Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2020 Filed Aug 12, 2020 00:01 UTC |
Ng FrankDirector · CEO
|
GrantCommon Stock | 46,083 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008922 · edgar.xml · nonDerivative · entry 1 Ng Frank · CIK 0001785810 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,624 F1 · price: Grant of restricted stock; which restrictions lapse on 8/18/2021. F2 · balance_after: Includes 21,202 shares issued to the reporting person pursuant to restricted stock grants. Restrictions lapse on 3,534 shares on 9/20/2020 and 17,668 shares on 11/12/2020. Read SEC document |
| August 07, 2020 Filed Aug 13, 2020 21:44 UTC |
HANNIGAN JUDSONCEO of Allied Esports Int'l
|
GrantCommon Stock | 23,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009003 · edgar.xml · nonDerivative · entry 1 HANNIGAN JUDSON · CIK 0001821078 · CEO of Allied Esports Int'l 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,747 F1 · kind: Grant of restricted stock; which restrictions lapse on 8/18/2021. F1 · shares: Grant of restricted stock; which restrictions lapse on 8/18/2021. F2 · balance_after: Includes 8,834 shares issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 11/12/2020. Read SEC document |
| July 09, 2020 Filed Jul 13, 2020 21:07 UTC |
DeCubellis Kenneth10% owner
Sow Good Inc.10% owner
|
SaleCommon Stock | 20,000 | $2.50 | $50,000.00 |
DisclosureSEC source: 0001683168-20-002250 · ownership.xml · nonDerivative · entry 1 DeCubellis Kenneth · CIK 0001534148 · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By BlackRidge Oil & Gas Inc Disclosed balance after: 2,853,532 F2 · kind: The sale of the Issuer's shares reflected in Column 4 was made pursuant to a Rule 10b5-1 trading plan entered into by Black Ridge on June 15, 2020. F2 · price: The sale of the Issuer's shares reflected in Column 4 was made pursuant to a Rule 10b5-1 trading plan entered into by Black Ridge on June 15, 2020. F1 · ownership.nature: Mr. DeCubellis, as Chief Executive Officer and Interim Chief Financial Officer of Black Ridge Oil & Gas, Inc. ("Black Ridge") exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| July 01, 2020 Filed Jul 8, 2020 16:25 UTC |
Chen YinghuaDirector
|
GrantStock Options · Derivative | 40,000 | $0.00 Strike: $2.11 | $0.00 |
DisclosureSEC source: 0001179110-20-008108 · edgar.xml · derivative · entry 2 Chen Yinghua · CIK 0001817142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2030-07-01 F2 · derivative.exercise_date: 10,000 shares vest on each of 7/01/2021, 7/01/2022, 7/01/2023 and 7/01/2024. Read SEC document |
| July 01, 2020 Filed Jul 8, 2020 16:25 UTC |
Chen YinghuaDirector
|
GrantCommon Stock | 9,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-008108 · edgar.xml · nonDerivative · entry 1 Chen Yinghua · CIK 0001817142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,479 F1 · shares: Issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 7/01/2021. Read SEC document |
| July 01, 2020 Filed Jul 8, 2020 16:51 UTC |
Kim Tae HyungDirector
|
GrantStock Options · Derivative | 40,000 | $0.00 Strike: $2.11 | $0.00 |
DisclosureSEC source: 0001179110-20-008114 · edgar.xml · derivative · entry 2 Kim Tae Hyung · CIK 0001817081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2030-07-01 F2 · derivative.exercise_date: 10,000 shares vest on each of 7/01/2021, 7/01/2022, 7/01/2023 and 7/01/2024. Read SEC document |
| July 01, 2020 Filed Jul 8, 2020 16:51 UTC |
Kim Tae HyungDirector
|
GrantCommon Stock | 9,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-008114 · edgar.xml · nonDerivative · entry 1 Kim Tae Hyung · CIK 0001817081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,479 F1 · shares: Issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 7/01/2021. Read SEC document |
| July 01, 2020 Filed Feb 26, 2024 20:26 UTC |
Chen YinghuaDirector · Chief Executive Officer
|
GrantStock Options (right to buy) · Derivative | 40,000 | $0.00 Strike: $2.11 | $0.00 |
DisclosureSEC source: 0000929638-24-000771 · form4.xml · derivative · entry 4 Chen Yinghua · CIK 0001817142 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2030-07-01 F5 · derivative.exercise_date: 10,000 shares vest on each of 7/01/2021, 7/01/2022, 7/01/2023, and 7/01/2024. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 20:39 UTC |
DeCubellis Kenneth10% owner
Sow Good Inc.10% owner
|
SaleCommon Stock | 20,000 | $2.50 | $50,062.00 |
DisclosureSEC source: 0001683168-20-002064 · ownership.xml · nonDerivative · entry 1 DeCubellis Kenneth · CIK 0001534148 · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Black Ridge Oil & Gas, Inc. Disclosed balance after: 2,873,532 F2 · kind: The sale of the Issuer's shares reflected in Column 4 was made pursuant to a Rule 10b5-1 trading plan entered into by Black Ridge on June 15, 2020. F2 · price: The sale of the Issuer's shares reflected in Column 4 was made pursuant to a Rule 10b5-1 trading plan entered into by Black Ridge on June 15, 2020. F1 · ownership.nature: Mr.DeCubellis, as Chief Executive Officer and Interim Chief Financial Officer of Black Ridge Oil & Gas, Inc. ("Black Ridge") exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| June 22, 2020 Filed Jun 22, 2020 23:37 UTC |
DeCubellis Kenneth10% owner
Sow Good Inc.10% owner
|
SaleCommon Stock | 20,000 | $2.56 | $51,124.00 |
DisclosureSEC source: 0001683168-20-002036 · ownership.xml · nonDerivative · entry 4 DeCubellis Kenneth · CIK 0001534148 · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Black Ridge Oil & Gas, Inc. Disclosed balance after: 2,893,532 F2 · kind: The sale of the Issuer's shares reflected in Column 4 were made pursuant to a Rule 10b5-1 trading plan entered into by Black Ridge on June 15, 2020. F2 · price: The sale of the Issuer's shares reflected in Column 4 were made pursuant to a Rule 10b5-1 trading plan entered into by Black Ridge on June 15, 2020. F1 · ownership.nature: Mr. DeCubellis, as Chief Executive Officer and Interim Chief Financial Officer of Black Ridge Oil & Gas, Inc. ("Black Ridge"), exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| June 19, 2020 Filed Jun 22, 2020 23:37 UTC |
DeCubellis Kenneth10% owner
Sow Good Inc.10% owner
|
SaleCommon Stock | 20,000 | $2.80 | $56,020.00 |
DisclosureSEC source: 0001683168-20-002036 · ownership.xml · nonDerivative · entry 3 DeCubellis Kenneth · CIK 0001534148 · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Black Ridge Oil & Gas, Inc. Disclosed balance after: 2,913,532 F2 · kind: The sale of the Issuer's shares reflected in Column 4 were made pursuant to a Rule 10b5-1 trading plan entered into by Black Ridge on June 15, 2020. F2 · price: The sale of the Issuer's shares reflected in Column 4 were made pursuant to a Rule 10b5-1 trading plan entered into by Black Ridge on June 15, 2020. F1 · ownership.nature: Mr. DeCubellis, as Chief Executive Officer and Interim Chief Financial Officer of Black Ridge Oil & Gas, Inc. ("Black Ridge"), exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 23:37 UTC |
DeCubellis Kenneth10% owner
Sow Good Inc.10% owner
|
SaleCommon Stock | 20,000 | $3.06 | $61,180.00 |
DisclosureSEC source: 0001683168-20-002036 · ownership.xml · nonDerivative · entry 2 DeCubellis Kenneth · CIK 0001534148 · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Black Ridge Oil & Gas, Inc. Disclosed balance after: 2,933,532 F2 · kind: The sale of the Issuer's shares reflected in Column 4 were made pursuant to a Rule 10b5-1 trading plan entered into by Black Ridge on June 15, 2020. F2 · price: The sale of the Issuer's shares reflected in Column 4 were made pursuant to a Rule 10b5-1 trading plan entered into by Black Ridge on June 15, 2020. F1 · ownership.nature: Mr. DeCubellis, as Chief Executive Officer and Interim Chief Financial Officer of Black Ridge Oil & Gas, Inc. ("Black Ridge"), exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 23:37 UTC |
DeCubellis Kenneth10% owner
Sow Good Inc.10% owner
|
SaleCommon Stock | 80,000 | $3.18 | $254,080.00 |
DisclosureSEC source: 0001683168-20-002036 · ownership.xml · nonDerivative · entry 1 DeCubellis Kenneth · CIK 0001534148 · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · by Black Ridge Oil & Gas, Inc. Disclosed balance after: 2,953,532 F2 · kind: The sale of the Issuer's shares reflected in Column 4 were made pursuant to a Rule 10b5-1 trading plan entered into by Black Ridge on June 15, 2020. F2 · price: The sale of the Issuer's shares reflected in Column 4 were made pursuant to a Rule 10b5-1 trading plan entered into by Black Ridge on June 15, 2020. F1 · ownership.nature: Mr. DeCubellis, as Chief Executive Officer and Interim Chief Financial Officer of Black Ridge Oil & Gas, Inc. ("Black Ridge"), exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| June 17, 2020 Filed Jun 18, 2020 19:03 UTC |
PLISKA ADAM JDirector · President
|
SaleCommon Stock | 151,500 | $2.05 | $310,756.80 |
DisclosureSEC source: 0001179110-20-007525 · edgar.xml · nonDerivative · entry 4 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,466 F5 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated June 11, 2020. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.98 to $2.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. F5 · price: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated June 11, 2020. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.98 to $2.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. F2 · balance_after: Inludes 7,951 shares issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 19:03 UTC |
PLISKA ADAM JDirector · President
|
SaleCommon Stock | 37,865 | $2.30 | $87,248.53 |
DisclosureSEC source: 0001179110-20-007525 · edgar.xml · nonDerivative · entry 3 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,966 F4 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated June 11, 2020. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.18 to $2.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. F4 · price: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated June 11, 2020. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.18 to $2.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 19:03 UTC |
PLISKA ADAM JDirector · President
|
SaleCommon Stock | 121,650 | $2.17 | $264,552.26 |
DisclosureSEC source: 0001179110-20-007525 · edgar.xml · nonDerivative · entry 2 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,831 F3 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated June 11, 2020. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.05 to $2.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. F3 · price: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated June 11, 2020. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.05 to $2.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 22:09 UTC |
PLISKA ADAM JDirector · President
|
SaleCommon Stock | 170,260 | $2.48 | $422,193.72 |
DisclosureSEC source: 0001179110-20-007446 · edgar.xml · nonDerivative · entry 3 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,481 F4 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated June 11, 2020. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.26 to $2.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. F4 · price: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated June 11, 2020. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.26 to $2.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. F2 · balance_after: Inludes 7,951 shares issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 22:09 UTC |
PLISKA ADAM JDirector · President
|
SaleCommon Stock | 65,026 | $2.48 | $161,082.41 |
DisclosureSEC source: 0001179110-20-007446 · edgar.xml · nonDerivative · entry 2 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,741 F3 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated June 11, 2020. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.30 to $2.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. F3 · price: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated June 11, 2020. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.30 to $2.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 20:40 UTC |
DeCubellis Kenneth10% owner
Sow Good Inc.10% owner
|
SaleCommon Stock | 27,000 | $2.99 | $80,670.60 |
DisclosureSEC source: 0001683168-20-001942 · ownership.xml · nonDerivative · entry 2 DeCubellis Kenneth · CIK 0001534148 · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Blackridge Oil & Gas, Inc. Disclosed balance after: 3,033,532 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.95 to $3.01, inclusive. F1 · ownership.nature: Mr. DeCubellis, as Chief Executive Officer and Interim Chief Financial Officer of Black Ridge Oil & Gas, Inc. ("Black Ridge") exercises voting dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 20:40 UTC |
DeCubellis Kenneth10% owner
Sow Good Inc.10% owner
|
SaleCommon Stock | 129,968 | $3.29 | $427,295.79 |
DisclosureSEC source: 0001683168-20-001942 · ownership.xml · nonDerivative · entry 1 DeCubellis Kenneth · CIK 0001534148 · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Blackridge Oil & Gas, Inc. Disclosed balance after: 3,060,532 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.200 to $3.3119, inclusive. The reporting persons undertake to provide to Allied Esports Entertainment, Inc. ("AESE"), any security holder of AESE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. F1 · ownership.nature: Mr. DeCubellis, as Chief Executive Officer and Interim Chief Financial Officer of Black Ridge Oil & Gas, Inc. ("Black Ridge") exercises voting dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest Read SEC document |
| May 15, 2020 Filed May 19, 2020 14:39 UTC |
BERMAN LYLEDirector · Chairman
|
OtherPut Option (obligation to purchase) · Derivative | 1,018,848 | Not disclosed Strike: $1.96 | Not disclosed |
DisclosureSEC source: 0001179110-20-006273 · edgar.xml · derivative · entry 3 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,018,848 shares Expires 2020-05-15 F4 · kind: On May 15, 2020, the Company sold the shares to the Reporting Person upon the exercise of the Put Option. F1 · price: On February 25, 2020, the Issuer entered into a Put Option Agreement (the "Put Option") with the reporting person, whereby the Company had the right to sell to the reporting person common stock with an aggregate value of up to $2,000,000 at $1.963 per share through April 9, 2020. On April 7, 2020, the parties amended the Put Option to extend the purchase date through May 15, 2020. Read SEC document |
| May 15, 2020 Filed May 19, 2020 14:39 UTC |
BERMAN LYLEDirector · Chairman
|
OtherCommon Stock | 1,018,848 | $1.96 | $1,999,998.62 |
DisclosureSEC source: 0001179110-20-006273 · edgar.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,478,182 F1 · kind: On February 25, 2020, the Issuer entered into a Put Option Agreement (the "Put Option") with the reporting person, whereby the Company had the right to sell to the reporting person common stock with an aggregate value of up to $2,000,000 at $1.963 per share through April 9, 2020. On April 7, 2020, the parties amended the Put Option to extend the purchase date through May 15, 2020. F4 · kind: On May 15, 2020, the Company sold the shares to the Reporting Person upon the exercise of the Put Option. F2 · balance_after: 3,534 shares of which were issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. F3 · ownership.direct: All shares held by the Reporting Person's Revocable Trust. Read SEC document |
| May 15, 2020 Filed Jun 9, 2020 18:07 UTC Amendment |
BERMAN LYLEDirector · Chairman
|
GrantPut Option (obligation to purchase) · Derivative | 1,018,848 | Not disclosed Strike: $1.96 | Not disclosed |
DisclosureSEC source: 0001179110-20-007148 · edgar.xml · derivative · entry 3 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,018,848 shares Expires 2020-05-15 F4 · kind: On May 15, 2020, the Company sold the shares to the Reporting Person upon the exercise of the Put Option. F5 · kind: This form is being amended to correct the transaction code to an "A" to reflect that the transaction between the director and Issuer is exempt under Rule 16b-3(d). Both Board and Shareholder approval were obtained for the transaction. F1 · price: On February 25, 2020, the Issuer entered into a Put Option Agreement (the "Put Option") with the reporting person, whereby the Company had the right to sell to the reporting person common stock with an aggregate value of up to $2,000,000 at $1.963 per share through April 9, 2020. On April 7, 2020, the parties amended the Put Option to extend the purchase date through May 15, 2020. Read SEC document |
| May 15, 2020 Filed Jun 9, 2020 18:07 UTC Amendment |
BERMAN LYLEDirector · Chairman
|
GrantCommon Stock | 1,018,848 | $1.96 | $1,999,998.62 |
DisclosureSEC source: 0001179110-20-007148 · edgar.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,478,182 F1 · kind: On February 25, 2020, the Issuer entered into a Put Option Agreement (the "Put Option") with the reporting person, whereby the Company had the right to sell to the reporting person common stock with an aggregate value of up to $2,000,000 at $1.963 per share through April 9, 2020. On April 7, 2020, the parties amended the Put Option to extend the purchase date through May 15, 2020. F4 · kind: On May 15, 2020, the Company sold the shares to the Reporting Person upon the exercise of the Put Option. F5 · kind: This form is being amended to correct the transaction code to an "A" to reflect that the transaction between the director and Issuer is exempt under Rule 16b-3(d). Both Board and Shareholder approval were obtained for the transaction. F2 · balance_after: 3,534 shares of which were issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. F3 · ownership.direct: All shares held by the Reporting Person's Revocable Trust. Read SEC document |
| February 25, 2020 Filed May 19, 2020 14:39 UTC |
BERMAN LYLEDirector · Chairman
|
OtherPut Option (obligation to purchase) · Derivative | 1,018,848 | Not disclosed Strike: $1.96 | Not disclosed |
DisclosureSEC source: 0001179110-20-006273 · edgar.xml · derivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,848 Underlying: Common Stock · 1,018,848 shares Expires 2020-05-15 F1 · kind: On February 25, 2020, the Issuer entered into a Put Option Agreement (the "Put Option") with the reporting person, whereby the Company had the right to sell to the reporting person common stock with an aggregate value of up to $2,000,000 at $1.963 per share through April 9, 2020. On April 7, 2020, the parties amended the Put Option to extend the purchase date through May 15, 2020. F1 · price: On February 25, 2020, the Issuer entered into a Put Option Agreement (the "Put Option") with the reporting person, whereby the Company had the right to sell to the reporting person common stock with an aggregate value of up to $2,000,000 at $1.963 per share through April 9, 2020. On April 7, 2020, the parties amended the Put Option to extend the purchase date through May 15, 2020. Read SEC document |
| February 25, 2020 Filed Jun 9, 2020 18:07 UTC Amendment |
BERMAN LYLEDirector · Chairman
|
GrantPut Option (obligation to purchase) · Derivative | 1,018,848 | Not disclosed Strike: $1.96 | Not disclosed |
DisclosureSEC source: 0001179110-20-007148 · edgar.xml · derivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,018,848 Underlying: Common Stock · 1,018,848 shares Expires 2020-05-15 F1 · kind: On February 25, 2020, the Issuer entered into a Put Option Agreement (the "Put Option") with the reporting person, whereby the Company had the right to sell to the reporting person common stock with an aggregate value of up to $2,000,000 at $1.963 per share through April 9, 2020. On April 7, 2020, the parties amended the Put Option to extend the purchase date through May 15, 2020. F5 · kind: This form is being amended to correct the transaction code to an "A" to reflect that the transaction between the director and Issuer is exempt under Rule 16b-3(d). Both Board and Shareholder approval were obtained for the transaction. F1 · price: On February 25, 2020, the Issuer entered into a Put Option Agreement (the "Put Option") with the reporting person, whereby the Company had the right to sell to the reporting person common stock with an aggregate value of up to $2,000,000 at $1.963 per share through April 9, 2020. On April 7, 2020, the parties amended the Put Option to extend the purchase date through May 15, 2020. Read SEC document |
| November 21, 2019 Filed Dec 6, 2019 10:00 UTC |
HUNG ANTHONY AChief Financial Officer
|
GrantStock Options · Derivative | 170,000 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001179110-19-012487 · edgar.xml · derivative · entry 2 HUNG ANTHONY A · CIK 0001795820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Common Stock · 170,000 shares Expires 2029-11-21 F1 · derivative.exercise_date: 42,500 shares vest on each of 11/21/2020, 11/21/2021 11/21/2022 and 11/21/2023. Read SEC document |
| November 21, 2019 Filed Dec 6, 2019 22:22 UTC |
Ng FrankDirector · CEO
|
GrantStock Options · Derivative | 300,000 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001179110-19-012516 · edgar.xml · derivative · entry 3 Ng Frank · CIK 0001785810 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2029-11-21 F2 · derivative.exercise_date: 75,000 shares vest on each of 11/21/2020, 11/21/2021, 11/21/2022 and 11/21/2023. Read SEC document |
| November 21, 2019 Filed Dec 6, 2019 22:23 UTC |
Moon DavidChief Operating Officer
|
GrantStock Options · Derivative | 270,000 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001179110-19-012517 · edgar.xml · derivative · entry 2 Moon David · CIK 0001785999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,000 Underlying: Common Stock · 270,000 shares Expires 2029-11-21 F2 · derivative.exercise_date: 67,500 shares vest on each of 11/21/2020, 11/21/2021, 11/21/2022, and 11/21/2023. Read SEC document |
| November 21, 2019 Filed Dec 6, 2019 22:24 UTC |
PLISKA ADAM JDirector · President
|
GrantStock Options · Derivative | 170,000 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0001179110-19-012519 · edgar.xml · derivative · entry 3 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Common Stock · 170,000 shares Expires 2029-11-21 F3 · derivative.exercise_date: 42,500 shares vest on each of 11/21/2020, 11/21/2021 11/21/2022 and 11/21/2023. Read SEC document |
| November 21, 2019 Filed Feb 26, 2024 22:18 UTC |
PLISKA ADAM JDirector
|
GrantStock Options (right to buy) · Derivative | 170,000 | $0.00 Strike: $4.09 | $0.00 |
DisclosureSEC source: 0000929638-24-000769 · form4.xml · derivative · entry 3 PLISKA ADAM J · CIK 0001431523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,000 Underlying: Common Stock · 170,000 shares Expires 2029-11-21 F4 · derivative.exercise_date: 42,500 shares vest on each of 11/21/2020, 11/21/2021, 11/21/2022, and 11/21/2023. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 16:38 UTC |
BERMAN LYLEDirector · Chairman
|
GrantStock Options · Derivative | 40,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001179110-19-010587 · edgar.xml · derivative · entry 2 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-09-20 F3 · derivative.exercise_date: 10,000 shares vest on each of 9/20/2020, 9/20/2021, 9/20/2022 and 9/20/2023. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 16:38 UTC |
BERMAN LYLEDirector · Chairman
|
GrantCommon Stock | 3,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010587 · edgar.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,334 F1 · shares: Issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. F2 · ownership.direct: All shares held by the Reporting Person's Revocable Trust. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:48 UTC |
OEHLER BENJAMIN SDirector
|
GrantStock Options · Derivative | 40,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001179110-19-010604 · edgar.xml · derivative · entry 2 OEHLER BENJAMIN S · CIK 0001507167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-09-20 F2 · derivative.exercise_date: 10,000 shares vest on each of 9/20/2020, 9/20/2021, 9/20/2022 and 9/20/2023. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:48 UTC |
OEHLER BENJAMIN SDirector
|
GrantCommon Stock | 3,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010604 · edgar.xml · nonDerivative · entry 1 OEHLER BENJAMIN S · CIK 0001507167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,534 F1 · shares: Issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:42 UTC |
Ng FrankDirector · CEO
|
GrantStock Options · Derivative | 40,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001179110-19-010596 · edgar.xml · derivative · entry 3 Ng Frank · CIK 0001785810 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-09-20 F2 · derivative.exercise_date: 10,000 shares vest on each of 9/20/2020, 9/20/2021, 9/20/2022 and 9/20/2023. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:42 UTC |
Ng FrankDirector · CEO
|
GrantCommon Stock | 21,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010596 · edgar.xml · nonDerivative · entry 2 Ng Frank · CIK 0001785810 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,541 F1 · shares: Issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:37 UTC |
Yang EricDirector · 10% owner · Vice Chairman of the Board
Primo Vital Ltd10% owner
|
GrantStock Options · Derivative | 40,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001179110-19-010585 · edgar.xml · derivative · entry 3 Yang Eric · CIK 0001785822 · Director · 10% owner · Vice Chairman of the Board Primo Vital Ltd · CIK 0001785837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-09-20 F3 · derivative.exercise_date: 10,000 shares vest on each of 9/20/2020, 9/20/2021, 9/20/2022 and 9/20/2023. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:37 UTC |
Yang EricDirector · 10% owner · Vice Chairman of the Board
Primo Vital Ltd10% owner
|
GrantCommon Stock | 3,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010585 · edgar.xml · nonDerivative · entry 2 Yang Eric · CIK 0001785822 · Director · 10% owner · Vice Chairman of the Board Primo Vital Ltd · CIK 0001785837 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,806 F2 · shares: Issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:43 UTC |
Moon DavidChief Operating Officer
|
GrantCommon Stock | 8,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010597 · edgar.xml · nonDerivative · entry 1 Moon David · CIK 0001785999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,826 F1 · shares: Issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:41 UTC |
Lahti Joseph JDirector
|
GrantStock Options · Derivative | 40,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001179110-19-010593 · edgar.xml · derivative · entry 2 Lahti Joseph J · CIK 0001305278 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-09-20 F2 · derivative.exercise_date: 10,000 shares vest on each of 9/20/2020, 9/20/2021, 9/20/2022 and 9/20/2023. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:41 UTC |
Lahti Joseph JDirector
|
GrantCommon Stock | 3,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010593 · edgar.xml · nonDerivative · entry 1 Lahti Joseph J · CIK 0001305278 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,534 F1 · shares: Issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:41 UTC |
TYEN KANHEE ANTHONYDirector
|
GrantStock Options · Derivative | 40,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001179110-19-010595 · edgar.xml · derivative · entry 2 TYEN KANHEE ANTHONY · CIK 0001446030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-09-20 F2 · derivative.exercise_date: 10,000 shares vest on each of 9/20/2020, 9/20/2021, 9/20/2022 and 9/20/2023. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:41 UTC |
TYEN KANHEE ANTHONYDirector
|
GrantCommon Stock | 3,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010595 · edgar.xml · nonDerivative · entry 1 TYEN KANHEE ANTHONY · CIK 0001446030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,534 F1 · shares: Issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:41 UTC |
Rogers MayaDirector
|
GrantStock Options · Derivative | 40,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001179110-19-010594 · edgar.xml · derivative · entry 2 Rogers Maya · CIK 0001785526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-09-20 F2 · derivative.exercise_date: 10,000 shares vest on each of 9/20/2020, 9/20/2021, 9/20/2022 and 9/20/2023. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:41 UTC |
Rogers MayaDirector
|
GrantCommon Stock | 3,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010594 · edgar.xml · nonDerivative · entry 1 Rogers Maya · CIK 0001785526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,534 F1 · shares: Issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:40 UTC |
Kim Ho minDirector
|
GrantStock Options · Derivative | 40,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001179110-19-010590 · edgar.xml · derivative · entry 2 Kim Ho min · CIK 0001785825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-09-20 F2 · derivative.exercise_date: 10,000 shares vest on each of 9/20/2020, 9/20/2021, 9/20/2022 and 9/20/2023. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:40 UTC |
Kim Ho minDirector
|
GrantCommon Stock | 3,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010590 · edgar.xml · nonDerivative · entry 1 Kim Ho min · CIK 0001785825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,534 F1 · shares: Issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:39 UTC |
Berman BradDirector
|
GrantStock Options · Derivative | 40,000 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001179110-19-010588 · edgar.xml · derivative · entry 2 Berman Brad · CIK 0001290253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2029-09-20 F2 · derivative.exercise_date: 10,000 shares vest on each of 9/20/2020, 9/20/2021, 9/20/2022 and 9/20/2023. Read SEC document |
| September 20, 2019 Filed Sep 24, 2019 20:39 UTC |
Berman BradDirector
|
GrantCommon Stock | 3,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010588 · edgar.xml · nonDerivative · entry 1 Berman Brad · CIK 0001290253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,534 F1 · shares: Issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.