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Nasdaq · USD

AGPU

Axe Compute Inc.

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6706
SEC CIK
0001446159
Parsed reports
305

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202620
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2020 Filed Oct 2, 2020 16:38 UTC GrantStock Options (right to buy) · Derivative 6,142 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001179110-20-010166 · edgar.xml · derivative · entry 2

CHUNG-WELCH NANCY · CIK 0001817690 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,142

Underlying: Common Stock · 6,142 shares

Expires 2030-09-30

Read SEC document
September 30, 2020 Filed Oct 2, 2020 16:39 UTC GrantStock Options (right to buy) · Derivative 6,142 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001179110-20-010167 · edgar.xml · derivative · entry 2

ENGLE J MELVILLE · CIK 0001461906 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,142

Underlying: Common Stock · 6,142 shares

Expires 2030-09-30

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:38 UTC GrantStock Options (right to buy) · Derivative 6,142 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001179110-20-010164 · edgar.xml · derivative · entry 2

Nuzum Charles Lee Sr · CIK 0001346421 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,142

Underlying: Common Stock · 6,142 shares

Expires 2030-09-30

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:39 UTC GrantStock Options (right to buy) · Derivative 6,142 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001179110-20-010169 · edgar.xml · derivative · entry 2

HANDLEY DANIEL E · CIK 0001802449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,142

Underlying: Common Stock · 6,142 shares

Expires 2030-09-30

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:37 UTC GrantStock options (right to buy) · Derivative 6,142 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001179110-20-010162 · edgar.xml · derivative · entry 2

GABRIEL RICHARD L · CIK 0001285097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,142

Underlying: Common Stock · 6,142 shares

Expires 2030-09-30

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:37 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
GrantStock Options (right to buy) · Derivative 6,142 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001179110-20-010161 · edgar.xml · derivative · entry 2

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,142

Underlying: Common Stock · 6,142 shares

Expires 2030-09-30

Read SEC document
September 23, 2020 Filed Sep 25, 2020 21:46 UTC
MYERS ROBERT LChief Financial Officer
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009966 · edgar.xml · derivative · entry 2

MYERS ROBERT L · CIK 0001553600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock. The shares are delivered to the Reporting Person upon vesting.

F2 · derivative.exercise_date: Shares are delivered upon vesting of the RSU's, with vesting of 33,334 RSU's on 9/23/2021, and 33,333 RSU's on each of 9/23/2022 and 9/23/2023.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock. The shares are delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: Shares are delivered upon vesting of the RSU's, with vesting of 33,334 RSU's on 9/23/2021, and 33,333 RSU's on each of 9/23/2022 and 9/23/2023.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 21:46 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
GrantRestricted Stock Units · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-009965 · edgar.xml · derivative · entry 2

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock. The shares are delivered to the Reporting Person upon vesting.

F2 · derivative.exercise_date: Shares delivered upon vesting of RSU's, with vesting of 100,000 RSUs each scheduled on 9/23/2021, 9/23/2022 and 9/23/2023.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of common stock. The shares are delivered to the Reporting Person upon vesting.

F2 · derivative.expiration_date: Shares delivered upon vesting of RSU's, with vesting of 100,000 RSUs each scheduled on 9/23/2021, 9/23/2022 and 9/23/2023.

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:56 UTC
MYERS ROBERT LChief Financial Officer
GrantStock Options (right to buy) · Derivative 16,600 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009650 · edgar.xml · derivative · entry 13

MYERS ROBERT L · CIK 0001553600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,600

Underlying: Common Stock · 16,600 shares

Expires 2029-04-04

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F3 · derivative.exercise_date: 12,450 shares are currently vested; 2,075 shares vest on each of 10/4/2020 and 1/4/2021.

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:56 UTC
MYERS ROBERT LChief Financial Officer
Disposition to issuerStock Options (Right to buy) · Derivative 16,600 $0.00 Strike: $7.48 $0.00
Disclosure

SEC source: 0001179110-20-009650 · edgar.xml · derivative · entry 12

MYERS ROBERT L · CIK 0001553600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,600 shares

Expires 2029-04-04

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F3 · derivative.exercise_date: 12,450 shares are currently vested; 2,075 shares vest on each of 10/4/2020 and 1/4/2021.

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:56 UTC
MYERS ROBERT LChief Financial Officer
GrantStock Options (Right to buy) · Derivative 30,411 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009650 · edgar.xml · derivative · entry 11

MYERS ROBERT L · CIK 0001553600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,411

Underlying: Common Stock · 30,411 shares

Expires 2027-06-22

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:56 UTC
MYERS ROBERT LChief Financial Officer
Disposition to issuerStock Options (Right to buy) · Derivative 30,411 $0.00 Strike: $14.70 $0.00
Disclosure

SEC source: 0001179110-20-009650 · edgar.xml · derivative · entry 10

MYERS ROBERT L · CIK 0001553600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,411 shares

Expires 2027-06-22

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:56 UTC
MYERS ROBERT LChief Financial Officer
GrantStock Options (Right to buy) · Derivative 357 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009650 · edgar.xml · derivative · entry 9

MYERS ROBERT L · CIK 0001553600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357

Underlying: Common Stock · 357 shares

Expires 2026-09-16

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:56 UTC
MYERS ROBERT LChief Financial Officer
Disposition to issuerStock Options (Right to buy) · Derivative 357 $0.00 Strike: $41.98 $0.00
Disclosure

SEC source: 0001179110-20-009650 · edgar.xml · derivative · entry 8

MYERS ROBERT L · CIK 0001553600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 357 shares

Expires 2026-09-16

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:56 UTC
MYERS ROBERT LChief Financial Officer
GrantStock Options (Right to buy) · Derivative 14 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009650 · edgar.xml · derivative · entry 7

MYERS ROBERT L · CIK 0001553600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14

Underlying: Common Stock · 14 shares

Expires 2024-03-07

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:56 UTC
MYERS ROBERT LChief Financial Officer
Disposition to issuerStock Options (Right to buy) · Derivative 14 $0.00 Strike: $4,312.50 $0.00
Disclosure

SEC source: 0001179110-20-009650 · edgar.xml · derivative · entry 6

MYERS ROBERT L · CIK 0001553600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14 shares

Expires 2024-03-07

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:56 UTC
MYERS ROBERT LChief Financial Officer
GrantStock Options (Right to buy) · Derivative 42 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009650 · edgar.xml · derivative · entry 5

MYERS ROBERT L · CIK 0001553600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42

Underlying: Common Stock · 42 shares

Expires 2023-08-29

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:56 UTC
MYERS ROBERT LChief Financial Officer
Disposition to issuerStock Options (Right to buy) · Derivative 42 $0.00 Strike: $1,481.25 $0.00
Disclosure

SEC source: 0001179110-20-009650 · edgar.xml · derivative · entry 4

MYERS ROBERT L · CIK 0001553600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42 shares

Expires 2023-08-29

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:56 UTC
MYERS ROBERT LChief Financial Officer
GrantStock Options (Right to buy) · Derivative 53 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009650 · edgar.xml · derivative · entry 3

MYERS ROBERT L · CIK 0001553600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53

Underlying: CommonStock · 53 shares

Expires 2022-08-13

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:56 UTC
MYERS ROBERT LChief Financial Officer
Disposition to issuerStock Options · Derivative 53 $0.00 Strike: $1,500.00 $0.00
Disclosure

SEC source: 0001179110-20-009650 · edgar.xml · derivative · entry 2

MYERS ROBERT L · CIK 0001553600 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53 shares

Expires 2022-08-13

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
GrantStock Options (Right to buy) · Derivative 59 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 29

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59

Underlying: Common Stock · 59 shares

Expires 2026-03-31

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
Disposition to issuerStock Options (Right to buy) · Derivative 59 $0.00 Strike: $42.50 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 28

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59 shares

Expires 2026-03-31

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
GrantStock Options (Right to buy) · Derivative 133 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 27

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133

Underlying: Common Stock · 133 shares

Expires 2026-06-30

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
Disposition to issuerStock Options (Right to buy) · Derivative 133 $0.00 Strike: $37.50 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 26

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 133 shares

Expires 2026-06-30

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
GrantStock Options (Right to buy) · Derivative 121 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 25

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121

Underlying: Common Stock · 121 shares

Expires 2026-09-30

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
Disposition to issuerStock Options (Right to buy) · Derivative 121 $0.00 Strike: $41.25 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 24

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 121 shares

Expires 2026-09-30

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
GrantStock Options (Right to buy) · Derivative 179 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 23

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179

Underlying: Common Stock · 179 shares

Expires 2026-12-31

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
Disposition to issuerStock Options (Right to buy) · Derivative 179 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 22

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 179 shares

Expires 2026-12-31

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
GrantStock Options (Right to buy) · Derivative 238 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 21

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238

Underlying: Common Stock · 238 shares

Expires 2027-03-31

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
Disposition to issuerStock Options (Right to buy) · Derivative 238 $0.00 Strike: $21.00 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 20

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 238 shares

Expires 2027-03-31

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
GrantStock Options (Right to buy) · Derivative 7 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 19

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7

Underlying: Common Stock · 7 shares

Expires 2023-07-19

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
Disposition to issuerStock Options (Right to buy) · Derivative 7 $0.00 Strike: $2,812.50 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 18

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7 shares

Expires 2023-07-19

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
GrantStock Options (Right to buy) · Derivative 32,305 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 17

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,305

Underlying: Common Stock · 32,305 shares

Expires 2029-01-02

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
Disposition to issuerStock Options (Right to buy) · Derivative 32,305 $0.00 Strike: $6.19 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 16

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,305 shares

Expires 2029-01-02

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
GrantStock Options (Right to buy) · Derivative 4,490 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 15

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,490

Underlying: Common Stock · 4,490 shares

Expires 2028-08-01

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
Disposition to issuerStock Options (Right to buy) · Derivative 4,490 $0.00 Strike: $11.60 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 14

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,490 shares

Expires 2028-08-01

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
GrantCommon Stock (Right to buy) · Derivative 12,168 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 13

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,168

Underlying: Common Stock · 12,168 shares

Expires 2028-06-30

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
Disposition to issuerStock Options (Right to buy) · Derivative 12,168 $0.00 Strike: $11.30 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 12

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,168 shares

Expires 2028-06-30

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
GrantStock Options (Right to buy) · Derivative 14,178 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 11

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,178

Underlying: Common Stock · 14,178 shares

Expires 2028-01-02

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
Disposition to issuerStock Options (Right to buy) · Derivative 14,178 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 10

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,178 shares

Expires 2028-01-02

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
GrantStock Options (Right to buy) · Derivative 2,834 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 9

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,834

Underlying: Common Stock · 2,834 shares

Expires 2027-11-10

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
Disposition to issuerStock Options (Right to buy) · Derivative 2,834 $0.00 Strike: $14.70 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 8

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,834 shares

Expires 2027-11-10

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
GrantCommon Stock (Right to buy) · Derivative 37,691 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 7

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,691

Underlying: Common Stock · 37,691 shares

Expires 2027-06-22

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
Disposition to issuerStock Options (Right to buy) · Derivative 37,691 $0.00 Strike: $14.70 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 6

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,691 shares

Expires 2027-06-22

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
GrantStock Options (Right to buy) · Derivative 714 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 5

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714

Underlying: Common Stock · 714 shares

Expires 2026-12-31

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
Disposition to issuerStock Options (Right to buy) · Derivative 714 $0.00 Strike: $28.00 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 4

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 714 shares

Expires 2026-12-31

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
GrantStock Options (Right to buy) · Derivative 52 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 3

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52

Underlying: Common Stock · 52 shares

Expires 2025-06-30

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:54 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
Disposition to issuerStock Options (right to buy) · Derivative 52 $0.00 Strike: $775.00 $0.00
Disclosure

SEC source: 0001179110-20-009648 · edgar.xml · derivative · entry 2

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52 shares

Expires 2025-06-30

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:55 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
GrantStock Options (Right to buy) · Derivative 6,050 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001179110-20-009649 · edgar.xml · derivative · entry 9

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,050

Underlying: Common Stock · 6,050 shares

Expires 2029-09-01

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document
September 04, 2020 Filed Sep 10, 2020 00:55 UTC
Schwartz Carl I.Director · Chief Executive Officer · 10% owner
Disposition to issuerStock Options (Right to buy) · Derivative 6,050 $0.00 Strike: $5.51 $0.00
Disclosure

SEC source: 0001179110-20-009649 · edgar.xml · derivative · entry 8

Schwartz Carl I. · CIK 0001573354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,050 shares

Expires 2029-09-01

F1 · kind: All transactions reported on this form involve the repricing of stock options with an exercise price greater than $1.54 to an exercise price of $1.54, as approved by shareholders at the 2020 annual meeting, with certification of the shareholder vote as of September 4, 2020.

F2 · derivative.exercise_date: Currently exercisable.

F3 · ownership.direct: Held by the Carl I. Schwartz Revocable Living Trust

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.