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Arteris, Inc.

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2399
SEC CIK
0001667011
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 223 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025020
Jan 2026024
Feb 202608
Mar 2026010
Apr 2026029
May 2026013
Jun 2026015
Jul 2026060
Aug 2026017
Sep 202605
Oct 2026018

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2022 Filed May 5, 2022 01:21 UTC
JANAC K CHARLESDirector · President & CEO
Tax withholdingCommon Stock 2,285 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-009542 · form4.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,564

F1 · balance_after: Includes 50,564 restricted stock units.

Read SEC document
May 02, 2022 Filed May 5, 2022 01:32 UTC GrantCommon Stock 22,314 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-009545 · form4.xml · nonDerivative · entry 1

Munce Claudia F. · CIK 0001668897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,314

F1 · shares: Includes 22,314 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in 36 equal monthly installments from June 2, 2022. The RSUs have no expiration date.

Read SEC document
May 02, 2022 Filed May 5, 2022 01:24 UTC
Moll Laurent RChief Operating Officer
Tax withholdingCommon Stock 1,112 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-009543 · form4.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,822

F1 · balance_after: Includes 640,032 restricted stock units.

Read SEC document
May 02, 2022 Filed May 5, 2022 00:50 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
Tax withholdingCommon Stock 799 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-009534 · form4.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,340

F1 · balance_after: Includes 17,736 restricted stock units.

Read SEC document
May 02, 2022 Filed May 4, 2022 23:49 UTC
Alpern Paul LVP and General Counsel
Tax withholdingCommon Stock 460 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-009529 · doc1.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,456

F1 · balance_after: Includes 10,456 restricted stock units.

Read SEC document
May 02, 2022 Filed Nov 23, 2022 21:12 UTC Amendment GrantCommon Stock 22,314 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020843 · doc1.xml · nonDerivative · entry 1

Munce Claudia F. · CIK 0001668897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,314

F1 · shares: The original form 4 inadvertently included the incorrect vesting schedule for the restricted stock units ("RSUs"). This amendment is being filed to correctly report the vesting schedule. Reflects 22,314 RSUs, each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in 3 equal annual installments starting on 5/1/2023 . The RSUs have no expiration date.

F2 · balance_after: Includes 22,314 RSUs.

Read SEC document
April 05, 2022 Filed Aug 3, 2022 21:27 UTC GrantCommon Stock 1,133 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-014891 · doc1.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,847

F1 · shares: Fully vested restricted stock. The restricted stock represent retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash.

Read SEC document
April 05, 2022 Filed Dec 27, 2022 21:35 UTC GrantCommon Stock 453 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008433 · primarydocument.xml · nonDerivative · entry 1

Geday Isabelle F · CIK 0001888675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,367

F1 · shares: Fully vested restricted stock. The restricted stock represents retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash. The Reporting Person elected to defer receipt of the shares.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 22:54 UTC
Moll Laurent RChief Operating Officer
Tax withholdingCommon Stock 12,004 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-007169 · doc1.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,934

F1 · balance_after: Includes 641,144 restricted stock units.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 02:14 UTC
Geday Isabelle FDirector · VP and GM, IP Employment Div.
GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-002403 · doc1.xml · nonDerivative · entry 1

Geday Isabelle F · CIK 0001888675 · Director · VP and GM, IP Employment Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,450

F1 · shares: Includes 6,250 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RUSs will fully (100%) vest upon the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to continued service to the Company through each such vesting date. The RSUs have no expiration date.

F2 · balance_after: Includes 68,450 RSUs.

Read SEC document
November 12, 2021 Filed Nov 23, 2022 21:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 20,833 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001567619-22-020845 · doc1.xml · derivative · entry 3

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 20,833 shares

Expires 2030-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the stock option will vest and become exercisable in 36 substantially equal installments commencing on May 23, 2020.

Read SEC document
November 12, 2021 Filed Nov 23, 2022 21:13 UTC Exercise / conversionCommon Stock 20,833 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-020845 · doc1.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares subject to the stock option will vest and become exercisable in 36 substantially equal installments commencing on May 23, 2020.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 22:26 UTC GrantCommon Stock 1 $21.05 $21.05
Disclosure

SEC source: 0001567619-21-020516 · doc1.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,001

F1 · balance_after: Includes 6,250 restricted stock units.

Read SEC document
November 11, 2021 Filed Nov 19, 2021 23:59 UTC
JANAC K CHARLESDirector · President & CEO
GrantCommon Stock 52,971 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020901 · doc1.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,971

F1 · shares: Includes 52,971 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 12.5% of the total RSUs on 5/1/2022 and in equal quarterly installments thereafter. The RSUs have no expiration date.

F2 · balance_after: Includes 52,971 restricted stock units.

Read SEC document
November 11, 2021 Filed Nov 19, 2021 23:57 UTC
Alpern Paul LVP and General Counsel
GrantCommon Stock 10,941 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020900 · doc1.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,941

F1 · shares: Includes 10,941 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 12.5% of the total RSUs on 5/1/2022 and in equal quarterly installments thereafter. The RSUs have no expiration date.

F2 · balance_after: Includes 10,941 restricted stock units.

Read SEC document
November 11, 2021 Filed Nov 19, 2021 23:55 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
GrantCommon Stock 18,578 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020899 · doc1.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,182

F1 · shares: Includes 18,578 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 12.5% of the total RSUs on 5/1/2022 and in equal quarterly installments thereafter. The RSUs have no expiration date.

F2 · balance_after: Includes 18,578 restricted stock units.

Read SEC document
November 11, 2021 Filed Nov 19, 2021 23:54 UTC
Moll Laurent RChief Operating Officer
GrantCommon Stock 25,998 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020898 · doc1.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,998

F1 · shares: Includes 25,998 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 12.5% of the total RSUs on 5/1/2022 and in equal quarterly installments thereafter. The RSUs have no expiration date.

F2 · balance_after: Includes 675,998 restricted stock units

Read SEC document
November 11, 2021 Filed Jan 14, 2022 23:02 UTC Amendment
JANAC K CHARLESDirector · President & CEO
GrantCommon Stock 52,849 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-001216 · doc1.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,849

F1 · shares: The original form 4 inadvertently overstated the number of restricted stock units ("RSUs") awarded. This amendment is being filed to correctly report the number of RSUs earned and the total number of shares beneficially owned following the reported transaction. Reflects 52,849 RSUs, each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 12.5% of the total RSUs on 5/1/2022 and in equal quarterly installments thereafter. The RSUs have no expiration date.

F2 · balance_after: Includes 52,849 restricted stock units.

Read SEC document
November 11, 2021 Filed Jan 14, 2022 22:57 UTC Amendment
Moll Laurent RChief Operating Officer
GrantCommon Stock 25,938 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-001215 · doc1.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,938

F1 · shares: The original form 4 inadvertently overstated the number of restricted stock units ("RSUs") awarded. This amendment is being filed to correctly report the number of RSUs earned and the total number of shares beneficially owned following the reported transaction. Reflects 25,938 RSUs, each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 12.5% of the total RSUs on 5/1/2022 and in equal quarterly installments thereafter. The RSUs have no expiration date.

F2 · balance_after: Includes 675,938 restricted stock units.

Read SEC document
November 11, 2021 Filed Jan 14, 2022 22:51 UTC Amendment
Hawkins Nicholas B.VP and Chief Financial Officer
GrantCommon Stock 18,535 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-001214 · doc1.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,139

F1 · shares: The original form 4 inadvertently overstated the number of restricted stock units ("RSUs") awarded. This amendment is being filed to correctly report the number of RSUs earned and the total number of shares beneficially owned following the reported transaction. Reflects 18,535 RSUs, each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 12.5% of the total RSUs on 5/1/2022 and in equal quarterly installments thereafter. The RSUs have no expiration date.

F2 · balance_after: Includes 18,535 restricted stock units.

Read SEC document
November 11, 2021 Filed Jan 14, 2022 22:48 UTC Amendment
Alpern Paul LVP and General Counsel
GrantCommon Stock 10,916 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-001213 · doc1.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,916

F1 · shares: The original form 4 inadvertently overstated the number of restricted stock units ("RSUs") awarded. This amendment is being filed to correctly report the number of RSUs earned and the total number of shares beneficially owned following the reported transaction. Reflects 10,916 RSUs, each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 12.5% of the total RSUs on 5/1/2022 and in equal quarterly installments thereafter. The RSUs have no expiration date.

F2 · balance_after: Includes 10,916 restricted stock units.

Read SEC document
October 29, 2021 Filed Oct 29, 2021 20:28 UTC ConversionSeries A Preferred Stock · Derivative 3,127,907 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-019035 · doc1.xml · derivative · entry 3

Claussen Christian · CIK 0001889608 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,127,907

Underlying: Common Stock · 3,127,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · ownership.nature: The reporting person is a General Partner of Ventech Capital F ("Ventech"). Investment and voting decisions for Ventech are made by Ventech's investment committee, which is governed by a non-executive board comprised of three or more individuals, and therefore the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any.

Read SEC document
October 29, 2021 Filed Oct 29, 2021 20:28 UTC ConversionCommon Stock 3,127,907 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-019035 · doc1.xml · nonDerivative · entry 1

Claussen Christian · CIK 0001889608 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,127,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · ownership.nature: The reporting person is a General Partner of Ventech Capital F ("Ventech"). Investment and voting decisions for Ventech are made by Ventech's investment committee, which is governed by a non-executive board comprised of three or more individuals, and therefore the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any.

Read SEC document
October 29, 2021 Filed Oct 30, 2021 00:39 UTC ConversionSeries A Preferred Stock · Derivative 38,760 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-019038 · doc1.xml · derivative · entry 4

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Crescendo Ventures 401K Profit Sharing Plan FBO Wayne Cantwell

Disclosed balance after: 38,760

Underlying: Common Stock · 38,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

Read SEC document
October 29, 2021 Filed Oct 30, 2021 00:39 UTC PurchaseCommon Stock 1 $18.75 $18.75
Disclosure

SEC source: 0001567619-21-019038 · doc1.xml · nonDerivative · entry 2

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Crescendo Ventures 401K Profit Sharing Plan FBO Wayne Cantwell

Disclosed balance after: 38,761

Read SEC document
October 29, 2021 Filed Oct 30, 2021 00:39 UTC ConversionCommon Stock 38,760 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-019038 · doc1.xml · nonDerivative · entry 1

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Crescendo Ventures 401K Profit Sharing Plan FBO Wayne Cantwell

Disclosed balance after: 38,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 21:15 UTC ConversionSeries A Preferred Stock · Derivative 335,891 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-019220 · doc1.xml · derivative · entry 2

Arteris IP, LLC · CIK 0001888862 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,891

Underlying: Common Stock · 335,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Issuer's Preferred Stock will automatically convert into shares of the Issuer's Common Stock on a 1 to 1 basis for no additional consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date.

F1 · derivative.exercise_date: The Issuer's Preferred Stock will automatically convert into shares of the Issuer's Common Stock on a 1 to 1 basis for no additional consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date.

F1 · derivative.expiration_date: The Issuer's Preferred Stock will automatically convert into shares of the Issuer's Common Stock on a 1 to 1 basis for no additional consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date.

F2 · ownership.direct: K. Charles Janac is the manager of Arteris IP, LLC and as such is deemed to have voting and dispositive power over the shares beneficially owned by Arteris IP, LLC.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 21:15 UTC ConversionCommon Stock 335,891 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-019220 · doc1.xml · nonDerivative · entry 1

Arteris IP, LLC · CIK 0001888862 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,335,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Issuer's Preferred Stock will automatically convert into shares of the Issuer's Common Stock on a 1 to 1 basis for no additional consideration upon the closing of the Issuer's initial public offering. The shares have no expiration date.

F2 · ownership.nature: K. Charles Janac is the manager of Arteris IP, LLC and as such is deemed to have voting and dispositive power over the shares beneficially owned by Arteris IP, LLC.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 21:13 UTC ConversionSeries A Preferred Stock · Derivative 3,127,907 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-019219 · doc1.xml · derivative · entry 2

Ventech Capital F · CIK 0001888725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,127,907

Underlying: Common Stock · 3,127,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · ownership.nature: The reporting person is a General Partner of Ventech Capital F ("Ventech"). Investment and voting decisions for Ventech are made by Ventech's investment committee, which is governed by a non-executive board comprised of three or more individuals, and therefore the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 21:13 UTC ConversionCommon Stock 3,127,907 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-019219 · doc1.xml · nonDerivative · entry 1

Ventech Capital F · CIK 0001888725 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,127,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · ownership.direct: The reporting person is a General Partner of Ventech Capital F ("Ventech"). Investment and voting decisions for Ventech are made by Ventech's investment committee, which is governed by a non-executive board comprised of three or more individuals, and therefore the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, if any.

Read SEC document
October 29, 2021 Filed Nov 19, 2021 23:53 UTC
JANAC K CHARLESDirector · President & CEO
ConversionSeries A Preferred Stock · Derivative 335,891 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020897 · doc1.xml · derivative · entry 5

JANAC K CHARLES · CIK 0001068987 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arteris IP, LLC

Disclosed balance after: 335,891

Underlying: Common Stock · 335,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · ownership.nature: The Reporting Person is the manager of Arteris IP, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Arteris IP, LLC.

Read SEC document
October 29, 2021 Filed Nov 19, 2021 23:53 UTC
JANAC K CHARLESDirector · President & CEO
ConversionSeries A Preferred Stock · Derivative 77,286 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-020897 · doc1.xml · derivative · entry 4

JANAC K CHARLES · CIK 0001068987 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Janac Trust

Disclosed balance after: 77,286

Underlying: Common Stock · 77,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

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October 29, 2021 Filed Nov 19, 2021 23:53 UTC
JANAC K CHARLESDirector · President & CEO
ConversionCommon Stock 335,891 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-020897 · doc1.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Arteris IP, LLC

Disclosed balance after: 10,335,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F2 · ownership.nature: The Reporting Person is the manager of Arteris IP, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Arteris IP, LLC.

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October 29, 2021 Filed Nov 19, 2021 23:53 UTC
JANAC K CHARLESDirector · President & CEO
ConversionCommon Stock 77,286 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-020897 · doc1.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Janac Trust

Disclosed balance after: 77,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

F1 · price: Each share of the Issuer's Series A Preferred Stock automatically converted into one (1) share of the Issuer's Common Stock immediately upon the closing of the Issuer's initial public offering. The shares had no expiration date.

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October 26, 2021 Filed Oct 29, 2021 20:28 UTC GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-019035 · doc1.xml · nonDerivative · entry 2

Claussen Christian · CIK 0001889608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

F3 · shares: Includes 6,250 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

F4 · balance_after: Includes 6,250 restricted stock units.

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October 26, 2021 Filed Oct 30, 2021 00:23 UTC GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-019034 · doc1.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

F1 · shares: Includes 6,250 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

F2 · balance_after: Includes 6,250 restricted stock units.

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October 26, 2021 Filed Oct 30, 2021 00:35 UTC GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-019036 · doc1.xml · nonDerivative · entry 1

Chitkara Raman · CIK 0001748459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,250

F1 · shares: Includes 6,250 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

F2 · balance_after: Includes 72,250 restricted stock units.

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October 26, 2021 Filed Oct 30, 2021 00:39 UTC GrantCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-019038 · doc1.xml · nonDerivative · entry 3

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,333

F2 · shares: Includes 8,333 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

F3 · balance_after: Includes 58,333 restricted stock units.

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October 26, 2021 Filed Oct 30, 2021 00:36 UTC GrantCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-019037 · doc1.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

F1 · shares: Includes 6,250 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

F2 · balance_after: Includes 6,250 restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.