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AIFA

All In FutureTech Alliance, Inc.

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0001708341
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163

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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2023 Filed Aug 31, 2023 00:56 UTC
Choi Roy10% owner
PurchaseCommon Stock 151,993 $0.94 $142,873.42
Disclosure

SEC source: 0001250853-23-000056 · primary_doc.xml · nonDerivative · entry 1

Choi Roy · CIK 0001836163 · 10% owner

Knighted Pastures LLC · CIK 0001811775 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,993

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.84 to $0.96, inclusive. The Reporting Person undertakes to provide to Allied Gaming & Entertainment, Inc., any security holder of Allied Gaming & Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 22:36 UTC
Choi Roy10% owner
PurchaseCommon Stock 87,900 $1.76 $154,704.00
Disclosure

SEC source: 0001250853-22-000042 · primary_doc.xml · nonDerivative · entry 2

Knighted Pastures LLC · CIK 0001811775 · 10% owner

Choi Roy · CIK 0001836163 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,971,334

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.70 to $1.80, inclusive. The Reporting Person undertakes to provide to Allied Esports Entertainment, Inc., any security holder of Allied Esports Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

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February 23, 2022 Filed Feb 25, 2022 22:36 UTC
Choi Roy10% owner
PurchaseCommon Stock 171,824 $1.82 $312,719.68
Disclosure

SEC source: 0001250853-22-000042 · primary_doc.xml · nonDerivative · entry 1

Knighted Pastures LLC · CIK 0001811775 · 10% owner

Choi Roy · CIK 0001836163 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,883,434

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.71 to $1.88, inclusive. The Reporting Person undertakes to provide to Allied Esports Entertainment, Inc., any security holder of Allied Esports Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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January 25, 2022 Filed Jan 27, 2022 22:13 UTC
Choi Roy10% owner
PurchaseCommon Stock 100,000 $1.81 $181,000.00
Disclosure

SEC source: 0001250853-22-000034 · primary_doc.xml · nonDerivative · entry 1

Knighted Pastures LLC · CIK 0001811775 · 10% owner

Choi Roy · CIK 0001836163 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,711,610

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.73 to $1.82, inclusive. The Reporting Person undertakes to provide to Allied Esports Entertainment, Inc., any security holder of Allied Esports Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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January 24, 2022 Filed Jan 25, 2022 21:52 UTC
Choi Roy10% owner
PurchaseCommon Stock 200,000 $1.71 $342,000.00
Disclosure

SEC source: 0001250853-22-000032 · primary_doc.xml · nonDerivative · entry 2

Knighted Pastures LLC · CIK 0001811775 · 10% owner

Choi Roy · CIK 0001836163 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,611,610

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.78, inclusive. The Reporting Person undertakes to provide to Allied Esports Entertainment, Inc., any security holder of Allied Esports Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
January 20, 2022 Filed Jan 25, 2022 21:52 UTC
Choi Roy10% owner
PurchaseCommon Stock 300,888 $1.85 $556,642.80
Disclosure

SEC source: 0001250853-22-000032 · primary_doc.xml · nonDerivative · entry 1

Knighted Pastures LLC · CIK 0001811775 · 10% owner

Choi Roy · CIK 0001836163 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,411,610

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.76 to $1.90, inclusive. The Reporting Person undertakes to provide to Allied Esports Entertainment, Inc., any security holder of Allied Esports Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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January 10, 2022 Filed Jan 11, 2022 01:36 UTC
Choi Roy10% owner
PurchaseCommon Stock 118,777 $1.86 $220,925.22
Disclosure

SEC source: 0001250853-22-000013 · primary_doc.xml · nonDerivative · entry 3

Knighted Pastures LLC · CIK 0001811775 · 10% owner

Choi Roy · CIK 0001836163 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,110,722

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.76 to $1.90, inclusive. The Reporting Person undertakes to provide to Allied Esports Entertainment, Inc., any security holder of Allied Esports Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
January 07, 2022 Filed Jan 11, 2022 01:36 UTC
Choi Roy10% owner
PurchaseCommon Stock 31,402 $1.84 $57,779.68
Disclosure

SEC source: 0001250853-22-000013 · primary_doc.xml · nonDerivative · entry 2

Knighted Pastures LLC · CIK 0001811775 · 10% owner

Choi Roy · CIK 0001836163 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,991,945

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.82 to $1.85, inclusive. The Reporting Person undertakes to provide to Allied Esports Entertainment, Inc., any security holder of Allied Esports Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
January 06, 2022 Filed Jan 11, 2022 01:36 UTC
Choi Roy10% owner
PurchaseCommon Stock 204,654 $1.81 $370,423.74
Disclosure

SEC source: 0001250853-22-000013 · primary_doc.xml · nonDerivative · entry 1

Knighted Pastures LLC · CIK 0001811775 · 10% owner

Choi Roy · CIK 0001836163 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,960,543

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.70 to $1.85, inclusive. The Reporting Person undertakes to provide to Allied Esports Entertainment, Inc., any security holder of Allied Esports Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
December 17, 2021 Filed Dec 18, 2021 01:05 UTC
Choi Roy10% owner
PurchaseCommon Stock 85,706 $1.90 $162,841.40
Disclosure

SEC source: 0001250853-21-000110 · primary_doc.xml · nonDerivative · entry 3

Knighted Pastures LLC · CIK 0001811775 · 10% owner

Choi Roy · CIK 0001836163 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,755,889

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.89 to $1.90, inclusive. The Reporting Person undertakes to provide to Allied Esports Entertainment, Inc., any security holder of Allied Esports Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
December 16, 2021 Filed Dec 18, 2021 01:05 UTC
Choi Roy10% owner
PurchaseCommon Stock 304,290 $1.90 $578,151.00
Disclosure

SEC source: 0001250853-21-000110 · primary_doc.xml · nonDerivative · entry 2

Knighted Pastures LLC · CIK 0001811775 · 10% owner

Choi Roy · CIK 0001836163 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,670,183

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.85 to $1.90, inclusive. The Reporting Person undertakes to provide to Allied Esports Entertainment, Inc., any security holder of Allied Esports Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
December 15, 2021 Filed Dec 18, 2021 01:05 UTC
Choi Roy10% owner
PurchaseCommon Stock 94,910 $1.81 $171,787.10
Disclosure

SEC source: 0001250853-21-000110 · primary_doc.xml · nonDerivative · entry 1

Knighted Pastures LLC · CIK 0001811775 · 10% owner

Choi Roy · CIK 0001836163 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,365,893

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.72 to $1.89, inclusive. The Reporting Person undertakes to provide to Allied Esports Entertainment, Inc., any security holder of Allied Esports Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
December 03, 2021 Filed Dec 8, 2021 01:36 UTC
Choi Roy10% owner
PurchaseCommon Stock 213,278 $1.87 $398,829.86
Disclosure

SEC source: 0001250853-21-000106 · primary_doc.xml · nonDerivative · entry 1

Knighted Pastures LLC · CIK 0001811775 · 10% owner

Choi Roy · CIK 0001836163 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,270,983

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.83 to $1.90, inclusive. The Reporting Person undertakes to provide to Allied Esports Entertainment, Inc., any security holder of Allied Esports Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 01:07 UTC
Choi Roy10% owner
PurchaseCommon Stock 173,979 $1.87 $325,340.73
Disclosure

SEC source: 0001250853-21-000102 · primary_doc.xml · nonDerivative · entry 3

Knighted Pastures LLC · CIK 0001811775 · 10% owner

Choi Roy · CIK 0001836163 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,057,705

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.73 to $1.90, inclusive. The Reporting Person undertakes to provide to Allied Esports Entertainment, Inc., any security holder of Allied Esports Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 01:07 UTC
Choi Roy10% owner
PurchaseCommon Stock 500,000 $1.80 $900,000.00
Disclosure

SEC source: 0001250853-21-000102 · primary_doc.xml · nonDerivative · entry 2

Knighted Pastures LLC · CIK 0001811775 · 10% owner

Choi Roy · CIK 0001836163 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,883,726

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.69 to $1.89, inclusive. The Reporting Person undertakes to provide to Allied Esports Entertainment, Inc., any security holder of Allied Esports Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
November 30, 2021 Filed Dec 3, 2021 01:07 UTC
Choi Roy10% owner
PurchaseCommon Stock 489,948 $1.80 $881,906.40
Disclosure

SEC source: 0001250853-21-000102 · primary_doc.xml · nonDerivative · entry 1

Knighted Pastures LLC · CIK 0001811775 · 10% owner

Choi Roy · CIK 0001836163 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,383,726

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.85, inclusive. The Reporting Person undertakes to provide to Allied Esports Entertainment, Inc., any security holder of Allied Esports Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
November 11, 2021 Filed Nov 18, 2021 16:54 UTC
BERMAN LYLEDirector · President · Co-Chairman
GrantStock Options (right to buy) · Derivative 50,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001179110-21-010250 · edgar.xml · derivative · entry 2

BERMAN LYLE · CIK 0000903291 · Director · President · Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-11-11

F1 · derivative.exercise_date: Option vest as follows: 12,500 shares vest on each of 11/11/2022, 11/11/2023, 11/11/2024 and 11/11/2025. Subject to accelerated vesting upon the consummation of a qualified acquisition.

Read SEC document
November 11, 2021 Filed Nov 18, 2021 16:54 UTC
Chen YinghuaDirector · Chief Investment Officer
GrantStock Options (right to buy) · Derivative 75,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001179110-21-010251 · edgar.xml · derivative · entry 2

Chen Yinghua · CIK 0001817142 · Director · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2031-11-11

F1 · derivative.exercise_date: Option vests as follows: 18,750 shares vest on each of 11/11/2022, 11/11/2023, 11/11/2024 and 11/11/2025. Subject to accelerated vesting upon the consummation of a qualified acquisition.

Read SEC document
November 11, 2021 Filed Nov 18, 2021 21:55 UTC GrantStock Options (right to buy) · Derivative 25,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0001179110-21-010253 · edgar.xml · derivative · entry 2

PLISKA ADAM J · CIK 0001431523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-11-11

F1 · derivative.exercise_date: Option vests as follows: 6,250 shares vest on each of 11/11/2022, 11/11/2023, 11/11/2024 and 11/11/2025. Subject to accelerated vesting upon the consummation of a qualified acquisition.

Read SEC document
November 11, 2021 Filed Feb 26, 2024 20:26 UTC
Chen YinghuaDirector · Chief Executive Officer
GrantStock Options (right to buy) · Derivative 75,000 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0000929638-24-000771 · form4.xml · derivative · entry 3

Chen Yinghua · CIK 0001817142 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2031-11-11

F4 · derivative.exercise_date: Option vests as follows: 18,750 shares vest on each of 11/11/2022, 11/11/2023, 11/11/2024, and 11/11/2025. Subject to accelerated vesting upon the consummation of a qualified acquisition.

Read SEC document
November 11, 2021 Filed Feb 26, 2024 22:18 UTC GrantStock Options (right to buy) · Derivative 25,000 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0000929638-24-000769 · form4.xml · derivative · entry 2

PLISKA ADAM J · CIK 0001431523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-11-11

F3 · derivative.exercise_date: Option vests as follows: 6,250 shares vest on each of 11/11/2022, 11/11/2023, 11/11/2024, and 11/11/2025. Subject to accelerated vesting upon the consummation of a qualified acquisition.

Read SEC document
November 05, 2021 Filed Nov 5, 2021 20:16 UTC SaleCommon Stock 3,705 $1.92 $7,111.75
Disclosure

SEC source: 0001179110-21-009899 · edgar.xml · nonDerivative · entry 2

PLISKA ADAM J · CIK 0001431523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,190

F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b5-1 trading plan dated September 15, 2021.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.91 to $1.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.

Read SEC document
November 04, 2021 Filed Nov 5, 2021 20:16 UTC SaleCommon Stock 106,143 $1.93 $205,291.18
Disclosure

SEC source: 0001179110-21-009899 · edgar.xml · nonDerivative · entry 1

PLISKA ADAM J · CIK 0001431523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,895

F1 · kind: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b5-1 trading plan dated September 15, 2021.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.90 to $2.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 23:37 UTC
Choi Roy10% owner
PurchaseCommon Stock 48,266 $1.84 $88,915.63
Disclosure

SEC source: 0001250853-21-000097 · primary_doc.xml · nonDerivative · entry 2

Knighted Pastures LLC · CIK 0001811775 · 10% owner

Choi Roy · CIK 0001836163 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,893,778

Read SEC document
November 01, 2021 Filed Nov 3, 2021 23:37 UTC
Choi Roy10% owner
PurchaseCommon Stock 64,464 $1.83 $118,091.60
Disclosure

SEC source: 0001250853-21-000097 · primary_doc.xml · nonDerivative · entry 1

Knighted Pastures LLC · CIK 0001811775 · 10% owner

Choi Roy · CIK 0001836163 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,845,512

Read SEC document
September 20, 2021 Filed Feb 14, 2022 18:07 UTC GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001261 · form5-02142022_100209.xml · nonDerivative · entry 1

OEHLER BENJAMIN S · CIK 0001507167 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,325

Read SEC document
August 18, 2021 Filed Aug 18, 2021 16:41 UTC
HUNG ANTHONY AChief Financial Officer
Tax withholdingCommon Stock 30,358 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-008278 · edgar.xml · nonDerivative · entry 1

HUNG ANTHONY A · CIK 0001795820 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,357

F1 · kind: Shares forfeited to cover withholding tax obligations payable as a result of the lapse of forfeiture restrictions on shares.

F1 · price: Shares forfeited to cover withholding tax obligations payable as a result of the lapse of forfeiture restrictions on shares.

F2 · balance_after: Includes shares of restricted stock, which restrictions lapse as to 25,000 shares on 8/18/2022.

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August 18, 2021 Filed Aug 18, 2021 20:41 UTC
HANNIGAN JUDSONCEO of Allied Esports Int'l
Tax withholdingCommon Stock 11,521 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-008277 · edgar.xml · nonDerivative · entry 1

HANNIGAN JUDSON · CIK 0001821078 · CEO of Allied Esports Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,875

F1 · kind: Shares forfeited to cover withholding tax obligations payable as a result of the lapse of forfeiture restrictions on shares.

Read SEC document
August 13, 2021 Filed Aug 19, 2021 16:38 UTC GrantStock Options (right to buy) · Derivative 40,000 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001179110-21-008312 · edgar.xml · derivative · entry 2

MISCH ALEXANDER · CIK 0001879245 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-08-13

F1 · derivative.exercise_date: 10,000 shares vest on each of 8/13/2022, 8/13/2023, 8/13/2024 and 8/13/2025.

Read SEC document
August 13, 2021 Filed Sep 14, 2021 20:55 UTC
Ng FrankFormer director & CEO
Tax withholdingCommon Stock 23,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-008762 · edgar.xml · nonDerivative · entry 2

Ng Frank · CIK 0001785810 · Former director & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,440

F2 · kind: Shares forfeited to cover withholding tax obligations payable as a result of the lapse of forfeiture restrictions on shares.

F2 · price: Shares forfeited to cover withholding tax obligations payable as a result of the lapse of forfeiture restrictions on shares.

Read SEC document
August 13, 2021 Filed Sep 14, 2021 20:54 UTC Tax withholdingCommon Stock 5,761 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-008761 · edgar.xml · nonDerivative · entry 2

PLISKA ADAM J · CIK 0001431523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,038

F3 · kind: Shares forfeited to cover withholding tax obligations payable as a result of the lapse of forfeiture restrictions on shares.

F3 · price: Shares forfeited to cover withholding tax obligations payable as a result of the lapse of forfeiture restrictions on shares.

Read SEC document
July 13, 2021 Filed Jul 14, 2021 21:30 UTC
Wu LibingDirector · CEO, President & Gen. Counsel
GrantStock Options (right to buy) · Derivative 200,000 $0.00 Strike: $2.21 $0.00
Disclosure

SEC source: 0001179110-21-007481 · edgar.xml · derivative · entry 2

Wu Libing · CIK 0001855902 · Director · CEO, President & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2031-07-13

F2 · derivative.exercise_date: 50,000 shares vest on each of 7/13/2022, 7/13/2023, 7/13/2024 and 7/13/2025.

Read SEC document
July 13, 2021 Filed Jul 14, 2021 21:30 UTC
Wu LibingDirector · CEO, President & Gen. Counsel
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-007481 · edgar.xml · nonDerivative · entry 1

Wu Libing · CIK 0001855902 · Director · CEO, President & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,050

F1 · shares: 80,000 shares issued pursuant to a restricted stock grant. Restrictions lapse on 8/16/2022.

F1 · balance_after: 80,000 shares issued pursuant to a restricted stock grant. Restrictions lapse on 8/16/2022.

Read SEC document
May 06, 2021 Filed May 8, 2021 01:46 UTC
Lewin JerryDirector
GrantStock Options (right to buy) · Derivative 40,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001179110-21-005036 · edgar.xml · derivative · entry 2

Lewin Jerry · CIK 0001560413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-05-06

F1 · derivative.exercise_date: 10,000 shares vest on each of 5/6/2022, 5/6/2023, 5/6/2024 and 5/6/2025.

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May 06, 2021 Filed May 7, 2021 21:20 UTC
Wu LibingDirector
GrantStock Options (right to buy) · Derivative 40,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001179110-21-005025 · edgar.xml · derivative · entry 2

Wu Libing · CIK 0001855902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-05-06

F1 · derivative.exercise_date: 10,000 shares vest on each of 5/6/2022, 5/6/2023, 5/6/2024 and 5/6/2025.

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May 06, 2021 Filed May 7, 2021 21:20 UTC
Lu JingshengDirector · 10% owner
GrantStock Options (right to buy) · Derivative 40,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001179110-21-005024 · edgar.xml · derivative · entry 3

Lu Jingsheng · CIK 0001855924 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-05-06

F2 · derivative.exercise_date: 10,000 shares vest on each of 5/6/2022, 5/6/2023, 5/6/2024 and 5/6/2025.

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May 06, 2021 Filed May 7, 2021 21:19 UTC
LI YangyangDirector · 10% owner
GrantStock Options (right to buy) · Derivative 40,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0001179110-21-005023 · edgar.xml · derivative · entry 3

LI Yangyang · CIK 0001856209 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-05-06

F2 · derivative.exercise_date: 10,000 shares vest on each of 5/6/2022, 5/6/2023, 5/6/2024 and 5/6/2025.

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May 06, 2021 Filed Feb 26, 2024 22:18 UTC
LI YangyangDirector
GrantStock Options (right to buy) · Derivative 40,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0000929638-24-000768 · form4.xml · derivative · entry 3

LI Yangyang · CIK 0001856209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-05-06

F4 · derivative.exercise_date: 10,000 shares vest on each of 5/6/2022, 5/6/2023, 5/6/2024, and 5/6/2025.

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May 06, 2021 Filed Feb 26, 2024 22:16 UTC
Lu JingshengDirector
GrantStock Options (right to buy) · Derivative 40,000 $0.00 Strike: $2.48 $0.00
Disclosure

SEC source: 0000929638-24-000764 · form4.xml · derivative · entry 3

Lu Jingsheng · CIK 0001855924 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-05-06

F4 · derivative.exercise_date: 10,000 shares vest on each of 5/6/2022, 5/6/2023, 5/6/2024, and 5/6/2025.

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April 09, 2021 Filed Sep 14, 2021 20:55 UTC
Ng FrankFormer director & CEO
OtherCommon Stock 10,373 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-008762 · edgar.xml · nonDerivative · entry 1

Ng Frank · CIK 0001785810 · Former director & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,482

F1 · kind: The reporting person transferred the stock in a private transfer of shares to another director of the issuer. The transfer was in settlement of a debt in the amount of $25,000.

F1 · price: The reporting person transferred the stock in a private transfer of shares to another director of the issuer. The transfer was in settlement of a debt in the amount of $25,000.

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April 09, 2021 Filed Sep 14, 2021 20:54 UTC OtherCommon Stock 10,373 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-21-008761 · edgar.xml · nonDerivative · entry 1

PLISKA ADAM J · CIK 0001431523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,799

F1 · kind: The reporting person acquired the stock in a private transfer of shares by another director of the issuer. The transfer was in settlement of a debt in the amount of $25,000.

F2 · kind: The reporting person has been advised that his acquisition of 10,373 shares reported herein at an effective value of $2.41 per share may be considered a purchase under Section 16(b) of the Securities Exchange Act of 1934 that is not exempt under applicable rules. In that event, such a purchase could be matched with the previously reported market sale of shares by the reporting person on February 10, 2021 in a market transaction at the gross sale price of $2.75 per share. The reporting person has agreed to pay to the issuer $2,677.78, representing the profit that would result from such matching, net of transaction costs.

F1 · price: The reporting person acquired the stock in a private transfer of shares by another director of the issuer. The transfer was in settlement of a debt in the amount of $25,000.

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March 22, 2021 Filed Mar 22, 2021 18:27 UTC
HUNG ANTHONY AChief Financial Officer
SaleCommon Stock 12,501 $4.00 $50,004.00
Disclosure

SEC source: 0001179110-21-003688 · edgar.xml · nonDerivative · entry 1

HUNG ANTHONY A · CIK 0001795820 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,715

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b5-1 trading plan dated August 13, 2020.

F2 · balance_after: Issued to the reporting person pursuant to a restricted stock grant. Restrictions lapse as to 60,715 shares on 8/18/2021 and as to 25,000 shares on 8/18/2022.

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February 10, 2021 Filed Feb 11, 2021 16:46 UTC
HUNG ANTHONY AChief Financial Officer
SaleCommon Stock 12,500 $3.00 $37,500.00
Disclosure

SEC source: 0001179110-21-001591 · edgar.xml · nonDerivative · entry 1

HUNG ANTHONY A · CIK 0001795820 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,216

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b5-1 trading plan dated August 13, 2020.

F2 · balance_after: Includes 85,715 shares of restricted stock, which restrictions lapse as to 60,715 shares on 8/18/2021 and as to 25,000 shares on 8/18/2022.

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February 10, 2021 Filed Feb 11, 2021 21:45 UTC
PLISKA ADAM JDirector · President
SaleCommon Stock 50,862 $2.75 $139,870.50
Disclosure

SEC source: 0001179110-21-001590 · edgar.xml · nonDerivative · entry 1

PLISKA ADAM J · CIK 0001431523 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,426

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to Rule 10b5-1 trading plans dated August 13, 2020 and August 18, 2020.

F2 · balance_after: Includes 11,521 shares issued to the reporting person pursuant to a restricted stock grant which restrictions lapse on 8/18/2021.

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January 07, 2021 Filed Jan 8, 2021 21:17 UTC
Moon DavidChief Operating Officer
Tax withholdingCommon Stock 23,042 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000453 · edgar.xml · nonDerivative · entry 1

Moon David · CIK 0001785999 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,414

F1 · kind: Shares forfeited were issued to the reporting person pursuant to a restricted stock grant with restrictions lapsing on 8/18/2021.

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January 04, 2021 Filed Jan 5, 2021 16:45 UTC
BERMAN LYLEDirector · Chairman
GrantCommon Stock 15,823 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000160 · edgar.xml · nonDerivative · entry 1

BERMAN LYLE · CIK 0000903291 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,095,459

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January 04, 2021 Filed Jan 5, 2021 16:47 UTC
Chen YinghuaDirector
GrantCommon Stock 15,823 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000162 · edgar.xml · nonDerivative · entry 1

Chen Yinghua · CIK 0001817142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,302

F1 · balance_after: Includes 9,479 shares issued to the reporting person pursuant to a restricted stock grant, which restrictions lapse on 7/01/2021.

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January 04, 2021 Filed Jan 5, 2021 16:49 UTC GrantCommon Stock 15,823 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000167 · edgar.xml · nonDerivative · entry 1

Kim Tae Hyung · CIK 0001817081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,302

F1 · balance_after: Includes 9,479 shares issued to the reporting person pursuant to a restricted stock grant, which restrictions lapse on 7/01/2021.

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January 04, 2021 Filed Jan 5, 2021 21:48 UTC
Rogers MayaDirector
GrantCommon Stock 15,823 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000164 · edgar.xml · nonDerivative · entry 1

Rogers Maya · CIK 0001785526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,357

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January 04, 2021 Filed Jan 5, 2021 21:48 UTC
Kim Ho minDirector
GrantCommon Stock 15,823 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-000165 · edgar.xml · nonDerivative · entry 1

Kim Ho min · CIK 0001785825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,357

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.