Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2021 Filed Jan 5, 2021 21:47 UTC |
Lahti Joseph JDirector
|
GrantCommon Stock | 15,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000163 · edgar.xml · nonDerivative · entry 1 Lahti Joseph J · CIK 0001305278 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,325 Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:46 UTC |
Berman BradDirector
|
GrantCommon Stock | 15,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000161 · edgar.xml · nonDerivative · entry 1 Berman Brad · CIK 0001290253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,325 Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:42 UTC |
OEHLER BENJAMIN SDirector
|
GrantCommon Stock | 15,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000154 · edgar.xml · nonDerivative · entry 1 OEHLER BENJAMIN S · CIK 0001507167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,325 Read SEC document |
| December 14, 2020 Filed Jan 29, 2021 21:43 UTC |
Knighted Pastures LLC10% owner
Choi RoyManaging Member of 10% holder
|
PurchaseCommon Stock | 377,736 | $1.48 | $559,049.28 |
DisclosureSEC source: 0001179110-21-000960 · edgar.xml · nonDerivative · entry 3 Knighted Pastures LLC · CIK 0001811775 · 10% owner Choi Roy · CIK 0001836163 · Managing Member of 10% holder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,781,048 Read SEC document |
| December 14, 2020 Filed Jan 29, 2021 21:43 UTC |
Knighted Pastures LLC10% owner
Choi RoyManaging Member of 10% holder
|
PurchaseCommon Stock | 10,454 | $1.50 | $15,681.00 |
DisclosureSEC source: 0001179110-21-000960 · edgar.xml · nonDerivative · entry 2 Knighted Pastures LLC · CIK 0001811775 · 10% owner Choi Roy · CIK 0001836163 · Managing Member of 10% holder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,403,312 Read SEC document |
| December 14, 2020 Filed May 23, 2024 22:53 UTC Amendment |
Knighted Pastures LLC10% owner
Choi Roy10% owner
|
PurchaseCommon Stock | 10,554 | $1.50 | $15,831.00 |
DisclosureSEC source: 0001493152-24-021226 · ownership.xml · nonDerivative · entry 1 Knighted Pastures LLC · CIK 0001811775 · 10% owner Choi Roy · CIK 0001836163 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,403,412 Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 23:03 UTC |
Knighted Pastures LLC10% owner
Choi RoyManaging Member of 10% holder
|
PurchaseCommon Stock | 447,138 | $1.41 | $630,464.58 |
DisclosureSEC source: 0001179110-20-011945 · edgar.xml · nonDerivative · entry 2 Knighted Pastures LLC · CIK 0001811775 · 10% owner Choi Roy · CIK 0001836163 · Managing Member of 10% holder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,392,858 F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.23 to $1.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth. Read SEC document |
| December 10, 2020 Filed Dec 10, 2020 22:19 UTC |
Knighted Pastures LLC10% owner
|
PurchaseCommon Stock | 87,012 | $1.14 | $99,193.68 |
DisclosureSEC source: 0001179110-20-011816 · edgar.xml · nonDerivative · entry 3 Knighted Pastures LLC · CIK 0001811775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,945,720 F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.131 to $1.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 22:19 UTC |
Knighted Pastures LLC10% owner
|
PurchaseCommon Stock | 265,850 | $1.19 | $316,361.50 |
DisclosureSEC source: 0001179110-20-011816 · edgar.xml · nonDerivative · entry 2 Knighted Pastures LLC · CIK 0001811775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,858,708 F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.15 to $1.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 22:19 UTC |
Knighted Pastures LLC10% owner
|
PurchaseCommon Stock | 200,000 | $1.08 | $215,400.00 |
DisclosureSEC source: 0001179110-20-011816 · edgar.xml · nonDerivative · entry 1 Knighted Pastures LLC · CIK 0001811775 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,592,858 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.03 to $1.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 22:25 UTC |
Moon DavidChief Operating Officer
|
Tax withholdingCommon Stock | 4,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-011116 · edgar.xml · nonDerivative · entry 1 Moon David · CIK 0001785999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,456 F1 · kind: Shares forfeited to cover withholding tax obligations payable as a result of the lapse of forfeiture restrictions on shares. F2 · balance_after: Includes 23,042 shares issued to the reporting person pursuant to a restricted stock grant with restrictions lapsing on 8/18/2021. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 22:25 UTC |
HANNIGAN JUDSONCEO of Allied Esports Int'l
|
Tax withholdingCommon Stock | 4,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-011115 · edgar.xml · nonDerivative · entry 1 HANNIGAN JUDSON · CIK 0001821078 · CEO of Allied Esports Int'l 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,396 F1 · kind: Shares forfeited to cover withholding tax obligations payable as a result of the lapse of forfeiture restrictions on shares. F2 · balance_after: Includes 23,042 shares issued to the reporting person pursuant to a restricted stock grant which restrictions lapse on 8/18/2021. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 22:25 UTC |
Ng FrankDirector · CEO
|
Tax withholdingCommon Stock | 10,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-011114 · edgar.xml · nonDerivative · entry 1 Ng Frank · CIK 0001785810 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,855 F1 · kind: Shares forfeited to cover withholding tax obligations payable as a result of the lapse of forfeiture restrictions on shares. F2 · balance_after: Includes 46,083 shares issued to the reporting person pursuant to a restricted stock grant which restrictions lapse on 8/18/2021. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 22:24 UTC |
PLISKA ADAM JDirector · President
|
Tax withholdingCommon Stock | 3,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-011113 · edgar.xml · nonDerivative · entry 1 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,289 F1 · kind: Shares forfeited to cover withholding tax obligations payable as a result of the lapse of forfeiture restrictions on shares. F2 · balance_after: Includes 11,521 shares issued to the reporting person pursuant to a restricted stock grant which restrictions lapse on 8/18/2021. Read SEC document |
| September 24, 2020 Filed Sep 28, 2020 16:51 UTC |
BERMAN LYLEDirector · Chairman
|
GrantCommon Stock | 14,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009981 · edgar.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,079,636 F1 · ownership.direct: All shares held by the Reporting Person's Revocable Trust. Read SEC document |
| September 24, 2020 Filed Sep 28, 2020 16:51 UTC |
HUNG ANTHONY AChief Financial Officer
|
GrantCommon Stock | 35,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-009982 · edgar.xml · nonDerivative · entry 1 HUNG ANTHONY A · CIK 0001795820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,716 F1 · kind: Grant of restricted stock; which restrictions lapse on 8/18/2021. F1 · price: Grant of restricted stock; which restrictions lapse on 8/18/2021. F2 · balance_after: In addition to the current grant, includes 50,000 shares of restricted stock; which restrictions lapse on 25,000 shares on each of 8/18/2021 and 8/18/2022. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 21:11 UTC |
PLISKA ADAM JDirector · President
|
SaleCommon Stock | 15,213 | $1.70 | $25,894.05 |
DisclosureSEC source: 0001179110-20-009201 · edgar.xml · nonDerivative · entry 5 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,265 F1 · kind: The sales of common stock reflected in this Form 4 are pursuant to a Rule 10b-5 trading plans dated August 13, 2020 and August 18, 2020. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.68 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. F6 · balance_after: Includes 19,472 shares issued to the reporting person pursuant to restricted stock grants. Restrictions lapse on 3,534 shares on 9/20/2020; 4,417 shares on 11/12/2020; and 11,521 shares on 8/18/2021. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 21:11 UTC |
PLISKA ADAM JDirector · President
|
SaleCommon Stock | 5,723 | $2.63 | $15,049.77 |
DisclosureSEC source: 0001179110-20-009201 · edgar.xml · nonDerivative · entry 4 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,478 F1 · kind: The sales of common stock reflected in this Form 4 are pursuant to a Rule 10b-5 trading plans dated August 13, 2020 and August 18, 2020. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 21:11 UTC |
PLISKA ADAM JDirector · President
|
SaleCommon Stock | 30,000 | $2.62 | $78,615.00 |
DisclosureSEC source: 0001179110-20-009201 · edgar.xml · nonDerivative · entry 3 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,201 F1 · kind: The sales of common stock reflected in this Form 4 are pursuant to a Rule 10b-5 trading plans dated August 13, 2020 and August 18, 2020. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.61 to $2.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 21:11 UTC |
PLISKA ADAM JDirector · President
|
SaleCommon Stock | 20,000 | $2.63 | $52,536.00 |
DisclosureSEC source: 0001179110-20-009201 · edgar.xml · nonDerivative · entry 2 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,201 F1 · kind: The sales of common stock reflected in this Form 4 are pursuant to a Rule 10b-5 trading plans dated August 13, 2020 and August 18, 2020. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.62 to $2.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 17:40 UTC |
BERMAN LYLEDirector · Chairman
|
SaleCommon Stock | 455,800 | $2.53 | $1,152,353.56 |
DisclosureSEC source: 0001179110-20-009233 · edgar.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,065,350 F1 · kind: The reporting person's sale of AESE common stock reported herein may be matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 42,968 shares, with the distribution of 42,968 shares of common stock on August 10, 2020, from Black Ridge Oil & Gas, Inc. ("BROG"), which the Reporting Person serves as a director, pursuant to BROG's 2018 Stock Management Incentive Plan dated March 6, 2018; at a price of $2.0191 per share. The reporting person has agreed to pay to AESE, upon settlement of the sale, $21,875.01, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. F3 · balance_after: Includes 3,534 shares subject to restrictions; which restrictions lapse on 9/20/2020. F4 · ownership.direct: All shares held by the Reporting Person's Revocable Trust. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 21:07 UTC |
HANNIGAN JUDSONCEO of Allied Esports Int'l
|
SaleCommon Stock | 50,000 | $2.62 | $130,865.00 |
DisclosureSEC source: 0001179110-20-009231 · edgar.xml · nonDerivative · entry 1 HANNIGAN JUDSON · CIK 0001821078 · CEO of Allied Esports Int'l 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,813 F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. F3 · balance_after: Includes 31,876 shares issued to the reporting person pursuant to restricted stock grants. Restrictions lapse on 8,834 shares on 11/12/2020, and 23,042 shares on 8/18/2021. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 21:11 UTC |
PLISKA ADAM JDirector · President
|
SaleCommon Stock | 172,580 | $1.41 | $243,303.28 |
DisclosureSEC source: 0001179110-20-009201 · edgar.xml · nonDerivative · entry 1 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,201 F1 · kind: The sales of common stock reflected in this Form 4 are pursuant to a Rule 10b-5 trading plans dated August 13, 2020 and August 18, 2020. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| August 17, 2020 Filed Aug 17, 2020 19:11 UTC |
HUNG ANTHONY AChief Financial Officer
|
SaleCommon Stock | 5,660 | $1.56 | $8,852.24 |
DisclosureSEC source: 0001179110-20-009097 · edgar.xml · nonDerivative · entry 3 HUNG ANTHONY A · CIK 0001795820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,001 F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020. F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. F5 · balance_after: Includes 50,000 shares of restricted stock; which restrictions lapse on 25,000 shares on each of 8/18/2021 and 8/18/2022. Read SEC document |
| August 17, 2020 Filed Aug 17, 2020 23:12 UTC |
Ng FrankDirector · CEO
|
SaleCommon Stock | 23,584 | $1.56 | $36,885.38 |
DisclosureSEC source: 0001179110-20-009100 · edgar.xml · nonDerivative · entry 3 Ng Frank · CIK 0001785810 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,456 F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020. F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. F5 · balance_after: Includes 67,285 shares issued to the reporting person pursuant to restricted stock grants. Restrictions lapse on 3,534 shares on 9/20/2020; 17,668 shares on 11/12/2020; and 46,083 shares on 8/18/2021. Read SEC document |
| August 17, 2020 Filed Aug 17, 2020 23:12 UTC |
Moon DavidChief Operating Officer
|
SaleCommon Stock | 7,470 | $1.56 | $11,683.08 |
DisclosureSEC source: 0001179110-20-009099 · edgar.xml · nonDerivative · entry 3 Moon David · CIK 0001785999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,873 F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020. F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. F5 · balance_after: Includes 31,876 shares issued to the reporting person pursuant to restricted stock grants. Restrictions lapse on 8,834 shares on 11/12/2020, and 23,042 shares on 8/18/2021. Read SEC document |
| August 17, 2020 Filed Aug 17, 2020 23:12 UTC |
HANNIGAN JUDSONCEO of Allied Esports Int'l
|
SaleCommon Stock | 31,229 | $1.56 | $48,842.16 |
DisclosureSEC source: 0001179110-20-009098 · edgar.xml · nonDerivative · entry 3 HANNIGAN JUDSON · CIK 0001821078 · CEO of Allied Esports Int'l 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,813 F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020. F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. F5 · balance_after: Includes 31,876 shares issued to the reporting person pursuant to restricted stock grants. Restrictions lapse on 8,834 shares on 11/12/2020, and 23,042 shares on 8/18/2021. Read SEC document |
| August 17, 2020 Filed Aug 17, 2020 23:11 UTC |
PLISKA ADAM JDirector · President
|
SaleCommon Stock | 2,428 | $1.56 | $3,797.39 |
DisclosureSEC source: 0001179110-20-009096 · edgar.xml · nonDerivative · entry 3 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,781 F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020. F4 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. F5 · balance_after: Includes 19,472 shares issued to the reporting person pursuant to restricted stock grants. Restrictions lapse on 3,534 shares on 9/20/2020; 4,417 shares on 11/12/2020; and 11,521 shares on 8/18/2021 Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 19:11 UTC |
HUNG ANTHONY AChief Financial Officer
|
SaleCommon Stock | 10,634 | $1.60 | $16,986.75 |
DisclosureSEC source: 0001179110-20-009097 · edgar.xml · nonDerivative · entry 2 HUNG ANTHONY A · CIK 0001795820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,661 F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020. F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 23:12 UTC |
Ng FrankDirector · CEO
|
SaleCommon Stock | 44,310 | $1.60 | $70,780.79 |
DisclosureSEC source: 0001179110-20-009100 · edgar.xml · nonDerivative · entry 2 Ng Frank · CIK 0001785810 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,040 F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020. F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 23:12 UTC |
Moon DavidChief Operating Officer
|
SaleCommon Stock | 14,035 | $1.60 | $22,419.51 |
DisclosureSEC source: 0001179110-20-009099 · edgar.xml · nonDerivative · entry 2 Moon David · CIK 0001785999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,343 F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020. F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 23:12 UTC |
HANNIGAN JUDSONCEO of Allied Esports Int'l
|
SaleCommon Stock | 58,673 | $1.60 | $93,724.25 |
DisclosureSEC source: 0001179110-20-009098 · edgar.xml · nonDerivative · entry 2 HANNIGAN JUDSON · CIK 0001821078 · CEO of Allied Esports Int'l 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,042 F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020. F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| August 14, 2020 Filed Aug 17, 2020 23:11 UTC |
PLISKA ADAM JDirector · President
|
SaleCommon Stock | 4,562 | $1.60 | $7,287.34 |
DisclosureSEC source: 0001179110-20-009096 · edgar.xml · nonDerivative · entry 2 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,209 F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020. F3 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 19:11 UTC |
HUNG ANTHONY AChief Financial Officer
|
SaleCommon Stock | 8,705 | $1.72 | $14,929.08 |
DisclosureSEC source: 0001179110-20-009097 · edgar.xml · nonDerivative · entry 1 HUNG ANTHONY A · CIK 0001795820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,295 F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020. F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.61 to $1.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 23:12 UTC |
Ng FrankDirector · CEO
|
SaleCommon Stock | 36,274 | $1.72 | $62,209.91 |
DisclosureSEC source: 0001179110-20-009100 · edgar.xml · nonDerivative · entry 1 Ng Frank · CIK 0001785810 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,350 F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020. F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.61 to $1.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 23:12 UTC |
Moon DavidChief Operating Officer
|
SaleCommon Stock | 11,490 | $1.72 | $19,705.35 |
DisclosureSEC source: 0001179110-20-009099 · edgar.xml · nonDerivative · entry 1 Moon David · CIK 0001785999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,378 F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020. F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.61 to $1.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 23:12 UTC |
HANNIGAN JUDSONCEO of Allied Esports Int'l
|
SaleCommon Stock | 48,032 | $1.72 | $82,374.88 |
DisclosureSEC source: 0001179110-20-009098 · edgar.xml · nonDerivative · entry 1 HANNIGAN JUDSON · CIK 0001821078 · CEO of Allied Esports Int'l 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,715 F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020. F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.61 to $1.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 23:11 UTC |
PLISKA ADAM JDirector · President
|
SaleCommon Stock | 3,734 | $1.72 | $6,403.81 |
DisclosureSEC source: 0001179110-20-009096 · edgar.xml · nonDerivative · entry 1 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,771 F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020. F2 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from 1.61 to $1.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 20:44 UTC |
BERMAN LYLEDirector · Chairman
|
OtherCommon Stock | 42,968 | $2.02 | $86,756.69 |
DisclosureSEC source: 0001179110-20-008973 · edgar.xml · nonDerivative · entry 1 BERMAN LYLE · CIK 0000903291 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521,150 F1 · kind: The shares were transferred to the Reporting Person on August 10, 2020 from Black Ridge Oil & Gas, Inc. ("BROG"), which the Reporting Person serves as a director, pursuant to BROG's 2018 Stock Management Incentive Plan dated March 6, 2018. F2 · balance_after: 3,534 shares of which were issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 9/20/2020. F3 · ownership.direct: All shares held by the Reporting Person's Revocable Trust. Read SEC document |
| August 10, 2020 Filed Aug 13, 2020 00:48 UTC |
OEHLER BENJAMIN SDirector
|
OtherCommon Stock | 42,968 | $2.02 | $86,756.69 |
DisclosureSEC source: 0001179110-20-008978 · edgar.xml · nonDerivative · entry 1 OEHLER BENJAMIN S · CIK 0001507167 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,502 F1 · kind: The shares were transferred to the Reporting Person on August 10, 2020 from Black Ridge Oil & Gas, Inc. ("BROG"), which the Reporting Person serves as a director, pursuant to BROG's 2018 Stock Management Incentive Plan dated March 6, 2018. F2 · balance_after: Includes 3,534 shares subject to restrictions; which restrictions lapse on 9/20/2020. Read SEC document |
| August 10, 2020 Filed Aug 13, 2020 00:45 UTC |
Lahti Joseph JDirector
|
OtherCommon Stock | 42,968 | $2.02 | $86,756.69 |
DisclosureSEC source: 0001179110-20-008974 · edgar.xml · nonDerivative · entry 1 Lahti Joseph J · CIK 0001305278 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,502 F1 · kind: The shares were transferred to the Reporting Person on August 10, 2020 from Black Ridge Oil & Gas, Inc. ("BROG"), which the Reporting Person serves as a director, pursuant to BROG's 2018 Stock Management Incentive Plan dated March 6, 2018. F2 · balance_after: Includes 3,534 shares subject to restrictions; which restrictions lapse on 9/20/2020. Read SEC document |
| August 10, 2020 Filed Aug 13, 2020 00:45 UTC |
Berman BradDirector
|
OtherCommon Stock | 42,968 | $2.02 | $86,756.69 |
DisclosureSEC source: 0001179110-20-008975 · edgar.xml · nonDerivative · entry 1 Berman Brad · CIK 0001290253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,502 F1 · kind: The shares were transferred to the Reporting Person on August 10, 2020 from Black Ridge Oil & Gas, Inc. ("BROG"), which the Reporting Person serves as a director, pursuant to BROG's 2018 Stock Management Incentive Plan dated March 6, 2018. F2 · balance_after: Includes 3,534 shares subject to restrictions; which restrictions lapse on 9/20/2020. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 20:00 UTC |
DeCubellis Kenneth10% owner
Sow Good Inc.10% owner
|
SaleCommon Stock | 113,000 | $2.02 | $228,158.30 |
DisclosureSEC source: 0001683168-20-002642 · ownership.xml · nonDerivative · entry 2 DeCubellis Kenneth · CIK 0001534148 · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Black Ridge Oil & Gas Inc Disclosed balance after: 2,304,530 F2 · kind: On August 10, 2020 Black Ridge distributed 436,002 shares of its holdings of the Issuer's shares to officers, directors and certain employees pursuant to the 2018 Stock Management Incentive Plan dated March 6, 2018 (the "MIP"). F2 · price: On August 10, 2020 Black Ridge distributed 436,002 shares of its holdings of the Issuer's shares to officers, directors and certain employees pursuant to the 2018 Stock Management Incentive Plan dated March 6, 2018 (the "MIP"). F1 · ownership.nature: Mr. DeCubellis, as Chief Executive Officer and Interim Chief Financial Officer of Black Ridge Oil & Gas, Inc. ("Black Ridge") exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 20:00 UTC |
DeCubellis Kenneth10% owner
Sow Good Inc.10% owner
|
OtherCommon Stock | 436,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-20-002642 · ownership.xml · nonDerivative · entry 1 DeCubellis Kenneth · CIK 0001534148 · 10% owner Black Ridge Oil & Gas, Inc. · CIK 0001490161 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Black Ridge Oil & Gas Inc Disclosed balance after: 2,417,530 F3 · kind: The sale of the Issuer's shares reflected in Column 4 was made pursuant to a Rule 10b5-1 trading plan entered into by Black Ridge on June 15, 2020. Of the shares sold, 101,098 shares were sold on behalf of the employees in order to cover payroll tax withholdings and the remaining 11,902 shares were sold by Black Ridge to fund the employer's portion of payroll taxes, each in connection with the distributions pursuant to the MIP, as discussed in footnote (2) above. F3 · price: The sale of the Issuer's shares reflected in Column 4 was made pursuant to a Rule 10b5-1 trading plan entered into by Black Ridge on June 15, 2020. Of the shares sold, 101,098 shares were sold on behalf of the employees in order to cover payroll tax withholdings and the remaining 11,902 shares were sold by Black Ridge to fund the employer's portion of payroll taxes, each in connection with the distributions pursuant to the MIP, as discussed in footnote (2) above. F1 · ownership.nature: Mr. DeCubellis, as Chief Executive Officer and Interim Chief Financial Officer of Black Ridge Oil & Gas, Inc. ("Black Ridge") exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest. Read SEC document |
| August 09, 2020 Filed Aug 11, 2020 23:58 UTC Amendment |
PLISKA ADAM JDirector · President
|
OtherConvertible Promissory Note · Derivative | 117,648 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008920 · edgar.xml · derivative · entry 2 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Lipscomb/Visoli Children's Trust Disclosed balance after: 117,648 Underlying: Common Stock · 117,648 shares Expires 2022-02-23 F1 · derivative.exercise_price: Includes 117,648 shares that will be issuable to the Lipscomb/Visoli Children's Trust, of which Mr. Pliska is trustee, if the trust elects to convert the $1 million promissory note issued to such trust on or about May 17, 2019. Mr. Pliska disclaims any pecuniary interest in such shares. F1 · kind: Includes 117,648 shares that will be issuable to the Lipscomb/Visoli Children's Trust, of which Mr. Pliska is trustee, if the trust elects to convert the $1 million promissory note issued to such trust on or about May 17, 2019. Mr. Pliska disclaims any pecuniary interest in such shares. F1 · price: Includes 117,648 shares that will be issuable to the Lipscomb/Visoli Children's Trust, of which Mr. Pliska is trustee, if the trust elects to convert the $1 million promissory note issued to such trust on or about May 17, 2019. Mr. Pliska disclaims any pecuniary interest in such shares. F1 · derivative.exercise_date: Includes 117,648 shares that will be issuable to the Lipscomb/Visoli Children's Trust, of which Mr. Pliska is trustee, if the trust elects to convert the $1 million promissory note issued to such trust on or about May 17, 2019. Mr. Pliska disclaims any pecuniary interest in such shares. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:03 UTC |
HUNG ANTHONY AChief Financial Officer
|
GrantCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008924 · edgar.xml · nonDerivative · entry 2 HUNG ANTHONY A · CIK 0001795820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F2 · price: Grant of restricted stock; which restrictions lapse on 25,000 shares on each of 8/18/2021 and 8/18/2022. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:03 UTC |
HUNG ANTHONY AChief Financial Officer
|
GrantCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008924 · edgar.xml · nonDerivative · entry 1 HUNG ANTHONY A · CIK 0001795820 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · price: Grant of stock pursuant to 16b-3. Read SEC document |
| August 07, 2020 Filed Aug 12, 2020 00:02 UTC |
PLISKA ADAM JDirector · President
|
GrantCommon Stock | 11,521 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008923 · edgar.xml · nonDerivative · entry 2 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,505 F2 · price: Grant of restricted stock; which restrictions lapse on 8/18/2021. F3 · balance_after: Includes 7,951 shares issued to the reporting person pursuant to restricted stock grants. Restrictions lapse on 3,534 shares on 9/20/2020 and 4,417 shares on 11/12/2020. Read SEC document |
| August 07, 2020 Filed Aug 12, 2020 00:02 UTC |
PLISKA ADAM JDirector · President
|
GrantCommon Stock | 85,517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008923 · edgar.xml · nonDerivative · entry 1 PLISKA ADAM J · CIK 0001431523 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,984 F1 · price: Stock grant pursuant to 16b-3. Read SEC document |
| August 07, 2020 Filed Aug 12, 2020 00:04 UTC |
Moon DavidChief Operating Officer
|
GrantCommon Stock | 23,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008925 · edgar.xml · nonDerivative · entry 1 Moon David · CIK 0001785999 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,868 F1 · price: Grant of restricted stock; which restrictions lapse on 8/18/2021. F2 · balance_after: Includes 8,834 shares issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse on 11/12/2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.