AGNT

SEC source: 0001562180-23-003800 · primarydocument.xml · nonDerivative · entry 1

Weakley Monica · CIK 0001932848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,471

F1 · shares: Includes unvested Restricted Stock Units.

F2 · shares: Represents Restricted Stock Units issued under eXp World Holdings, Inc.'s (the "Issuer") Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

SEC source: 0001562180-23-003801 · primarydocument.xml · nonDerivative · entry 2

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,938,013

F3 · shares: These shares were issued to the reporting person as compensation for his services as a director.

SEC source: 0001562180-23-003801 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,937,841

F1 · shares: Includes unvested restricted stock units.

F2 · shares: Represents Restricted Stock Units issued under eXp World Holdings, Inc.'s (the "Issuer") Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

SEC source: 0001562180-23-003666 · primarydocument.xml · nonDerivative · entry 2

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 27,144,811

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.035, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001562180-23-003666 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 27,152,278

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.09, inclusive. The reporting person undertakes to provide to eXp World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001562180-23-003230 · primarydocument.xml · nonDerivative · entry 1

Weakley Monica · CIK 0001932848 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,445

F1 · shares: These shares were issued to the reporting person under eXp World Holdings, Inc.'s (the "Issuer") 2015 Agent Equity Program.

SEC source: 0001562180-23-003226 · primarydocument.xml · derivative · entry 3

Chakarun Courtney Keating · CIK 0001853604 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 60,000 shares

Expires 2030-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Stock Option vests in 16 equal quarterly installments beginning on June 15, 2020.

SEC source: 0001562180-23-003226 · primarydocument.xml · nonDerivative · entry 2

Chakarun Courtney Keating · CIK 0001853604 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.575 to $12.73, inclusive. The reporting person undertakes to provide to eXp World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001562180-23-003226 · primarydocument.xml · nonDerivative · entry 1

Chakarun Courtney Keating · CIK 0001853604 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-003229 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,345,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

SEC source: 0001562180-23-003228 · primarydocument.xml · nonDerivative · entry 2

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,937,809

F3 · shares: These shares were issued to the reporting person as compensation for his services as a director.

SEC source: 0001562180-23-003228 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,937,651

F1 · shares: Includes unvested restricted stock units.

F2 · shares: Represents Restricted Stock Units issued under eXp World Holdings, Inc.'s (the "Issuer") Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

SEC source: 0001562180-23-003167 · primarydocument.xml · derivative · entry 3

Chakarun Courtney Keating · CIK 0001853604 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,500

Underlying: Common Stock · 5,000 shares

Expires 2030-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Stock Option vests in 16 equal quarterly installments beginning on June 15, 2020.

SEC source: 0001562180-23-003167 · primarydocument.xml · nonDerivative · entry 2

Chakarun Courtney Keating · CIK 0001853604 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.23, inclusive. The reporting person undertakes to provide to eXp World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001562180-23-003167 · primarydocument.xml · nonDerivative · entry 1

Chakarun Courtney Keating · CIK 0001853604 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-003165 · primarydocument.xml · derivative · entry 3

Bramble James · CIK 0001441438 · Chief Legal Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,000

Underlying: Common Stock · 30,000 shares

Expires 2029-03-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This Stock Option vested in 16 equal quarterly installments beginning on March 18, 2019 and was fully vested on March 18, 2023.

SEC source: 0001562180-23-003165 · primarydocument.xml · nonDerivative · entry 2

Bramble James · CIK 0001441438 · Chief Legal Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.67 to $11.74, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001562180-23-003165 · primarydocument.xml · nonDerivative · entry 1

Bramble James · CIK 0001441438 · Chief Legal Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-002825 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,164,043

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.325, inclusive. The reporting person undertakes to provide to eXp World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001562180-23-002162 · primarydocument.xml · nonDerivative · entry 2

Weakley Monica · CIK 0001932848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,421

F2 · shares: Includes unvested Restricted Stock Units.

F3 · shares: Represents Restricted Stock Units issued under eXp World Holdings, Inc.'s (the "Issuer") Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

SEC source: 0001562180-23-002162 · primarydocument.xml · nonDerivative · entry 1

Weakley Monica · CIK 0001932848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,382

F1 · shares: These shares were issued to the reporting person under eXp World Holdings, Inc.'s (the "Issuer") 2015 Agent Equity Program.

SEC source: 0001562180-23-002161 · primarydocument.xml · nonDerivative · entry 2

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,937,617

F3 · shares: These shares were issued to the reporting person as compensation for his services as a director.

SEC source: 0001562180-23-002161 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,937,451

F1 · shares: Includes unvested restricted stock units.

F2 · shares: Represents Restricted Stock Units issued under eXp World Holdings, Inc.'s (the "Issuer") Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

SEC source: 0001562180-23-001541 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,224,043

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.68 to $15.37, inclusive. The reporting person undertakes to provide to eXp World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001562180-23-000769 · primarydocument.xml · nonDerivative · entry 1

Weakley Monica · CIK 0001932848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,276

F1 · shares: These shares were issued to the reporting person under eXp World Holdings, Inc.'s (the "Issuer") 2015 Agent Equity Program.

SEC source: 0001562180-23-000768 · primarydocument.xml · nonDerivative · entry 2

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,937,347

F3 · shares: These shares were issued to the reporting person as compensation for his services as a director.

SEC source: 0001562180-23-000768 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,937,218

F1 · shares: Includes unvested restricted stock units.

F2 · shares: Represents Restricted Stock Units issued under eXp World Holdings, Inc.'s (the "Issuer") Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

SEC source: 0001562180-23-000690 · primarydocument.xml · derivative · entry 1

Pelosi Peggie · CIK 0001763161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,371

Underlying: Common Stock · 33,371 shares

Expires 2033-01-26

F1 · derivative.exercise_date: The Stock Option shares vest ratably over a three-year period in 36 monthly installments, with the final vesting date on January 26, 2026, subject to continued services.

SEC source: 0001562180-23-000521 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,284,043

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.815 to $13.55, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001562180-23-000382 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,344,043

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.02 to $12.75, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001562180-23-000348 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,396,700

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001562180-23-000261 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,937,144

F1 · date: Filing delay caused by internal administrative software delay.

F2 · shares: Includes unvested restricted stock units.

F3 · shares: Represents Restricted Stock Units issued under eXp World Holdings, Inc.'s (the "Issuer") Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

SEC source: 0001562180-23-000175 · primarydocument.xml · nonDerivative · entry 2

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,937,113

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.81 to $11.20, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001562180-23-000175 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,237,113

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

SEC source: 0001562180-22-007964 · primarydocument.xml · nonDerivative · entry 1

Weakley Monica · CIK 0001932848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,182

F1 · shares: These shares were issued to the reporting person under eXp World Holdings, Inc.'s (the "Issuer") 2015 Agent Equity Program.

SEC source: 0001562180-22-007965 · primarydocument.xml · nonDerivative · entry 2

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,236,932

F3 · shares: These shares were issued to the reporting person as compensation for his services as a director.

SEC source: 0001562180-22-007965 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,236,778

F1 · shares: Includes unvested restricted stock units.

F2 · shares: Represents Restricted Stock Units issued under eXp World Holdings, Inc.'s (the "Issuer") Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

SEC source: 0001562180-22-007935 · primarydocument.xml · derivative · entry 1

Cahir Daniel · CIK 0001761036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,680

Underlying: Common Stock · 13,680 shares

Expires 2032-11-29

F1 · derivative.exercise_date: The Stock Option shares vest ratably over a three-year period in 36 monthly installments, with the final vesting date on November 29, 2025, subject to earlier acceleration in the event of certain business transactions related to eXp World Holdings, Inc.

SEC source: 0001562180-22-007934 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,404,043

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.44, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001562180-22-007913 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,452,071

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.025, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001562180-22-007791 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,455,322

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.305, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001562180-22-007397 · primarydocument.xml · nonDerivative · entry 1

Weakley Monica · CIK 0001932848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,111

F1 · shares: These shares were issued to the reporting person under eXp World Holdings, Inc.'s (the "Issuer") 2015 Agent Equity Program.

SEC source: 0001562180-22-007396 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,236,716

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

SEC source: 0001562180-22-007187 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,464,043

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.45, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001562180-22-006947 · primarydocument.xml · nonDerivative · entry 1

Weakley Monica · CIK 0001932848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,993

F1 · shares: These shares were issued to the reporting person under eXp World Holdings, Inc.'s (the "Issuer") 2015 Agent Equity Program.

SEC source: 0001562180-22-006946 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,236,564

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

SEC source: 0001562180-22-006796 · primarydocument.xml · derivative · entry 6

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,659 shares

Expires 2022-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option grant is fully vested.

SEC source: 0001562180-22-006796 · primarydocument.xml · nonDerivative · entry 4

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,034,338

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.17, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001562180-22-006796 · primarydocument.xml · nonDerivative · entry 3

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,117,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-006796 · primarydocument.xml · derivative · entry 5

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,659

Underlying: Common Stock · 42,008 shares

Expires 2022-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option grant is fully vested.