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Nasdaq · USD

AIP

Arteris, Inc.

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Tapewire entity
2399
SEC CIK
0001667011
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 223 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025020
Jan 2026024
Feb 202608
Mar 2026010
Apr 2026029
May 2026013
Jun 2026015
Jul 2026060
Aug 2026017
Sep 202605
Oct 2026018

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2024 Filed Oct 4, 2024 21:07 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 1,921 $7.18 $13,792.97
Disclosure

SEC source: 0001562180-24-007247 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 492,547

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 22:11 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 5,000 $7.35 $36,733.50
Disclosure

SEC source: 0001562180-24-007238 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 219,659

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20,2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.62 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 16, 2024 Filed Sep 18, 2024 22:27 UTC GrantCommon Stock 40,096 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-107924 · ownership.xml · nonDerivative · entry 1

Kunkel Joachim · CIK 0001375414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,096

F1 · shares: Includes 40,096 restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in 3 equal yearly installments from September 16, 2024. The RSUs have no expiration date.

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September 12, 2024 Filed Sep 12, 2024 21:29 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 6,652 $7.16 $47,606.37
Disclosure

SEC source: 0001562180-24-006792 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 494,468

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.07 to $7.27 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 11, 2024 Filed Sep 12, 2024 21:29 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 862 $6.95 $5,994.69
Disclosure

SEC source: 0001562180-24-006792 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 501,120

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
September 11, 2024 Filed Sep 12, 2024 21:29 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 29,998 $6.95 $208,618.09
Disclosure

SEC source: 0001562180-24-006792 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 501,982

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:49 UTC SaleCommon Stock 15,000 $6.95 $104,200.50
Disclosure

SEC source: 0001562180-24-006756 · primarydocument.xml · nonDerivative · entry 1

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 243,198

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 7, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.73 to $7.28 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 20:44 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 1,955 $7.26 $14,190.76
Disclosure

SEC source: 0001562180-24-006718 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 292,767

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.15 to $7.40 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 20:44 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 12,488 $7.26 $90,605.44
Disclosure

SEC source: 0001562180-24-006717 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 531,980

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.14 to $7.51 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 04, 2024 Filed Sep 6, 2024 20:44 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 37,561 $7.49 $281,388.23
Disclosure

SEC source: 0001562180-24-006717 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 544,468

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:26 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 1,348 $7.87 $10,611.19
Disclosure

SEC source: 0001562180-24-006694 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,722

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:26 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 402 $7.75 $3,115.70
Disclosure

SEC source: 0001562180-24-006696 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 73,881

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 8, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.70 to $7.99 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:26 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 280 $7.87 $2,204.10
Disclosure

SEC source: 0001562180-24-006696 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,283

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:26 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 11,154 $7.86 $87,615.79
Disclosure

SEC source: 0001562180-24-006695 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 224,659

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20,2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.68 to $8.36 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:26 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 474 $7.87 $3,731.23
Disclosure

SEC source: 0001562180-24-006695 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 235,813

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
August 01, 2024 Filed Aug 6, 2024 01:42 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001562180-24-006020 · primarydocument.xml · derivative · entry 6

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 10,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F5 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years, beginning on September 26, 2020.

Read SEC document
August 01, 2024 Filed Aug 6, 2024 01:42 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 1,250 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001562180-24-006020 · primarydocument.xml · derivative · entry 5

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2030-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F4 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years, beginning on August 23, 2021.

Read SEC document
August 01, 2024 Filed Aug 6, 2024 01:42 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,250 $7.70 $9,622.38
Disclosure

SEC source: 0001562180-24-006020 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,563

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.50 to $8.14 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 01, 2024 Filed Aug 6, 2024 01:42 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 10,000 $7.72 $77,159.00
Disclosure

SEC source: 0001562180-24-006020 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,813

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.45 to $8.23 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 01, 2024 Filed Aug 6, 2024 01:42 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 1,250 $0.60 $750.00
Disclosure

SEC source: 0001562180-24-006020 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

Read SEC document
August 01, 2024 Filed Aug 6, 2024 01:42 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 10,000 $0.56 $5,600.00
Disclosure

SEC source: 0001562180-24-006020 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 22:32 UTC GrantCommon Stock 2,491 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005669 · primarydocument.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,779

F1 · shares: Fully vested restricted stock. The restricted stock represents retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 22:26 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 3,615 $7.18 $25,940.88
Disclosure

SEC source: 0001562180-24-005668 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,563

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.06 to $7.29 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 05, 2024 Filed Jul 9, 2024 22:25 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 1,262 $7.18 $9,054.85
Disclosure

SEC source: 0001562180-24-005667 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 582,029

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.06 to $7.29 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 03, 2024 Filed Jul 3, 2024 22:28 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 9,168 $7.23 $66,269.97
Disclosure

SEC source: 0001562180-24-005627 · primarydocument.xml · nonDerivative · entry 4

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 296,070

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.12 to $7.36 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 03, 2024 Filed Jul 3, 2024 22:28 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 2,462 $7.23 $17,789.92
Disclosure

SEC source: 0001562180-24-005628 · primarydocument.xml · nonDerivative · entry 3

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 236,287

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 12, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.12 to $7.36 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 22:28 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,760 $6.98 $19,263.42
Disclosure

SEC source: 0001562180-24-005627 · primarydocument.xml · nonDerivative · entry 3

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 305,238

F3 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 22:28 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,760 $6.98 $19,263.42
Disclosure

SEC source: 0001562180-24-005627 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 307,998

F3 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 22:28 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 1,484 $6.98 $10,357.58
Disclosure

SEC source: 0001562180-24-005628 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 238,749

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 22:28 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 1,504 $6.98 $10,497.17
Disclosure

SEC source: 0001562180-24-005628 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 240,233

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 22:27 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 1,880 $6.98 $13,121.46
Disclosure

SEC source: 0001562180-24-005626 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 583,291

F2 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 22:27 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 1,921 $6.98 $13,407.62
Disclosure

SEC source: 0001562180-24-005626 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 585,171

F2 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 22:27 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,006 $6.98 $7,021.38
Disclosure

SEC source: 0001562180-24-005625 · primarydocument.xml · nonDerivative · entry 6

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,178

F4 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 02, 2024 Filed Jul 3, 2024 22:27 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,176 $6.98 $8,207.89
Disclosure

SEC source: 0001562180-24-005625 · primarydocument.xml · nonDerivative · entry 5

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,184

F4 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 22:28 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 4,583 $7.24 $33,181.38
Disclosure

SEC source: 0001562180-24-005627 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 310,758

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.49 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 22:27 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 603 $7.51 $4,528.53
Disclosure

SEC source: 0001562180-24-005626 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 587,092

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2014.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 22:27 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $0.56 $0.00
Disclosure

SEC source: 0001562180-24-005625 · primarydocument.xml · derivative · entry 8

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 10,000 shares

Expires 2029-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F6 · derivative.exercise_date: 25% of the total shares vested on August 26, 2020; thereafter, 1/48th of the total shares have vested monthly for 3 years. beginning on September 26, 2020.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 22:27 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock · Derivative 1,250 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001562180-24-005625 · primarydocument.xml · derivative · entry 7

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2030-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F5 · derivative.exercise_date: 25% of the total shares vested on July 23, 2021; thereafter, 1/48th of the total shares vest monthly for 3 years. beginning on August 23, 2021.

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July 01, 2024 Filed Jul 3, 2024 22:27 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,250 $7.24 $9,053.63
Disclosure

SEC source: 0001562180-24-005625 · primarydocument.xml · nonDerivative · entry 4

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,360

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.48 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 01, 2024 Filed Jul 3, 2024 22:27 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 10,000 $7.24 $72,389.00
Disclosure

SEC source: 0001562180-24-005625 · primarydocument.xml · nonDerivative · entry 3

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,610

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.08 to $7.47 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 01, 2024 Filed Jul 3, 2024 22:27 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 1,250 $0.60 $750.00
Disclosure

SEC source: 0001562180-24-005625 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

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July 01, 2024 Filed Jul 3, 2024 22:27 UTC
Alpern Paul LVP and General Counsel
Exercise / conversionCommon Stock 10,000 $0.56 $5,600.00
Disclosure

SEC source: 0001562180-24-005625 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on August 16, 2023.

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June 10, 2024 Filed Jun 12, 2024 01:49 UTC SaleCommon Stock 2,836 $8.10 $22,978.97
Disclosure

SEC source: 0001562180-24-004980 · primarydocument.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Viana Family Trust

Disclosed balance after: 200,803

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 13, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.91 to $8.26 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 07, 2024 Filed Jun 10, 2024 20:16 UTC SaleCommon Stock 26,919 $7.85 $211,435.29
Disclosure

SEC source: 0001562180-24-004891 · primarydocument.xml · nonDerivative · entry 5

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Viana Family Trust

Disclosed balance after: 203,639

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 5, 2022.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.69 to $8.08 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 07, 2024 Filed Jul 16, 2024 20:37 UTC Amendment SaleCommon Stock 26,191 $7.85 $205,717.21
Disclosure

SEC source: 0001562180-24-005759 · primarydocument.xml · nonDerivative · entry 5

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Viana Family Trust

Disclosed balance after: 204,367

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 5, 2022.

F4 · shares: The original form 4 inadvertently overstated the number of shares sold. This amendment is being filed to correctly report the number of shares sold and the total number of shares beneficially owned following the reported transaction.

F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.69 to $8.08 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 06, 2024 Filed Jun 10, 2024 20:16 UTC GiftCommon Stock 29,027 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004893 · primarydocument.xml · nonDerivative · entry 2

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012

Disclosed balance after: 846,242

F1 · shares: The shares are transferred to Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the reporting person is the trustee.

F3 · ownership.nature: The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee.

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June 06, 2024 Filed Jun 10, 2024 20:16 UTC GiftCommon Stock 29,027 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004893 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,287

F1 · kind: The shares are transferred to Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the reporting person is the trustee.

F2 · balance_after: Includes 19,287 restricted stock units.

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June 06, 2024 Filed Jun 10, 2024 20:16 UTC GiftCommon Stock 29,027 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004891 · primarydocument.xml · nonDerivative · entry 4

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Viana Family Trust

Disclosed balance after: 230,558

F1 · shares: The shares were transferred to the Viana Family Trust for which the reporting person is the trustee.

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June 06, 2024 Filed Jun 10, 2024 20:16 UTC GiftCommon Stock 29,027 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-004891 · primarydocument.xml · nonDerivative · entry 3

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,288

F1 · kind: The shares were transferred to the Viana Family Trust for which the reporting person is the trustee.

F2 · balance_after: Includes 19,287 restricted stock units.

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June 06, 2024 Filed Jul 16, 2024 20:37 UTC Amendment GiftCommon Stock 29,027 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005759 · primarydocument.xml · nonDerivative · entry 4

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Viana Family Trust

Disclosed balance after: 230,558

F1 · shares: The shares were transferred to the Viana Family Trust for which the reporting person is the trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.