Tapewire

Nasdaq · USD

AHCO

AdaptHealth Corp.

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Tapewire entity
5183
SEC CIK
0001725255
Parsed reports
346

Last 12 months

Inside the activity.

16 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202620
Mar 2026100
Apr 202600
May 202600
Jun 202601
Jul 202601
Aug 202640
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2023 Filed May 16, 2023 12:00 UTC OtherCommon Stock 2,220,278 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-013035 · doc4.xml · nonDerivative · entry 1

Lundberg Theodore B. · CIK 0001628260 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Peloton Equity AeroCare SPV I, L.P.

Disclosed balance after: 4,460,555

F1 · kind: On May 15, 2023, each of Peloton AeroCare SPV I, L.P. ("Peloton AeroCare I"), Peloton AeroCare SPV II, L.P. ("Peloton AeroCare II") and Peloton Equity I, L.P. ("Peloton Equity I") distributed to their limited partners, pro rata and without consideration, 2,220,278 shares, 211,449 shares and 714,054 shares, respectively, of Common Stock. The aforementioned distributions were made in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F1 · price: On May 15, 2023, each of Peloton AeroCare SPV I, L.P. ("Peloton AeroCare I"), Peloton AeroCare SPV II, L.P. ("Peloton AeroCare II") and Peloton Equity I, L.P. ("Peloton Equity I") distributed to their limited partners, pro rata and without consideration, 2,220,278 shares, 211,449 shares and 714,054 shares, respectively, of Common Stock. The aforementioned distributions were made in accordance with the exemptions afforded under Rule 16a-9(a) and Rule 16a-13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").

F2 · ownership.nature: Shares held by Peloton AeroCare I. Peloton Equity GP, LLC ("Peloton Equity GP") is the general partner of Peloton AeroCare I. The Reporting Person is a managing member of Peloton Equity GP, and disclaims beneficial ownership of the shares held by Peloton AeroCare I except to the extent of his pecuniary interest therein, if any.

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May 08, 2023 Filed May 10, 2023 19:13 UTC
GRIGGS STEPHEN PDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 559,071 $0.00 Strike: $4.38 $0.00
Disclosure

SEC source: 0001104659-23-058612 · tm2315231-1_4seq1.xml · derivative · entry 4

GRIGGS STEPHEN P · CIK 0001275762 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 559,071 shares

Expires 2026-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On December 1, 2020, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") with AH Apollo Merger Sub Inc., AH Apollo Merger Sub II Inc., Peloton Equity, LLC and AeroCare Holdings, Inc. ("AeroCare"). The effective time of the merger (the "AeroCare Merger") occurred on February 1, 2021, at which time the outstanding shares of the Common Stock and options to acquire Common Stock of AeroCare were converted into the right to receive, among other things, shares of the Issuer's Common Stock and Series C Preferred Stock and options to acquire Common Stock, respectively, pursuant to the Merger Agreement.

F4 · derivative.exercise_date: Options were fully vested as of the effective time if the AeroCare Merger.

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May 08, 2023 Filed May 10, 2023 19:13 UTC
GRIGGS STEPHEN PDirector · Chief Executive Officer
Tax withholdingCommon Stock 345,219 $11.86 $4,094,297.34
Disclosure

SEC source: 0001104659-23-058612 · tm2315231-1_4seq1.xml · nonDerivative · entry 2

GRIGGS STEPHEN P · CIK 0001275762 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,315

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 213,852 shares of Common Stock on net exercise of options to purchase 559,071 shares of Common Stock. The Company withheld 345,219 shares of Common Stock underlying the options for payment of the exercise price and tax withholdings.

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May 08, 2023 Filed May 10, 2023 19:13 UTC
GRIGGS STEPHEN PDirector · Chief Executive Officer
Exercise / conversionCommon Stock, par value $0.0001 per share ("Common Stock") 559,071 $4.38 $2,448,730.98
Disclosure

SEC source: 0001104659-23-058612 · tm2315231-1_4seq1.xml · nonDerivative · entry 1

GRIGGS STEPHEN P · CIK 0001275762 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 743,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 18:18 UTC
JOYCE CHRISTOPHER JGeneral Counsel
GrantCommon Stock 27,578 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031863 · tm235381-13_4seq1.xml · nonDerivative · entry 1

JOYCE CHRISTOPHER J · CIK 0001032563 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,671

F1 · shares: These shares represent restricted stock units and will be settled in common stock upon vesting.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 18:24 UTC
GRIGGS STEPHEN PDirector · Chief Executive Officer
GrantCommon Stock 77,938 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031875 · tm235381-17_4seq1.xml · nonDerivative · entry 1

GRIGGS STEPHEN P · CIK 0001275762 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,463

F1 · shares: These shares represent restricted stock units and will be settled in common stock upon vesting.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 18:23 UTC
Bunting DanielFmr Officer/COO/Field OP
GrantCommon Stock 9,952 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031874 · tm235381-16_4seq1.xml · nonDerivative · entry 1

Bunting Daniel · CIK 0001554191 · Fmr Officer/COO/Field OP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,968

F1 · shares: These shares represent restricted stock units and will be settled in common stock upon vesting.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 22:20 UTC
Prast Albert A.Chief Technology Officer
GrantCommon Stock 23,981 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031869 · tm235381-14_4seq1.xml · nonDerivative · entry 1

Prast Albert A. · CIK 0001628262 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,578

F1 · shares: These shares represent restricted stock units and will be settled in common stock upon vesting.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 22:27 UTC
Clemens Jason AChief Financial Officer
GrantCommon Stock 35,971 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031879 · tm235381-19_4seq1.xml · nonDerivative · entry 1

Clemens Jason A · CIK 0001820867 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,372

F1 · shares: These shares represent restricted stock units and will be settled in common stock upon vesting.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 22:25 UTC
Parnes JoshDirector · President
GrantCommon Stock 77,938 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031876 · tm235381-18_4seq1.xml · nonDerivative · entry 1

Parnes Josh · CIK 0001792687 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,283

F1 · shares: These shares represent restricted stock units and will be settled in common stock upon vesting.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 22:21 UTC
Rietkerk ShawChief Operating Officer
GrantCommon Stock 19,185 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031872 · tm235381-15_4seq1.xml · nonDerivative · entry 1

Rietkerk Shaw · CIK 0001792695 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,272

F1 · shares: These shares represent restricted stock units and will be settled in common stock upon vesting.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 17:26 UTC
JOYCE CHRISTOPHER JGeneral Counsel
Tax withholdingCommon Stock 639 $15.99 $10,217.61
Disclosure

SEC source: 0001104659-23-028026 · tm235381-10_4seq1.xml · nonDerivative · entry 1

JOYCE CHRISTOPHER J · CIK 0001032563 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,093

F1 · shares: The reporting person surrendered 639 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock grant.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 17:24 UTC
Bunting DanielCOO - Field Operations
Tax withholdingCommon Stock 507 $15.99 $8,106.93
Disclosure

SEC source: 0001104659-23-028022 · tm235381-8_4seq1.xml · nonDerivative · entry 1

Bunting Daniel · CIK 0001554191 · COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,016

F1 · shares: The reporting person surrendered 507 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock grant.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:28 UTC
Prast Albert A.Chief Technology Officer
Tax withholdingCommon Stock 465 $15.99 $7,435.35
Disclosure

SEC source: 0001104659-23-028029 · tm235381-12_4seq1.xml · nonDerivative · entry 1

Prast Albert A. · CIK 0001628262 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,597

F1 · shares: The reporting person surrendered 465 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock grant.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:27 UTC
Parnes JoshDirector · President
Tax withholdingCommon Stock 873 $15.99 $13,959.27
Disclosure

SEC source: 0001104659-23-028027 · tm235381-11_4seq1.xml · nonDerivative · entry 1

Parnes Josh · CIK 0001792687 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,345

F1 · shares: The reporting person surrendered 873 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock grant.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:25 UTC
Clemens Jason AChief Financial Officer
Tax withholdingCommon Stock 624 $15.99 $9,977.76
Disclosure

SEC source: 0001104659-23-028024 · tm235381-9_4seq1.xml · nonDerivative · entry 1

Clemens Jason A · CIK 0001820867 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,401

F1 · shares: The reporting person surrendered 624 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock grant.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 17:49 UTC SaleCommon Stock 200 $20.78 $4,156.00
Disclosure

SEC source: 0001449359-23-000006 · primary_doc.xml · nonDerivative · entry 3

Everest Hill Group Inc. · CIK 0001449359 · 9% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Parent Company & Affiliates

Disclosed balance after: 12,805,008

F1 · ownership.nature: See Remarks.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 17:49 UTC SaleCommon Stock 100 $20.76 $2,076.00
Disclosure

SEC source: 0001449359-23-000006 · primary_doc.xml · nonDerivative · entry 2

Everest Hill Group Inc. · CIK 0001449359 · 9% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Parent Company & Affiliates

Disclosed balance after: 12,805,208

F1 · ownership.nature: See Remarks.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 17:49 UTC SaleCommon Stock 539,700 $20.75 $11,198,775.00
Disclosure

SEC source: 0001449359-23-000006 · primary_doc.xml · nonDerivative · entry 1

Everest Hill Group Inc. · CIK 0001449359 · 9% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Parent Company & Affiliates

Disclosed balance after: 12,805,308

F1 · ownership.nature: See Remarks.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 19:33 UTC
JOYCE CHRISTOPHER JGeneral Counsel
Tax withholdingCommon Stock 3,050 $21.38 $65,209.00
Disclosure

SEC source: 0001104659-23-010766 · tm235381-4_4seq1.xml · nonDerivative · entry 1

JOYCE CHRISTOPHER J · CIK 0001032563 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,732

F1 · shares: The reporting person surrendered 3,050 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock unit grant.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 17:49 UTC SaleCommon Stock 44,789 $21.00 $940,569.00
Disclosure

SEC source: 0001449359-23-000005 · primary_doc.xml · nonDerivative · entry 2

Everest Hill Group Inc. · CIK 0001449359 · 9.9% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Parent Company & Affiliates

Disclosed balance after: 13,345,008

F1 · shares: See Ex. 99.1 Schedule A for detail.

F1 · price: See Ex. 99.1 Schedule A for detail.

F2 · ownership.nature: See Remarks.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 19:32 UTC
Bunting DanielCOO - Field Operations
Tax withholdingCommon Stock 1,063 $21.38 $22,726.94
Disclosure

SEC source: 0001104659-23-010764 · tm235381-3_4seq1.xml · nonDerivative · entry 2

Bunting Daniel · CIK 0001554191 · COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,523

F2 · shares: The reporting person surrendered 1,063 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock unit grant.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 19:32 UTC
Bunting DanielCOO - Field Operations
Tax withholdingCommon Stock 3,990 $21.38 $85,306.20
Disclosure

SEC source: 0001104659-23-010764 · tm235381-3_4seq1.xml · nonDerivative · entry 1

Bunting Daniel · CIK 0001554191 · COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,586

F1 · shares: The reporting person surrendered 3,990 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock grant.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:35 UTC
Prast Albert A.Chief Technology Officer
Tax withholdingCommon Stock 2,038 $21.38 $43,572.44
Disclosure

SEC source: 0001104659-23-010767 · tm235381-5_4seq1.xml · nonDerivative · entry 2

Prast Albert A. · CIK 0001628262 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,062

F2 · shares: The reporting person surrendered 2,038 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock unit grant.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:35 UTC
Prast Albert A.Chief Technology Officer
Tax withholdingCommon Stock 3,168 $21.38 $67,731.84
Disclosure

SEC source: 0001104659-23-010767 · tm235381-5_4seq1.xml · nonDerivative · entry 1

Prast Albert A. · CIK 0001628262 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,100

F1 · shares: The reporting person surrendered 3,168 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock grant.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:36 UTC
Parnes JoshDirector · President
Tax withholdingCommon Stock 8,956 $21.38 $191,479.28
Disclosure

SEC source: 0001104659-23-010768 · tm235381-6_4seq1.xml · nonDerivative · entry 1

Parnes Josh · CIK 0001792687 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 661,218

F1 · shares: The reporting person surrendered 8,956 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock unit grant.

Read SEC document
February 01, 2023 Filed Feb 4, 2023 00:30 UTC
Clemens Jason AChief Financial Officer
Tax withholdingCommon Stock 3,606 $21.38 $77,096.28
Disclosure

SEC source: 0001104659-23-010760 · tm235381-2_4seq1.xml · nonDerivative · entry 1

Clemens Jason A · CIK 0001820867 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,025

F1 · shares: The reporting person surrendered 3,606 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock unit grant.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 17:49 UTC SaleCommon Stock 55,211 $21.00 $1,159,431.00
Disclosure

SEC source: 0001449359-23-000005 · primary_doc.xml · nonDerivative · entry 1

Everest Hill Group Inc. · CIK 0001449359 · 9.9% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Parent Company & Affiliates

Disclosed balance after: 13,389,797

F1 · shares: See Ex. 99.1 Schedule A for detail.

F1 · price: See Ex. 99.1 Schedule A for detail.

F2 · ownership.nature: See Remarks.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 17:55 UTC SaleCommon Stock 4,789 $22.00 $105,358.00
Disclosure

SEC source: 0001449359-23-000004 · primary_doc.xml · nonDerivative · entry 1

Everest Hill Group Inc. · CIK 0001449359 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Parent Company & Affiliates

Disclosed balance after: 13,445,008

F1 · ownership.nature: See Remarks.

Read SEC document
January 13, 2023 Filed Jan 17, 2023 16:48 UTC SaleCommon Stock 10,201 $21.00 $214,221.00
Disclosure

SEC source: 0001449359-23-000003 · primary_doc.xml · nonDerivative · entry 2

Everest Hill Group Inc. · CIK 0001449359 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Parent Company & Affiliates

Disclosed balance after: 13,499,797

F1 · shares: See Ex. 99.1 Schedule A for detail.

F1 · price: See Ex. 99.1 Schedule A for detail.

F2 · ownership.nature: See Remarks.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 16:48 UTC SaleCommon Stock 340,000 $20.00 $6,800,000.00
Disclosure

SEC source: 0001449359-23-000003 · primary_doc.xml · nonDerivative · entry 1

Everest Hill Group Inc. · CIK 0001449359 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Parent Company & Affiliates

Disclosed balance after: 13,459,998

F1 · shares: See Ex. 99.1 Schedule A for detail.

F1 · price: See Ex. 99.1 Schedule A for detail.

F2 · ownership.nature: See Remarks.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 16:13 UTC SaleCommon Stock 200,000 $20.00 $4,000,000.00
Disclosure

SEC source: 0001449359-23-000001 · primary_doc.xml · nonDerivative · entry 1

Everest Hill Group Inc. · CIK 0001449359 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Parent Company & Affiliates

Disclosed balance after: 13,799,998

F1 · shares: See Ex. 99.1 Schedule A for detail.

F1 · price: See Ex. 99.1 Schedule A for detail.

F2 · ownership.nature: See Remarks.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 18:26 UTC
Bunting DanielCOO - Field Operations
Tax withholdingCommon Stock 1,043 $19.34 $20,171.62
Disclosure

SEC source: 0001104659-23-001019 · tm2232561-2_4seq1.xml · nonDerivative · entry 1

Bunting Daniel · CIK 0001554191 · COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,576

F1 · shares: The reporting person surrendered 1,043 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock grant.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 23:31 UTC
Prast Albert A.Chief Technology Officer
Tax withholdingCommon Stock 1,060 $19.34 $20,500.40
Disclosure

SEC source: 0001104659-23-001023 · tm2232561-5_4seq1.xml · nonDerivative · entry 1

Prast Albert A. · CIK 0001628262 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,268

F1 · shares: The reporting person surrendered 1,060 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock grant.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 18:28 UTC
JOYCE CHRISTOPHER JGeneral Counsel
Tax withholdingCommon Stock 8,491 $19.22 $163,197.02
Disclosure

SEC source: 0001104659-23-001020 · tm2232561-3_4seq1.xml · nonDerivative · entry 2

JOYCE CHRISTOPHER J · CIK 0001032563 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,782

F2 · shares: The reporting person surrendered 8,491 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock grant.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 18:28 UTC
JOYCE CHRISTOPHER JGeneral Counsel
Disposition to issuerCommon Stock 2,546 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-001020 · tm2232561-3_4seq1.xml · nonDerivative · entry 1

JOYCE CHRISTOPHER J · CIK 0001032563 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,273

F1 · shares: The reporting person surrendered 2,546 shares of restricted stock due to the company's final determination that certain stock price performance criteria of the company were not achieved.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:33 UTC
Rietkerk ShawCOO - Centralized Services
Disposition to issuerCommon Stock 1,061 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-001025 · tm2232561-6_4seq1.xml · nonDerivative · entry 1

Rietkerk Shaw · CIK 0001792695 · COO - Centralized Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,087

F1 · shares: The reporting person surrendered 1,061 shares of restricted stock due to the company's final determination that certain stock price performance criteria of the company were not achieved.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:30 UTC
Parnes JoshDirector · President
Tax withholdingCommon Stock 20,604 $19.22 $396,008.88
Disclosure

SEC source: 0001104659-23-001021 · tm2232561-4_4seq1.xml · nonDerivative · entry 2

Parnes Josh · CIK 0001792687 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,174

F2 · shares: The reporting person surrendered 20,604 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock grant.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 23:30 UTC
Parnes JoshDirector · President
Disposition to issuerCommon Stock 6,365 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-001021 · tm2232561-4_4seq1.xml · nonDerivative · entry 1

Parnes Josh · CIK 0001792687 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,778

F1 · shares: The reporting person surrendered 6,365 shares of restricted stock due to the company's final determination that certain stock price performance criteria of the company were not achieved.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 16:30 UTC
Bunting DanielCOO - Field Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 223,628 $0.00 Strike: $2.69 $0.00
Disclosure

SEC source: 0001104659-22-126627 · tm2232561-1_4seq1.xml · derivative · entry 3

Bunting Daniel · CIK 0001554191 · COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 223,628 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2022 Filed Dec 13, 2022 16:30 UTC
Bunting DanielCOO - Field Operations
SaleCommon Stock 115,078 $21.94 $2,525,375.20
Disclosure

SEC source: 0001104659-22-126627 · tm2232561-1_4seq1.xml · nonDerivative · entry 2

Bunting Daniel · CIK 0001554191 · COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,619

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.77 to $22.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

Read SEC document
December 09, 2022 Filed Dec 13, 2022 16:30 UTC
Bunting DanielCOO - Field Operations
Exercise / conversionCommon Stock 223,628 $2.69 $601,559.32
Disclosure

SEC source: 0001104659-22-126627 · tm2232561-1_4seq1.xml · nonDerivative · entry 1

Bunting Daniel · CIK 0001554191 · COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2022 Filed Apr 8, 2024 16:28 UTC
BARASCH RICHARD ADirector · Interim CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-044758 · tm2411299-1_5seq1.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,907

F1 · kind: The reported transaction represents a gift/charitable donation of securities totaling 10,000 shares of the issuer's Common Stock to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund.

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November 11, 2022 Filed Nov 14, 2022 18:06 UTC SaleCommon Stock 23,583 $23.00 $542,409.00
Disclosure

SEC source: 0001449359-22-000019 · primary_doc.xml · nonDerivative · entry 1

Everest Hill Group Inc. · CIK 0001449359 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Parent Company & Affiliates

Disclosed balance after: 13,999,998

F1 · ownership.nature: See Remarks.

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November 10, 2022 Filed Nov 15, 2022 00:38 UTC
Rietkerk ShawCOO - Centralized Services
SaleCommon Stock 75,000 $22.52 $1,689,060.00
Disclosure

SEC source: 0001104659-22-118832 · tm2230341-1_4seq1.xml · nonDerivative · entry 1

Rietkerk Shaw · CIK 0001792695 · COO - Centralized Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,148

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.36 to $22.79, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).

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November 02, 2022 Filed Nov 3, 2022 17:24 UTC SaleCommon Stock 5,859 $23.00 $134,757.00
Disclosure

SEC source: 0001449359-22-000018 · primary_doc.xml · nonDerivative · entry 2

Everest Hill Group Inc. · CIK 0001449359 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Parent Company & Affiliates

Disclosed balance after: 14,023,581

F2 · ownership.nature: See Remarks.

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November 01, 2022 Filed Nov 3, 2022 17:24 UTC SaleCommon Stock 45,999 $23.00 $1,057,977.00
Disclosure

SEC source: 0001449359-22-000018 · primary_doc.xml · nonDerivative · entry 1

Everest Hill Group Inc. · CIK 0001449359 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Parent Company & Affiliates

Disclosed balance after: 14,029,440

F1 · shares: See Ex. 99.1 Schedule A for detail.

F1 · price: See Ex. 99.1 Schedule A for detail.

F2 · ownership.nature: See Remarks.

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October 28, 2022 Filed Nov 1, 2022 17:55 UTC SaleCommon Stock 10,437 $23.00 $240,051.00
Disclosure

SEC source: 0001449359-22-000017 · primary_doc.xml · nonDerivative · entry 1

Everest Hill Group Inc. · CIK 0001449359 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Parent Company & Affiliates

Disclosed balance after: 14,075,439

F1 · ownership.nature: See Remarks.

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October 26, 2022 Filed Oct 28, 2022 16:13 UTC SaleCommon Stock 165,968 $22.00 $3,651,296.00
Disclosure

SEC source: 0001449359-22-000016 · primary_doc.xml · nonDerivative · entry 1

Everest Hill Group Inc. · CIK 0001449359 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Parent Company & Affiliates

Disclosed balance after: 14,085,876

F1 · shares: See Ex. 99.1 Schedule A for detail.

F1 · price: See Ex. 99.1 Schedule A for detail.

F2 · ownership.nature: See Remarks.

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October 25, 2022 Filed Oct 26, 2022 11:44 UTC SaleCommon Stock 114,032 $22.00 $2,508,704.00
Disclosure

SEC source: 0001449359-22-000015 · primary_doc.xml · nonDerivative · entry 1

Everest Hill Group Inc. · CIK 0001449359 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Parent Company & Affiliates

Disclosed balance after: 14,251,844

F1 · shares: See Ex. 99.1 Schedule A for detail.

F1 · price: See Ex. 99.1 Schedule A for detail.

F2 · ownership.nature: See Remarks.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.