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NYSE · USD

AGX

ARGAN INC

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3828
SEC CIK
0000100591
Parsed reports
327

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202608
Feb 202600
Mar 202601
Apr 2026013
May 202600
Jun 2026011
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2024 Filed Jun 13, 2024 20:05 UTC Exercise / conversionCommon Stock 2,296 $60.05 $137,874.80
Disclosure

SEC source: 0001415889-24-016647 · form4-06132024_040603.xml · nonDerivative · entry 1

Jeffrey John Ronald Jr. · CIK 0001709914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 12, 2024, the Reporting Person exercised his option awarded on June 22, 2017 to purchase 10,000 shares of the Issuer's common stock at a price of $60.05 per share, using the net settle approach.

Read SEC document
April 25, 2024 Filed Apr 26, 2024 22:39 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $46.35 $0.00
Disclosure

SEC source: 0001415889-24-011612 · form4-04262024_100449.xml · derivative · entry 3

Jeffrey John Ronald Jr. · CIK 0001709914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,500

Underlying: Common Stock · 10,000 shares

Expires 2028-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 25, 2024, the Reporting Person exercised his option awarded on January 11, 2018 to purchase 10,000 shares of the Issuer's common stock at a price of $46.35 per share, using the nettle settle approach.

Read SEC document
April 25, 2024 Filed Apr 26, 2024 22:39 UTC Exercise / conversionCommon Stock 2,402 $46.35 $111,332.70
Disclosure

SEC source: 0001415889-24-011612 · form4-04262024_100449.xml · nonDerivative · entry 1

Jeffrey John Ronald Jr. · CIK 0001709914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 25, 2024, the Reporting Person exercised his option awarded on January 11, 2018 to purchase 10,000 shares of the Issuer's common stock at a price of $46.35 per share, using the nettle settle approach.

Read SEC document
April 24, 2024 Filed Apr 25, 2024 20:15 UTC GiftCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011513 · form4-04252024_040406.xml · nonDerivative · entry 1

BOSSELMANN RAINER H · CIK 0001028546 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,719

F1 · shares: On April 24, 2024, the Reporting Person made a donation of 8,500 shares of the Issuer's Common Stock to Riverworks Art Center, Inc.

Read SEC document
April 23, 2024 Filed Apr 25, 2024 20:15 UTC SaleCommon Stock 2,700 $61.79 $166,833.00
Disclosure

SEC source: 0001415889-24-011512 · form4-04252024_040402.xml · nonDerivative · entry 1

Koilpillai Mano S · CIK 0001790160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,608

F1 · shares: On April 23, 2024, the Reporting Person sold 2,700 shares of the Issuer's Common Stock on the open market at a price of $61.79 per share.

Read SEC document
April 19, 2024 Filed Apr 19, 2024 20:15 UTC
Deily Richard HCHIEF FINANCIAL OFFICER, SVP
SaleCommon Stock 6,256 $61.15 $382,554.40
Disclosure

SEC source: 0001415889-24-011215 · form4-04192024_040402.xml · nonDerivative · entry 1

Deily Richard H · CIK 0001358787 · CHIEF FINANCIAL OFFICER, SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,185

F1 · shares: On April 19, 2024, the Reporting Person sold 6,256 shares of the Issuer's Common Stock on the open market at an average price of $61.15 per share.

Read SEC document
April 19, 2024 Filed Apr 23, 2024 20:32 UTC SaleCommon Stock 2,507 $61.48 $154,130.36
Disclosure

SEC source: 0001415889-24-011373 · form4-04232024_080454.xml · nonDerivative · entry 1

MITCHELL W G CHAMPION · CIK 0001204823 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · MITENCO LLC

Disclosed balance after: 2,500

F1 · shares: On April 19, 2024, the Reporting Person sold 2,507 shares of the Issuer's Common Stock on the open market at a price of $61.48 per share.

Read SEC document
April 18, 2024 Filed Apr 18, 2024 22:59 UTC
Collins Charles Edwin IVCHIEF EXECUTIVE OFFICER, GEMMA
Disposition to issuerRenewable Performance Based Restricted Stock Units · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011154 · form4-04182024_100455.xml · derivative · entry 17

Collins Charles Edwin IV · CIK 0001791800 · CHIEF EXECUTIVE OFFICER, GEMMA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 3,000 shares

Expires not disclosed

F12 · derivative.exercise_date: RRSUs awarded on 4/18/2022 were forfeited due to failure to achieve the required renewable projects hurdle.

F12 · derivative.expiration_date: RRSUs awarded on 4/18/2022 were forfeited due to failure to achieve the required renewable projects hurdle.

Read SEC document
April 18, 2024 Filed Apr 18, 2024 22:59 UTC
Collins Charles Edwin IVCHIEF EXECUTIVE OFFICER, GEMMA
Exercise / conversionRenewable Performance Based Restricted Stock Units · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011154 · form4-04182024_100455.xml · derivative · entry 16

Collins Charles Edwin IV · CIK 0001791800 · CHIEF EXECUTIVE OFFICER, GEMMA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Pursuant to the one-year performance period vesting schedule of the RRSU awarded to the Reporting Person on April 18, 2022, 1,500 shares of the Issuer's Common stock became issuable to the Reporting Person on April 18, 2024.

F5 · derivative.expiration_date: Pursuant to the one-year performance period vesting schedule of the RRSU awarded to the Reporting Person on April 18, 2022, 1,500 shares of the Issuer's Common stock became issuable to the Reporting Person on April 18, 2024.

Read SEC document
April 18, 2024 Filed Apr 18, 2024 22:59 UTC
Collins Charles Edwin IVCHIEF EXECUTIVE OFFICER, GEMMA
Exercise / conversionTime Based Restricted Stock Units · Derivative 3,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011154 · form4-04182024_100455.xml · derivative · entry 15

Collins Charles Edwin IV · CIK 0001791800 · CHIEF EXECUTIVE OFFICER, GEMMA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,668

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Pursuant to the three-year vesting schedule of the TRSU awarded to the Reporting Person on April 18, 2022, 3,333 shares of Common Stock became issuable to the Reporting Person on April 18, 2024.

F4 · derivative.expiration_date: Pursuant to the three-year vesting schedule of the TRSU awarded to the Reporting Person on April 18, 2022, 3,333 shares of Common Stock became issuable to the Reporting Person on April 18, 2024.

Read SEC document
April 18, 2024 Filed Apr 18, 2024 22:59 UTC
Collins Charles Edwin IVCHIEF EXECUTIVE OFFICER, GEMMA
Exercise / conversionCommon Stock 848 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011154 · form4-04182024_100455.xml · nonDerivative · entry 5

Collins Charles Edwin IV · CIK 0001791800 · CHIEF EXECUTIVE OFFICER, GEMMA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Pursuant to the one-year performance period vesting schedule of the RRSU awarded to the Reporting Person on April 18, 2022, 1,500 shares of the Issuer's Common stock became issuable to the Reporting Person on April 18, 2024.

Read SEC document
April 18, 2024 Filed Apr 18, 2024 22:59 UTC
Collins Charles Edwin IVCHIEF EXECUTIVE OFFICER, GEMMA
Exercise / conversionCommon Stock 1,886 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011154 · form4-04182024_100455.xml · nonDerivative · entry 4

Collins Charles Edwin IV · CIK 0001791800 · CHIEF EXECUTIVE OFFICER, GEMMA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Pursuant to the three-year vesting schedule of the TRSU awarded to the Reporting Person on April 18, 2022, 3,333 shares of Common Stock became issuable to the Reporting Person on April 18, 2024.

Read SEC document
April 18, 2024 Filed Apr 18, 2024 21:42 UTC
Deily Richard HCHIEF FINANCIAL OFFICER, SVP
Exercise / conversionTime-Based Restricted Stock Units · Derivative 1,167 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011143 · form4-04182024_090410.xml · derivative · entry 10

Deily Richard H · CIK 0001358787 · CHIEF FINANCIAL OFFICER, SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,501

Underlying: Common Stock · 1,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Pursuant to the three-year vesting schedule of the TRSU awarded to the Reporting Person on April 18, 2022, 1,167 shares of Common Stock became issuable to the Reporting Person on April 18, 2024.

F5 · derivative.expiration_date: Pursuant to the three-year vesting schedule of the TRSU awarded to the Reporting Person on April 18, 2022, 1,167 shares of Common Stock became issuable to the Reporting Person on April 18, 2024.

Read SEC document
April 18, 2024 Filed Apr 18, 2024 21:42 UTC
Deily Richard HCHIEF FINANCIAL OFFICER, SVP
Exercise / conversionCommon Stock 666 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011143 · form4-04182024_090410.xml · nonDerivative · entry 5

Deily Richard H · CIK 0001358787 · CHIEF FINANCIAL OFFICER, SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Pursuant to the three-year vesting schedule of the TRSU awarded to the Reporting Person on April 18, 2022, 1,167 shares of Common Stock became issuable to the Reporting Person on April 18, 2024.

Read SEC document
April 18, 2024 Filed Apr 18, 2024 21:40 UTC
Watson David HibbertDirector · PRESIDENT AND CEO
Exercise / conversionTime-Based Restricted Stock Units · Derivative 3,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011141 · form4-04182024_090435.xml · derivative · entry 13

Watson David Hibbert · CIK 0001482442 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,334

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Pursuant to the three-year vesting schedule of the TRSU awarded to the reporting person on April 18, 2022, 3,333 shares of the Common Stock became issuable to the Reporting Person on April 18, 2024.

F4 · derivative.expiration_date: Pursuant to the three-year vesting schedule of the TRSU awarded to the reporting person on April 18, 2022, 3,333 shares of the Common Stock became issuable to the Reporting Person on April 18, 2024.

Read SEC document
April 18, 2024 Filed Apr 18, 2024 21:40 UTC
Watson David HibbertDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 1,929 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011141 · form4-04182024_090435.xml · nonDerivative · entry 4

Watson David Hibbert · CIK 0001482442 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Pursuant to the three-year vesting schedule of the TRSU awarded to the reporting person on April 18, 2022, 3,333 shares of the Common Stock became issuable to the Reporting Person on April 18, 2024.

Read SEC document
April 18, 2024 Filed Apr 18, 2024 21:39 UTC Exercise / conversionTime-Based Restricted Stock Units · Derivative 4,167 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011139 · form4-04182024_090434.xml · derivative · entry 5

BOSSELMANN RAINER H · CIK 0001028546 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,168

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Pursuant to the three-year vesting schedule of the Time-Based Restricted Stock Unit awarded to the Reporting Person on April 18, 2022, 4,167 shares of Common Stock became issuable to the Reporting Person on April 18, 2024

F2 · derivative.expiration_date: Pursuant to the three-year vesting schedule of the Time-Based Restricted Stock Unit awarded to the Reporting Person on April 18, 2022, 4,167 shares of Common Stock became issuable to the Reporting Person on April 18, 2024

Read SEC document
April 18, 2024 Filed Apr 18, 2024 21:39 UTC Exercise / conversionCommon Stock 2,678 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011139 · form4-04182024_090434.xml · nonDerivative · entry 2

BOSSELMANN RAINER H · CIK 0001028546 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Pursuant to the three-year vesting schedule of the Time-Based Restricted Stock Unit awarded to the Reporting Person on April 18, 2022, 4,167 shares of Common Stock became issuable to the Reporting Person on April 18, 2024

Read SEC document
April 18, 2024 Filed Apr 19, 2024 21:21 UTC
Griffin William F JrDirector · GEMMA, NON-EXECUTIVE CHAIRMAN
Exercise / conversionTime Based Restricted Stock Units · Derivative 4,167 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011249 · form4-04192024_090450.xml · derivative · entry 3

Griffin William F Jr · CIK 0001384123 · Director · GEMMA, NON-EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,167

Underlying: Common Stock · 4,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Pursuant to the three-year vesting schedule of the Time-Based Restricted Stock Unit awarded to the Reporting Person on April 18, 2022, 4,167 shares of Common Stock became issuable to the Reporting Person on April 18, 2024

F1 · derivative.expiration_date: Pursuant to the three-year vesting schedule of the Time-Based Restricted Stock Unit awarded to the Reporting Person on April 18, 2022, 4,167 shares of Common Stock became issuable to the Reporting Person on April 18, 2024

Read SEC document
April 18, 2024 Filed Apr 19, 2024 21:21 UTC
Griffin William F JrDirector · GEMMA, NON-EXECUTIVE CHAIRMAN
Exercise / conversionCommon Stock 3,324 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011249 · form4-04192024_090450.xml · nonDerivative · entry 2

Griffin William F Jr · CIK 0001384123 · Director · GEMMA, NON-EXECUTIVE CHAIRMAN

10b5-1 filing: No plan indicated

Ownership: Indirect · By William F Griffin Jr Revocable Trust U/A DTD FBO 12/09/04

Disclosed balance after: 177,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2024 Filed Apr 19, 2024 20:24 UTC SaleCommon Stock 190 $60.35 $11,466.50
Disclosure

SEC source: 0001415889-24-011226 · form4-04192024_080437.xml · nonDerivative · entry 4

MITCHELL W G CHAMPION · CIK 0001204823 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · MITENCO LLC

Disclosed balance after: 5,007

F4 · shares: On April 18, 2024, the Reporting Person sold 190 shares of the Issuer's Common Stock on the open market at a price of $60.35.

Read SEC document
April 17, 2024 Filed Apr 18, 2024 22:59 UTC
Collins Charles Edwin IVCHIEF EXECUTIVE OFFICER, GEMMA
Exercise / conversionRenewable Performance Based Restricted Stock Units · Derivative 1,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011154 · form4-04182024_100455.xml · derivative · entry 14

Collins Charles Edwin IV · CIK 0001791800 · CHIEF EXECUTIVE OFFICER, GEMMA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Pursuant to the one-year performance period vesting schedule of the RRSU awarded to the Reporting Person on April 17, 2023, 1,500 shares of the Issuer's Common stock became issuable to the Reporting Person on April 17, 2024.

F3 · derivative.expiration_date: Pursuant to the one-year performance period vesting schedule of the RRSU awarded to the Reporting Person on April 17, 2023, 1,500 shares of the Issuer's Common stock became issuable to the Reporting Person on April 17, 2024.

Read SEC document
April 17, 2024 Filed Apr 18, 2024 22:59 UTC
Collins Charles Edwin IVCHIEF EXECUTIVE OFFICER, GEMMA
Exercise / conversionTime Based Restricted Stock Units · Derivative 1,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011154 · form4-04182024_100455.xml · derivative · entry 13

Collins Charles Edwin IV · CIK 0001791800 · CHIEF EXECUTIVE OFFICER, GEMMA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,001

Underlying: Common Stock · 1,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Pursuant to the three-year vesting schedule of the TRSU awarded to the Reporting Person on April 17, 2023, 1,667 shares of Common Stock became issuable to the Reporting Person on April 17, 2024.

F2 · derivative.expiration_date: Pursuant to the three-year vesting schedule of the TRSU awarded to the Reporting Person on April 17, 2023, 1,667 shares of Common Stock became issuable to the Reporting Person on April 17, 2024.

Read SEC document
April 17, 2024 Filed Apr 18, 2024 22:59 UTC
Collins Charles Edwin IVCHIEF EXECUTIVE OFFICER, GEMMA
Exercise / conversionCommon Stock 826 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011154 · form4-04182024_100455.xml · nonDerivative · entry 3

Collins Charles Edwin IV · CIK 0001791800 · CHIEF EXECUTIVE OFFICER, GEMMA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Pursuant to the one-year performance period vesting schedule of the RRSU awarded to the Reporting Person on April 17, 2023, 1,500 shares of the Issuer's Common stock became issuable to the Reporting Person on April 17, 2024.

Read SEC document
April 17, 2024 Filed Apr 18, 2024 22:59 UTC
Collins Charles Edwin IVCHIEF EXECUTIVE OFFICER, GEMMA
Exercise / conversionCommon Stock 918 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011154 · form4-04182024_100455.xml · nonDerivative · entry 2

Collins Charles Edwin IV · CIK 0001791800 · CHIEF EXECUTIVE OFFICER, GEMMA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Pursuant to the three-year vesting schedule of the TRSU awarded to the Reporting Person on April 17, 2023, 1,667 shares of Common Stock became issuable to the Reporting Person on April 17, 2024.

Read SEC document
April 17, 2024 Filed Apr 18, 2024 21:40 UTC
Watson David HibbertDirector · PRESIDENT AND CEO
Exercise / conversionOption to Purchase Common Stock · Derivative 30,000 $41.68 Strike: $41.68 $1,250,400.00
Disclosure

SEC source: 0001415889-24-011141 · form4-04182024_090435.xml · derivative · entry 12

Watson David Hibbert · CIK 0001482442 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,000

Underlying: Common Stock · 30,000 shares

Expires 2026-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On April 17, 2024, the Reporting Person exercised his option awarded on June 23, 2016 to purchase 30,000 shares of the Issuer's common stock at a price of $41.68 per share.

Read SEC document
April 17, 2024 Filed Apr 18, 2024 21:40 UTC
Watson David HibbertDirector · PRESIDENT AND CEO
Disposition to issuerTime-Based Restricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011141 · form4-04182024_090435.xml · derivative · entry 11

Watson David Hibbert · CIK 0001482442 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,667

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F2 · derivative.exercise_date: Pursuant to the three-year vesting schedule of the TRSU awarded to the Reporting Person on April 17, 2023, 4,000 shares of Common Stock became issuable to the Reporting Person on April 17, 2024.

F2 · derivative.expiration_date: Pursuant to the three-year vesting schedule of the TRSU awarded to the Reporting Person on April 17, 2023, 4,000 shares of Common Stock became issuable to the Reporting Person on April 17, 2024.

Read SEC document
April 17, 2024 Filed Apr 18, 2024 21:40 UTC
Watson David HibbertDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 5,367 $41.68 $223,696.56
Disclosure

SEC source: 0001415889-24-011141 · form4-04182024_090435.xml · nonDerivative · entry 3

Watson David Hibbert · CIK 0001482442 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On April 17, 2024, the Reporting Person exercised his option awarded on June 23, 2016 to purchase 30,000 shares of the Issuer's common stock at a price of $41.68 per share.

Read SEC document
April 17, 2024 Filed Apr 18, 2024 21:40 UTC
Watson David HibbertDirector · PRESIDENT AND CEO
Exercise / conversionCommon Stock 2,253 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011141 · form4-04182024_090435.xml · nonDerivative · entry 2

Watson David Hibbert · CIK 0001482442 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Pursuant to the three-year vesting schedule of the TRSU awarded to the Reporting Person on April 17, 2023, 4,000 shares of Common Stock became issuable to the Reporting Person on April 17, 2024.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:24 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $41.19 $0.00
Disclosure

SEC source: 0001415889-24-011226 · form4-04192024_080437.xml · derivative · entry 7

MITCHELL W G CHAMPION · CIK 0001204823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,500

Underlying: Common Stock · 10,000 shares

Expires 2028-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On April 17, 2024, the Reporting Person exercised his stock option awarded on December 12, 2018 to purchase 10,000 shares of the Issuer's Common Stock at a price of $41.19 per share.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 20:24 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 6,667 $0.00 Strike: $46.35 $0.00
Disclosure

SEC source: 0001415889-24-011226 · form4-04192024_080437.xml · derivative · entry 6

MITCHELL W G CHAMPION · CIK 0001204823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,500

Underlying: Common Stock · 6,667 shares

Expires 2028-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 17, 2024, the Reporting Person exercised his stock option awarded on January 11, 2018 to purchase 6,667 shares of the Issuer's Common Stock at a price of $46.35 per share.

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April 17, 2024 Filed Apr 19, 2024 20:24 UTC SaleCommon Stock 13,143 $60.17 $790,814.31
Disclosure

SEC source: 0001415889-24-011226 · form4-04192024_080437.xml · nonDerivative · entry 3

MITCHELL W G CHAMPION · CIK 0001204823 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · MITENCO LLC

Disclosed balance after: 5,197

F3 · shares: On April 17, 2024 the Reporting Person sold 13,143 shares of the Issuer's Common Stock on the open market at an average price of $60.17 per share.

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April 17, 2024 Filed Apr 19, 2024 20:24 UTC Exercise / conversionCommon Stock 3,338 $41.19 $137,492.22
Disclosure

SEC source: 0001415889-24-011226 · form4-04192024_080437.xml · nonDerivative · entry 2

MITCHELL W G CHAMPION · CIK 0001204823 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · MITENCO LLC

Disclosed balance after: 18,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On April 17, 2024, the Reporting Person exercised his stock option awarded on December 12, 2018 to purchase 10,000 shares of the Issuer's Common Stock at a price of $41.19 per share.

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April 17, 2024 Filed Apr 19, 2024 20:24 UTC Exercise / conversionCommon Stock 1,669 $46.35 $77,358.15
Disclosure

SEC source: 0001415889-24-011226 · form4-04192024_080437.xml · nonDerivative · entry 1

MITCHELL W G CHAMPION · CIK 0001204823 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · MITENCO LLC

Disclosed balance after: 15,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 17, 2024, the Reporting Person exercised his stock option awarded on January 11, 2018 to purchase 6,667 shares of the Issuer's Common Stock at a price of $46.35 per share.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 21:09 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 1,667 $0.00 Strike: $35.72 $0.00
Disclosure

SEC source: 0001415889-24-011243 · form4-04192024_090424.xml · derivative · entry 10

Koilpillai Mano S · CIK 0001790160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,499

Underlying: Common Stock · 1,667 shares

Expires 2032-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On April 17, 2024, the Reporting Person exercised her stock option awarded on December 16, 2022 to purchase 1,667 shares of the Issuer's Common Stock at a price of $35.72 per share.

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April 17, 2024 Filed Apr 19, 2024 21:09 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 3,334 $0.00 Strike: $37.13 $0.00
Disclosure

SEC source: 0001415889-24-011243 · form4-04192024_090424.xml · derivative · entry 9

Koilpillai Mano S · CIK 0001790160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,166

Underlying: Common Stock · 3,334 shares

Expires 2031-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: On April 17, 2024, the Reporting Person exercised her stock option awarded on December 14, 2021 to purchase 3,334 shares of the Issuer's Common Stock at a price of $37.13 per share.

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April 17, 2024 Filed Apr 19, 2024 21:09 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $45.75 $0.00
Disclosure

SEC source: 0001415889-24-011243 · form4-04192024_090424.xml · derivative · entry 8

Koilpillai Mano S · CIK 0001790160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 10,000 shares

Expires 2030-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On April 17, 2024, the Reporting Person exercised her stock option awarded on December 14, 2020 to purchase 10,000 shares of the Issuer's Common Stock at a price of $45.75 per share.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 21:09 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 6,667 $0.00 Strike: $40.15 $0.00
Disclosure

SEC source: 0001415889-24-011243 · form4-04192024_090424.xml · derivative · entry 7

Koilpillai Mano S · CIK 0001790160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Common Stock · 6,667 shares

Expires 2029-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On April 17, 2024, the Reporting Person exercised her stock option awarded on December 23, 2019 to purchase 6,667 shares of the Issuer's Common Stock at a price of $40.15 per share.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 21:09 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 10,000 $0.00 Strike: $42.31 $0.00
Disclosure

SEC source: 0001415889-24-011243 · form4-04192024_090424.xml · derivative · entry 6

Koilpillai Mano S · CIK 0001790160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,167

Underlying: Common Stock · 10,000 shares

Expires 2029-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 17, 2024, the Reporting Person exercised her stock option awarded on September 10, 2019 to purchase 10,000 shares of the Issuer's Common Stock at a price of $42.31 per share.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 21:09 UTC Exercise / conversionCommon Stock 703 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011243 · form4-04192024_090424.xml · nonDerivative · entry 5

Koilpillai Mano S · CIK 0001790160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On April 17, 2024, the Reporting Person exercised her stock option awarded on December 16, 2022 to purchase 1,667 shares of the Issuer's Common Stock at a price of $35.72 per share.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 21:09 UTC Exercise / conversionCommon Stock 1,331 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011243 · form4-04192024_090424.xml · nonDerivative · entry 4

Koilpillai Mano S · CIK 0001790160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: On April 17, 2024, the Reporting Person exercised her stock option awarded on December 14, 2021 to purchase 3,334 shares of the Issuer's Common Stock at a price of $37.13 per share.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 21:09 UTC Exercise / conversionCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011243 · form4-04192024_090424.xml · nonDerivative · entry 3

Koilpillai Mano S · CIK 0001790160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On April 17, 2024, the Reporting Person exercised her stock option awarded on December 14, 2020 to purchase 10,000 shares of the Issuer's Common Stock at a price of $45.75 per share.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 21:09 UTC Exercise / conversionCommon Stock 2,337 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011243 · form4-04192024_090424.xml · nonDerivative · entry 2

Koilpillai Mano S · CIK 0001790160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On April 17, 2024, the Reporting Person exercised her stock option awarded on December 23, 2019 to purchase 6,667 shares of the Issuer's Common Stock at a price of $40.15 per share.

Read SEC document
April 17, 2024 Filed Apr 19, 2024 21:09 UTC Exercise / conversionCommon Stock 3,157 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011243 · form4-04192024_090424.xml · nonDerivative · entry 1

Koilpillai Mano S · CIK 0001790160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On April 17, 2024, the Reporting Person exercised her stock option awarded on September 10, 2019 to purchase 10,000 shares of the Issuer's Common Stock at a price of $42.31 per share.

Read SEC document
April 16, 2024 Filed Apr 18, 2024 22:59 UTC
Collins Charles Edwin IVCHIEF EXECUTIVE OFFICER, GEMMA
GrantEarnings Per Share Performance Based Restricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011154 · form4-04182024_100455.xml · derivative · entry 12

Collins Charles Edwin IV · CIK 0001791800 · CHIEF EXECUTIVE OFFICER, GEMMA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 2,000 shares

Expires not disclosed

F11 · derivative.exercise_date: On April 16, 2024, the Reporting Person was granted Earnings Per Share Performance-Based Restricted Stock Units ("EPSRSUs") in the target number of 2,000 shares, the vesting of which is subject to the sum of Earnings Per Share ("EPS") for fiscal years ending January 31, 2025, 2026 and 2027 compared to target compounded growth EPS amounts based on the sum of EPS for the fiscal years ended January 31, 2022, 2023 and 2024. The pay-out ratio of the Target, ranging from 0% to 200%, will depend on the degree of achievement of the EPS ranking at the end of the three-year performance period.

F11 · derivative.expiration_date: On April 16, 2024, the Reporting Person was granted Earnings Per Share Performance-Based Restricted Stock Units ("EPSRSUs") in the target number of 2,000 shares, the vesting of which is subject to the sum of Earnings Per Share ("EPS") for fiscal years ending January 31, 2025, 2026 and 2027 compared to target compounded growth EPS amounts based on the sum of EPS for the fiscal years ended January 31, 2022, 2023 and 2024. The pay-out ratio of the Target, ranging from 0% to 200%, will depend on the degree of achievement of the EPS ranking at the end of the three-year performance period.

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April 16, 2024 Filed Apr 18, 2024 22:59 UTC
Collins Charles Edwin IVCHIEF EXECUTIVE OFFICER, GEMMA
GrantRenewable Performance Based Restricted Stock Units · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011154 · form4-04182024_100455.xml · derivative · entry 11

Collins Charles Edwin IV · CIK 0001791800 · CHIEF EXECUTIVE OFFICER, GEMMA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F10 · derivative.exercise_date: On April 16, 2024 the Reporting Person was granted Renewable Performance-Based Restricted Stock Units (the "RRSUs") in the target number of 5,000 shares, the vesting of which is subject to Gemma Power Systems, LLC and its affiliates obtaining new renewable energy projects with an aggregate contract value exceeding certain identified hurdle amounts for each of the performance periods. The four performance periods cover three consecutive one-year periods each with a target number of 1,000 shares and a cumulative total at the end of the three-year performance period with a target number of 2,000 shares. The awards will be more fully described in the Issuer's 2024 Proxy Statement. Each RRSU represents a contingent right to receive one share of the Issuer's common stock.

F10 · derivative.expiration_date: On April 16, 2024 the Reporting Person was granted Renewable Performance-Based Restricted Stock Units (the "RRSUs") in the target number of 5,000 shares, the vesting of which is subject to Gemma Power Systems, LLC and its affiliates obtaining new renewable energy projects with an aggregate contract value exceeding certain identified hurdle amounts for each of the performance periods. The four performance periods cover three consecutive one-year periods each with a target number of 1,000 shares and a cumulative total at the end of the three-year performance period with a target number of 2,000 shares. The awards will be more fully described in the Issuer's 2024 Proxy Statement. Each RRSU represents a contingent right to receive one share of the Issuer's common stock.

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April 16, 2024 Filed Apr 18, 2024 22:59 UTC
Collins Charles Edwin IVCHIEF EXECUTIVE OFFICER, GEMMA
Disposition to issuerPerformance Based Restricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011154 · form4-04182024_100455.xml · derivative · entry 10

Collins Charles Edwin IV · CIK 0001791800 · CHIEF EXECUTIVE OFFICER, GEMMA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F9 · derivative.exercise_date: PRSUs awarded on 4/16/2021 were forfeited due to failure to achieve the required TSR ranking.

F9 · derivative.expiration_date: PRSUs awarded on 4/16/2021 were forfeited due to failure to achieve the required TSR ranking.

Read SEC document
April 16, 2024 Filed Apr 18, 2024 22:59 UTC
Collins Charles Edwin IVCHIEF EXECUTIVE OFFICER, GEMMA
GrantPerformance Based Restricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011154 · form4-04182024_100455.xml · derivative · entry 9

Collins Charles Edwin IV · CIK 0001791800 · CHIEF EXECUTIVE OFFICER, GEMMA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F8 · derivative.exercise_date: On April 16, 2024, the Reporting Person was granted Performance-Based Restricted Stock Units (the "PBRSUs") in the target number of 1,000 shares (the "Target"), the vesting of which is subject to the rank of the Total Stock Return ("TSR") of the Issuer's common stock over a three-year period, as determined by the Issuer's Board of Directors, to the comparable TSRs of 12 peer public companies to be disclosed in the Issuer's 2024 Proxy Statement. Each PBRSU represents a contingent right to receive one share of the Issuer's common stock. The payout ratio of the Target, ranging from 0% to 200%, will depend on the degree of achievement of the TSR ranking. The determination of the number of shares of common stock to be issued shall occur at the end of the three-year performance period.

F8 · derivative.expiration_date: On April 16, 2024, the Reporting Person was granted Performance-Based Restricted Stock Units (the "PBRSUs") in the target number of 1,000 shares (the "Target"), the vesting of which is subject to the rank of the Total Stock Return ("TSR") of the Issuer's common stock over a three-year period, as determined by the Issuer's Board of Directors, to the comparable TSRs of 12 peer public companies to be disclosed in the Issuer's 2024 Proxy Statement. Each PBRSU represents a contingent right to receive one share of the Issuer's common stock. The payout ratio of the Target, ranging from 0% to 200%, will depend on the degree of achievement of the TSR ranking. The determination of the number of shares of common stock to be issued shall occur at the end of the three-year performance period.

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April 16, 2024 Filed Apr 18, 2024 22:59 UTC
Collins Charles Edwin IVCHIEF EXECUTIVE OFFICER, GEMMA
GrantTime Based Restricted Stock Units · Derivative 4,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011154 · form4-04182024_100455.xml · derivative · entry 8

Collins Charles Edwin IV · CIK 0001791800 · CHIEF EXECUTIVE OFFICER, GEMMA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,668

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F7 · derivative.exercise_date: On April 16, 2024 the Reporting Person was granted TRSUs covering 4,000 shares of common stock. The TRSUs will vest in equal installments on each of the next three anniversaries of the grant date starting on 4/16/2025.

F7 · derivative.expiration_date: On April 16, 2024 the Reporting Person was granted TRSUs covering 4,000 shares of common stock. The TRSUs will vest in equal installments on each of the next three anniversaries of the grant date starting on 4/16/2025.

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April 16, 2024 Filed Apr 18, 2024 22:59 UTC
Collins Charles Edwin IVCHIEF EXECUTIVE OFFICER, GEMMA
GrantOption to Purchase Common Stock · Derivative 1,500 $0.00 Strike: $61.22 $0.00
Disclosure

SEC source: 0001415889-24-011154 · form4-04182024_100455.xml · derivative · entry 7

Collins Charles Edwin IV · CIK 0001791800 · CHIEF EXECUTIVE OFFICER, GEMMA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 1,500 shares

Expires 2034-04-16

F6 · shares: On April 16, 2024, the Reporting Person received 10-year options to purchase 1,500 shares of the Issuer's common stock with an exercise price of $61.22 per share. The options will vest ratably over three years on each anniversary of the grant date starting on 4/16/2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.