Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 20, 2019 Filed Sep 24, 2019 20:37 UTC |
PLISKA ADAM JDirector · President
|
GrantStock Options · Derivative | 40,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001179110-19-010584 · edgar.xml · derivative · entry 3 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-09-20 F3 · derivative.exercise_date: 10,000 shares vest on each of 9/20/2020, 9/20/2021, 9/20/2022 and 9/20/2023. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:37 UTC |
PLISKA ADAM JDirector · President
|
GrantCommon Stock | 7,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010584 · edgar.xml · nonDerivative · entry 2 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,767 F2 · shares: Issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. Read SEC document |
| September 20, 2019 Filed Feb 26, 2024 22:18 UTC |
PLISKA ADAM JDirector
|
GrantStock Options (right to buy) · Derivative | 40,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0000929638-24-000769 · form4.xml · derivative · entry 4 PLISKA ADAM J · CIK 0001431523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-09-20 F5 · derivative.exercise_date: 10,000 shares vest on each of 9/20/2020, 9/20/2021, 9/20/2022, and 9/20/2023. Read SEC document |
| September 20, 2019 Filed Feb 26, 2024 22:15 UTC |
Lahti Joseph JDirector
|
GrantStock Options (right to buy) · Derivative | 40,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0000929638-24-000763 · form4.xml · derivative · entry 2 Lahti Joseph J · CIK 0001305278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-09-20 F3 · derivative.exercise_date: 10,000 shares vest on each of 9/20/2020, 9/20/2021, 9/20/2022, and 9/20/2023. Read SEC document |
| August 09, 2019 Filed Aug 20, 2019 19:43 UTC |
BERMAN LYLEDirector · Chairman
|
GrantCommon Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009726 · edgar.xml · nonDerivative · entry 3 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,689 F3 · shares: shares transferred by Black Ridge Oil & Gas, Inc. to reporting person in connection with the merger of AEM and the issuer. Read SEC document |
| August 09, 2019 Filed Aug 20, 2019 19:43 UTC |
BERMAN LYLEDirector · Chairman
|
GrantCommon Stock | 43,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009726 · edgar.xml · nonDerivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,689 F2 · shares: issued to reporting person pursuant to the Share Purchase Agreement in connection with the merger of Allied Esports Media, Inc. ("AEM") with the issuer, as 15% of the shares purchased by the reporting person. Read SEC document |
| August 09, 2019 Filed Aug 21, 2019 01:06 UTC |
Yang EricDirector · 10% owner · Vice Chairman of the Board
Primo Vital Ltd10% owner
|
GrantWarrants · Derivative | 3,125,640 | $11.50 Strike: $11.50 | $35,944,860.00 |
DisclosureSEC source: 0001179110-19-009732 · edgar.xml · derivative · entry 4 Yang Eric · CIK 0001785822 · Director · 10% owner · Vice Chairman of the Board Primo Vital Ltd · CIK 0001785837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Primo Vital Limited Disclosed balance after: 3,125,640 Underlying: Common Stock · 3,125,640 shares Expires 2024-08-09 F4 · security: Primo acquired warrants to purchase 3,125,640 shares of issuer common stock in exchange for 9,543,692 shares of AEM previously held by the reporting person pursuant to AEM's merger with the issuer. Of the 3,125,640 warrants issued to the reporting person in the merger, 312,565 shares are currently being held in escrow and are subject to forfeiture during the one-year period following the merger to satisfy claims arising as a result of AEM's breach of any of its representations and warranties or covenants in the merger agreement. The closing price of the warrants on August 9, 2019 was $0.02005 per warrant. F5 · ownership.nature: Mr. Yang, as director and chief executive officer of Primo Vital Limited, exercises voting and dispositive power over such shares. Mr. Yang disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| August 09, 2019 Filed Aug 21, 2019 01:06 UTC |
Yang EricDirector · 10% owner · Vice Chairman of the Board
Primo Vital Ltd10% owner
|
GrantWarrants · Derivative | 68,211 | $11.50 Strike: $11.50 | $784,426.50 |
DisclosureSEC source: 0001179110-19-009732 · edgar.xml · derivative · entry 3 Yang Eric · CIK 0001785822 · Director · 10% owner · Vice Chairman of the Board Primo Vital Ltd · CIK 0001785837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,211 Underlying: Common Stock · 68,211 shares Expires 2024-08-09 F3 · security: The reporting person acquired warrants to purchase 68,211 shares of issuer common stock in exchange for 208,272 shares of AEM previously held by the reporting person pursuant to AEM's merger with the issuer. Of the 68,211 warrants issued to the reporting person in the merger, 6,821 shares are currently being held in escrow and are subject to forfeiture during the one-year period following the merger to satisfy claims arising as a result of AEM's breach of any of its representations and warranties or covenants in the merger agreement. The closing price of the warrants on August 9, 2019 was $0.02005 per warrant. Read SEC document |
| August 09, 2019 Filed Aug 21, 2019 01:06 UTC |
Yang EricDirector · 10% owner · Vice Chairman of the Board
Primo Vital Ltd10% owner
|
GrantCommon Stock | 11,986,523 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-009732 · edgar.xml · nonDerivative · entry 2 Yang Eric · CIK 0001785822 · Director · 10% owner · Vice Chairman of the Board Primo Vital Ltd · CIK 0001785837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Primo Vital Limited Disclosed balance after: 11,986,523 F2 · price: Primo Vital Limited is a wholly owned subsidiary of Ourgame International Holdings Limited ("Ourgame") of which Mr. Yang, as director and chief executive officer, exercises voting and dispositive power over such shares. Primo acquired 11,986,523 shares of issuer common stock in exchange for 9,543,692 shares of AEM previously held by the reporting person, and satisfaction of debt owed to Ourgame, pursuant to AEM's merger with the issuer. Of the 11,986,523 shares issued to the reporting person in the merger, 954,367 shares are currently being held in escrow and are subject to forfeiture during the one-year period following the merger to satisfy claims arising as a result of AEM's breach of the merger agreement. F6 · price: The closing price of the shares on August 9, 2019 was $4.42 per share. F7 · price: Excludes 3,163,602 additional shares of the issuer's common stock that the reporting person, as a former shareholder of AEM, will be entitled to receive as additional consideration under the merger agreement if the last reported sales price of the issuer's Common Stock equals or exceeds $13.00 per share. F5 · ownership.nature: Mr. Yang, as director and chief executive officer of Primo Vital Limited, exercises voting and dispositive power over such shares. Mr. Yang disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| August 09, 2019 Filed Aug 21, 2019 01:06 UTC |
Yang EricDirector · 10% owner · Vice Chairman of the Board
Primo Vital Ltd10% owner
|
GrantCommon Stock | 208,272 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-009732 · edgar.xml · nonDerivative · entry 1 Yang Eric · CIK 0001785822 · Director · 10% owner · Vice Chairman of the Board Primo Vital Ltd · CIK 0001785837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,272 F1 · price: The reporting person acquired 208,272 shares of issuer common stock in exchange for 208,272 shares of Allied Esports Media, Inc. ("AEM") previously held by the reporting person pursuant to AEM's merger with the issuer. Of the 208,272 shares issued to the reporting person in the merger, 20,827 shares are currently being held in escrow and are subject to forfeiture during the one-year period following the merger to satisfy claims arising as a result of AEM's breach of the merger agreement. Excludes 69,039 additional shares of the issuer's common stock that the reporting person, as a former shareholder of AEM, will be entitled to receive as additional consideration under the merger agreement if the last reported sales price of the issuer's Common Stock equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, and recapitalizations) for any consecutive 30 calendar days during the 5-yr period commencing on 9/9/19. F6 · price: The closing price of the shares on August 9, 2019 was $4.42 per share. Read SEC document |
| August 09, 2019 Filed Aug 21, 2019 01:02 UTC |
Ng FrankDirector · CEO
|
GrantWarrants · Derivative | 38,000 | $11.50 Strike: $11.50 | $437,000.00 |
DisclosureSEC source: 0001179110-19-009730 · edgar.xml · derivative · entry 4 Ng Frank · CIK 0001785810 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2024-08-09 F5 · ownership.nature: 38,000 warrants to purchase common stock on account of $1 million promissory note issued to Ms. Man Sha, the reporting person's spouse, on or about May 17, 2019. Read SEC document |
| August 09, 2019 Filed Aug 21, 2019 01:02 UTC |
Ng FrankDirector · CEO
|
GrantWarrants · Derivative | 68,233 | $11.50 Strike: $11.50 | $784,679.50 |
DisclosureSEC source: 0001179110-19-009730 · edgar.xml · derivative · entry 3 Ng Frank · CIK 0001785810 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,233 Underlying: Common Stock · 68,233 shares Expires 2024-08-09 F2 · security: The reporting person acquired warrants to purchase 68,233 shares of issuer common stock in exchange for 208,339 shares of AEM previously held by the reporting person pursuant to AEM's merger with the issuer. Of the 68,233 warrants issued to the reporting person in the merger, 6,823 shares are currently being held in escrow and are subject to forfeiture during the one-year period following the merger to satisfy claims arising as a result of AEM's breach of any of its representations and warranties or covenants in the merger agreement. The closing price of the warrants on August 9, 2019 was $0.02005 per warrant. Read SEC document |
| August 09, 2019 Filed Aug 21, 2019 01:02 UTC |
Ng FrankDirector · CEO
|
GrantCommon Stock | 117,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-009730 · edgar.xml · nonDerivative · entry 2 Ng Frank · CIK 0001785810 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 117,647 F1 · price: The reporting person acquired 208,339 shares of issuer common stock in exchange for 208,339 shares of Allied Esports Media, Inc. ("AEM") previously held by the reporting person pursuant to AEM's merger with the issuer. Of the 208,339 shares issued to the reporting person in the merger, 20,834 shares are currently being held in escrow and are subject to forfeiture during the one-year period following the merger to satisfy claims arising as a result of AEM's breach of the merger agreement. Excludes 69,062 additional shares of the issuer's common stock that the reporting person, as a former shareholder of AEM, will be entitled to receive as additional consideration under the merger agreement if the last reported sales price of the issuer's Common Stock equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, and recapitalizations) for any consecutive 30 calendar days during the 5-year period commencing on 9/9/19. F4 · price: The closing price of the shares on August 9, 2019 was $4.42 per share. F3 · ownership.nature: 117,647 shares will be issuable to Ms. Man Sha, the reporting person's spouse, upon conversion of the $1 million promissory note issued on or about May 17, 2019. Read SEC document |
| August 09, 2019 Filed Aug 21, 2019 01:02 UTC |
Ng FrankDirector · CEO
|
GrantCommon Stock | 208,339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-009730 · edgar.xml · nonDerivative · entry 1 Ng Frank · CIK 0001785810 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,339 F1 · price: The reporting person acquired 208,339 shares of issuer common stock in exchange for 208,339 shares of Allied Esports Media, Inc. ("AEM") previously held by the reporting person pursuant to AEM's merger with the issuer. Of the 208,339 shares issued to the reporting person in the merger, 20,834 shares are currently being held in escrow and are subject to forfeiture during the one-year period following the merger to satisfy claims arising as a result of AEM's breach of the merger agreement. Excludes 69,062 additional shares of the issuer's common stock that the reporting person, as a former shareholder of AEM, will be entitled to receive as additional consideration under the merger agreement if the last reported sales price of the issuer's Common Stock equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, and recapitalizations) for any consecutive 30 calendar days during the 5-year period commencing on 9/9/19. F4 · price: The closing price of the shares on August 9, 2019 was $4.42 per share. Read SEC document |
| August 09, 2019 Filed Aug 21, 2019 00:58 UTC |
Moon DavidChief Operating Officer
|
GrantWarrants · Derivative | 21,613 | $11.50 Strike: $11.50 | $248,549.50 |
DisclosureSEC source: 0001179110-19-009728 · edgar.xml · derivative · entry 2 Moon David · CIK 0001785999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,613 Underlying: Common Stock · 21,613 shares Expires 2024-08-09 F2 · security: The reporting person acquired warrants to purchase 21,613 shares of issuer common stock in exchange for 65,992 shares of AEM previously held by the reporting person pursuant to AEM's merger with and into the issuer. Of the 21,613 warrants issued to the reporting person in the merger, 2,161 shares are currently being held in escrow and are subject to forfeiture during the one-year period following the merger to satisfy claims arising as a result of AEM's breach of any of its representations and warranties or covenants in the merger agreement. The closing price of the warrants on August 9, 2019 was $0.02005. Read SEC document |
| August 09, 2019 Filed Aug 21, 2019 00:58 UTC |
Moon DavidChief Operating Officer
|
GrantCommon Stock | 65,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-009728 · edgar.xml · nonDerivative · entry 1 Moon David · CIK 0001785999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,992 F1 · price: The reporting person acquired 65,992 shares of issuer common stock in exchange for 65,992 shares of Allied Esports Media, Inc. ("AEM") previously held by the reporting person pursuant to AEM's merger with the issuer. Of the 65,992 shares issued to the reporting person in the merger, 6,599 shares are currently being held in escrow and are subject to forfeiture during the one-year period following the merger to satisfy claims arising as a result of AEM's breach of the merger agreement. Excludes 21,875 additional shares of the issuer's common stock that the reporting person, as a former shareholder of AEM, will be entitled to receive as additional consideration under the merger agreement if the last reported sales price of the issuer's Common Stock equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, and recapitalizations) for any consecutive 30 calendar days during the 5-year period commencing on 9/9/19. Read SEC document |
| August 09, 2019 Filed Aug 21, 2019 20:35 UTC |
DeCubellis KennethDirector · Chief Financial Officer · 10% owner
Sow Good Inc.10% owner
|
Disposition to issuerCommon Stock | 720,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009752 · edgar.xml · nonDerivative · entry 7 DeCubellis Kenneth · CIK 0001534148 · Director · Chief Financial Officer · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Black Ridge Oil & Gas, Inc. Disclosed balance after: 2,685,500 F7 · shares: 720,000 shares were transferred to subscribers in the issuer's private placement that closed on August 9, 2019. F2 · ownership.nature: Mr. DeCubellis, as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc. exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| August 09, 2019 Filed Aug 21, 2019 20:35 UTC |
DeCubellis KennethDirector · Chief Financial Officer · 10% owner
Sow Good Inc.10% owner
|
Disposition to issuerCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009752 · edgar.xml · nonDerivative · entry 6 DeCubellis Kenneth · CIK 0001534148 · Director · Chief Financial Officer · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Black Ridge Oil & Gas, Inc. Disclosed balance after: 3,405,500 F6 · shares: 600,000 shares were transferred to Primo Vital Limited in connection with the merger of AEM with the issuer on August 9, 2019. F2 · ownership.nature: Mr. DeCubellis, as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc. exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| August 09, 2019 Filed Aug 21, 2019 20:35 UTC |
DeCubellis KennethDirector · Chief Financial Officer · 10% owner
Sow Good Inc.10% owner
|
GrantCommon Stock | 66,000 | $9.09 | $599,940.00 |
DisclosureSEC source: 0001179110-19-009752 · edgar.xml · nonDerivative · entry 5 DeCubellis Kenneth · CIK 0001534148 · Director · Chief Financial Officer · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Black Ridge Oil & Gas, Inc. Disclosed balance after: 4,005,500 F5 · shares: 60,000 units were issued as conversion of a convertible promissory note issued by Black Ridge Oil & Gas, Inc. ("BRAC") to issuer, which had an outstanding principal amount of $600,000 and accrued no interest, at a rate of $10 per unit. Each unit was entitled to one shares of common stock, one warrant to purchases common stock, and a right to one-tenth of a share of common stock upon the consummation of a business combination by the issuer. The units were automatically converted as a result of the merger of AEM with the issuer on August 9, 2019 into 66,000 shares of common stock and 60,000 warrants. F2 · ownership.nature: Mr. DeCubellis, as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc. exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| August 09, 2019 Filed Aug 21, 2019 20:35 UTC |
DeCubellis KennethDirector · Chief Financial Officer · 10% owner
Sow Good Inc.10% owner
|
GrantCommon Stock | 44,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009752 · edgar.xml · nonDerivative · entry 4 DeCubellis Kenneth · CIK 0001534148 · Director · Chief Financial Officer · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Black Ridge Oil & Gas, Inc. Disclosed balance after: 3,939,500 F4 · shares: 44,500 shares of common stock were issued as a result of the conversion of 44,500 rights to receive common stock as a result of the merger of AEM with the issuer on August 9, 2019. The closing price of the shares on August 9, 2019 was $4.42. F2 · ownership.nature: Mr. DeCubellis, as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc. exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| August 09, 2019 Filed Aug 27, 2019 15:05 UTC |
PLISKA ADAM JDirector · President
|
GrantWarrant · Derivative | 38,000 | $11.50 Strike: $11.50 | $437,000.00 |
DisclosureSEC source: 0001179110-19-009865 · edgar.xml · derivative · entry 4 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Lipscomb/Visoli Children's Trust Disclosed balance after: 140,024 Underlying: Common Stock · 38,000 shares Expires 2024-08-09 F4 · security: 38,000 warrants to purchase common stock issuable to the Lipscomb/Visoli Children's Trust, of which Mr. Pliska is trustee, on account of a $1 million promissory note issued to such trust on or about May 17, 2019. Mr. Pliska disclaims any pecuniary interest in such warrants. Read SEC document |
| August 09, 2019 Filed Aug 27, 2019 15:05 UTC |
PLISKA ADAM JDirector · President
|
GrantWarrants · Derivative | 102,024 | $11.50 Strike: $11.50 | $1,173,276.00 |
DisclosureSEC source: 0001179110-19-009865 · edgar.xml · derivative · entry 3 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,024 Underlying: Common Stock · 102,024 shares Expires 2024-08-09 F2 · security: The reporting person acquired warrants to purchase 102,024 shares of issuer common stock in exchange for 311,516 shares of AEM previously held by the reporting person pursuant to AEM's merger with the issuer. Of the 102,024 warrants issued to the reporting person in the merger, 10,202 warrants are currently being held in escrow and are subject to forfeiture during the one-year period following the merger to satisfy claims arising as a result of AEM's breach of the merger agreement. The closing price of the warrants on August 9, 2019 was $0.02005 per warrant. Read SEC document |
| August 09, 2019 Filed Aug 27, 2019 15:05 UTC |
PLISKA ADAM JDirector · President
|
OtherCommon Stock | 117,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009865 · edgar.xml · nonDerivative · entry 2 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Lipscomb/Visoli Children's Trust Disclosed balance after: 117,647 F5 · security: Includes 117,647 shares that will be issuable to the Lipscomb/Visoli Children's Trust, of which Mr. Pliska is trustee, if the trust elects to convert the $1 million promissory note issued to such trust on or about May 17, 2019. Mr. Pliska disclaims any pecuniary interest in such shares. Read SEC document |
| August 09, 2019 Filed Aug 27, 2019 15:05 UTC |
PLISKA ADAM JDirector · President
|
OtherCommon Stock | 857,816 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-009865 · edgar.xml · nonDerivative · entry 1 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,816 F1 · price: The reporting person acquired 311,516 shares of issuer common stock in exchange for 311,516 shares of Allied Esports Media, Inc. ("AEM") previously held by the reporting person pursuant to AEM's merger with the issuer. Of the 311,516 shares issued to the reporting person in the merger, 31,152 shares are currently being held in escrow and are subject to forfeiture during the one-year period following the merger to satisfy claims arising as a result of AEM's breach of any of the merger agreement. Excludes 103,263 additional shares of the issuer's common stock that the reporting person, as a former shareholder of AEM, will be entitled to receive as additional consideration under the merger agreement if the last reported sales price of the issuer's Common Stock equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, and recapitalizations) for any consecutive 30 calendar days during the 5-year period commencing on August 9, 2019. F3 · price: Also includes 546,300 shares issued in satisfaction of AEM's obligation to the reporting person for prior services rendered and shares issued as consideration under profit sharing and introduction agreement, payable in connection with the foregoing merger. The closing price of the shares on August 9, 2019 was $4.42 per share. Read SEC document |
| August 09, 2019 Filed Sep 17, 2019 09:26 UTC Amendment |
BERMAN LYLEDirector · Chairman
|
OtherCommon Stock | 43,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010392 · edgar.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,800 F1 · kind: Issued to reporting person pursuant to the Share Purchase Agreement in connection with the merger of Allied Esports Media, Inc. ("AEM") with the issuer, as 15% of the shares purchased by the reporting person. This amendment is being filed to correct this amount from the previously filed Form 4. F1 · shares: Issued to reporting person pursuant to the Share Purchase Agreement in connection with the merger of Allied Esports Media, Inc. ("AEM") with the issuer, as 15% of the shares purchased by the reporting person. This amendment is being filed to correct this amount from the previously filed Form 4. F2 · ownership.direct: All shares held by the Reporting Person's Revocable Trust. Read SEC document |
| August 09, 2019 Filed Sep 18, 2019 21:30 UTC Amendment |
DeCubellis KennethDirector · Chief Financial Officer · 10% owner
Sow Good Inc.10% owner
|
ConversionWarrants to purchase Common Stock · Derivative | 60,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001179110-19-010469 · edgar.xml · derivative · entry 6 DeCubellis Kenneth · CIK 0001534148 · Director · Chief Financial Officer · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Black Ridge Oil & Gas, Inc. Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2024-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Black Ridge received 66,000 shares of common stock and 60,000 warrants (the "Warrants") upon the conversion of convertible promissory notes held by Black Ridge in the principal amount of $600,000. The notes were converted as a result of the merger of AEM with Allied Esports Entertainment, Inc. on August 9, 2019. F7 · kind: This transaction was inadvertently omitted from the original form 4 filing. F1 · ownership.nature: Mr. DeCubellis, as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc. ("Black Ridge") exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| August 09, 2019 Filed Sep 18, 2019 21:30 UTC Amendment |
DeCubellis KennethDirector · Chief Financial Officer · 10% owner
Sow Good Inc.10% owner
|
ConversionWarrants to purchase common stock · Derivative | 445,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001179110-19-010469 · edgar.xml · derivative · entry 5 DeCubellis Kenneth · CIK 0001534148 · Director · Chief Financial Officer · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Black Ridge Oil & Gas, Inc. Disclosed balance after: 445,000 Underlying: Common Stock · 445,000 shares Expires 2024-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: 489,500 shares of common stock and 445,000 warrants were issued as a result of the conversion of 445,000 previously existing units held by Black Ridge, in connection with the merger of Allied Esports Media, Inc. ("AEM") with Allied Esports Entertainment, Inc. on August 9, 2019. F7 · kind: This transaction was inadvertently omitted from the original form 4 filing. F1 · ownership.nature: Mr. DeCubellis, as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc. ("Black Ridge") exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| August 09, 2019 Filed Sep 18, 2019 21:30 UTC Amendment |
DeCubellis KennethDirector · Chief Financial Officer · 10% owner
Sow Good Inc.10% owner
|
OtherCommon Stock | 720,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010469 · edgar.xml · nonDerivative · entry 4 DeCubellis Kenneth · CIK 0001534148 · Director · Chief Financial Officer · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Black Ridge Oil & Gas, Inc. Disclosed balance after: 2,685,500 F5 · kind: 720,000 shares were transferred to subscribers in the issuer's private placement that closed on August 9, 2019. F6 · kind: This amendment is being filed to correct the transaction code. F1 · ownership.nature: Mr. DeCubellis, as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc. ("Black Ridge") exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| August 09, 2019 Filed Sep 18, 2019 21:30 UTC Amendment |
DeCubellis KennethDirector · Chief Financial Officer · 10% owner
Sow Good Inc.10% owner
|
OtherCommon Stock | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010469 · edgar.xml · nonDerivative · entry 3 DeCubellis Kenneth · CIK 0001534148 · Director · Chief Financial Officer · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Black Ridge Oil & Gas, Inc. Disclosed balance after: 3,405,500 F4 · kind: 600,000 shares were transferred to Primo Vital Limited in connection with the merger of AEM with the issuer on August 9, 2019. F6 · kind: This amendment is being filed to correct the transaction code. F1 · ownership.nature: Mr. DeCubellis, as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc. ("Black Ridge") exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| August 09, 2019 Filed Sep 18, 2019 21:30 UTC Amendment |
DeCubellis KennethDirector · Chief Financial Officer · 10% owner
Sow Good Inc.10% owner
|
ConversionCommon Stock | 66,000 | $9.09 | $599,940.00 |
DisclosureSEC source: 0001179110-19-010469 · edgar.xml · nonDerivative · entry 2 DeCubellis Kenneth · CIK 0001534148 · Director · Chief Financial Officer · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Black Ridge Oil & Gas, Inc. Disclosed balance after: 4,005,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Black Ridge received 66,000 shares of common stock and 60,000 warrants (the "Warrants") upon the conversion of convertible promissory notes held by Black Ridge in the principal amount of $600,000. The notes were converted as a result of the merger of AEM with Allied Esports Entertainment, Inc. on August 9, 2019. F6 · kind: This amendment is being filed to correct the transaction code. F1 · ownership.nature: Mr. DeCubellis, as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc. ("Black Ridge") exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| August 09, 2019 Filed Sep 18, 2019 21:30 UTC Amendment |
DeCubellis KennethDirector · Chief Financial Officer · 10% owner
Sow Good Inc.10% owner
|
ConversionCommon Stock | 489,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010469 · edgar.xml · nonDerivative · entry 1 DeCubellis Kenneth · CIK 0001534148 · Director · Chief Financial Officer · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Black Ridge Oil & Gas, Inc. Disclosed balance after: 3,939,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: 489,500 shares of common stock and 445,000 warrants were issued as a result of the conversion of 445,000 previously existing units held by Black Ridge, in connection with the merger of Allied Esports Media, Inc. ("AEM") with Allied Esports Entertainment, Inc. on August 9, 2019. F6 · kind: This amendment is being filed to correct the transaction code. F8 · shares: This amendment corrects the number of shares. F1 · ownership.nature: Mr. DeCubellis, as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc. ("Black Ridge") exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| August 09, 2019 Filed Aug 12, 2020 00:00 UTC Amendment |
Ng FrankDirector · CEO
|
GrantConvertible Promissory Note · Derivative | 117,648 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008921 · edgar.xml · derivative · entry 2 Ng Frank · CIK 0001785810 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 117,648 Underlying: Common Stock · 117,648 shares Expires 2022-02-23 F1 · derivative.exercise_price: 117,648 shares will be issuable to Ms. Man Sha, the reporting person's spouse, upon conversion of the $1 million promissory note issued on or about May 17, 2019. F1 · price: 117,648 shares will be issuable to Ms. Man Sha, the reporting person's spouse, upon conversion of the $1 million promissory note issued on or about May 17, 2019. F1 · derivative.exercise_date: 117,648 shares will be issuable to Ms. Man Sha, the reporting person's spouse, upon conversion of the $1 million promissory note issued on or about May 17, 2019. Read SEC document |
| July 26, 2019 Filed Aug 20, 2019 19:43 UTC |
BERMAN LYLEDirector · Chairman
|
GrantCommon Stock | 292,000 | $10.30 | $3,007,600.00 |
DisclosureSEC source: 0001179110-19-009726 · edgar.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,000 F1 · shares: purchased pursuant to share purchase agreement between reporting person and issuer dated July 17, 2019 (the "Share Purchase Agreement"). Read SEC document |
| October 18, 2017 Filed Aug 21, 2019 20:35 UTC |
DeCubellis KennethDirector · Chief Financial Officer · 10% owner
Sow Good Inc.10% owner
|
GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009752 · edgar.xml · nonDerivative · entry 3 DeCubellis Kenneth · CIK 0001534148 · Director · Chief Financial Officer · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Black Ridge Oil & Gas, Inc. Disclosed balance after: 3,895,000 F8 · shares: 45,000 shares of common stock were issued by the issuer, subject to the underwriter's over-allotment option, on October 18, 2017. F2 · ownership.nature: Mr. DeCubellis, as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc. exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| October 18, 2017 Filed Sep 18, 2019 21:29 UTC |
DeCubellis KennethDirector · Chief Financial Officer · 10% owner
Sow Good Inc.10% owner
|
OtherRight to purchase common stock · Derivative | 4,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-010467 · edgar.xml · derivative · entry 3 DeCubellis Kenneth · CIK 0001534148 · Director · Chief Financial Officer · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Black Ridge Oil & Gas, Inc. Disclosed balance after: 4,500 Underlying: Common Stock · 4,500 shares Expires 2019-08-19 F2 · derivative.exercise_price: The reporting person purchased 45,000 private placement units, including 45,000 shares and certain rights and warrants, at a price of $10.00 per unit. F2 · kind: The reporting person purchased 45,000 private placement units, including 45,000 shares and certain rights and warrants, at a price of $10.00 per unit. F2 · price: The reporting person purchased 45,000 private placement units, including 45,000 shares and certain rights and warrants, at a price of $10.00 per unit. F1 · ownership.nature: Mr. DeCubellis as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc. exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| October 18, 2017 Filed Sep 18, 2019 21:29 UTC |
DeCubellis KennethDirector · Chief Financial Officer · 10% owner
Sow Good Inc.10% owner
|
OtherWarrants to Purchase Common Stock · Derivative | 45,000 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001179110-19-010467 · edgar.xml · derivative · entry 2 DeCubellis Kenneth · CIK 0001534148 · Director · Chief Financial Officer · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2022-10-18 F2 · kind: The reporting person purchased 45,000 private placement units, including 45,000 shares and certain rights and warrants, at a price of $10.00 per unit. F2 · price: The reporting person purchased 45,000 private placement units, including 45,000 shares and certain rights and warrants, at a price of $10.00 per unit. Read SEC document |
| October 18, 2017 Filed Sep 18, 2019 21:29 UTC |
DeCubellis KennethDirector · Chief Financial Officer · 10% owner
Sow Good Inc.10% owner
|
OtherCommon Stock | 45,000 | $10.00 | $450,000.00 |
DisclosureSEC source: 0001179110-19-010467 · edgar.xml · nonDerivative · entry 1 DeCubellis Kenneth · CIK 0001534148 · Director · Chief Financial Officer · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Black Ridge Oil & Gas, Inc. Disclosed balance after: 3,895,000 F2 · kind: The reporting person purchased 45,000 private placement units, including 45,000 shares and certain rights and warrants, at a price of $10.00 per unit. F1 · ownership.nature: Mr. DeCubellis as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc. exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| October 10, 2017 Filed Aug 21, 2019 20:35 UTC |
DeCubellis KennethDirector · Chief Financial Officer · 10% owner
Sow Good Inc.10% owner
|
GrantCommon Stock | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009752 · edgar.xml · nonDerivative · entry 2 DeCubellis Kenneth · CIK 0001534148 · Director · Chief Financial Officer · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Black Ridge Oil & Gas, Inc. Disclosed balance after: 3,850,000 F3 · shares: 400,000 shares of common stock were issued by the issuer as a result of the initial public offering on October 10,2017. F2 · ownership.nature: Mr. DeCubellis, as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc. exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| May 09, 2017 Filed Aug 21, 2019 20:35 UTC |
DeCubellis KennethDirector · Chief Financial Officer · 10% owner
Sow Good Inc.10% owner
|
GrantCommon Stock | 3,450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-009752 · edgar.xml · nonDerivative · entry 1 DeCubellis Kenneth · CIK 0001534148 · Director · Chief Financial Officer · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Black Ridge Oil & Gas, Inc. Disclosed balance after: 3,450,000 F1 · shares: On October 4, 2017, the Issuer effected a stock dividend of 0.2 shares for each share outstanding, resulting in the reporting person receiving an additional 575,000 shares, for an aggregate total ownership of 3,450,000 shares. F2 · ownership.nature: Mr. DeCubellis, as Chairman and Chief Executive Officer of Black Ridge Oil & Gas, Inc. exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.