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C3.ai, Inc.

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2413
SEC CIK
0001577526
Parsed reports
366

Last 12 months

Inside the activity.

2 purchase rows · 44 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202602
Feb 202602
Mar 202627
Apr 202602
May 202603
Jun 202606
Jul 202604
Aug 202603
Sep 202605
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2023 Filed Aug 2, 2023 22:20 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 26,340 $44.37 $1,168,705.80
Disclosure

SEC source: 0001209191-23-044292 · doc4.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,783,175

Read SEC document
August 01, 2023 Filed Aug 2, 2023 22:20 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Exercise / conversionClass A Common Stock 53,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-044292 · doc4.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,809,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 18:19 UTC
Parkkinen JuhoSVP & Chief Financial Officer
Tax withholdingClass A Common Stock 3,231 $42.00 $135,702.00
Disclosure

SEC source: 0001209191-23-044291 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,122

Read SEC document
July 31, 2023 Filed Aug 2, 2023 18:18 UTC SaleClass A Common Stock 12,000 $42.00 $504,000.00
Disclosure

SEC source: 0001209191-23-044290 · doc4.xml · nonDerivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,664

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 30, 2023.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $42.00 to $42.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 17:43 UTC SaleClass A Common Stock 12,000 $42.02 $504,240.00
Disclosure

SEC source: 0001209191-23-042027 · doc4.xml · nonDerivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 173,664

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 30, 2023.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $42.00 to $42.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 29, 2023 Filed Jun 29, 2023 20:12 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 4,220 $36.12 $152,426.40
Disclosure

SEC source: 0001209191-23-040235 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 314,353

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated March 31, 2023.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 20:09 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 80,854 $0.00 Strike: $4.56 $0.00
Disclosure

SEC source: 0001209191-23-040234 · doc4.xml · derivative · entry 16

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,884

Underlying: Class A Common Stock · 80,854 shares

Expires 2030-07-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023.

F9 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 1, 2021, and the remaining eighty percent (80%) of such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 20:09 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 114,190 $0.00 Strike: $4.56 $0.00
Disclosure

SEC source: 0001209191-23-040234 · doc4.xml · derivative · entry 15

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,548

Underlying: Class A Common Stock · 114,190 shares

Expires 2029-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023.

F8 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option grant vested on May 1, 2020, and the remaining eighty percent (80%) of such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 20:09 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 47,874 $0.00 Strike: $2.82 $0.00
Disclosure

SEC source: 0001209191-23-040234 · doc4.xml · derivative · entry 14

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 47,874 shares

Expires 2028-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023.

F6 · derivative.exercise_date: Fully vested.

F7 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include 2 additional shares that was not originally reported on the Reporting Person's Form 3

Read SEC document
June 27, 2023 Filed Jun 29, 2023 20:09 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001209191-23-040234 · doc4.xml · derivative · entry 13

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 250,000 shares

Expires 2026-11-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 20:09 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 107,143 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001209191-23-040234 · doc4.xml · derivative · entry 12

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 107,143 shares

Expires 2026-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 20:09 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 179,191 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001209191-23-040234 · doc4.xml · derivative · entry 11

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 179,191 shares

Expires 2024-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 20:09 UTC
ABBO EDWARD YChief Technology Officer
SaleClass A Common Stock 457,585 $32.96 $15,082,001.60
Disclosure

SEC source: 0001209191-23-040234 · doc4.xml · nonDerivative · entry 7

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 650,777

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $32.68 to $33.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 20:09 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionClass A Common Stock 80,854 $4.56 $368,694.24
Disclosure

SEC source: 0001209191-23-040234 · doc4.xml · nonDerivative · entry 6

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,108,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 20:09 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionClass A Common Stock 114,190 $4.56 $520,706.40
Disclosure

SEC source: 0001209191-23-040234 · doc4.xml · nonDerivative · entry 5

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,027,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 20:09 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionClass A Common Stock 47,874 $2.82 $135,004.68
Disclosure

SEC source: 0001209191-23-040234 · doc4.xml · nonDerivative · entry 4

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 913,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 20:09 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionClass A Common Stock 250,000 $1.86 $465,000.00
Disclosure

SEC source: 0001209191-23-040234 · doc4.xml · nonDerivative · entry 3

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 865,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 20:09 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionClass A Common Stock 107,143 $1.68 $180,000.24
Disclosure

SEC source: 0001209191-23-040234 · doc4.xml · nonDerivative · entry 2

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 615,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023.

Read SEC document
June 27, 2023 Filed Jun 29, 2023 20:09 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionClass A Common Stock 179,191 $1.56 $279,537.96
Disclosure

SEC source: 0001209191-23-040234 · doc4.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 508,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan dated March 22, 2023.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 17:00 UTC
Parkkinen JuhoSVP & Chief Financial Officer
Tax withholdingClass A Common Stock 404 $33.39 $13,489.56
Disclosure

SEC source: 0001209191-23-039925 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,573

Read SEC document
June 22, 2023 Filed Jun 23, 2023 01:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 11,673 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039222 · doc4.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,622,352

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 01:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 11,673 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039222 · doc4.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,756,390

Read SEC document
June 20, 2023 Filed Jun 22, 2023 21:18 UTC
Parkkinen JuhoSVP & Chief Financial Officer
Tax withholdingClass A Common Stock 4,925 $43.19 $212,710.75
Disclosure

SEC source: 0001209191-23-039221 · doc4.xml · nonDerivative · entry 2

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,977

Read SEC document
June 20, 2023 Filed Jun 22, 2023 21:18 UTC
Parkkinen JuhoSVP & Chief Financial Officer
GrantClass A Common Stock 9,145 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039221 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,902

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.

Read SEC document
June 20, 2023 Filed Jun 23, 2023 01:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 11,480 $43.19 $495,821.20
Disclosure

SEC source: 0001209191-23-039222 · doc4.xml · nonDerivative · entry 2

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,768,063

Read SEC document
June 20, 2023 Filed Jun 23, 2023 01:18 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GrantClass A Common Stock 23,153 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039222 · doc4.xml · nonDerivative · entry 1

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,779,543

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 21:17 UTC
ABBO EDWARD YChief Technology Officer
Tax withholdingClass A Common Stock 6,858 $43.19 $296,197.02
Disclosure

SEC source: 0001209191-23-039220 · doc4.xml · nonDerivative · entry 2

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,110

Read SEC document
June 20, 2023 Filed Jun 22, 2023 21:17 UTC
ABBO EDWARD YChief Technology Officer
GrantClass A Common Stock 12,734 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039220 · doc4.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,968

F1 · shares: Represents the grant of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs are fully vested.

Read SEC document
June 19, 2023 Filed Jun 20, 2023 19:39 UTC
Parkkinen JuhoSVP & Chief Financial Officer
Tax withholdingClass A Common Stock 674 $44.49 $29,986.26
Disclosure

SEC source: 0001209191-23-038649 · doc4.xml · nonDerivative · entry 2

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,757

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:39 UTC
Parkkinen JuhoSVP & Chief Financial Officer
Tax withholdingClass A Common Stock 21,540 $46.37 $998,809.80
Disclosure

SEC source: 0001209191-23-038649 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,431

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:38 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038646 · doc4.xml · derivative · entry 7

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F6 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F6 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:38 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 8,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038646 · doc4.xml · derivative · entry 6

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,294

Underlying: Class A Common Stock · 8,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F5 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:38 UTC
ABBO EDWARD YChief Technology Officer
Tax withholdingClass A Common Stock 44,736 $46.37 $2,074,408.32
Disclosure

SEC source: 0001209191-23-038646 · doc4.xml · nonDerivative · entry 2

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,234

Read SEC document
June 15, 2023 Filed Jun 20, 2023 19:38 UTC
ABBO EDWARD YChief Technology Officer
Exercise / conversionClass A Common Stock 83,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-038646 · doc4.xml · nonDerivative · entry 1

ABBO EDWARD Y · CIK 0001218471 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 23:39 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038648 · doc4.xml · derivative · entry 4

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900,000

Underlying: Class A Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F3 · derivative.expiration_date: 6.25% of such RSU award vested on September 15, 2022 and 6.25% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 23:39 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionRestricted Stock Units · Derivative 8,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-038648 · doc4.xml · derivative · entry 3

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,294

Underlying: Class A Common Stock · 8,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

F2 · derivative.expiration_date: 12.5% of such RSU award vested on September 15, 2022 and 12.5% of such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 23:39 UTC
Behzadi HoumanChief Product Officer
Tax withholdingClass A Common Stock 44,736 $46.37 $2,074,408.32
Disclosure

SEC source: 0001209191-23-038648 · doc4.xml · nonDerivative · entry 2

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,814

Read SEC document
June 15, 2023 Filed Jun 20, 2023 23:39 UTC
Behzadi HoumanChief Product Officer
Exercise / conversionClass A Common Stock 83,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-038648 · doc4.xml · nonDerivative · entry 1

Behzadi Houman · CIK 0001834429 · Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit (RSUs) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement and convert into Class A Common Stock on a one-for-one basis.

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May 30, 2023 Filed Jun 1, 2023 22:06 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 48,559 $0.00 Strike: $4.68 $0.00
Disclosure

SEC source: 0001209191-23-033407 · doc4.xml · derivative · entry 7

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 155,373

Underlying: Class A Common Stock · 48,559 shares

Expires 2029-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 28, 2022.

F6 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on October 17, 2019 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

F5 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3.

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May 30, 2023 Filed Jun 1, 2023 22:06 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 66,629 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001209191-23-033407 · doc4.xml · derivative · entry 6

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,205

Underlying: Class A Common Stock · 66,629 shares

Expires 2028-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 28, 2022.

F4 · derivative.exercise_date: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter, commencing on November 28, 2018 (the "Vesting Commencement Date"), then 5% of the shares subject to the option shall vest on the last day of such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the fifth anniversary of the applicable Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.

F5 · balance_after: Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3.

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May 30, 2023 Filed Jun 1, 2023 22:06 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,812 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001209191-23-033407 · doc4.xml · derivative · entry 5

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,812 shares

Expires 2027-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 28, 2022.

F3 · derivative.exercise_date: The option grant is fully vested.

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May 30, 2023 Filed Jun 1, 2023 22:06 UTC SaleClass A Common Stock 120,000 $42.09 $5,050,800.00
Disclosure

SEC source: 0001209191-23-033407 · doc4.xml · nonDerivative · entry 4

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 546,495

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 28, 2022.

F2 · price: Represents weighted average sales price. The shares were sold at prices ranging from $42.00 to $42.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 30, 2023 Filed Jun 1, 2023 22:06 UTC Exercise / conversionClass A Common Stock 48,559 $4.68 $227,256.12
Disclosure

SEC source: 0001209191-23-033407 · doc4.xml · nonDerivative · entry 3

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 666,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 28, 2022.

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May 30, 2023 Filed Jun 1, 2023 22:06 UTC Exercise / conversionClass A Common Stock 66,629 $3.90 $259,853.10
Disclosure

SEC source: 0001209191-23-033407 · doc4.xml · nonDerivative · entry 2

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 617,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 28, 2022.

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May 30, 2023 Filed Jun 1, 2023 22:06 UTC Exercise / conversionClass A Common Stock 4,812 $2.04 $9,816.48
Disclosure

SEC source: 0001209191-23-033407 · doc4.xml · nonDerivative · entry 1

WARD JR STEPHEN M · CIK 0001164644 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 551,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 28, 2022.

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May 25, 2023 Filed May 25, 2023 20:19 UTC SaleClass A Common Stock 24,000 $30.26 $726,240.00
Disclosure

SEC source: 0001209191-23-032326 · doc4.xml · nonDerivative · entry 1

LEVIN RICHARD C · CIK 0001255200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 185,664

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated September 21, 2022.

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May 02, 2023 Filed May 3, 2023 20:13 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 26,785 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026944 · doc4.xml · nonDerivative · entry 4

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,610,679

F2 · ownership.nature: The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.

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May 02, 2023 Filed May 3, 2023 20:13 UTC
SIEBEL THOMAS MDirector · Chief Executive Officer · 10% owner
GiftClass A Common Stock 26,785 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026944 · doc4.xml · nonDerivative · entry 3

SIEBEL THOMAS M · CIK 0001031530 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,756,390

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May 01, 2023 Filed May 3, 2023 16:14 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 2,342 $18.45 $43,209.90
Disclosure

SEC source: 0001209191-23-026945 · doc4.xml · nonDerivative · entry 2

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 336,971

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated June 29, 2022.

F3 · price: Represents weighted average sales price. The shares were sold at prices ranging from $18.44 to $18.45. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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May 01, 2023 Filed May 3, 2023 16:14 UTC
Parkkinen JuhoSVP & Chief Financial Officer
SaleClass A Common Stock 2,096 $17.74 $37,183.04
Disclosure

SEC source: 0001209191-23-026945 · doc4.xml · nonDerivative · entry 1

Parkkinen Juho · CIK 0001897093 · SVP & Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 339,313

F1 · kind: Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated June 29, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.