Tapewire

Nasdaq · USD

AIP

Arteris, Inc.

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Tapewire entity
2399
SEC CIK
0001667011
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 223 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025020
Jan 2026024
Feb 202608
Mar 2026010
Apr 2026029
May 2026013
Jun 2026015
Jul 2026060
Aug 2026017
Sep 202605
Oct 2026018

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 21:16 UTC
Moll Laurent RChief Operating Officer
Tax withholdingCommon Stock 647 $5.46 $3,532.62
Disclosure

SEC source: 0001562180-23-002371 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,058

F1 · shares: The reported transaction involved the withholding of 647 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F2 · balance_after: Includes 448,792 restricted stock units.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:16 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
Tax withholdingCommon Stock 391 $5.46 $2,134.86
Disclosure

SEC source: 0001562180-23-002368 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,615

F1 · shares: The reported transaction involved the withholding of 391 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F2 · balance_after: Includes 12,743 restricted stock units.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:15 UTC
Alpern Paul LVP and General Counsel
Tax withholdingCommon Stock 279 $5.46 $1,523.34
Disclosure

SEC source: 0001562180-23-002364 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,908

F1 · shares: The reported transaction involved the withholding of 279 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F2 · balance_after: Includes 7,505 restricted stock units.

Read SEC document
January 25, 2023 Filed Mar 3, 2023 21:18 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
GiftCommon Stock 16,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002378 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Bayview Legacy, LLC

Disclosed balance after: 10,307,691

F1 · balance_after: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy LLC.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 23:02 UTC GrantCommon Stock 1,455 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000306 · primarydocument.xml · nonDerivative · entry 1

Geday Isabelle F · CIK 0001888675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,449

F1 · shares: Fully vested restricted stock. The restricted stock represent retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash. The Reporting Person elected to defer receipt of the shares.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 23:02 UTC GrantCommon Stock 3,637 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000305 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,467

F1 · shares: Fully vested restricted stock. The restricted stock represents retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash.

Read SEC document
December 22, 2022 Filed Dec 27, 2022 21:06 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 9,257 $4.29 $39,712.53
Disclosure

SEC source: 0001562180-22-008432 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,006

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.19 to $4.37 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 13,902 restricted stock units.

Read SEC document
December 15, 2022 Filed Dec 20, 2022 00:03 UTC Exercise / conversionCommon Stock · Derivative 27,083 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001562180-22-008373 · primarydocument.xml · derivative · entry 3

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,417

Underlying: Common Stock · 27,083 shares

Expires 2030-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the stock option will vest and become exercisable in 36 substantially equal installments commencing on May 23, 2020.

Read SEC document
December 15, 2022 Filed Dec 20, 2022 00:03 UTC Exercise / conversionCommon Stock 27,083 $0.60 $16,249.80
Disclosure

SEC source: 0001562180-22-008373 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares subject to the stock option will vest and become exercisable in 36 substantially equal installments commencing on May 23, 2020.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 22:24 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
Exercise / conversionStock Options (Right to buy) · Derivative 50,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001562180-22-008189 · primarydocument.xml · derivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,396

Underlying: Common Stock · 50,000 shares

Expires 2029-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares subject to the option vest and become exercisable with respect to 25% on November 11, 2020 and in 36 substantially equal monthly installments thereafter.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 22:24 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
Exercise / conversionCommon Stock 50,000 $0.56 $28,000.00
Disclosure

SEC source: 0001562180-22-008189 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:05 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 1,000 $4.49 $4,487.30
Disclosure

SEC source: 0001562180-22-008137 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,278

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.34 to $4.71 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 39,637 restricted stock units.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:05 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 327 $4.55 $1,487.85
Disclosure

SEC source: 0001562180-22-008136 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,705

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 450,413 restricted stock units.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:05 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 446 $4.55 $2,029.30
Disclosure

SEC source: 0001562180-22-008135 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,187

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 8,187 restricted stock units.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:36 UTC
JANAC K CHARLESDirector · President & CEO
Tax withholdingCommon Stock 1,143 $4.84 $5,532.12
Disclosure

SEC source: 0001567619-22-021294 · doc1.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,278

F2 · shares: The reported transaction involved the withholding of 1,143 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F3 · balance_after: Includes 39,637 restricted stock units.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:45 UTC
Alpern Paul LVP and General Counsel
Tax withholdingCommon Stock 237 $4.84 $1,147.08
Disclosure

SEC source: 0001567619-22-021298 · doc1.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,633

F1 · shares: The reported transaction involved the withholding of 237 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F2 · balance_after: Includes 8,187 restricted stock units.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:42 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
Tax withholdingCommon Stock 401 $4.84 $1,940.84
Disclosure

SEC source: 0001567619-22-021296 · doc1.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,263

F1 · shares: The reported transaction involved the withholding of 401 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F2 · balance_after: Includes 13,902 restricted stock units.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 22:39 UTC
Moll Laurent RChief Operating Officer
Tax withholdingCommon Stock 804 $4.84 $3,891.36
Disclosure

SEC source: 0001567619-22-021295 · doc1.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,032

F1 · shares: The reported transaction involved the withholding of 804 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F2 · balance_after: Includes 450,413 restricted stock units.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 20:09 UTC GrantCommon Stock 2,175 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-018360 · doc1.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,914

F1 · shares: Fully vested restricted stock. The restricted stock represent retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash.

Read SEC document
October 05, 2022 Filed Dec 27, 2022 21:35 UTC GrantCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008433 · primarydocument.xml · nonDerivative · entry 3

Geday Isabelle F · CIK 0001888675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,994

F1 · shares: Fully vested restricted stock. The restricted stock represents retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash. The Reporting Person elected to defer receipt of the shares.

F2 · balance_after: Includes 65,194 restricted stock units. The reporting person has elected to defer receipt of 18,544 shares underlying RSUs.

Read SEC document
September 08, 2022 Filed Sep 9, 2022 01:08 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 9,125 $7.26 $66,210.09
Disclosure

SEC source: 0001567619-22-017200 · doc1.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,836

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.98 to $7.32 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 452,034 restricted stock units.

Read SEC document
September 07, 2022 Filed Sep 9, 2022 01:08 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 11,296 $7.09 $80,130.44
Disclosure

SEC source: 0001567619-22-017200 · doc1.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,961

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.90 to $7.30 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 452,034 restricted stock units.

Read SEC document
September 06, 2022 Filed Sep 9, 2022 01:10 UTC
JANAC K CHARLESDirector · President & CEO
SaleCommon Stock 1,000 $7.00 $7,003.50
Disclosure

SEC source: 0001567619-22-017201 · doc1.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,421

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.93 to $7.14 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 42,940 restricted stock units.

Read SEC document
September 06, 2022 Filed Sep 9, 2022 01:08 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 20,813 $7.01 $145,834.61
Disclosure

SEC source: 0001567619-22-017200 · doc1.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,257

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.88 to $7.22 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 452,034 restricted stock units.

Read SEC document
September 06, 2022 Filed Sep 9, 2022 01:07 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 758 $7.00 $5,303.35
Disclosure

SEC source: 0001567619-22-017199 · doc1.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,664

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.93 to $7.08 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 15,060 restricted stock units.

Read SEC document
September 06, 2022 Filed Sep 9, 2022 01:06 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 446 $7.01 $3,128.02
Disclosure

SEC source: 0001567619-22-017198 · doc1.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,870

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.95 to $7.09 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 8,870 restricted stock units.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 00:31 UTC
JANAC K CHARLESDirector · President & CEO
Tax withholdingCommon Stock 1,143 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-017097 · doc1.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,421

F1 · shares: The reported transaction involved the withholding of 1,143 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F2 · balance_after: Includes 42,940 restricted stock units.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 00:31 UTC
Alpern Paul LVP and General Counsel
Tax withholdingCommon Stock 236 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-017096 · doc1.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,316

F1 · shares: The reported transaction involved the withholding of 236 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F2 · balance_after: Includes 8,870 restricted stock units.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 00:30 UTC
Moll Laurent RChief Operating Officer
Tax withholdingCommon Stock 82,784 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-017095 · doc1.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,070

F1 · shares: The reported transaction involved the withholding of 82,784 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F2 · balance_after: Includes 452,034 restricted stock units.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 00:28 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
Tax withholdingCommon Stock 401 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-017094 · doc1.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,422

F1 · shares: The reported transaction involved the withholding of 401 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F2 · ownership.direct: Includes 15,060 restricted stock units.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 21:23 UTC SaleCommon Stock 6,250 $8.08 $50,501.25
Disclosure

SEC source: 0001567619-22-014889 · doc1.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,215

F1 · kind: Transactions made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.895 to $8.18 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 20, 2022 Filed Jun 26, 2023 22:51 UTC GiftCommon Stock 20,833 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005505 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,304

F1 · shares: The shares are transferred to Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the reporting person is the trustee.

Read SEC document
July 05, 2022 Filed Aug 3, 2022 21:27 UTC GrantCommon Stock 1,892 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-014891 · doc1.xml · nonDerivative · entry 2

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,739

F1 · shares: Fully vested restricted stock. The restricted stock represent retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash.

Read SEC document
July 05, 2022 Filed Dec 27, 2022 21:35 UTC GrantCommon Stock 757 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008433 · primarydocument.xml · nonDerivative · entry 2

Geday Isabelle F · CIK 0001888675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,124

F1 · shares: Fully vested restricted stock. The restricted stock represents retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash. The Reporting Person elected to defer receipt of the shares.

Read SEC document
June 30, 2022 Filed Dec 5, 2022 22:36 UTC
JANAC K CHARLESDirector · President & CEO
GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-021294 · doc1.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,323,891

F1 · ownership.nature: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy LLC.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 11:43 UTC SaleCommon Stock 4,266 $7.78 $33,169.43
Disclosure

SEC source: 0001567619-22-013219 · doc1.xml · nonDerivative · entry 1

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,559

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.50 to $7.98 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 00:34 UTC SaleCommon Stock 158 $7.27 $1,148.66
Disclosure

SEC source: 0001567619-22-012926 · doc1.xml · nonDerivative · entry 3

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,833

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 00:34 UTC SaleCommon Stock 17,192 $7.10 $121,990.99
Disclosure

SEC source: 0001567619-22-012926 · doc1.xml · nonDerivative · entry 2

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,991

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.90 to $7.26 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 22:10 UTC GrantCommon Stock 16,464 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-013011 · doc1.xml · nonDerivative · entry 1

Chitkara Raman · CIK 0001748459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,714

F1 · shares: Represents restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

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June 14, 2022 Filed Jun 16, 2022 22:11 UTC
Geday Isabelle FDirector · VP and GM, IP Employment Div.
GrantCommon Stock 16,464 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-013012 · doc1.xml · nonDerivative · entry 1

Geday Isabelle F · CIK 0001888675 · Director · VP and GM, IP Employment Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,914

F1 · shares: Represents restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

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June 14, 2022 Filed Jun 16, 2022 22:10 UTC GrantCommon Stock 21,992 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-013010 · doc1.xml · nonDerivative · entry 1

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,825

F1 · shares: Represents restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

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June 14, 2022 Filed Jun 16, 2022 22:09 UTC GrantCommon Stock 16,464 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-013009 · doc1.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,465

F1 · shares: Represents restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

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June 14, 2022 Filed Jun 16, 2022 22:09 UTC GrantCommon Stock 16,464 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-013008 · doc1.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,714

F1 · shares: Represents restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

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June 13, 2022 Filed Jun 16, 2022 00:34 UTC SaleCommon Stock 25,150 $7.19 $180,916.53
Disclosure

SEC source: 0001567619-22-012926 · doc1.xml · nonDerivative · entry 1

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,183

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.75 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 03, 2022 Filed Jun 7, 2022 21:26 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 1,517 $9.28 $14,072.60
Disclosure

SEC source: 0001567619-22-012464 · doc1.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,857

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.07 to $9.59 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 03, 2022 Filed Sep 7, 2022 00:27 UTC Amendment
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 1,517 $9.28 $14,072.60
Disclosure

SEC source: 0001567619-22-017093 · doc1.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,823

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.07 to $9.59 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 17, 2022 Filed May 19, 2022 22:55 UTC
JANAC K CHARLESDirector · President & CEO
SaleCommon Stock 2,000 $8.08 $16,166.60
Disclosure

SEC source: 0001567619-22-011313 · doc1.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,564

F1 · kind: Transactions made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.85 to $8.35 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy LLC.

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May 17, 2022 Filed May 19, 2022 23:54 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 904 $8.08 $7,308.03
Disclosure

SEC source: 0001567619-22-011339 · doc1.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,552

F1 · kind: Transactions made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.89 to $8.35 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 17, 2022 Filed May 19, 2022 22:54 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 9,968 $8.09 $80,603.24
Disclosure

SEC source: 0001567619-22-011312 · doc1.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,854

F1 · kind: Transactions made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.80 to $8.35 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 13, 2022 Filed May 17, 2022 22:07 UTC SaleCommon Stock 20,000 $8.46 $169,146.00
Disclosure

SEC source: 0001567619-22-011127 · doc1.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,001

F1 · kind: Transactions made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.96 to $8.87 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.