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Nasdaq · USD

AIP

Arteris, Inc.

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Tapewire entity
2399
SEC CIK
0001667011
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 223 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025020
Jan 2026024
Feb 202608
Mar 2026010
Apr 2026029
May 2026013
Jun 2026015
Jul 2026060
Aug 2026017
Sep 202605
Oct 2026018

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2024 Filed Apr 2, 2024 23:48 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 10,000 $0.56 $5,600.00
Disclosure

SEC source: 0001562180-24-003202 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 22:55 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 10,000 $6.98 $69,782.00
Disclosure

SEC source: 0001562180-24-002620 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 268,569

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.90 to $7.09 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 119,465 restricted stock units.

Read SEC document
March 05, 2024 Filed Mar 5, 2024 22:40 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 386 $7.17 $2,767.62
Disclosure

SEC source: 0001562180-24-002310 · primarydocument.xml · nonDerivative · entry 6

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,839

F7 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F8 · balance_after: Includes 86,839 restricted stock units.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 22:34 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 657 $7.17 $4,710.69
Disclosure

SEC source: 0001562180-24-002378 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 278,569

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F3 · balance_after: Includes 119,465 restricted stock units.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 22:33 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 184 $7.17 $1,319.28
Disclosure

SEC source: 0001562180-24-002377 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 593,078

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 16, 2023.

F3 · balance_after: Includes 421,127 restricted stock units.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 22:40 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 296 $7.17 $2,121.20
Disclosure

SEC source: 0001562180-24-002310 · primarydocument.xml · nonDerivative · entry 5

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,225

F6 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 22:33 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 1,876 $7.16 $13,438.91
Disclosure

SEC source: 0001562180-24-002376 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 328,747

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.95 to $7.28 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 228,747 restricted stock units.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 22:33 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 1,427 $7.17 $10,226.17
Disclosure

SEC source: 0001562180-24-002376 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 330,623

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 22:34 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 501 $7.17 $3,590.27
Disclosure

SEC source: 0001562180-24-002378 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 279,226

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 22:33 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 701 $7.17 $5,023.51
Disclosure

SEC source: 0001562180-24-002377 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 593,262

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:40 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001562180-24-002310 · primarydocument.xml · derivative · entry 8

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 10,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F2 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:40 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 1,250 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001562180-24-002310 · primarydocument.xml · derivative · entry 7

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 1,250 shares

Expires 2030-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F1 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:40 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,250 $7.07 $8,839.25
Disclosure

SEC source: 0001562180-24-002310 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,521

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.91 to $7.38 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:40 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 10,000 $7.08 $70,792.00
Disclosure

SEC source: 0001562180-24-002310 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,771

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.84 to $7.40 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:40 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 10,000 $0.56 $5,600.00
Disclosure

SEC source: 0001562180-24-002310 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:40 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 1,250 $0.60 $750.00
Disclosure

SEC source: 0001562180-24-002310 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 22:13 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
GiftCommon Stock 8,534 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001810 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Charles & Lydia Janac Trust

Disclosed balance after: 63,252

F1 · ownership.nature: The shares are held by Charles & Lydia Janac Trust, for which the Reporting Person serves as trustee.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:22 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 10,000 $6.96 $69,578.00
Disclosure

SEC source: 0001562180-24-001283 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 279,727

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.84 to $7.12 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 120,623 restricted stock units.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:18 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
GrantCommon Stock 117,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001036 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,050

F1 · shares: Includes 117,500 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 1/16th of the total RSUs on 4/1/2024 and in equal quarterly installments thereafter. The RSUs have no expiration date.

F2 · balance_after: Includes 232,050 restricted stock units.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:19 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001562180-24-001039 · primarydocument.xml · derivative · entry 7

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 10,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:19 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 1,250 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001562180-24-001039 · primarydocument.xml · derivative · entry 6

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 1,250 shares

Expires 2030-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:19 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,250 $6.17 $7,712.50
Disclosure

SEC source: 0001562180-24-001039 · primarydocument.xml · nonDerivative · entry 5

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,521

F4 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F6 · balance_after: Includes 87,521 restricted stock units.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:19 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 10,000 $6.12 $61,218.00
Disclosure

SEC source: 0001562180-24-001039 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,771

F4 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.01 to $6.19 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:19 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 1,250 $0.60 $750.00
Disclosure

SEC source: 0001562180-24-001039 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:19 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 10,000 $0.56 $5,600.00
Disclosure

SEC source: 0001562180-24-001039 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:19 UTC
Alpern Paul LVP and General Counsel
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001039 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,521

F1 · shares: Includes 50,000 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 1/16th of the total RSUs on 4/1/2024 and in equal quarterly installments thereafter. The RSUs have no expiration date.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:19 UTC
Moll Laurent RChief Operating Officer
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001038 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 593,963

F1 · shares: Includes 80,000 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 1/16th of the total RSUs on 4/1/2024 and in equal quarterly installments thereafter. The RSUs have no expiration date.

F2 · balance_after: Includes 422.748 restricted stock units.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:19 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
GrantCommon Stock 64,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001037 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,727

F1 · shares: Includes 64,000 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest with respect to 1/16th of the total RSUs on 4/1/2024 and in equal quarterly installments thereafter. The RSUs have no expiration date.

F2 · balance_after: Includes 120,623 restricted stock units.

Read SEC document
January 22, 2024 Filed Jan 23, 2024 21:06 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 15,483 $5.28 $81,720.82
Disclosure

SEC source: 0001562180-24-000565 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 225,727

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F3 · balance_after: Includes 56,623 restricted stock units.

Read SEC document
January 19, 2024 Filed Jan 23, 2024 21:06 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 2,440 $5.25 $12,810.24
Disclosure

SEC source: 0001562180-24-000565 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 241,210

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.25 to $5.26 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 21:05 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 2,077 $5.25 $10,906.33
Disclosure

SEC source: 0001562180-24-000485 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 243,650

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.25 to $5.26 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 56,623 restricted stock units.

Read SEC document
January 10, 2024 Filed Jan 11, 2024 22:19 UTC GrantCommon Stock 7,438 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000443 · primarydocument.xml · nonDerivative · entry 2

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012

Disclosed balance after: 817,215

F2 · ownership.nature: The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
January 10, 2024 Filed Jan 11, 2024 22:19 UTC GiftCommon Stock 7,438 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000443 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,027

F1 · balance_after: Includes 29,027 restricted stock units.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 21:07 UTC GrantCommon Stock 2,443 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000332 · primarydocument.xml · nonDerivative · entry 1

Munce Claudia F. · CIK 0001668897 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,725

F1 · shares: Fully vested restricted stock. The restricted stock represents retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash.

F2 · balance_after: Includes 43,903 restricted stock units.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 21:07 UTC GrantCommon Stock 2,776 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000331 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,465

F1 · shares: Fully vested restricted stock. The restricted stock represents retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash.

F2 · balance_after: Includes 29,027 restricted stock units.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 21:07 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 2,204 $5.58 $12,288.84
Disclosure

SEC source: 0001562180-24-000330 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 245,727

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.68 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 56,623 restricted stock units.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 21:24 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 4,102 $5.49 $22,537.62
Disclosure

SEC source: 0001562180-24-000254 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 214,550

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.36 to $5.67 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 114,550 restricted stock units.

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January 03, 2024 Filed Jan 4, 2024 21:24 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 571 $5.49 $3,134.79
Disclosure

SEC source: 0001562180-24-000253 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 513,963

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 16, 2023.

F3 · balance_after: Includes 342,748 restricted stock units.

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January 03, 2024 Filed Jan 4, 2024 21:23 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,491 $5.51 $8,209.89
Disclosure

SEC source: 0001562180-24-000251 · primarydocument.xml · nonDerivative · entry 6

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,521

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F7 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.41 to $5.61 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8 · balance_after: Includes 37,521 restricted stock units.

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January 02, 2024 Filed Jan 4, 2024 21:24 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 3,242 $5.69 $18,457.35
Disclosure

SEC source: 0001562180-24-000254 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,652

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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January 02, 2024 Filed Jan 4, 2024 21:24 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 2,256 $5.69 $12,843.86
Disclosure

SEC source: 0001562180-24-000253 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 514,534

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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January 02, 2024 Filed Jan 4, 2024 21:23 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001562180-24-000251 · primarydocument.xml · derivative · entry 8

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 10,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

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January 02, 2024 Filed Jan 4, 2024 21:23 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 1,250 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001562180-24-000251 · primarydocument.xml · derivative · entry 7

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 1,250 shares

Expires 2030-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

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January 02, 2024 Filed Jan 4, 2024 21:23 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 10,000 $5.71 $57,059.00
Disclosure

SEC source: 0001562180-24-000251 · primarydocument.xml · nonDerivative · entry 5

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,012

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F6 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.58 to $5.85 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 02, 2024 Filed Jan 4, 2024 21:23 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,250 $5.71 $7,141.75
Disclosure

SEC source: 0001562180-24-000251 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,012

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $5.58 to $5.84 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 02, 2024 Filed Jan 4, 2024 21:23 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 10,000 $0.56 $5,600.00
Disclosure

SEC source: 0001562180-24-000251 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F4 · shares: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

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January 02, 2024 Filed Jan 4, 2024 21:23 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 1,250 $0.60 $750.00
Disclosure

SEC source: 0001562180-24-000251 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F3 · shares: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

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January 02, 2024 Filed Jan 4, 2024 21:23 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,181 $5.69 $6,723.67
Disclosure

SEC source: 0001562180-24-000251 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,012

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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January 02, 2024 Filed Jan 4, 2024 21:23 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 1,743 $5.69 $9,923.25
Disclosure

SEC source: 0001562180-24-000250 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,931

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

F2 · balance_after: Includes 56,623 restricted stock units.

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December 11, 2023 Filed Dec 12, 2023 21:17 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
GiftCommon Stock 5,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008314 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Charles & Lydia Janac Trust

Disclosed balance after: 71,786

F1 · ownership.nature: The shares are held by Charles & Lydia Janac Trust, for which the Reporting Person serves as trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.