Tapewire

Nasdaq · USD

AIP

Arteris, Inc.

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Tapewire entity
2399
SEC CIK
0001667011
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 223 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025020
Jan 2026024
Feb 202608
Mar 2026010
Apr 2026029
May 2026013
Jun 2026015
Jul 2026060
Aug 2026017
Sep 202605
Oct 2026018

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2023 Filed Dec 12, 2023 21:17 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 20,000 $5.63 $112,568.00
Disclosure

SEC source: 0001562180-23-008313 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 249,674

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.41 to $5.78 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 60,570 restricted stock units.

Read SEC document
December 06, 2023 Filed Dec 6, 2023 22:15 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 120 $5.40 $648.00
Disclosure

SEC source: 0001562180-23-008167 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 516,790

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 16, 2023.

F3 · balance_after: Includes 347,858 restricted stock units.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 22:15 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 432 $5.32 $2,298.24
Disclosure

SEC source: 0001562180-23-008169 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,193

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F2 · balance_after: Includes 40,193 restricted stock units.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 22:15 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 734 $5.32 $3,904.88
Disclosure

SEC source: 0001562180-23-008168 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 269,674

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F3 · balance_after: Includes 60,570 restricted stock units.

Read SEC document
December 05, 2023 Filed Dec 6, 2023 22:15 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 86 $5.32 $457.52
Disclosure

SEC source: 0001562180-23-008167 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 516,910

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 16, 2023.

Read SEC document
December 04, 2023 Filed Dec 5, 2023 22:50 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 251 $5.33 $1,337.05
Disclosure

SEC source: 0001562180-23-008139 · primarydocument.xml · nonDerivative · entry 5

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,625

F5 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

F6 · balance_after: Includes 40,193 restricted stock units.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 22:15 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,098 $5.28 $11,078.91
Disclosure

SEC source: 0001562180-23-008166 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 221,894

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.10 to $5.41 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 121,894 restricted stock units.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 22:15 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 1,205 $5.33 $6,418.91
Disclosure

SEC source: 0001562180-23-008166 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 223,992

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 22:15 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 424 $5.33 $2,258.61
Disclosure

SEC source: 0001562180-23-008168 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 270,408

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
December 04, 2023 Filed Dec 6, 2023 22:15 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 593 $5.33 $3,158.85
Disclosure

SEC source: 0001562180-23-008167 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 516,996

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:50 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001562180-23-008139 · primarydocument.xml · derivative · entry 7

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 10,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16 2023.

F3 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:50 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 1,250 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001562180-23-008139 · primarydocument.xml · derivative · entry 6

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 1,250 shares

Expires 2030-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16 2023.

F2 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:50 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 10,000 $5.54 $55,411.00
Disclosure

SEC source: 0001562180-23-008139 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,876

F1 · date: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16 2023.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16 2023.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.28 to $5.79 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:50 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,250 $5.46 $6,825.00
Disclosure

SEC source: 0001562180-23-008139 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,876

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16 2023.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:50 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 10,000 $0.56 $5,600.00
Disclosure

SEC source: 0001562180-23-008139 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16 2023.

F3 · shares: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
December 01, 2023 Filed Dec 5, 2023 22:50 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 1,250 $0.60 $750.00
Disclosure

SEC source: 0001562180-23-008139 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16 2023.

F2 · shares: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
November 22, 2023 Filed Nov 24, 2023 21:06 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 12,176 $5.03 $61,278.16
Disclosure

SEC source: 0001562180-23-007908 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 270,832

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.11 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 61,728 restricted stock units.

Read SEC document
November 21, 2023 Filed Nov 24, 2023 21:06 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 7,824 $5.00 $39,129.39
Disclosure

SEC source: 0001562180-23-007908 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,008

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.02 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:19 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001562180-23-007761 · primarydocument.xml · derivative · entry 8

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 10,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:19 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 7,218 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001562180-23-007761 · primarydocument.xml · derivative · entry 7

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 7,218 shares

Expires 2030-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:19 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 446 $4.85 $2,163.10
Disclosure

SEC source: 0001562180-23-007761 · primarydocument.xml · nonDerivative · entry 6

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,876

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F6 · balance_after: Includes 40,876 restricted stock units.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:19 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,748 $4.80 $8,381.83
Disclosure

SEC source: 0001562180-23-007761 · primarydocument.xml · nonDerivative · entry 5

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,322

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.60 to $4.94 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:19 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 7,218 $4.78 $34,530.91
Disclosure

SEC source: 0001562180-23-007761 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,070

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.60 to $4.94 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:19 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 10,000 $4.78 $47,834.00
Disclosure

SEC source: 0001562180-23-007761 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,288

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $4.60 to $4.98 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:19 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 7,218 $0.60 $4,330.80
Disclosure

SEC source: 0001562180-23-007761 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F3 · shares: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:19 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 10,000 $0.56 $5,600.00
Disclosure

SEC source: 0001562180-23-007761 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F2 · shares: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 22:29 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 20,000 $6.12 $122,332.00
Disclosure

SEC source: 0001562180-23-007297 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 290,832

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.26 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 61,728 restricted stock units.

Read SEC document
October 05, 2023 Filed Oct 6, 2023 20:17 UTC GrantCommon Stock 2,086 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007235 · primarydocument.xml · nonDerivative · entry 1

Munce Claudia F. · CIK 0001668897 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,282

F1 · shares: Fully vested restricted stock. The restricted stock represents retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash.

F2 · balance_after: Includes 43,903 restricted stock units.

Read SEC document
October 05, 2023 Filed Oct 6, 2023 20:17 UTC GrantCommon Stock 2,371 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007234 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,689

F1 · shares: Fully vested restricted stock. The restricted stock represents retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash.

F2 · balance_after: Includes 29,027 restricted stock units.

Read SEC document
October 04, 2023 Filed Oct 5, 2023 21:16 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 2,581 $6.21 $16,039.11
Disclosure

SEC source: 0001562180-23-007221 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 310,832

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.04 to $6.34 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 61,728 restricted stock units.

Read SEC document
October 03, 2023 Filed Oct 5, 2023 21:16 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 4,804 $6.36 $30,548.64
Disclosure

SEC source: 0001562180-23-007220 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 225,197

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.24 to $6.50 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 125,197 restricted stock units.

Read SEC document
October 03, 2023 Filed Oct 5, 2023 21:16 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 668 $6.43 $4,295.24
Disclosure

SEC source: 0001562180-23-007219 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 517,589

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 16, 2023.

F2 · balance_after: Includes 349,480 restricted stock units.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:27 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 2,540 $6.51 $16,535.40
Disclosure

SEC source: 0001562180-23-007132 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,001

F1 · kind: The reported transaction involved the withholding of 2,540 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F2 · balance_after: Includes 125,197 restricted stock units.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:28 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
Tax withholdingCommon Stock 1,365 $6.51 $8,886.15
Disclosure

SEC source: 0001562180-23-007135 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,413

F1 · kind: The reported transaction involved the withholding of 1,365 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F2 · balance_after: Includes 61,728 restricted stock units.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:27 UTC
Moll Laurent RChief Operating Officer
Tax withholdingCommon Stock 1,768 $6.51 $11,509.68
Disclosure

SEC source: 0001562180-23-007134 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,257

F1 · kind: The reported transaction involved the withholding of 1,768 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F2 · balance_after: Includes 349,480 restricted stock units.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 20:27 UTC
Alpern Paul LVP and General Counsel
Tax withholdingCommon Stock 924 $6.51 $6,015.24
Disclosure

SEC source: 0001562180-23-007133 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,070

F1 · kind: The reported transaction involved the withholding of 924 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F2 · balance_after: Includes 40,876 restricted stock units.

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September 11, 2023 Filed Sep 12, 2023 20:08 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 20,000 $7.08 $141,600.00
Disclosure

SEC source: 0001562180-23-006824 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 314,778

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.82 to $7.20 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 65,674 restricted stock units.

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September 08, 2023 Filed Sep 12, 2023 20:08 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 20,336 $7.11 $144,649.97
Disclosure

SEC source: 0001562180-23-006825 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 520,025

F1 · shares: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 16, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.91 to $7.25 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 354,590 restricted stock units.

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September 06, 2023 Filed Sep 7, 2023 00:31 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 758 $7.03 $5,328.74
Disclosure

SEC source: 0001562180-23-006761 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 334,778

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023

F2 · balance_after: Includes 65,674 restricted stock units.

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September 05, 2023 Filed Sep 6, 2023 22:04 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,160 $7.09 $15,308.35
Disclosure

SEC source: 0001562180-23-006749 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 232,541

F2 · shares: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.85 to $7.22 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 132,541 restricted stock units.

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September 01, 2023 Filed Sep 6, 2023 22:04 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 1,143 $7.18 $8,206.74
Disclosure

SEC source: 0001562180-23-006749 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 234,701

F1 · kind: The reported transaction involved the withholding of 1,143 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 00:31 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
Tax withholdingCommon Stock 401 $7.18 $2,879.18
Disclosure

SEC source: 0001562180-23-006761 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 335,536

F1 · kind: The reported transaction involved the withholding of 401 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F2 · balance_after: Includes 65,674 restricted stock units.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:04 UTC
Moll Laurent RChief Operating Officer
Tax withholdingCommon Stock 804 $7.18 $5,772.72
Disclosure

SEC source: 0001562180-23-006750 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 540,361

F3 · kind: The reported transaction involved the withholding of 804 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F4 · balance_after: Includes 354,590 restricted stock units.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:04 UTC
Moll Laurent RChief Operating Officer
Tax withholdingCommon Stock 34,580 $7.18 $248,284.40
Disclosure

SEC source: 0001562180-23-006750 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 541,165

F2 · kind: The reported transaction involved the withholding of 34,580 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:04 UTC
Moll Laurent RChief Operating Officer
Tax withholdingCommon Stock 27,057 $7.18 $194,269.26
Disclosure

SEC source: 0001562180-23-006750 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,745

F1 · kind: The reported transaction involved the withholding of 27,057 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

Read SEC document
September 01, 2023 Filed Sep 6, 2023 22:03 UTC
Alpern Paul LVP and General Counsel
Tax withholdingCommon Stock 236 $7.18 $1,694.48
Disclosure

SEC source: 0001562180-23-006748 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,994

F1 · shares: The reported transaction involved the withholding of 236 shares of stock issuable upon the vesting of restricted stock units to pay taxes.

F2 · balance_after: Includes 43,548 restricted stock units.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 20:54 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 5,919 $6.96 $41,172.56
Disclosure

SEC source: 0001562180-23-006352 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 335,937

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.86 to $7.02 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 66,833 restricted stock units.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 21:29 UTC SaleCommon Stock 570 $8.00 $4,560.29
Disclosure

SEC source: 0001562180-23-005917 · primarydocument.xml · nonDerivative · entry 1

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 226,053

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 10, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.01 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 48,378 restricted stock units.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 21:29 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 1,532 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001562180-23-005916 · primarydocument.xml · derivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,468

Underlying: Common Stock · 1,532 shares

Expires 2030-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the total shares shall vest on July 23 2021; thereafter, 1/48th of the total shares shall vest monthly for 3 years beginning on August 23, 2021.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 21:29 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,532 $8.01 $12,264.58
Disclosure

SEC source: 0001562180-23-005916 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,230

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 10, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.02 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 44,230 restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.