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Arteris, Inc.

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2399
SEC CIK
0001667011
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 223 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 2025020
Jan 2026024
Feb 202608
Mar 2026010
Apr 2026029
May 2026013
Jun 2026015
Jul 2026060
Aug 2026017
Sep 202605
Oct 2026018

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2025 Filed Jan 6, 2025 22:16 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 11,000 $11.07 $121,721.60
Disclosure

SEC source: 0001562180-25-000193 · primarydocument.xml · nonDerivative · entry 3

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 169,868

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $11.89 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:16 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 1,705 $11.41 $19,459.68
Disclosure

SEC source: 0001562180-25-000193 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 180,868

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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January 02, 2025 Filed Jan 6, 2025 22:16 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 1,682 $11.41 $19,197.17
Disclosure

SEC source: 0001562180-25-000193 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 182,573

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

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December 31, 2024 Filed Jan 2, 2025 22:34 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 12,897 $10.23 $131,875.69
Disclosure

SEC source: 0001562180-25-000011 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy, LLC

Disclosed balance after: 10,007,691

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.05 to $10.46 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy, LLC.

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December 30, 2024 Filed Jan 2, 2025 22:34 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 58,212 $10.33 $601,079.65
Disclosure

SEC source: 0001562180-25-000011 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy, LLC

Disclosed balance after: 10,020,588

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.53 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy, LLC.

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December 27, 2024 Filed Dec 30, 2024 21:36 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 55,741 $10.22 $569,678.59
Disclosure

SEC source: 0001562180-24-008608 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy, LLC

Disclosed balance after: 10,078,800

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.67 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy, LLC.

Read SEC document
December 26, 2024 Filed Dec 30, 2024 21:36 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 60,584 $10.42 $631,376.16
Disclosure

SEC source: 0001562180-24-008608 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy, LLC

Disclosed balance after: 10,134,541

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.70 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy, LLC.

Read SEC document
December 26, 2024 Filed Dec 30, 2024 21:34 UTC SaleCommon Stock 41,439 $10.37 $429,535.95
Disclosure

SEC source: 0001562180-24-008607 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012

Disclosed balance after: 690,121

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 6, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.67 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee.

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December 18, 2024 Filed Dec 19, 2024 21:24 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 12,621 $10.07 $127,149.00
Disclosure

SEC source: 0001562180-24-008512 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy, LLC

Disclosed balance after: 10,195,125

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.35 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy, LLC.

Read SEC document
December 18, 2024 Filed Dec 19, 2024 21:24 UTC SaleCommon Stock 12,166 $10.07 $122,571.23
Disclosure

SEC source: 0001562180-24-008513 · primarydocument.xml · nonDerivative · entry 2

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012

Disclosed balance after: 731,560

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 6, 2024.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.35 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 21:24 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 14,180 $10.01 $141,895.01
Disclosure

SEC source: 0001562180-24-008512 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy, LLC

Disclosed balance after: 10,207,746

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.12 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy, LLC.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 21:24 UTC SaleCommon Stock 14,917 $10.01 $149,271.44
Disclosure

SEC source: 0001562180-24-008513 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012

Disclosed balance after: 743,726

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 6, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.09 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 21:35 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 6,262 $10.12 $63,352.65
Disclosure

SEC source: 0001562180-24-008453 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy, LLC

Disclosed balance after: 10,221,926

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.28 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy LLC.

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December 16, 2024 Filed Dec 17, 2024 21:34 UTC SaleCommon Stock 6,063 $10.12 $61,376.96
Disclosure

SEC source: 0001562180-24-008452 · primarydocument.xml · nonDerivative · entry 2

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012

Disclosed balance after: 758,643

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 6, 2024.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.28 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:35 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 59,247 $10.31 $610,925.44
Disclosure

SEC source: 0001562180-24-008453 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy, LLC

Disclosed balance after: 10,228,188

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.60 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy LLC.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:34 UTC SaleCommon Stock 62,186 $10.31 $640,969.76
Disclosure

SEC source: 0001562180-24-008452 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012

Disclosed balance after: 764,706

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 6, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.60 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
December 12, 2024 Filed Dec 13, 2024 22:08 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 17,856 $10.12 $180,747.36
Disclosure

SEC source: 0001562180-24-008400 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy, LLC

Disclosed balance after: 10,287,435

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.23 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy LLC.

Read SEC document
December 12, 2024 Filed Dec 13, 2024 22:08 UTC SaleCommon Stock 16,950 $10.12 $171,498.41
Disclosure

SEC source: 0001562180-24-008401 · primarydocument.xml · nonDerivative · entry 2

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012

Disclosed balance after: 826,892

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 6, 2024.

F4 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.22 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
December 12, 2024 Filed Dec 13, 2024 22:08 UTC SaleCommon Stock 2,600 $10.03 $26,077.22
Disclosure

SEC source: 0001562180-24-008399 · primarydocument.xml · nonDerivative · entry 2

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 238,198

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 7, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.09 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 22:08 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,400 $10.01 $24,018.00
Disclosure

SEC source: 0001562180-24-008400 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · Bayview Legacy, LLC

Disclosed balance after: 10,305,291

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.04 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy LLC.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 22:08 UTC SaleCommon Stock 2,400 $10.01 $24,017.76
Disclosure

SEC source: 0001562180-24-008401 · primarydocument.xml · nonDerivative · entry 1

RAZA SAIYED ATIQ · CIK 0001184563 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust dtd 11/26/2012

Disclosed balance after: 843,842

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 6, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.05 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Saiyed Atiq Raza and Nandini Saraiya 2012 Revocable Trust for which the Reporting Person serves as trustee.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 22:08 UTC SaleCommon Stock 2,400 $10.01 $24,016.08
Disclosure

SEC source: 0001562180-24-008399 · primarydocument.xml · nonDerivative · entry 1

Cantwell Wayne C · CIK 0001888679 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 240,798

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 7, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.04 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 05, 2024 Filed Dec 5, 2024 23:09 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 425 $9.30 $3,952.50
Disclosure

SEC source: 0001562180-24-008187 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,401

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 8, 2024.

Read SEC document
December 05, 2024 Filed Dec 10, 2024 00:14 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 722 $9.30 $6,714.60
Disclosure

SEC source: 0001562180-24-008272 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 184,255

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

Read SEC document
December 04, 2024 Filed Dec 4, 2024 22:46 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 5,000 $8.76 $43,797.00
Disclosure

SEC source: 0001562180-24-008157 · primarydocument.xml · nonDerivative · entry 3

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 184,977

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F5 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.75 to $8.80 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Including 3,000 of shares of common stock acquired on November 21, 2024 pursuant to the Issuer's Employee Stock Purchase Plan.

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December 04, 2024 Filed Dec 5, 2024 23:09 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,061 $8.89 $18,316.31
Disclosure

SEC source: 0001562180-24-008185 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 274,776

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.44 to $9.31 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 04, 2024 Filed Dec 6, 2024 02:10 UTC SaleCommon Stock 15,550 $9.03 $140,455.38
Disclosure

SEC source: 0001562180-24-008190 · primarydocument.xml · nonDerivative · entry 1

Geday Isabelle F · CIK 0001888675 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 121,213

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on June 6, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.10 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 23:09 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 202 $8.64 $1,745.28
Disclosure

SEC source: 0001562180-24-008186 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 491,592

F3 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

F2 · balance_after: Includes 3,000 of shares of common stock acquired on November 21, 2024 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 22:46 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 437 $8.58 $3,748.72
Disclosure

SEC source: 0001562180-24-008157 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 189,977

F4 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

F3 · balance_after: Including 3,000 of shares of common stock acquired on November 21, 2024 pursuant to the Issuer's Employee Stock Purchase Plan.

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December 03, 2024 Filed Dec 5, 2024 23:09 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 1,242 $8.58 $10,654.25
Disclosure

SEC source: 0001562180-24-008185 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 276,837

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 23:09 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 258 $8.58 $2,213.20
Disclosure

SEC source: 0001562180-24-008187 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,826

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 23:09 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 611 $8.58 $5,241.34
Disclosure

SEC source: 0001562180-24-008186 · primarydocument.xml · nonDerivative · entry 1

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 491,794

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

F2 · balance_after: Includes 3,000 of shares of common stock acquired on November 21, 2024 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 22:46 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 5,000 $8.56 $42,791.50
Disclosure

SEC source: 0001562180-24-008157 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 190,414

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $8.48 to $8.63 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Including 3,000 of shares of common stock acquired on November 21, 2024 pursuant to the Issuer's Employee Stock Purchase Plan.

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November 13, 2024 Filed Nov 15, 2024 22:21 UTC GiftCommon Stock 5,071 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007732 · primarydocument.xml · nonDerivative · entry 2

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Viana Family Trust

Disclosed balance after: 203,821

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November 13, 2024 Filed Nov 15, 2024 22:21 UTC GiftCommon Stock 5,071 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007732 · primarydocument.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,288

F1 · kind: The shares were transferred to the Viana Family Trust for which the reporting person is the trustee.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 21:17 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 19,299 $8.14 $157,049.47
Disclosure

SEC source: 0001562180-24-007613 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 192,414

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.50 to $8.50 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 01, 2024 Filed Nov 4, 2024 22:47 UTC SaleCommon Stock 2,781 $6.84 $19,015.64
Disclosure

SEC source: 0001562180-24-007521 · primarydocument.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Viana Family Trust

Disclosed balance after: 198,750

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on November 13, 2023.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.75 to $6.94 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 05, 2024 Filed Oct 8, 2024 20:17 UTC GrantCommon Stock 312 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007271 · primarydocument.xml · nonDerivative · entry 1

Kunkel Joachim · CIK 0001375414 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,408

F1 · shares: Fully vested restricted stock. The restricted stock represents retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash.

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October 05, 2024 Filed Oct 8, 2024 20:17 UTC GrantCommon Stock 2,580 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007270 · primarydocument.xml · nonDerivative · entry 1

Viana Antonio J · CIK 0001888686 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,359

F1 · shares: Fully vested restricted stock. The restricted stock represents retainer fees that the Reporting Person elected to receive in the form of shares of common stock in lieu of cash.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:17 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 3,615 $7.13 $25,775.67
Disclosure

SEC source: 0001562180-24-007269 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,084

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 8, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.05 to $7.26 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 04, 2024 Filed Oct 8, 2024 20:17 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 4,958 $7.13 $35,351.04
Disclosure

SEC source: 0001562180-24-007268 · primarydocument.xml · nonDerivative · entry 1

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,713

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.05 to $7.26 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 03, 2024 Filed Oct 4, 2024 21:07 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 9,168 $7.09 $64,978.20
Disclosure

SEC source: 0001562180-24-007246 · primarydocument.xml · nonDerivative · entry 3

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 278,079

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on February 27, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.99 to $7.22 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 03, 2024 Filed Oct 4, 2024 21:07 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 1,262 $7.08 $8,935.21
Disclosure

SEC source: 0001562180-24-007247 · primarydocument.xml · nonDerivative · entry 3

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 489,405

F2 · kind: Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 15, 2024.

F3 · price: The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.04 to $7.20 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 22:11 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,006 $7.18 $7,223.18
Disclosure

SEC source: 0001562180-24-007239 · primarydocument.xml · nonDerivative · entry 2

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,699

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 22:11 UTC
Alpern Paul LVP and General Counsel
SaleCommon Stock 1,176 $7.18 $8,443.80
Disclosure

SEC source: 0001562180-24-007239 · primarydocument.xml · nonDerivative · entry 1

Alpern Paul L · CIK 0001888542 · VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,705

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 22:11 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 1,504 $7.18 $10,798.87
Disclosure

SEC source: 0001562180-24-007238 · primarydocument.xml · nonDerivative · entry 3

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 216,671

F3 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 02, 2024 Filed Oct 3, 2024 22:11 UTC
Hawkins Nicholas B.VP and Chief Financial Officer
SaleCommon Stock 1,484 $7.18 $10,655.27
Disclosure

SEC source: 0001562180-24-007238 · primarydocument.xml · nonDerivative · entry 2

Hawkins Nicholas B. · CIK 0001549550 · VP and Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,175

F3 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 02, 2024 Filed Oct 4, 2024 21:07 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,760 $7.18 $19,817.08
Disclosure

SEC source: 0001562180-24-007246 · primarydocument.xml · nonDerivative · entry 2

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 287,247

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 02, 2024 Filed Oct 4, 2024 21:07 UTC
JANAC K CHARLESDirector · President and CEO · 10% owner
SaleCommon Stock 2,760 $7.18 $19,817.08
Disclosure

SEC source: 0001562180-24-007246 · primarydocument.xml · nonDerivative · entry 1

JANAC K CHARLES · CIK 0001068987 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 290,007

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document
October 02, 2024 Filed Oct 4, 2024 21:07 UTC
Moll Laurent RChief Operating Officer
SaleCommon Stock 1,880 $7.18 $13,498.59
Disclosure

SEC source: 0001562180-24-007247 · primarydocument.xml · nonDerivative · entry 2

Moll Laurent R · CIK 0001888601 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 490,667

F1 · kind: Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.