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AHRT

AH Realty Trust, Inc.

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Tapewire entity
5324
SEC CIK
0001569187
Parsed reports
335

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202610
Feb 202600
Mar 202610
Apr 202620
May 202600
Jun 202600
Jul 202620
Aug 202600
Sep 202610
Oct 202630

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 06, 2022 Filed Feb 14, 2023 17:51 UTC PurchaseCommon Stock 388.475 $15.70 $6,099.06
Disclosure

SEC source: 0001569187-23-000006 · wf-form5_167641506724908.xml · nonDerivative · entry 5

KIRK A RUSSELL · CIK 0001196084 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 36,262.419

F1 · ownership.nature: Mr. Kirk disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 22, 2021 Filed Feb 11, 2022 06:05 UTC GiftCommon Stock 4,035 $0.00 $0.00
Disclosure

SEC source: 0001569187-22-000005 · wf-form5_164457748880231.xml · nonDerivative · entry 1

KIRK A RUSSELL · CIK 0001196084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,174

Read SEC document
December 21, 2021 Filed Dec 22, 2021 06:08 UTC
O'Hara Michael PCFO, Treasurer and Secretary
Purchase6.75% Series A Preferred Stock 2,400 $26.50 $63,600.00
Disclosure

SEC source: 0001569187-21-000088 · wf-form4_164017129641891.xml · nonDerivative · entry 3

O'Hara Michael P · CIK 0001575945 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,900

Read SEC document
December 20, 2021 Filed Dec 22, 2021 06:08 UTC
O'Hara Michael PCFO, Treasurer and Secretary
Purchase6.75% Series A Preferred Stock 500 $26.05 $13,025.00
Disclosure

SEC source: 0001569187-21-000088 · wf-form4_164017129641891.xml · nonDerivative · entry 2

O'Hara Michael P · CIK 0001575945 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 500

F1 · ownership.nature: Shares of preferred stock are held directly by reporting person's spouse. The reporting person disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the reporting person was the beneficial owner of the shares for purposes of Section 16 or for any other purposes.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 06:08 UTC
O'Hara Michael PCFO, Treasurer and Secretary
Purchase6.75% Series A Preferred Stock 500 $26.05 $13,025.00
Disclosure

SEC source: 0001569187-21-000088 · wf-form4_164017129641891.xml · nonDerivative · entry 1

O'Hara Michael P · CIK 0001575945 · CFO, Treasurer and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Read SEC document
December 15, 2021 Filed Dec 16, 2021 06:05 UTC
Snow John W.Director
GrantCommon Stock 841 $14.87 $12,505.67
Disclosure

SEC source: 0001569187-21-000086 · wf-form4_163965273326521.xml · nonDerivative · entry 1

Snow John W. · CIK 0001017080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,089

F1 · shares: These shares were issued to the director in lieu of his cash retainer.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 11:05 UTC GrantCommon Stock 242 $14.87 $3,598.54
Disclosure

SEC source: 0001569187-21-000085 · wf-form4_163965271900560.xml · nonDerivative · entry 1

Carroll James A · CIK 0001575997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,664

F1 · shares: These shares were issued to the director in lieu of his cash retainer.

Read SEC document
December 15, 2021 Filed Feb 11, 2022 11:05 UTC
Haddad Louis SDirector · President, CEO
GiftCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001569187-22-000006 · wf-form5_164457750643959.xml · nonDerivative · entry 3

Haddad Louis S · CIK 0001575987 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,627

Read SEC document
October 07, 2021 Filed Mar 7, 2022 16:33 UTC
Apperson Eric E.President of Construction
PurchaseCommon Stock 630 $13.51 $8,511.30
Disclosure

SEC source: 0001569187-22-000018 · wf-form4_164668878677148.xml · nonDerivative · entry 3

Apperson Eric E. · CIK 0001575963 · President of Construction

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,855

F1 · shares: Shares purchased pursuant to a broker-sponsored dividend reinvestment program.

Read SEC document
October 07, 2021 Filed Feb 14, 2023 17:51 UTC PurchaseCommon Stock 430.007 $13.19 $5,671.79
Disclosure

SEC source: 0001569187-23-000006 · wf-form5_167641506724908.xml · nonDerivative · entry 4

KIRK A RUSSELL · CIK 0001196084 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 35,873.944

F1 · ownership.nature: Mr. Kirk disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 06:07 UTC
Snow John W.Director
GrantCommon Stock 947 $13.20 $12,500.40
Disclosure

SEC source: 0001569187-21-000072 · wf-form4_163187325368654.xml · nonDerivative · entry 1

Snow John W. · CIK 0001017080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,248

F1 · shares: These shares were issued to the director in lieu of his cash retainer.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 10:07 UTC GrantCommon Stock 273 $13.20 $3,603.60
Disclosure

SEC source: 0001569187-21-000071 · wf-form4_163187323620008.xml · nonDerivative · entry 1

Carroll James A · CIK 0001575997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,422

F1 · shares: These shares were issued to the director in lieu of his cash retainer.

Read SEC document
July 08, 2021 Filed Mar 7, 2022 16:33 UTC
Apperson Eric E.President of Construction
PurchaseCommon Stock 640 $13.13 $8,403.20
Disclosure

SEC source: 0001569187-22-000018 · wf-form4_164668878677148.xml · nonDerivative · entry 2

Apperson Eric E. · CIK 0001575963 · President of Construction

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,225

F1 · shares: Shares purchased pursuant to a broker-sponsored dividend reinvestment program.

Read SEC document
July 08, 2021 Filed Feb 14, 2023 17:51 UTC PurchaseCommon Stock 426.109 $13.15 $5,603.33
Disclosure

SEC source: 0001569187-23-000006 · wf-form5_167641506724908.xml · nonDerivative · entry 3

KIRK A RUSSELL · CIK 0001196084 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 35,443.937

F1 · ownership.nature: Mr. Kirk disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 17:01 UTC
Snow John W.Director
GrantCommon Stock 2,921 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000059 · wf-form4_162396367941313.xml · nonDerivative · entry 2

Snow John W. · CIK 0001017080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,301

Read SEC document
June 16, 2021 Filed Jun 17, 2021 16:53 UTC
HARDY EVA SDirector
GrantCommon Stock 2,921 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000053 · wf-form4_162396317492679.xml · nonDerivative · entry 1

HARDY EVA S · CIK 0001084788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,059

Read SEC document
June 16, 2021 Filed Jun 17, 2021 21:03 UTC GrantCommon Stock 2,921 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000060 · wf-form4_162396372656921.xml · nonDerivative · entry 2

Carroll James A · CIK 0001575997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,149

Read SEC document
June 16, 2021 Filed Jun 17, 2021 17:01 UTC GrantCommon Stock 2,921 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000058 · wf-form4_162396359240465.xml · nonDerivative · entry 1

KIRK A RUSSELL · CIK 0001196084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,209

Read SEC document
June 16, 2021 Filed Jun 17, 2021 20:59 UTC GrantCommon Stock 8,054 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000057 · wf-form4_162396354902836.xml · nonDerivative · entry 1

Hoffler Daniel A · CIK 0001351710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,144

Read SEC document
June 16, 2021 Filed Jun 17, 2021 20:57 UTC GrantCommon Stock 2,921 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000055 · wf-form4_162396335350731.xml · nonDerivative · entry 1

Cherry James C. · CIK 0001514107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,583

Read SEC document
June 16, 2021 Filed Jun 17, 2021 20:59 UTC GrantCommon Stock 2,921 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000056 · wf-form4_162396346678749.xml · nonDerivative · entry 1

McAuliffe Dorothy · CIK 0001788437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,055

Read SEC document
June 16, 2021 Filed Jun 17, 2021 20:55 UTC GrantCommon Stock 2,921 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000054 · wf-form4_162396325392070.xml · nonDerivative · entry 1

Allen George F · CIK 0001576080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,010

Read SEC document
June 15, 2021 Filed Jun 17, 2021 17:01 UTC
Snow John W.Director
GrantCommon Stock 918 $13.63 $12,512.34
Disclosure

SEC source: 0001569187-21-000059 · wf-form4_162396367941313.xml · nonDerivative · entry 1

Snow John W. · CIK 0001017080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,380

F1 · shares: These shares were issued to the director in lieu of his cash retainer.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 21:03 UTC GrantCommon Stock 264 $13.63 $3,598.32
Disclosure

SEC source: 0001569187-21-000060 · wf-form4_162396372656921.xml · nonDerivative · entry 1

Carroll James A · CIK 0001575997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,228

F1 · shares: These shares were issued to the director in lieu of his cash retainer.

Read SEC document
April 08, 2021 Filed Mar 7, 2022 16:33 UTC
Apperson Eric E.President of Construction
OtherCommon Stock 599 $13.00 $7,787.00
Disclosure

SEC source: 0001569187-22-000018 · wf-form4_164668878677148.xml · nonDerivative · entry 1

Apperson Eric E. · CIK 0001575963 · President of Construction

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,585

F1 · shares: Shares purchased pursuant to a broker-sponsored dividend reinvestment program.

Read SEC document
April 08, 2021 Filed Feb 14, 2023 17:51 UTC PurchaseCommon Stock 402.35 $12.90 $5,190.32
Disclosure

SEC source: 0001569187-23-000006 · wf-form5_167641506724908.xml · nonDerivative · entry 2

KIRK A RUSSELL · CIK 0001196084 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 35,017.828

F1 · ownership.nature: Mr. Kirk disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 22, 2021 Filed Feb 11, 2022 11:05 UTC
Haddad Louis SDirector · President, CEO
GiftCommon Stock 5,500 $0.00 $0.00
Disclosure

SEC source: 0001569187-22-000006 · wf-form5_164457750643959.xml · nonDerivative · entry 2

Haddad Louis S · CIK 0001575987 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,127

Read SEC document
March 19, 2021 Filed Feb 11, 2022 11:05 UTC
Haddad Louis SDirector · President, CEO
GiftCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001569187-22-000006 · wf-form5_164457750643959.xml · nonDerivative · entry 1

Haddad Louis S · CIK 0001575987 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,627

Read SEC document
March 15, 2021 Filed Mar 17, 2021 11:13 UTC
Snow John W.Director
GrantCommon Stock 900 $13.96 $12,564.00
Disclosure

SEC source: 0001569187-21-000027 · wf-form4_161599396689907.xml · nonDerivative · entry 1

Snow John W. · CIK 0001017080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,462

F1 · shares: These shares were issued to the director in lieu of his cash retainer.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 15:12 UTC GrantCommon Stock 259 $13.96 $3,615.64
Disclosure

SEC source: 0001569187-21-000026 · wf-form4_161599395175528.xml · nonDerivative · entry 1

Carroll James A · CIK 0001575997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,964

F1 · shares: These shares were issued to the director in lieu of a portion of his cash retainer.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:44 UTC
Tibbetts Shawn JChief Operating Officer
Tax withholdingCommon Stock 1,574 $12.64 $19,895.36
Disclosure

SEC source: 0001569187-21-000020 · wf-form4_161499868502669.xml · nonDerivative · entry 2

Tibbetts Shawn J · CIK 0001805948 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,369

F2 · shares: Reflects shares of common stock surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:44 UTC
Tibbetts Shawn JChief Operating Officer
GrantCommon Stock 15,409 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000020 · wf-form4_161499868502669.xml · nonDerivative · entry 1

Tibbetts Shawn J · CIK 0001805948 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,943

F1 · shares: Represents a grant of restricted shares of common stock, one-third of which vested on the grant date, one-third of which will vest on the first anniversary of the grant date and one-third of which will vest on the second anniversary of the grant date, subject to the executive's continued employment on such dates.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:45 UTC
O'Hara Michael PSee Remarks
Tax withholdingCommon Stock 6,336 $12.64 $80,087.04
Disclosure

SEC source: 0001569187-21-000022 · wf-form4_161499872328430.xml · nonDerivative · entry 2

O'Hara Michael P · CIK 0001575945 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,042

F2 · kind: Reflects shares of common stock surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:45 UTC
O'Hara Michael PSee Remarks
GrantCommon Stock 15,024 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000022 · wf-form4_161499872328430.xml · nonDerivative · entry 1

O'Hara Michael P · CIK 0001575945 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,378

F1 · kind: Represents a grant of restricted shares of common stock, one-third of which vested on the grant date, one-third of which will vest on the first anniversary of the grant date and one-third of which will vest on the second anniversary of the grant date, subject to the executive's continued employment on such dates.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:45 UTC
Hampton Shelly R.President of Asset Management
Tax withholdingCommon Stock 3,725 $12.64 $47,084.00
Disclosure

SEC source: 0001569187-21-000021 · wf-form4_161499870208152.xml · nonDerivative · entry 2

Hampton Shelly R. · CIK 0001575964 · President of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,419

F2 · shares: Reflects shares of common stock surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:45 UTC
Hampton Shelly R.President of Asset Management
GrantCommon Stock 10,016 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000021 · wf-form4_161499870208152.xml · nonDerivative · entry 1

Hampton Shelly R. · CIK 0001575964 · President of Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,144

F1 · shares: Represents a grant of restricted shares of common stock, one-third of which vested on the grant date, one-third of which will vest on the first anniversary of the grant date and one-third of which will vest on the second anniversary of the grant date, subject to the executive's continued employment on such dates.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:45 UTC
Apperson Eric E.President of Construction
Tax withholdingCommon Stock 3,561 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000023 · wf-form4_161499874116936.xml · nonDerivative · entry 5

Apperson Eric E. · CIK 0001575963 · President of Construction

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,986

F3 · shares: Reflects shares of common stock surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:45 UTC
Apperson Eric E.President of Construction
GrantCommon Stock 7,512 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000023 · wf-form4_161499874116936.xml · nonDerivative · entry 4

Apperson Eric E. · CIK 0001575963 · President of Construction

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,547

F2 · shares: Represents a grant of restricted shares of common stock, one-third of which vested on the grant date, one-third of which will vest on the first anniversary of the grant date and one-third of which will vest on the second anniversary of the grant date, subject to the executive's continued employment on such dates.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 02:44 UTC
Haddad Louis SDirector · President, CEO
Tax withholdingCommon Stock 13,485 $12.64 $170,450.40
Disclosure

SEC source: 0001569187-21-000019 · wf-form4_161499866231456.xml · nonDerivative · entry 2

Haddad Louis S · CIK 0001575987 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,127

F2 · shares: Reflects shares of common stock surrendered to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 02:44 UTC
Haddad Louis SDirector · President, CEO
GrantCommon Stock 35,806 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000019 · wf-form4_161499866231456.xml · nonDerivative · entry 1

Haddad Louis S · CIK 0001575987 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,612

F1 · shares: Represents a grant of restricted shares of common stock, one-third of which vested on the grant date, one-third of which will vest on the first anniversary of the grant date and one-third of which will vest on the second anniversary of the grant date, subject to the executive's continued employment on such dates.

Read SEC document
January 07, 2021 Filed Mar 5, 2021 21:45 UTC
Apperson Eric E.President of Construction
PurchaseCommon Stock 432 $11.70 $5,054.40
Disclosure

SEC source: 0001569187-21-000023 · wf-form4_161499874116936.xml · nonDerivative · entry 3

Apperson Eric E. · CIK 0001575963 · President of Construction

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,035

F1 · shares: Shares purchased pursuant to a broker-sponsored dividend reinvestment program.

Read SEC document
January 07, 2021 Filed Feb 14, 2023 17:51 UTC PurchaseCommon Stock 331.478 $11.38 $3,772.22
Disclosure

SEC source: 0001569187-23-000006 · wf-form5_167641506724908.xml · nonDerivative · entry 1

KIRK A RUSSELL · CIK 0001196084 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 34,615.478

F1 · ownership.nature: Mr. Kirk disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 22, 2020 Filed Feb 16, 2021 06:05 UTC GiftCommon Stock 4,706 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000008 · wf-form5_161347352161694.xml · nonDerivative · entry 2

KIRK A RUSSELL · CIK 0001196084 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 33,011

F2 · ownership.nature: Mr. Kirk disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 22, 2020 Filed Feb 16, 2021 06:05 UTC GiftCommon Stock 19,517 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000008 · wf-form5_161347352161694.xml · nonDerivative · entry 1

KIRK A RUSSELL · CIK 0001196084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,634

F1 · shares: This transaction includes a gift of 4,706 shares of common stock by the reporting person to his spouse.

Read SEC document
December 22, 2020 Filed Mar 23, 2021 16:45 UTC Amendment GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000029 · wf-form5a_161653232503300.xml · nonDerivative · entry 10

KIRK A RUSSELL · CIK 0001196084 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 34,284

F4 · shares: The original Form 5 filed on February 16, 2021 inadvertently reported the incorrect number of shares for this transaction.

F3 · ownership.nature: Mr. Kirk disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 06:07 UTC
Snow John W.Director
GrantCommon Stock 865 $10.84 $9,376.60
Disclosure

SEC source: 0001569187-20-000066 · wf-form4_160820326466726.xml · nonDerivative · entry 1

Snow John W. · CIK 0001017080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,562

F1 · shares: These shares were issued to the director in lieu of his cash retainer.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 11:08 UTC GrantCommon Stock 249 $10.84 $2,699.16
Disclosure

SEC source: 0001569187-20-000067 · wf-form4_160820328212390.xml · nonDerivative · entry 1

Carroll James A · CIK 0001575997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,705

F1 · shares: These shares were issued to the director in lieu of a portion of his cash retainer.

Read SEC document
October 14, 2020 Filed Feb 16, 2021 11:05 UTC
Haddad Louis SDirector · President, CEO
GiftCommon Stock 8,075 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000007 · wf-form5_161347350460122.xml · nonDerivative · entry 2

Haddad Louis S · CIK 0001575987 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,806

Read SEC document
October 13, 2020 Filed Feb 16, 2021 11:05 UTC
Haddad Louis SDirector · President, CEO
Gift6.75% Series A Preferred Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000007 · wf-form5_161347350460122.xml · nonDerivative · entry 3

Haddad Louis S · CIK 0001575987 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
October 13, 2020 Filed Feb 16, 2021 11:05 UTC
Haddad Louis SDirector · President, CEO
GiftCommon Stock 6,400 $0.00 $0.00
Disclosure

SEC source: 0001569187-21-000007 · wf-form5_161347350460122.xml · nonDerivative · entry 1

Haddad Louis S · CIK 0001575987 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,881

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.