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C3.ai, Inc.

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2413
SEC CIK
0001577526
Parsed reports
366

Last 12 months

Inside the activity.

2 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202602
Feb 202602
Mar 202627
Apr 202602
May 202603
Jun 202606
Jul 202604
Aug 202603
Sep 202605
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2025 Filed Jun 18, 2025 00:18 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 6,040 $24.19 $146,107.60
Disclosure

SEC source: 0001415889-25-017629 · form4-06182025_120606.xml · nonDerivative · entry 3

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,218

F2 · kind: Pursuant to the Issuer's policies and practice, these shares of Class A Common Stock were automatically withheld and sold by the Issuer to satisfy the Reporting Person's tax withholding obligations related to the vesting of RSUs reported herein.

F3 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $24.175 to $24.225, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2025 Filed Jun 17, 2025 20:17 UTC
Witteveen MerelSenior VP, Operations
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017626 · form4-06182025_120609.xml · derivative · entry 3

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: 20% of such RSU award vest on June 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F4 · derivative.expiration_date: 20% of such RSU award vest on June 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 15, 2025 Filed Jun 17, 2025 20:17 UTC
Witteveen MerelSenior VP, Operations
Exercise / conversionClass A Common Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-017626 · form4-06182025_120609.xml · nonDerivative · entry 1

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
June 15, 2025 Filed Jun 18, 2025 00:18 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017629 · form4-06182025_120606.xml · derivative · entry 5

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F5 · derivative.exercise_date: 20% of such RSU award vest on June 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F5 · derivative.expiration_date: 20% of such RSU award vest on June 15, 2025 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 15, 2025 Filed Jun 18, 2025 00:18 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 8,008 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017629 · form4-06182025_120606.xml · derivative · entry 4

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,108

Underlying: Class A Common Stock · 8,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F4 · derivative.exercise_date: 5% of such RSU award vested on March 15, 2024 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F4 · derivative.expiration_date: 5% of such RSU award vested on March 15, 2024 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 15, 2025 Filed Jun 18, 2025 00:18 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-017629 · form4-06182025_120606.xml · nonDerivative · entry 2

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
June 15, 2025 Filed Jun 18, 2025 00:18 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
Exercise / conversionClass A Common Stock 8,008 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-017629 · form4-06182025_120606.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
June 13, 2025 Filed Jun 18, 2025 01:29 UTC SaleClass A Common Stock 10,000 $23.75 $237,500.00
Disclosure

SEC source: 0001415889-25-017641 · form4-06182025_010642.xml · nonDerivative · entry 1

Hyten John E. · CIK 0002040511 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 63,942

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $23.525 to $23.92. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by the Hyten Group LLC, of which the Reporting Person is the manager and sole member.

Read SEC document
June 11, 2025 Filed Jun 12, 2025 20:20 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
SaleClass A Common Stock 10,503 $25.76 $270,557.28
Disclosure

SEC source: 0001415889-25-016945 · form4-06122025_080636.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,816,802

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.

F4 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $25.57 to $26.00, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
June 11, 2025 Filed Jun 12, 2025 20:20 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
SaleClass A Common Stock 590,995 $25.01 $14,780,784.95
Disclosure

SEC source: 0001415889-25-016945 · form4-06122025_080636.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 3,827,305

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.

F2 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $24.57 to $25.56, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 16:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 79 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001415889-25-017181 · form4-06132025_080605.xml · derivative · entry 3

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,269

Underlying: Class A Common Stock · 79 shares

Expires 2027-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 16:13 UTC SaleClass A Common Stock 79 $26.00 $2,054.00
Disclosure

SEC source: 0001415889-25-017181 · form4-06132025_080605.xml · nonDerivative · entry 2

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 11, 2025 Filed Jun 13, 2025 16:13 UTC Exercise / conversionClass A Common Stock 79 $1.86 $146.94
Disclosure

SEC source: 0001415889-25-017181 · form4-06132025_080605.xml · nonDerivative · entry 1

SEWELL D BRUCE · CIK 0001307786 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2025 Filed Jun 9, 2025 16:58 UTC
Witteveen MerelSenior VP, Operations
SaleClass A Common Stock 1,710 $26.23 $44,853.30
Disclosure

SEC source: 0001415889-25-016307 · form4-06092025_080642.xml · nonDerivative · entry 2

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,225

F2 · kind: Shares sold to cover tax obligation from settlement of vested RSUs.

Read SEC document
June 07, 2025 Filed Jun 9, 2025 16:58 UTC
Witteveen MerelSenior VP, Operations
Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-016307 · form4-06092025_080642.xml · derivative · entry 3

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: 6.25% of such RSU award vested on the third month following July 6, 2022 and 6.25% of each RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F3 · derivative.expiration_date: 6.25% of such RSU award vested on the third month following July 6, 2022 and 6.25% of each RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 07, 2025 Filed Jun 9, 2025 16:58 UTC
Witteveen MerelSenior VP, Operations
Exercise / conversionClass A Common Stock 3,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-016307 · form4-06092025_080642.xml · nonDerivative · entry 1

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
June 03, 2025 Filed Jun 3, 2025 22:36 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 15,736 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015471 · form4-06032025_100650.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,418,300

F4 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
June 03, 2025 Filed Jun 3, 2025 22:36 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 15,736 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015471 · form4-06032025_100650.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 02, 2025 Filed Jun 2, 2025 19:19 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,045 $0.00 Strike: $11.16 $0.00
Disclosure

SEC source: 0001415889-25-015292 · form4-06022025_110639.xml · derivative · entry 9

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,789

Underlying: Class A Common Stock · 2,045 shares

Expires 2030-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 29, 2024.

F4 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on August 28, 2020 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

F5 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3.

Read SEC document
June 02, 2025 Filed Jun 2, 2025 19:19 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,955 $0.00 Strike: $4.68 $0.00
Disclosure

SEC source: 0001415889-25-015292 · form4-06022025_110639.xml · derivative · entry 8

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,955 shares

Expires 2029-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 29, 2024.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
June 02, 2025 Filed Jun 2, 2025 19:19 UTC SaleClass A Common Stock 6,000 $26.31 $157,860.00
Disclosure

SEC source: 0001415889-25-015292 · form4-06022025_110639.xml · nonDerivative · entry 6

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,664

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 29, 2024.

Read SEC document
June 02, 2025 Filed Jun 2, 2025 19:19 UTC Exercise / conversionClass A Common Stock 2,045 $11.16 $22,822.20
Disclosure

SEC source: 0001415889-25-015292 · form4-06022025_110639.xml · nonDerivative · entry 5

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 167,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 29, 2024.

Read SEC document
June 02, 2025 Filed Jun 2, 2025 19:19 UTC Exercise / conversionClass A Common Stock 3,955 $4.68 $18,509.40
Disclosure

SEC source: 0001415889-25-015292 · form4-06022025_110639.xml · nonDerivative · entry 4

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 165,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 29, 2024.

Read SEC document
June 02, 2025 Filed Jun 3, 2025 22:36 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
SaleClass A Common Stock 17,000 $26.30 $447,100.00
Disclosure

SEC source: 0001415889-25-015471 · form4-06032025_100650.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,736

F2 · kind: Shares sold to cover tax obligation from settlement of vested RSUs.

F3 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $26.23 to $26.355, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 22:36 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 32,736 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-015471 · form4-06032025_100650.xml · derivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,418

Underlying: Class A Common Stock · 32,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F9 · derivative.exercise_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.

F9 · derivative.expiration_date: 1/12th of the RSUs vest on each quarterly anniversary from December 1, 2023, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 22:36 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionClass A Common Stock 32,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-015471 · form4-06032025_100650.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 23:21 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 42,382 $0.00 Strike: $4.68 $0.00
Disclosure

SEC source: 0001415889-25-015296 · form4-06022025_110652.xml · derivative · entry 3

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,196

Underlying: Class A Common Stock · 42,382 shares

Expires 2029-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 23:21 UTC SaleClass A Common Stock 42,382 $26.32 $1,115,494.24
Disclosure

SEC source: 0001415889-25-015296 · form4-06022025_110652.xml · nonDerivative · entry 2

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 546,495

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 23:21 UTC Exercise / conversionClass A Common Stock 42,382 $4.68 $198,347.76
Disclosure

SEC source: 0001415889-25-015296 · form4-06022025_110652.xml · nonDerivative · entry 1

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 588,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 19:20 UTC
Witteveen MerelSenior VP, Operations
SaleClass A Common Stock 1,762 $30.00 $52,860.00
Disclosure

SEC source: 0001415889-25-015294 · form4-06022025_110645.xml · nonDerivative · entry 2

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,810

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 19:20 UTC
Witteveen MerelSenior VP, Operations
SaleClass A Common Stock 3,189 $26.32 $83,934.48
Disclosure

SEC source: 0001415889-25-015294 · form4-06022025_110645.xml · nonDerivative · entry 1

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,572

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 23:26 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 3,719 $30.00 $111,570.00
Disclosure

SEC source: 0001415889-25-015298 · form4-06022025_110656.xml · nonDerivative · entry 2

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 23:26 UTC
Lath HiteshCHIEF FINANCIAL OFFICER
SaleClass A Common Stock 649 $26.32 $17,081.68
Disclosure

SEC source: 0001415889-25-015298 · form4-06022025_110656.xml · nonDerivative · entry 1

Lath Hitesh · CIK 0002014154 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,969

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 27, 2024.

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May 29, 2025 Filed Jun 2, 2025 19:19 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 36,000 $0.00 Strike: $4.68 $0.00
Disclosure

SEC source: 0001415889-25-015292 · form4-06022025_110639.xml · derivative · entry 7

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,955

Underlying: Class A Common Stock · 36,000 shares

Expires 2029-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 29, 2024.

F3 · derivative.exercise_date: Fully vested.

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May 29, 2025 Filed Jun 2, 2025 19:19 UTC SaleClass A Common Stock 18,000 $30.02 $540,360.00
Disclosure

SEC source: 0001415889-25-015292 · form4-06022025_110639.xml · nonDerivative · entry 3

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,664

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 29, 2024.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $30.00 to $30.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 29, 2025 Filed Jun 2, 2025 19:19 UTC SaleClass A Common Stock 18,000 $26.32 $473,760.00
Disclosure

SEC source: 0001415889-25-015292 · form4-06022025_110639.xml · nonDerivative · entry 2

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 179,664

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 29, 2024.

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May 29, 2025 Filed Jun 2, 2025 19:19 UTC Exercise / conversionClass A Common Stock 36,000 $4.68 $168,480.00
Disclosure

SEC source: 0001415889-25-015292 · form4-06022025_110639.xml · nonDerivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 197,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 29, 2024.

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May 27, 2025 Filed May 28, 2025 17:11 UTC
Witteveen MerelSenior VP, Operations
SaleClass A Common Stock 805 $23.56 $18,965.80
Disclosure

SEC source: 0001415889-25-014736 · form4-05282025_090520.xml · nonDerivative · entry 2

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,761

F2 · kind: Shares sold to cover tax obligation from settlement of vested RSUs.

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May 24, 2025 Filed May 28, 2025 17:11 UTC
Witteveen MerelSenior VP, Operations
Exercise / conversionResticted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014736 · form4-05282025_090520.xml · derivative · entry 3

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Class A Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: 20% of such RSU award vested on June 23, 2022 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F3 · derivative.expiration_date: 20% of such RSU award vested on June 23, 2022 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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May 24, 2025 Filed May 28, 2025 17:11 UTC
Witteveen MerelSenior VP, Operations
Exercise / conversionClass A Common Stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-014736 · form4-05282025_090520.xml · nonDerivative · entry 1

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

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May 19, 2025 Filed May 20, 2025 17:44 UTC
Witteveen MerelSenior VP, Operations
SaleClass A Common Stock 5,719 $23.32 $133,367.08
Disclosure

SEC source: 0001415889-25-013840 · form4-05202025_090515.xml · nonDerivative · entry 2

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,066

F2 · kind: Shares sold to cover tax obligation from settlement of vested RSUs.

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May 16, 2025 Filed May 20, 2025 17:44 UTC
Witteveen MerelSenior VP, Operations
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-013840 · form4-05202025_090515.xml · derivative · entry 3

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: 20% of such RSU award vested August 16, 2023 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F3 · derivative.expiration_date: 20% of such RSU award vested August 16, 2023 and 5% of such RSU award vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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May 16, 2025 Filed May 20, 2025 17:44 UTC
Witteveen MerelSenior VP, Operations
Exercise / conversionClass A Common Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-013840 · form4-05202025_090515.xml · nonDerivative · entry 1

Witteveen Merel · CIK 0002028706 · Senior VP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

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May 14, 2025 Filed May 15, 2025 21:36 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
SaleClass A Common Stock 272,079 $23.99 $6,527,175.21
Disclosure

SEC source: 0001415889-25-013254 · form4-05152025_090531.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 4,402,564

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.

F4 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $23.69 to $24.66, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

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May 13, 2025 Filed May 15, 2025 21:36 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
SaleClass A Common Stock 341,698 $24.00 $8,200,752.00
Disclosure

SEC source: 0001415889-25-013254 · form4-05152025_090531.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 4,674,643

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 20, 2024.

F2 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $23.775 to $24.34, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

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May 05, 2025 Filed May 6, 2025 01:55 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 26,115 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-012062 · form4-05062025_010541.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,016,341

F4 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

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May 05, 2025 Filed May 6, 2025 01:55 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GiftClass A Common Stock 26,115 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-012062 · form4-05062025_010541.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

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May 02, 2025 Filed May 6, 2025 01:55 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
SaleClass A Common Stock 27,010 $22.27 $601,634.25
Disclosure

SEC source: 0001415889-25-012062 · form4-05062025_010541.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,115

F2 · kind: Shares sold to cover tax obligation from settlement of vested RSUs.

F3 · price: The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $22.12 to $22.45, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 01, 2025 Filed May 6, 2025 01:55 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 53,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-012062 · form4-05062025_010541.xml · derivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,500

Underlying: Class A Common Stock · 53,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

F9 · derivative.exercise_date: 6.25% of RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F9 · derivative.expiration_date: 6.25% of RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

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May 01, 2025 Filed May 6, 2025 01:55 UTC
SIEBEL THOMAS MDirector · CHIEF EXECUTIVE OFFICER · 10% owner
Exercise / conversionClass A Common Stock 53,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-012062 · form4-05062025_010541.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.