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Nasdaq · USD

AGPU

Axe Compute Inc.

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6706
SEC CIK
0001446159
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305

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2018 Filed Dec 10, 2018 21:14 UTC
Schwartz Carl I.Director · Chief Executive Officer
PurchaseWarrant to purchase common stock · Derivative 221,292 Not disclosed Strike: $0.84 Not disclosed
Disclosure

SEC source: 0001179110-18-013624 · edgar.xml · derivative · entry 2

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,292

Underlying: Common Stock · 221,292 shares

Expires 2023-11-30

F1 · price: Warrant issued in connection with an investment of $370,000 in the Issuer resulting in a promissory note and the warrant reported herein. Under agreements with the Issuer, the Reporting Person will also make a future investment of an additional $130,000 which will result in additional warrants.

Read SEC document
November 28, 2018 Filed Nov 29, 2018 17:09 UTC PurchaseCommon Stock 2,000 $0.78 $1,559.80
Disclosure

SEC source: 0001179110-18-013274 · edgar.xml · nonDerivative · entry 1

GABRIEL RICHARD L · CIK 0001285097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
November 20, 2018 Filed Nov 23, 2018 15:34 UTC PurchaseCommon Stock 1,000 $0.89 $890.00
Disclosure

SEC source: 0001179110-18-013127 · edgar.xml · nonDerivative · entry 1

GABRIEL RICHARD L · CIK 0001285097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
September 30, 2018 Filed Oct 3, 2018 20:49 UTC GrantStock Option (right to buy) · Derivative 4,717 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001179110-18-012028 · edgar.xml · derivative · entry 2

Reding Andrew P. · CIK 0001478471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,717

Underlying: Common Stock · 4,717 shares

Expires 2028-09-30

Read SEC document
September 30, 2018 Filed Oct 3, 2018 16:48 UTC GrantStock Option (right to buy) · Derivative 4,717 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001179110-18-012027 · edgar.xml · derivative · entry 2

McGoldrick Thomas J. · CIK 0001478406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,717

Underlying: Common Stock · 4,717 shares

Expires 2028-09-30

Read SEC document
September 30, 2018 Filed Oct 3, 2018 16:49 UTC GrantStock Options (right to buy) · Derivative 4,717 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001179110-18-012029 · edgar.xml · derivative · entry 2

ENGLE J MELVILLE · CIK 0001461906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,717

Underlying: Common Stock · 4,717 shares

Expires 2028-09-30

Read SEC document
September 30, 2018 Filed Oct 3, 2018 20:47 UTC GrantStock Options (right to buy) · Derivative 4,717 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001179110-18-012025 · edgar.xml · derivative · entry 2

GABRIEL RICHARD L · CIK 0001285097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,717

Underlying: Common Stock · 4,717 shares

Expires 2028-09-30

Read SEC document
September 30, 2018 Filed Oct 5, 2018 12:34 UTC GrantStock Options (right to buy) · Derivative 4,717 $0.00 Strike: $1.06 $0.00
Disclosure

SEC source: 0001179110-18-012062 · edgar.xml · derivative · entry 2

KROCHUK TIMOTHY A · CIK 0001689217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,717

Underlying: Common Stock · 4,717 shares

Expires 2028-09-30

Read SEC document
August 01, 2018 Filed Aug 27, 2018 19:34 UTC
Schwartz Carl I.Director · Chief Executive Officer
GrantStock Options (right to buy) · Derivative 44,899 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0001179110-18-010910 · edgar.xml · derivative · entry 2

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,899

Underlying: Common Stock · 44,899 shares

Expires 2028-08-01

F1 · derivative.exercise_date: 8,979 shares vest immediately and 8,980 shares vest on each of 9/1/2018, 10/1/2018, 11/1/2018 and 12/1/2018.

Read SEC document
July 02, 2018 Filed Jul 2, 2018 21:39 UTC
Schwartz Carl I.Director · Chief Executive Officer
GrantStock Options (right to buy) · Derivative 121,682 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001179110-18-009218 · edgar.xml · derivative · entry 2

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,682

Underlying: Common Stock · 121,682 shares

Expires 2028-07-02

F1 · derivative.exercise_date: 20,281 shares vest immediately and on 8/1/2018; and 20,280 shares vest on each of 9/1/2018, 10/1/2018, 11/1/2018 and 12/1/2018.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 10:35 UTC GrantStock Options (right to buy) · Derivative 4,425 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001179110-18-009259 · edgar.xml · derivative · entry 2

KROCHUK TIMOTHY A · CIK 0001689217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,425

Underlying: Common Stock · 4,425 shares

Expires 2028-06-30

Read SEC document
June 30, 2018 Filed Jul 3, 2018 20:16 UTC GrantStock Option (right to buy) · Derivative 4,425 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001179110-18-009332 · edgar.xml · derivative · entry 2

Reding Andrew P. · CIK 0001478471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,425

Underlying: Common Stock · 4,425 shares

Expires 2028-06-30

Read SEC document
June 30, 2018 Filed Jul 3, 2018 13:20 UTC GrantStock Option (right to buy) · Derivative 4,425 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001179110-18-009287 · edgar.xml · derivative · entry 2

McGoldrick Thomas J. · CIK 0001478406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,425

Underlying: Common Stock · 4,425 shares

Expires 2028-06-30

Read SEC document
June 30, 2018 Filed Jul 3, 2018 10:36 UTC GrantStock Options (right to buy) · Derivative 4,425 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001179110-18-009260 · edgar.xml · derivative · entry 2

ENGLE J MELVILLE · CIK 0001461906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,425

Underlying: Common Stock · 4,425 shares

Expires 2028-06-30

Read SEC document
June 30, 2018 Filed Jul 3, 2018 17:21 UTC GrantStock Options (right to buy) · Derivative 4,425 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0001179110-18-009288 · edgar.xml · derivative · entry 2

GABRIEL RICHARD L · CIK 0001285097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,425

Underlying: Common Stock · 4,425 shares

Expires 2028-06-30

Read SEC document
March 31, 2018 Filed Apr 3, 2018 16:03 UTC GrantStock Options (right to buy) · Derivative 4,546 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001179110-18-005202 · edgar.xml · derivative · entry 2

KROCHUK TIMOTHY A · CIK 0001689217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,546

Underlying: Common Stock · 4,546 shares

Expires 2028-03-31

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:39 UTC GrantStock Option (right to buy) · Derivative 4,546 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001179110-18-005306 · edgar.xml · derivative · entry 2

Reding Andrew P. · CIK 0001478471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,546

Underlying: Common Stock · 4,546 shares

Expires 2028-03-31

Read SEC document
March 31, 2018 Filed Apr 3, 2018 20:51 UTC GrantStock Option (right to buy) · Derivative 4,546 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001179110-18-005354 · edgar.xml · derivative · entry 2

McGoldrick Thomas J. · CIK 0001478406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,546

Underlying: Common Stock · 4,546 shares

Expires 2028-03-31

Read SEC document
March 31, 2018 Filed Apr 3, 2018 16:03 UTC GrantStock Options (right to buy) · Derivative 4,546 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001179110-18-005198 · edgar.xml · derivative · entry 2

ENGLE J MELVILLE · CIK 0001461906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,546

Underlying: Common Stock · 4,546 shares

Expires 2028-03-31

Read SEC document
March 31, 2018 Filed Apr 3, 2018 20:55 UTC GrantStock Options (right to buy) · Derivative 4,546 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001179110-18-005249 · edgar.xml · derivative · entry 2

GABRIEL RICHARD L · CIK 0001285097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,546

Underlying: Common Stock · 4,546 shares

Expires 2028-03-31

Read SEC document
January 02, 2018 Filed Jan 4, 2018 17:38 UTC
Schwartz Carl I.Director · Chief Executive Officer
GrantStock Options (right to buy) · Derivative 141,753 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001179110-18-000479 · edgar.xml · derivative · entry 2

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,753

Underlying: Common Stock · 141,753 shares

Expires 2028-01-02

F1 · derivative.exercise_date: 23,626 shares vest immediately and on each of 2/1/2018 and 3/1/2018; and 23,625 shares vest on each of 4/1/2018, 5/1/2018 and 6/1/2018.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 20:18 UTC GrantStock Options (right to buy) · Derivative 24,752 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0001179110-18-000438 · edgar.xml · derivative · entry 2

ENGLE J MELVILLE · CIK 0001461906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,752

Underlying: Common Stock · 24,752 shares

Expires 2027-12-31

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:12 UTC GrantStock Options (right to buy) · Derivative 15,150 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0001179110-18-000241 · edgar.xml · derivative · entry 2

GABRIEL RICHARD L · CIK 0001285097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,150

Underlying: Common Stock · 15,150 shares

Expires 2027-12-31

Read SEC document
December 31, 2017 Filed Jan 4, 2018 12:37 UTC GrantStock Options (right to buy) · Derivative 34,653 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0001179110-18-000476 · edgar.xml · derivative · entry 2

KROCHUK TIMOTHY A · CIK 0001689217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,653

Underlying: Common Stock · 34,653 shares

Expires 2027-12-31

Read SEC document
December 31, 2017 Filed Jan 4, 2018 19:27 UTC GrantStock Option (right to buy) · Derivative 15,150 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0001179110-18-000484 · edgar.xml · derivative · entry 2

Reding Andrew P. · CIK 0001478471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,150

Underlying: Common Stock · 15,150 shares

Expires 2027-12-31

Read SEC document
December 31, 2017 Filed Jan 4, 2018 12:37 UTC GrantStock Option (right to buy) · Derivative 34,653 $0.00 Strike: $1.01 $0.00
Disclosure

SEC source: 0001179110-18-000478 · edgar.xml · derivative · entry 2

McGoldrick Thomas J. · CIK 0001478406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,653

Underlying: Common Stock · 34,653 shares

Expires 2027-12-31

Read SEC document
November 10, 2017 Filed Nov 14, 2017 20:38 UTC
Schwartz Carl I.Director · Chief Executive Officer
GrantStock Options (right to buy) · Derivative 28,316 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001179110-17-014109 · edgar.xml · derivative · entry 2

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,316

Underlying: Common Stock · 28,316 shares

Expires 2027-11-10

F1 · derivative.exercise_date: 14,158 shares vest on each of 11/30/2017 and 12/31/2017.

Read SEC document
September 30, 2017 Filed Oct 10, 2017 10:22 UTC GrantStock Options (right to buy) · Derivative 3,440 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001179110-17-013200 · edgar.xml · derivative · entry 2

KROCHUK TIMOTHY A · CIK 0001689217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,440

Underlying: Common Stock · 3,440 shares

Expires 2027-09-30

Read SEC document
September 30, 2017 Filed Oct 10, 2017 14:23 UTC GrantStock Option (right to buy) · Derivative 3,440 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001179110-17-013203 · edgar.xml · derivative · entry 2

Reding Andrew P. · CIK 0001478471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,440

Underlying: Common Stock · 3,440 shares

Expires 2027-09-30

Read SEC document
September 30, 2017 Filed Oct 10, 2017 10:22 UTC GrantStock Option (right to buy) · Derivative 3,440 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001179110-17-013201 · edgar.xml · derivative · entry 2

McGoldrick Thomas J. · CIK 0001478406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,440

Underlying: Common Stock · 3,440 shares

Expires 2027-09-30

Read SEC document
September 30, 2017 Filed Oct 10, 2017 10:21 UTC GrantStock Options (right to buy) · Derivative 3,440 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001179110-17-013199 · edgar.xml · derivative · entry 2

ENGLE J MELVILLE · CIK 0001461906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,440

Underlying: Common Stock · 3,440 shares

Expires 2027-09-30

Read SEC document
September 30, 2017 Filed Oct 10, 2017 14:23 UTC GrantStock Options (right to buy) · Derivative 3,440 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001179110-17-013202 · edgar.xml · derivative · entry 2

GABRIEL RICHARD L · CIK 0001285097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,440

Underlying: Common Stock · 3,440 shares

Expires 2027-09-30

Read SEC document
June 30, 2017 Filed Jul 12, 2017 16:37 UTC GrantStock Options (right to buy) · Derivative 3,402 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001179110-17-010321 · edgar.xml · derivative · entry 2

KROCHUK TIMOTHY A · CIK 0001689217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,402

Underlying: Common Stock · 3,402 shares

Expires 2027-06-30

Read SEC document
June 30, 2017 Filed Jul 12, 2017 20:38 UTC GrantStock Option (right to buy) · Derivative 3,402 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001179110-17-010323 · edgar.xml · derivative · entry 2

Reding Andrew P. · CIK 0001478471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,402

Underlying: Common Stock · 3,402 shares

Expires 2027-06-30

Read SEC document
June 30, 2017 Filed Jul 12, 2017 16:36 UTC GrantStock Option (right to buy) · Derivative 3,402 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001179110-17-010319 · edgar.xml · derivative · entry 2

McGoldrick Thomas J. · CIK 0001478406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,402

Underlying: Common Stock · 3,402 shares

Expires 2027-06-30

Read SEC document
June 30, 2017 Filed Jul 12, 2017 16:37 UTC GrantStock Options (right to buy) · Derivative 3,402 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001179110-17-010320 · edgar.xml · derivative · entry 2

ENGLE J MELVILLE · CIK 0001461906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,402

Underlying: Common Stock · 3,402 shares

Expires 2027-06-30

Read SEC document
June 30, 2017 Filed Jul 12, 2017 20:37 UTC GrantStock Options (right to buy) · Derivative 3,402 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001179110-17-010322 · edgar.xml · derivative · entry 2

GABRIEL RICHARD L · CIK 0001285097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,402

Underlying: Common Stock · 3,402 shares

Expires 2027-06-30

Read SEC document
June 22, 2017 Filed Jun 26, 2017 17:17 UTC GrantStock Options (right to buy) · Derivative 125,000 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001179110-17-009595 · edgar.xml · derivative · entry 2

KROCHUK TIMOTHY A · CIK 0001689217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2027-06-22

Read SEC document
June 22, 2017 Filed Jun 26, 2017 17:18 UTC GrantStock Option (right to buy) · Derivative 199,830 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001179110-17-009596 · edgar.xml · derivative · entry 2

McGoldrick Thomas J. · CIK 0001478406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,830

Underlying: Common Stock · 199,830 shares

Expires 2027-06-22

Read SEC document
June 22, 2017 Filed Jun 26, 2017 21:21 UTC GrantStock Option (right to buy) · Derivative 182,824 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001179110-17-009604 · edgar.xml · derivative · entry 2

Reding Andrew P. · CIK 0001478471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,824

Underlying: Common Stock · 182,824 shares

Expires 2027-06-22

Read SEC document
June 22, 2017 Filed Jun 26, 2017 17:19 UTC GrantStock Options (right to buy) · Derivative 125,000 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001179110-17-009600 · edgar.xml · derivative · entry 2

ENGLE J MELVILLE · CIK 0001461906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2027-06-22

Read SEC document
June 22, 2017 Filed Jun 26, 2017 21:20 UTC
Schwartz Carl I.Director · Chief Executive Officer
GrantStock Options (right to buy) · Derivative 376,886 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001179110-17-009603 · edgar.xml · derivative · entry 2

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,886

Underlying: Common Stock · 376,886 shares

Expires 2027-06-22

F1 · derivative.exercise_date: 168,369 shares vest immediately; 7,086 shares vest each month beginning on 7/31/2017 through 12/31/2017; 20,750 shares vest each quarter beginning on 1/1/2018 through 10/1/2019.

Read SEC document
June 22, 2017 Filed Jun 26, 2017 21:19 UTC
JOHNSON DAVID O.Chief Operating Officer
GrantStock Options (right to buy) · Derivative 320,422 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001179110-17-009599 · edgar.xml · derivative · entry 2

JOHNSON DAVID O. · CIK 0001553577 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,422

Underlying: Common Stock · 320,422 shares

Expires 2027-06-22

F3 · derivative.exercise_date: 154,422 shares vest immediately. The remainder, 166,000 shares, vests quarterly beginning on 1/1/2018 through 10/1/2019.

Read SEC document
June 22, 2017 Filed Jun 26, 2017 21:18 UTC
MYERS ROBERT LChief Financial Officer
GrantStock Options (right to buy) · Derivative 304,110 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001179110-17-009598 · edgar.xml · derivative · entry 3

MYERS ROBERT L · CIK 0001553600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,110

Underlying: Common Stock · 304,110 shares

Expires 2027-06-22

F2 · derivative.exercise_date: 138,110 shares vest immediately. The remainder, 166,000 shares, vests quarterly beginning on 1/1/2018 through 10/1/2019.

Read SEC document
June 22, 2017 Filed Jun 26, 2017 21:18 UTC GrantStock Options (right to buy) · Derivative 125,000 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001179110-17-009597 · edgar.xml · derivative · entry 2

GABRIEL RICHARD L · CIK 0001285097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2027-06-22

Read SEC document
March 31, 2017 Filed Apr 6, 2017 14:11 UTC GrantStock Options (right to buy) · Derivative 2,381 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001179110-17-005804 · edgar.xml · derivative · entry 2

KROCHUK TIMOTHY A · CIK 0001689217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,381

Underlying: Common Stock · 2,381 shares

Expires 2027-03-31

Read SEC document
March 31, 2017 Filed Apr 6, 2017 14:10 UTC GrantStock Option (right to buy) · Derivative 2,381 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001179110-17-005802 · edgar.xml · derivative · entry 2

McGoldrick Thomas J. · CIK 0001478406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,381

Underlying: Common Stock · 2,381 shares

Expires 2027-03-31

Read SEC document
March 31, 2017 Filed Apr 6, 2017 14:10 UTC GrantStock Options (right to buy) · Derivative 2,381 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001179110-17-005803 · edgar.xml · derivative · entry 2

ENGLE J MELVILLE · CIK 0001461906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,381

Underlying: Common Stock · 2,381 shares

Expires 2027-03-31

Read SEC document
March 31, 2017 Filed Apr 6, 2017 18:10 UTC
Schwartz Carl I.Director · Chief Executive Officer
GrantStock Options (right to buy) · Derivative 2,381 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001179110-17-005801 · edgar.xml · derivative · entry 2

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,381

Underlying: Common Stock · 2,381 shares

Expires 2027-03-31

Read SEC document
March 31, 2017 Filed Apr 7, 2017 15:33 UTC GrantStock Options (right to buy) · Derivative 2,381 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001179110-17-005870 · edgar.xml · derivative · entry 2

GABRIEL RICHARD L · CIK 0001285097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,381

Underlying: Common Stock · 2,381 shares

Expires 2027-03-31

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.