon Stock 19,287 $7.65 $147,593.77
Disclosure

SEC source: 0001562180-25-004669 · primarydocument.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Viana Family Trust

Disclosed balance after: 182,043

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 13, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.565 to $7.77 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 22:14 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,057 $7.83 $16,102.20
Disclosure

SEC source: 0001562180-25-004583 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 305,664

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.75 to $8.01 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 22:14 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 202 $7.96 $1,607.92
Disclosure

SEC source: 0001562180-25-004581 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 483,759

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 22:14 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 1,730 $8.02 $13,877.02
Disclosure

SEC source: 0001562180-25-004582 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 166,428

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.05 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 22:18 UTC GrantCommon Stock 20,839 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004519 · primarydocument.xml · nonDerivative · entry 1

Chitkara Raman · CIK 0001748459 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,867

F1 · shares: Includes 20,839 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the annual meeting of the Issuer's stockholders following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

F2 · shares: The reporting person elected to defer the receipt of shares.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 22:18 UTC GrantCommon Stock 20,839 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004520 · primarydocument.xml · nonDerivative · entry 1

Munce Claudia F. · CIK 0001668897 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,851

F1 · shares: Includes 20,839 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the annual meeting of the Issuer's stockholders following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 22:19 UTC GrantCommon Stock 20,839 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004522 · primarydocument.xml · nonDerivative · entry 1

Kunkel Joachim · CIK 0001375414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,595

F1 · shares: Includes 20,839 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the annual meeting of the Issuer's stockholders following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

F2 · shares: The reporting person elected to defer the receipt of shares.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 22:18 UTC GrantCommon Stock 20,839 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004521 · primarydocument.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,679

F1 · shares: Includes 20,839 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the annual meeting of the Issuer's stockholders following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 22:18 UTC GrantCommon Stock 20,839 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004518 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,126

F1 · shares: Includes 20,839 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the annual meeting of the Issuer's stockholders following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 22:17 UTC GrantCommon Stock 34,732 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-004517 · primarydocument.xml · nonDerivative · entry 1

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,930

F1 · shares: Includes 34,732 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the annual meeting of the Issuer's stockholders following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

F2 · shares: The reporting person elected to defer the receipt of shares.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:48 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 1,246 $7.70 $9,598.31
Disclosure

SEC source: 0001562180-25-004445 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,721

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 20:48 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 438 $7.70 $3,374.05
Disclosure

SEC source: 0001562180-25-004447 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,158

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

F2 · balance_after: Includes 3,000 of shares of common stock acquired on May 21, 2025 pursuant to the Issuer's Employee Stock Purchase Plan.

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June 02, 2025 Filed Jun 4, 2025 20:48 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 612 $7.70 $4,714.42
Disclosure

SEC source: 0001562180-25-004446 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 483,961

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

F2 · balance_after: Includes 3,000 of shares of common stock acquired on May 21, 2025 pursuant to the Issuer's Employee Stock Purchase Plan.

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June 02, 2025 Filed Jun 4, 2025 20:48 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 259 $7.70 $1,995.15
Disclosure

SEC source: 0001562180-25-004444 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,458

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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May 08, 2025 Filed May 13, 2025 21:52 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 11,000 $7.54 $82,945.50
Disclosure

SEC source: 0001562180-25-003798 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 165,596

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.50 to $7.62 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 05, 2025 Filed Apr 8, 2025 01:19 UTC GrantCommon Stock 1,834 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003051 · primarydocument.xml · nonDerivative · entry 1

Kunkel Joachim · CIK 0001375414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,756

F1 · shares: Fully vested restricted stock. The restricted stock represents retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash.

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April 04, 2025 Filed Apr 5, 2025 00:34 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 4,949 $6.03 $29,822.67
Disclosure

SEC source: 0001562180-25-003027 · primarydocument.xml · nonDerivative · entry 4

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,596

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.84 to $6.23 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 04, 2025 Filed Apr 5, 2025 00:34 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 1,260 $6.15 $7,749.00
Disclosure

SEC source: 0001562180-25-003026 · primarydocument.xml · nonDerivative · entry 4

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 481,573

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

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April 04, 2025 Filed Apr 5, 2025 00:34 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 3,609 $6.03 $21,755.77
Disclosure

SEC source: 0001562180-25-003025 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,717

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 8, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.87 to $6.24 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 03, 2025 Filed Apr 5, 2025 00:35 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 9,150 $6.62 $60,545.55
Disclosure

SEC source: 0001562180-25-003028 · primarydocument.xml · nonDerivative · entry 4

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 308,967

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.49 to $6.70 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 02, 2025 Filed Apr 5, 2025 00:35 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,768 $7.12 $19,704.28
Disclosure

SEC source: 0001562180-25-003028 · primarydocument.xml · nonDerivative · entry 3

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 318,117

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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April 02, 2025 Filed Apr 5, 2025 00:35 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,768 $7.12 $19,704.28
Disclosure

SEC source: 0001562180-25-003028 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 320,885

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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April 02, 2025 Filed Apr 5, 2025 00:35 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 1,614 $7.12 $11,489.42
Disclosure

SEC source: 0001562180-25-003028 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 323,653

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.