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Nasdaq · USD

AIP

Arteris, Inc.

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Tapewire entity
2399
SEC CIK
0001667011
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 223 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025020
Jan 2026024
Feb 202608
Mar 2026010
Apr 2026029
May 2026013
Jun 2026015
Jul 2026060
Aug 2026017
Sep 202605
Oct 2026018

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2025 Filed Oct 6, 2025 21:37 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 1,613 $10.92 $17,615.25
Disclosure

SEC source: 0001068987-25-000003 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 182,102

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 02, 2025 Filed Oct 6, 2025 21:37 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,767 $10.92 $30,217.85
Disclosure

SEC source: 0001068987-25-000003 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 183,715

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 02, 2025 Filed Oct 6, 2025 21:39 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,178 $10.92 $12,864.70
Disclosure

SEC source: 0001888542-25-000005 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,710

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 02, 2025 Filed Oct 6, 2025 21:39 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,008 $10.92 $11,008.17
Disclosure

SEC source: 0001888542-25-000005 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,888

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 02, 2025 Filed Oct 6, 2025 21:39 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 691 $10.92 $7,546.27
Disclosure

SEC source: 0001888542-25-000005 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72,896

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 02, 2025 Filed Oct 6, 2025 21:38 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 19,060 $10.99 $209,484.65
Disclosure

SEC source: 0001888601-25-000003 · primarydocument.xml · nonDerivative · entry 4

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 362,639

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2025.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.90 to $11.12 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 02, 2025 Filed Oct 6, 2025 21:38 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 1,926 $10.92 $21,033.46
Disclosure

SEC source: 0001888601-25-000003 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 381,699

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 02, 2025 Filed Oct 6, 2025 21:38 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 891 $10.92 $9,730.43
Disclosure

SEC source: 0001888601-25-000003 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 383,625

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 02, 2025 Filed Oct 6, 2025 21:38 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 1,885 $10.92 $20,585.71
Disclosure

SEC source: 0001888601-25-000003 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 384,516

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 02, 2025 Filed Oct 6, 2025 21:37 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 1,488 $10.92 $16,250.15
Disclosure

SEC source: 0001549550-25-000004 · primarydocument.xml · nonDerivative · entry 3

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,011

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units

Read SEC document
October 02, 2025 Filed Oct 6, 2025 21:37 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 1,508 $10.92 $16,468.57
Disclosure

SEC source: 0001549550-25-000004 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,499

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units

Read SEC document
October 02, 2025 Filed Oct 6, 2025 21:37 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 891 $10.92 $9,730.43
Disclosure

SEC source: 0001549550-25-000004 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,007

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:33 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 5,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001888542-25-000004 · primarydocument.xml · derivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 5,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares vested monthly for 3 years, beginning on September 26,2020.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:33 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 5,000 $10.31 $51,544.50
Disclosure

SEC source: 0001888542-25-000004 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,587

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 5, 2025.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.16 to $10.51 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:33 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 5,000 $0.56 $2,800.00
Disclosure

SEC source: 0001888542-25-000004 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 5, 2025.

Read SEC document
September 15, 2025 Filed Sep 18, 2025 00:17 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001104659-25-090943 · tm2526414-1_4seq1.xml · derivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 10,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 5, 2025.

F3 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years, beginning on September 26,2020.

Read SEC document
September 15, 2025 Filed Sep 18, 2025 00:17 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 10,000 $8.88 $88,805.00
Disclosure

SEC source: 0001104659-25-090943 · tm2526414-1_4seq1.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,587

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 5, 2025.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.73 to $8.97inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 15, 2025 Filed Sep 18, 2025 00:17 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 10,000 $0.56 $5,600.00
Disclosure

SEC source: 0001104659-25-090943 · tm2526414-1_4seq1.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 5, 2025.

Read SEC document
September 09, 2025 Filed Sep 9, 2025 22:05 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 151 $8.61 $1,300.11
Disclosure

SEC source: 0001562180-25-006146 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 386,401

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2025.

Read SEC document
September 09, 2025 Filed Sep 10, 2025 21:03 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 3,660 $8.69 $31,806.50
Disclosure

SEC source: 0001562180-25-006155 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,898

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 4, 2025.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.51 to $8.83 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 09, 2025 Filed Sep 10, 2025 21:02 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 2,278 $8.69 $19,793.54
Disclosure

SEC source: 0001562180-25-006154 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,587

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 5, 2025.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.51 to $8.82 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2025 Filed Sep 9, 2025 22:05 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 8,129 $8.74 $71,075.10
Disclosure

SEC source: 0001562180-25-006146 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 386,552

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2025.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.54 to $8.97 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2025 Filed Sep 10, 2025 21:02 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 424 $8.98 $3,807.52
Disclosure

SEC source: 0001562180-25-006154 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,865

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 5, 2025.

Read SEC document
September 05, 2025 Filed Sep 9, 2025 22:05 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 4,698 $8.80 $41,363.54
Disclosure

SEC source: 0001562180-25-006146 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 394,681

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2025.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.69 to $8.93 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 04, 2025 Filed Sep 8, 2025 21:01 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,057 $8.73 $17,948.35
Disclosure

SEC source: 0001562180-25-006131 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 186,482

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 5, 2025.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.5750 to $8.8900 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2025 Filed Sep 4, 2025 23:26 UTC GiftCommon Stock 228,198 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-006106 · primarydocument.xml · nonDerivative · entry 2

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · The Cantwell Living Trust

Disclosed balance after: 228,198

F2 · ownership.nature: The shares are held by The Cantwell Living Trust, for which the Reporting Person serves as trustee.

Read SEC document
September 03, 2025 Filed Sep 4, 2025 23:26 UTC GiftCommon Stock 228,198 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-006106 · primarydocument.xml · nonDerivative · entry 1

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,732

F1 · kind: The shares are transferred to The Cantwell Living Trust for which the reporting person serves as trustee.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 23:41 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 1,246 $8.94 $11,141.36
Disclosure

SEC source: 0001562180-25-006089 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,539

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 23:42 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 24,560 $8.94 $219,608.15
Disclosure

SEC source: 0001562180-25-006090 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,379

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 23:42 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 17,264 $8.94 $154,369.51
Disclosure

SEC source: 0001562180-25-006090 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,939

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 23:42 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 868 $8.94 $7,761.40
Disclosure

SEC source: 0001562180-25-006090 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,203

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 23:40 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 258 $8.94 $2,306.96
Disclosure

SEC source: 0001562180-25-006087 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,289

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
September 02, 2025 Filed Sep 3, 2025 23:40 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 438 $8.94 $3,916.46
Disclosure

SEC source: 0001562180-25-006088 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,558

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 20:13 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 50,000 $13.12 $655,995.00
Disclosure

SEC source: 0001562180-25-005673 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy, LLC

Disclosed balance after: 9,839,071

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 5, 2025.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.35 to $14.20 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy, LLC.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 20:13 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 94,245 $13.49 $1,271,120.01
Disclosure

SEC source: 0001562180-25-005673 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 189,785

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 5, 2025.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.57 to $14.20 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 20:16 UTC SaleCommon Stock 50,000 $13.12 $655,995.00
Disclosure

SEC source: 0001562180-25-005678 · primarydocument.xml · nonDerivative · entry 1

Bayview Legacy, LLC · CIK 0001888862 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 9,839,071

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by K. Charles Janac, as the manager of Bayview Legacy, LLC, on March 5, 2025.

F2 · kind: K. Charles Janac, in his individual capacity, has separately filed a Form 4 on the date hereof reporting the same transaction given his beneficial ownership of the reported security through Bayview Legacy, LLC, which he controls as its manager.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.35 to $14.20 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: K. Charles Janac is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power over the shares beneficially owned by Bayview Legacy, LLC.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 20:15 UTC SaleCommon Stock 6,909 $14.14 $97,699.48
Disclosure

SEC source: 0001562180-25-005677 · primarydocument.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Viana Family Trust

Disclosed balance after: 196,461

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 13, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.20 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 20:14 UTC SaleCommon Stock 63,118 $13.07 $825,204.73
Disclosure

SEC source: 0001562180-25-005676 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012

Disclosed balance after: 590,000

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 6, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.35 to $14.20 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee.

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August 05, 2025 Filed Aug 7, 2025 20:13 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 11,276 $13.15 $148,285.04
Disclosure

SEC source: 0001562180-25-005674 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,996

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.34 to $14.20 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 05, 2025 Filed Aug 7, 2025 20:14 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 34,400 $13.57 $466,763.28
Disclosure

SEC source: 0001562180-25-005675 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 442,071

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2025.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.90 to $14.20 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 01, 2025 Filed Aug 4, 2025 21:51 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 5,638 $9.03 $50,926.93
Disclosure

SEC source: 0001562180-25-005619 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,272

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.27 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 29, 2025 Filed Jul 31, 2025 20:30 UTC SaleCommon Stock 29,544 $10.07 $297,384.00
Disclosure

SEC source: 0001562180-25-005601 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012

Disclosed balance after: 653,118

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 6, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.20 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee.

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July 29, 2025 Filed Jul 31, 2025 20:30 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 5,638 $10.50 $59,206.33
Disclosure

SEC source: 0001562180-25-005600 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,910

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.52 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 29, 2025 Filed Jul 31, 2025 20:30 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 736 $10.90 $8,022.40
Disclosure

SEC source: 0001562180-25-005599 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 476,471

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2025.

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July 18, 2025 Filed Jul 21, 2025 20:52 UTC SaleCommon Stock 1,136 $10.00 $11,360.00
Disclosure

SEC source: 0001562180-25-005481 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012

Disclosed balance after: 682,662

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 6, 2024.

F2 · ownership.nature: The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee.

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July 07, 2025 Filed Jul 7, 2025 21:41 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 4,948 $9.22 $45,624.02
Disclosure

SEC source: 0001562180-25-005336 · primarydocument.xml · nonDerivative · entry 4

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,548

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.35 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 05, 2025 Filed Jul 8, 2025 23:05 UTC GrantCommon Stock 1,727 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-005354 · primarydocument.xml · nonDerivative · entry 1

Kunkel Joachim · CIK 0001375414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,322

F1 · shares: Fully vested restricted stock. The restricted stock represents retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash.

F2 · shares: The Reporting Person elected to defer the receipt of shares.

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July 03, 2025 Filed Jul 7, 2025 21:41 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 11,815 $9.25 $109,230.86
Disclosure

SEC source: 0001562180-25-005339 · primarydocument.xml · nonDerivative · entry 4

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 284,030

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 5, 2025.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.40 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 03, 2025 Filed Jul 7, 2025 21:41 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 3,609 $9.25 $33,370.98
Disclosure

SEC source: 0001562180-25-005338 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,547

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 8, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.14 to $9.38 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 03, 2025 Filed Jul 7, 2025 21:41 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 1,554 $9.23 $14,342.18
Disclosure

SEC source: 0001562180-25-005337 · primarydocument.xml · nonDerivative · entry 4

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 477,207

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2025.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.15 to $9.35 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.