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Nasdaq · USD

AIP

Arteris, Inc.

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Tapewire entity
2399
SEC CIK
0001667011
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 223 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025020
Jan 2026024
Feb 202608
Mar 2026010
Apr 2026029
May 2026013
Jun 2026015
Jul 2026060
Aug 2026017
Sep 202605
Oct 2026018

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2024 Filed Jul 16, 2024 20:37 UTC Amendment GiftCommon Stock 29,027 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005759 · primarydocument.xml · nonDerivative · entry 3

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,288

F1 · kind: The shares were transferred to the Viana Family Trust for which the reporting person is the trustee.

F2 · balance_after: Includes 19,287 restricted stock units.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 23:15 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 722 $7.72 $5,573.84
Disclosure

SEC source: 0001562180-24-004785 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 241,737

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F3 · balance_after: Includes 110,360 restricted stock units.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 20:56 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 424 $7.63 $3,235.04
Disclosure

SEC source: 0001562180-24-004709 · primarydocument.xml · nonDerivative · entry 6

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,360

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F7 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.57 to $7.68 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F8 · balance_after: Includes 80,360 restricted stock units.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 20:56 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 258 $7.81 $2,015.63
Disclosure

SEC source: 0001562180-24-004709 · primarydocument.xml · nonDerivative · entry 5

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,784

F6 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:15 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,061 $7.63 $15,718.22
Disclosure

SEC source: 0001562180-24-004786 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 315,341

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.57 to $7.68 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 210,758 restricted stock units.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:15 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 1,242 $7.81 $9,703.13
Disclosure

SEC source: 0001562180-24-004786 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 317,402

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 21:43 UTC GrantCommon Stock 19,287 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004763 · primarydocument.xml · nonDerivative · entry 1

Chitkara Raman · CIK 0001748459 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,028

F1 · shares: Includes 19,287 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

F2 · balance_after: Includes 64,778 restricted stock units. The reporting person has elected to defer 45,491 shares underlying RSUs.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 21:43 UTC GrantCommon Stock 19,287 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004764 · primarydocument.xml · nonDerivative · entry 1

Munce Claudia F. · CIK 0001668897 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,012

F1 · shares: Includes 19,287 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

F2 · balance_after: Includes 26,725 restricted stock units.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:15 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 437 $7.81 $3,414.06
Disclosure

SEC source: 0001562180-24-004785 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 242,459

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:15 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 611 $7.81 $4,773.44
Disclosure

SEC source: 0001562180-24-004784 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 587,695

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

F2 · ownership.direct: Includes 409,396 restricted stock units.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 21:43 UTC GrantCommon Stock 19,287 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004767 · primarydocument.xml · nonDerivative · entry 1

Geday Isabelle F · CIK 0001888675 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,763

F1 · shares: Includes 19,287 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

F2 · balance_after: Includes 83,863 restricted stock units. The reporting person has elected to defer receipt of 49,026 shares underlying RSUs.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 21:43 UTC GrantCommon Stock 19,287 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004766 · primarydocument.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,096

F1 · shares: Includes 19,287 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

F2 · balance_after: Includes 19,287 restricted stock units.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 21:43 UTC GrantCommon Stock 19,287 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004762 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,314

F1 · shares: Includes 19,287 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

F2 · balance_after: Includes 19,287 restricted stock units.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 21:42 UTC GrantCommon Stock 32,145 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004760 · primarydocument.xml · nonDerivative · entry 1

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,198

F1 · shares: Includes 32,145 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the earlier of (i) the first anniversary of the grant date and (ii) immediately before the Annual Meeting following the grant date, subject to the reporting person continuing to provide services to Issuer's Board through such vesting date. The RSUs have no expiration date.

F2 · balance_after: Includes 32,145 restricted stock units.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:56 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001562180-24-004709 · primarydocument.xml · derivative · entry 8

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 10,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F5 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:56 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 1,250 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001562180-24-004709 · primarydocument.xml · derivative · entry 7

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires 2030-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F3 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:56 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 10,000 $0.56 $5,600.00
Disclosure

SEC source: 0001562180-24-004709 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F5 · kind: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:56 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,250 $7.86 $9,821.75
Disclosure

SEC source: 0001562180-24-004709 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,042

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.72 to $8.02 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:56 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 1,250 $0.60 $750.00
Disclosure

SEC source: 0001562180-24-004709 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F3 · kind: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:56 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 10,000 $7.86 $78,571.00
Disclosure

SEC source: 0001562180-24-004709 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,042

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.71 to $8.11 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 30, 2024 Filed Jun 10, 2024 20:16 UTC GiftCommon Stock 2,781 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004891 · primarydocument.xml · nonDerivative · entry 2

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Viana Family Trust

Disclosed balance after: 201,531

F1 · shares: The shares were transferred to the Viana Family Trust for which the reporting person is the trustee.

Read SEC document
May 30, 2024 Filed Jun 10, 2024 20:16 UTC GiftCommon Stock 2,781 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004891 · primarydocument.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,315

F1 · kind: The shares were transferred to the Viana Family Trust for which the reporting person is the trustee.

Read SEC document
May 30, 2024 Filed Jul 16, 2024 20:37 UTC Amendment GiftCommon Stock 2,781 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005759 · primarydocument.xml · nonDerivative · entry 2

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Viana Family Trust

Disclosed balance after: 201,531

F1 · shares: The shares were transferred to the Viana Family Trust for which the reporting person is the trustee.

Read SEC document
May 30, 2024 Filed Jul 16, 2024 20:37 UTC Amendment GiftCommon Stock 2,781 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005759 · primarydocument.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,315

F1 · kind: The shares were transferred to the Viana Family Trust for which the reporting person is the trustee.

Read SEC document
May 13, 2024 Filed May 14, 2024 20:21 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 10,000 $8.01 $80,067.00
Disclosure

SEC source: 0001562180-24-004033 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 242,896

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.44 to $8.13 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 111,519 restricted stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:43 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001562180-24-003795 · primarydocument.xml · derivative · entry 6

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 10,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F1 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:43 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 1,250 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001562180-24-003795 · primarydocument.xml · derivative · entry 5

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2030-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F2 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:43 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,250 $6.40 $7,996.63
Disclosure

SEC source: 0001562180-24-003795 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,042

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.24 to $6.56 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6 · balance_after: Includes 81,042 restricted stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:43 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 10,000 $6.39 $63,857.00
Disclosure

SEC source: 0001562180-24-003795 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,292

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.24 to $6.57 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:43 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 1,250 $0.60 $750.00
Disclosure

SEC source: 0001562180-24-003795 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:43 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 10,000 $0.56 $5,600.00
Disclosure

SEC source: 0001562180-24-003795 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
April 11, 2024 Filed Apr 15, 2024 20:37 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 10,000 $7.22 $72,161.00
Disclosure

SEC source: 0001562180-24-003409 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 252,896

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.12 to $7.39 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 111,519 restricted stock units.

Read SEC document
April 05, 2024 Filed Apr 9, 2024 20:17 UTC GrantCommon Stock 2,781 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-003358 · primarydocument.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,809

F1 · shares: Fully vested restricted stock. The restricted stock represents retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash.

F2 · balance_after: Includes 29,027 restricted stock units.

Read SEC document
April 04, 2024 Filed Apr 4, 2024 21:42 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 2,242 $7.28 $16,323.78
Disclosure

SEC source: 0001562180-24-003306 · primarydocument.xml · nonDerivative · entry 3

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 262,896

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.01 to $7.63 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 111,519 restricted stock units.

Read SEC document
April 03, 2024 Filed Apr 4, 2024 21:29 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 3,292 $7.18 $23,625.37
Disclosure

SEC source: 0001562180-24-003305 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,042

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.97 to $7.58 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 81,042 restricted stock units.

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April 03, 2024 Filed Apr 4, 2024 21:29 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 581 $7.17 $4,166.99
Disclosure

SEC source: 0001562180-24-003303 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 588,306

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 16, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.59 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 411,017 restricted stock units.

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April 02, 2024 Filed Apr 4, 2024 21:29 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 4,493 $7.03 $31,580.40
Disclosure

SEC source: 0001562180-24-003304 · primarydocument.xml · nonDerivative · entry 3

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 318,644

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.91 to $7.12 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 214,061 restricted stock units.

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April 02, 2024 Filed Apr 4, 2024 21:29 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,760 $7.03 $19,393.69
Disclosure

SEC source: 0001562180-24-003304 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 323,137

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 21:29 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,850 $7.03 $20,026.10
Disclosure

SEC source: 0001562180-24-003304 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 325,897

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 21:42 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 1,727 $7.03 $12,135.11
Disclosure

SEC source: 0001562180-24-003306 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 265,138

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 21:42 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 1,704 $7.03 $11,973.50
Disclosure

SEC source: 0001562180-24-003306 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 266,865

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 21:29 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,350 $7.03 $9,486.05
Disclosure

SEC source: 0001562180-24-003305 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,334

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 21:29 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,155 $7.03 $8,115.84
Disclosure

SEC source: 0001562180-24-003305 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,684

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 21:29 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 1,985 $7.03 $13,948.00
Disclosure

SEC source: 0001562180-24-003303 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 588,887

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 21:29 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 2,206 $7.03 $15,500.90
Disclosure

SEC source: 0001562180-24-003303 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 590,872

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 23:48 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001562180-24-003202 · primarydocument.xml · derivative · entry 6

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 10,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F1 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

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April 01, 2024 Filed Apr 2, 2024 23:48 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 1,250 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001562180-24-003202 · primarydocument.xml · derivative · entry 5

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 1,250 shares

Expires 2030-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F2 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 23:48 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 10,000 $7.24 $72,400.00
Disclosure

SEC source: 0001562180-24-003202 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,839

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.12 to $7.39 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · balance_after: Includes 86,839 restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 23:48 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,250 $7.29 $9,112.50
Disclosure

SEC source: 0001562180-24-003202 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,839

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 23:48 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 1,250 $0.60 $750.00
Disclosure

SEC source: 0001562180-24-003202 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.