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C3.ai, Inc.

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2413
SEC CIK
0001577526
Parsed reports
366

Last 12 months

Inside the activity.

2 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202602
Feb 202602
Mar 202627
Apr 202602
May 202603
Jun 202606
Jul 202604
Aug 202603
Sep 202605
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2021 Filed Oct 8, 2021 21:47 UTC
Snabe Jim H.Director
GrantStock Option (Right to Buy) · Derivative 17,166 $0.00 Strike: $44.44 $0.00
Disclosure

SEC source: 0001209191-21-060091 · doc4.xml · derivative · entry 1

Snabe Jim H. · CIK 0001849334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,166

Underlying: Class A Common Stock · 17,166 shares

Expires 2031-10-05

F1 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 6, 2021 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 21:33 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,887 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001209191-21-059848 · doc4.xml · derivative · entry 5

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,560

Underlying: Class A Common Stock · 15,887 shares

Expires 2026-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F4 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 16, 2017, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 21:33 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 144 $45.29 $6,521.76
Disclosure

SEC source: 0001209191-21-059848 · doc4.xml · nonDerivative · entry 4

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,608

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 21:33 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 3,365 $44.66 $150,280.90
Disclosure

SEC source: 0001209191-21-059848 · doc4.xml · nonDerivative · entry 3

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,752

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $44.12 to $45.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 21:33 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 12,378 $43.50 $538,443.00
Disclosure

SEC source: 0001209191-21-059848 · doc4.xml · nonDerivative · entry 2

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,117

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $43.07 to $44.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 04, 2021 Filed Oct 6, 2021 21:33 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionClass A Common Stock 15,887 $1.68 $26,690.16
Disclosure

SEC source: 0001209191-21-059848 · doc4.xml · nonDerivative · entry 1

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
September 30, 2021 Filed Oct 25, 2021 21:41 UTC
ABBO EDWARD YChief Technology Officer
GiftCommon Stock 405,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061583 · doc4.xml · nonDerivative · entry 2

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 448,733

F1 · balance_after: Reflects a correction to the number of shares owned directly by the Reporting Person and the number of shares owned indirectly by the Reporting Person through the Abbo Children's Trust (the "Children's Trust") and the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust (the "Family Trust"). In the Reporting Person's March 2021 filings ("March Filings"), the shares sold were reported as being sold by the Reporting Person directly. The shares reported as sold in the March Filings were actually sold as follows: 306,236 directly, 10,933 by the Children's Trust and 24,784 by the Family Trust. This correction does not impact the aggregate number of shares sold, sales prices or the aggregate number of shares beneficially owned by the Reporting Person, as reported in prior filings.

F2 · ownership.nature: The shares are held by the Children's Trust, of which the Reporting Person is trustee.

Read SEC document
September 30, 2021 Filed Oct 25, 2021 21:41 UTC
ABBO EDWARD YChief Technology Officer
GiftCommon Stock 405,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-061583 · doc4.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,994

F1 · balance_after: Reflects a correction to the number of shares owned directly by the Reporting Person and the number of shares owned indirectly by the Reporting Person through the Abbo Children's Trust (the "Children's Trust") and the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust (the "Family Trust"). In the Reporting Person's March 2021 filings ("March Filings"), the shares sold were reported as being sold by the Reporting Person directly. The shares reported as sold in the March Filings were actually sold as follows: 306,236 directly, 10,933 by the Children's Trust and 24,784 by the Family Trust. This correction does not impact the aggregate number of shares sold, sales prices or the aggregate number of shares beneficially owned by the Reporting Person, as reported in prior filings.

Read SEC document
September 23, 2021 Filed Sep 27, 2021 17:43 UTC SaleClass A Common Stock 46,000 $49.50 $2,277,000.00
Disclosure

SEC source: 0001209191-21-057821 · doc4.xml · nonDerivative · entry 1

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,730

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $49.50 to $49.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Due to a clerical error, the Reporting Person reported a gift of 79,438 shares on March 5, 2021, to the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020 (indirect ownership). Such gift did not occur. The shares owned following the reported transaction reflects the correction to shares held directly and indirectly.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 17:59 UTC
CLEVELAND BRUCE ASenior VP and CMO
Exercise / conversionOption (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.68 $0.00
Disclosure

SEC source: 0001209191-21-057086 · doc4.xml · derivative · entry 5

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911,767

Underlying: Class A Common Stock · 10,000 shares

Expires 2029-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on November 4, 2020, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 17:59 UTC
CLEVELAND BRUCE ASenior VP and CMO
SaleClass A Common Stock 2,000 $50.97 $101,940.00
Disclosure

SEC source: 0001209191-21-057086 · doc4.xml · nonDerivative · entry 3

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,867

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $50.75 to $51.27. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 17:59 UTC
CLEVELAND BRUCE ASenior VP and CMO
SaleClass A Common Stock 8,000 $50.30 $402,400.00
Disclosure

SEC source: 0001209191-21-057086 · doc4.xml · nonDerivative · entry 2

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,867

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $49.73 to $50.72. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 17, 2021 Filed Sep 21, 2021 17:59 UTC
CLEVELAND BRUCE ASenior VP and CMO
Exercise / conversionClass A Common Stock 10,000 $4.68 $46,800.00
Disclosure

SEC source: 0001209191-21-057086 · doc4.xml · nonDerivative · entry 1

CLEVELAND BRUCE A · CIK 0001333063 · Senior VP and CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 18:00 UTC
ABBO EDWARD YChief Technology Officer
SaleCommon Stock 7,560 $50.90 $384,804.00
Disclosure

SEC source: 0001209191-21-056928 · doc4.xml · nonDerivative · entry 2

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,277

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $50.76 to $51.12. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 18:00 UTC
ABBO EDWARD YChief Technology Officer
SaleCommon Stock 27,147 $50.13 $1,360,879.11
Disclosure

SEC source: 0001209191-21-056928 · doc4.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,837

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $49.76 to $50.75. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 15, 2021 Filed Sep 15, 2021 22:36 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 5,300 $50.95 $270,035.00
Disclosure

SEC source: 0001209191-21-056242 · doc4.xml · nonDerivative · entry 9

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,596,461

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F11 · price: Represents weighted average sales price. The shares were sold at prices ranging from $50.84 to $51.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
September 15, 2021 Filed Sep 15, 2021 22:36 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 17,300 $50.27 $869,671.00
Disclosure

SEC source: 0001209191-21-056242 · doc4.xml · nonDerivative · entry 8

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,061,761

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F10 · price: Represents weighted average sales price. The shares were sold at prices ranging from $49.84 to $50.8375. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
September 15, 2021 Filed Sep 15, 2021 22:36 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 23,334 $49.19 $1,147,799.46
Disclosure

SEC source: 0001209191-21-056242 · doc4.xml · nonDerivative · entry 7

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,619,061

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F9 · price: Represents weighted average sales price. The shares were sold at prices ranging from $48.84 to $49.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
September 15, 2021 Filed Sep 15, 2021 22:36 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 29,466 $48.57 $1,431,163.62
Disclosure

SEC source: 0001209191-21-056242 · doc4.xml · nonDerivative · entry 6

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,642,395

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $47.85 to $48.835. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 22:36 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 22,450 $49.42 $1,109,479.00
Disclosure

SEC source: 0001209191-21-056242 · doc4.xml · nonDerivative · entry 5

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,671,861

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $49.1875 to $49.805. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 22:36 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 205,650 $48.62 $9,998,703.00
Disclosure

SEC source: 0001209191-21-056242 · doc4.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,694,311

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $48.185 to $49.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 22:36 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 41,415 $50.30 $2,083,174.50
Disclosure

SEC source: 0001209191-21-056242 · doc4.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,899,961

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $50.04 to $50.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 22:36 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 197,253 $49.52 $9,767,968.56
Disclosure

SEC source: 0001209191-21-056242 · doc4.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,941,376

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $49.04 to $50.035. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 22:36 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 98,698 $48.71 $4,807,579.58
Disclosure

SEC source: 0001209191-21-056242 · doc4.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,138,629

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $48.04 to $49.0375. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 17:59 UTC SaleClass A Common Stock 100,000 $50.66 $5,066,000.00
Disclosure

SEC source: 0001209191-21-056000 · doc4.xml · nonDerivative · entry 1

HOUSE PATRICIA A · CIK 0001241633 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 297,193

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $50.48 to $50.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: The shares are held by the Patricia A. House 2020 2 Year GRAT created UTA dated September 22, 2020, of which the Reporting Person is trustee.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 21:58 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001209191-21-055998 · doc4.xml · derivative · entry 4

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,781

Underlying: Class A Common Stock · 30,000 shares

Expires 2027-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F4 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 12, 2018, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 21:58 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 11,870 $51.27 $608,574.90
Disclosure

SEC source: 0001209191-21-055998 · doc4.xml · nonDerivative · entry 3

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,608

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $51.02 to $51.98. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 21:58 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 18,130 $50.62 $917,740.60
Disclosure

SEC source: 0001209191-21-055998 · doc4.xml · nonDerivative · entry 2

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,478

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $50.02 to $51.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 10, 2021 Filed Sep 14, 2021 21:58 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionClass A Common Stock 30,000 $1.86 $55,800.00
Disclosure

SEC source: 0001209191-21-055998 · doc4.xml · nonDerivative · entry 1

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 17:59 UTC
ABBO EDWARD YChief Technology Officer
GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $50.61 $0.00
Disclosure

SEC source: 0001209191-21-055196 · doc4.xml · derivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 500,000 shares

Expires 2031-09-02

F1 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vest on August 15, 2022, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 22:00 UTC
Behzadi HoumanChief Product Officer
GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $50.61 $0.00
Disclosure

SEC source: 0001209191-21-055197 · doc4.xml · derivative · entry 1

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 500,000 shares

Expires 2031-09-02

F1 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vest on August 15, 2022, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 21:41 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,887 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001209191-21-054849 · doc4.xml · derivative · entry 5

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,447

Underlying: Class A Common Stock · 15,887 shares

Expires 2026-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F5 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 16, 2017, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

F6 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include 2 additional shares that were not originally reported on the Reporting Person's Form 3.

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September 01, 2021 Filed Sep 3, 2021 21:41 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 2,400 $54.77 $131,448.00
Disclosure

SEC source: 0001209191-21-054849 · doc4.xml · nonDerivative · entry 4

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,608

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $54.48 to $55.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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September 01, 2021 Filed Sep 3, 2021 21:41 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 5,000 $53.96 $269,800.00
Disclosure

SEC source: 0001209191-21-054849 · doc4.xml · nonDerivative · entry 3

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,008

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $53.44 to $54.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 21:41 UTC
Behzadi HoumanChief Product Officer
SaleClass A Common Stock 8,487 $52.99 $449,726.13
Disclosure

SEC source: 0001209191-21-054849 · doc4.xml · nonDerivative · entry 2

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,008

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $52.44 to $53.40. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 21:41 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionClass A Common Stock 15,887 $1.68 $26,690.16
Disclosure

SEC source: 0001209191-21-054849 · doc4.xml · nonDerivative · entry 1

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
August 21, 2021 Filed Aug 23, 2021 19:01 UTC
ABBO EDWARD YChief Technology Officer
GrantClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053025 · doc4.xml · nonDerivative · entry 4

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,984

F4 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will fully vest on September 15, 2022 so long as the Reporting Person continues to provide services through such vesting date.

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August 21, 2021 Filed Aug 24, 2021 22:46 UTC
Behzadi HoumanChief Product Officer
GrantClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-053238 · doc4.xml · nonDerivative · entry 1

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,608

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 100% of the RSUs will fully vest on September 15, 2022 so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 19:01 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 34,707 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001209191-21-053025 · doc4.xml · derivative · entry 7

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,457

Underlying: Class A Common Stock · 34,707 shares

Expires 2024-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · derivative.exercise_date: Fully vested.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 19:01 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 1,000 $45.55 $45,550.00
Disclosure

SEC source: 0001209191-21-053025 · doc4.xml · nonDerivative · entry 3

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,984

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.48 to $45.65. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 19:01 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 33,707 $44.94 $1,514,792.58
Disclosure

SEC source: 0001209191-21-053025 · doc4.xml · nonDerivative · entry 2

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,984

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $44.48 to $45.47. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 19:01 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionClass A Common Stock 34,707 $1.56 $54,142.92
Disclosure

SEC source: 0001209191-21-053025 · doc4.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
August 18, 2021 Filed Aug 18, 2021 22:39 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 65,674 $46.39 $3,046,616.86
Disclosure

SEC source: 0001209191-21-052366 · doc4.xml · nonDerivative · entry 7

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,237,327

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F8 · price: Represents weighted average sales price. The shares were sold at prices ranging from $46.00 to $46.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
August 18, 2021 Filed Aug 18, 2021 22:39 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 61,323 $45.55 $2,793,262.65
Disclosure

SEC source: 0001209191-21-052366 · doc4.xml · nonDerivative · entry 6

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,303,001

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F7 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.9925. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 22:39 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 100 $46.04 $4,604.00
Disclosure

SEC source: 0001209191-21-052366 · doc4.xml · nonDerivative · entry 5

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,364,324

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 22:39 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 229,215 $45.46 $10,420,113.90
Disclosure

SEC source: 0001209191-21-052366 · doc4.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,364,424

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F6 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 22:39 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 7,900 $48.40 $382,360.00
Disclosure

SEC source: 0001209191-21-052366 · doc4.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,593,639

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F5 · price: Represents weighted average sales price. The shares were sold at prices ranging from $48.02 to $48.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 22:39 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 129,509 $47.27 $6,121,890.43
Disclosure

SEC source: 0001209191-21-052366 · doc4.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,601,539

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F4 · price: Represents weighted average sales price. The shares were sold at prices ranging from $46.90 to $47.89. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 22:39 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
SaleClass A Common Stock 160,224 $46.53 $7,455,222.72
Disclosure

SEC source: 0001209191-21-052366 · doc4.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,731,048

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $45.90 to $46.89. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 22:37 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,887 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001209191-21-052362 · doc4.xml · derivative · entry 5

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,781

Underlying: Class A Common Stock · 15,887 shares

Expires 2027-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F5 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 12, 2018, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.