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AGNT

AGNT, Inc.

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5272
SEC CIK
0001495932
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808

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0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2018 Filed Aug 8, 2018 22:12 UTC
Gesing JasonDirector · CEO Real Estate Brokerage Div
SaleCommon Stock 5,601 $15.01 $84,071.01
Disclosure

SEC source: 0001683168-18-002217 · ownership.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO Real Estate Brokerage Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,146

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.05, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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August 01, 2018 Filed Aug 6, 2018 20:43 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-002155 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,340,000

Underlying: Common Stock · 10,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The exercise price reported in this filing corrects a Form 4 filed on September 22, 2016 that erroneously stated that the exercise price of this Stock Option was $1.77 per share.

F4 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

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August 01, 2018 Filed Aug 6, 2018 20:43 UTC SaleCommon Stock 10,000 $14.35 $143,500.00
Disclosure

SEC source: 0001683168-18-002155 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.79 to $14.40, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
August 01, 2018 Filed Aug 6, 2018 20:43 UTC Exercise / conversionCommon Stock 10,000 $1.76 $17,600.00
Disclosure

SEC source: 0001683168-18-002155 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2018 Filed Aug 7, 2018 00:42 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-002154 · ownership.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,295,701

Underlying: Common Stock · 20,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
August 01, 2018 Filed Aug 7, 2018 00:42 UTC SaleCommon Stock 20,000 $14.34 $286,800.00
Disclosure

SEC source: 0001683168-18-002154 · ownership.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.79 to $14.40, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
August 01, 2018 Filed Aug 7, 2018 00:42 UTC Exercise / conversionCommon Stock 20,000 $1.76 $35,200.00
Disclosure

SEC source: 0001683168-18-002154 · ownership.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2018 Filed Aug 16, 2018 22:12 UTC Disposition to issuerCommon Stock 1,480 $14.18 $20,986.40
Disclosure

SEC source: 0001683168-18-002391 · ownership.xml · nonDerivative · entry 19

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,620

Read SEC document
July 31, 2018 Filed Oct 3, 2018 01:44 UTC Amendment SaleCommon Stock 1,480 $14.18 $20,986.40
Disclosure

SEC source: 0001683168-18-002923 · ownership.xml · nonDerivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,620

F1 · kind: The original Form 4 filed on August 16, 2018 inadvertently used transaction code "D" and is amended hereby to reflect the proper code of "S".

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July 31, 2018 Filed Mar 15, 2019 20:07 UTC GrantCommon Stock 160 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000684 · ownership.xml · nonDerivative · entry 29

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,545,274

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
July 31, 2018 Filed Aug 29, 2019 18:02 UTC
Truax SusanDirector
GrantCommon Stock 93 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004527 · primarydocument.xml · nonDerivative · entry 1

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574

F1 · shares: These shares were issued to the reporting person as compensation for her services as a director.

Read SEC document
July 31, 2018 Filed Aug 29, 2019 22:09 UTC GrantCommon Stock 160 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004531 · primarydocument.xml · nonDerivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,260

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
July 31, 2018 Filed Jul 17, 2020 17:00 UTC
Truax SusanDirector
GrantCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 6

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,927

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

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July 17, 2018 Filed Mar 14, 2019 21:41 UTC Amendment
Petronis ScottSee Remarks **
GrantCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000668 · ownership.xml · nonDerivative · entry 5

Petronis Scott · CIK 0001750469 · See Remarks **

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

F1 · kind: This amendment is being filed to correct errors in a Form 4 of the reporting person filed on February 14, 2019 (the "Prior Form 4") as described in this and other footnotes to this Form 4. This amendment amends and restates the Prior Form 4 in its entirety. This line item reflects shares granted under an employment agreement by and between the reporting person and a subsidiary of EXP World Holdings, Inc. (the "Issuer") pursuant to which the Issuer shall issue 50,000 shares of common stock to the reporting person in 16 equal quarterly installments beginning July 17, 2017.

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July 12, 2018 Filed Mar 15, 2019 20:07 UTC GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000684 · ownership.xml · nonDerivative · entry 28

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,545,114

F5 · shares: Represents the vested portion of an award of 1,000,000 shares of restricted stock granted on the Award Date that vests in four equal installments over the three-year period beginning July 12, 2018 upon the satisfaction of certain performance-based conditions.

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July 08, 2018 Filed Mar 15, 2019 20:07 UTC GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000684 · ownership.xml · nonDerivative · entry 27

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,295,114

F4 · shares: Represents the vested portion of an award of 1,000,000 shares of restricted stock granted on the Award Date that vests in three installments over the two-year period beginning September 30, 2017 upon the satisfaction of certain performance-based conditions.

Read SEC document
June 30, 2018 Filed Aug 16, 2018 22:12 UTC GrantCommon Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002391 · ownership.xml · nonDerivative · entry 18

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,100

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
June 30, 2018 Filed Mar 15, 2019 20:07 UTC GrantCommon Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000684 · ownership.xml · nonDerivative · entry 26

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,045,114

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
June 30, 2018 Filed Jul 17, 2020 17:00 UTC
Truax SusanDirector
GrantCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 5

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,684

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
June 29, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 9,006 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · derivative · entry 30

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315,701

Underlying: Common Stock · 9,006 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The exercise price reported in this filing corrects a Form 4 filed on September 15, 2016 that erroneously stated that the exercise price of this Stock Option was $1.77 per share.

F8 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
June 29, 2018 Filed Jul 19, 2018 20:37 UTC SaleCommon Stock 9,006 $11.47 $103,298.82
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 20

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.35 to $11.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (6) to this Form 4.

Read SEC document
June 29, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionCommon Stock 9,006 $1.76 $15,850.56
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 19

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 124 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · derivative · entry 29

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324,707

Underlying: Common Stock · 124 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The exercise price reported in this filing corrects a Form 4 filed on September 15, 2016 that erroneously stated that the exercise price of this Stock Option was $1.77 per share.

F8 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
June 28, 2018 Filed Jul 19, 2018 20:37 UTC SaleCommon Stock 124 $12.00 $1,488.00
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 18

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 28, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionCommon Stock 124 $1.76 $218.24
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 17

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,859 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · derivative · entry 28

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324,831

Underlying: Common Stock · 1,859 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The exercise price reported in this filing corrects a Form 4 filed on September 15, 2016 that erroneously stated that the exercise price of this Stock Option was $1.77 per share.

F8 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
June 27, 2018 Filed Jul 19, 2018 20:37 UTC SaleCommon Stock 1,859 $12.56 $23,349.04
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 16

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.30 to $12.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (5) to this Form 4.

Read SEC document
June 27, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionCommon Stock 1,859 $1.76 $3,271.84
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 15

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,113 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · derivative · entry 27

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326,690

Underlying: Common Stock · 3,113 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The exercise price reported in this filing corrects a Form 4 filed on September 15, 2016 that erroneously stated that the exercise price of this Stock Option was $1.77 per share.

F8 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
June 26, 2018 Filed Jul 19, 2018 20:37 UTC SaleCommon Stock 3,113 $12.65 $39,379.45
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 14

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.60 to $12.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.

Read SEC document
June 26, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionCommon Stock 3,113 $1.76 $5,478.88
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 13

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 22, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,730 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · derivative · entry 26

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329,803

Underlying: Common Stock · 1,730 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The exercise price reported in this filing corrects a Form 4 filed on September 15, 2016 that erroneously stated that the exercise price of this Stock Option was $1.77 per share.

F8 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
June 22, 2018 Filed Jul 19, 2018 20:37 UTC SaleCommon Stock 1,730 $12.88 $22,282.40
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 12

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.80 to $12.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.

Read SEC document
June 22, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionCommon Stock 1,730 $1.76 $3,044.80
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 11

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 100 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · derivative · entry 25

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,331,533

Underlying: Common Stock · 100 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The exercise price reported in this filing corrects a Form 4 filed on September 15, 2016 that erroneously stated that the exercise price of this Stock Option was $1.77 per share.

F8 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
June 21, 2018 Filed Jul 19, 2018 20:37 UTC SaleCommon Stock 100 $13.25 $1,325.00
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 10

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 21, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionCommon Stock 100 $1.76 $176.00
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 9

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,350 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · derivative · entry 24

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,331,633

Underlying: Common Stock · 4,350 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The exercise price reported in this filing corrects a Form 4 filed on September 15, 2016 that erroneously stated that the exercise price of this Stock Option was $1.77 per share.

F8 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
June 20, 2018 Filed Jul 19, 2018 20:37 UTC SaleCommon Stock 4,350 $13.25 $57,637.50
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 8

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 20, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionCommon Stock 4,350 $1.76 $7,656.00
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 7

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,334 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · derivative · entry 23

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335,983

Underlying: Common Stock · 10,334 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The exercise price reported in this filing corrects a Form 4 filed on September 15, 2016 that erroneously stated that the exercise price of this Stock Option was $1.77 per share.

F8 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

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June 19, 2018 Filed Jul 19, 2018 20:37 UTC SaleCommon Stock 10,334 $13.05 $134,858.70
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 6

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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June 19, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionCommon Stock 10,334 $1.76 $18,187.84
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 5

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 18, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,483 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · derivative · entry 22

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,346,317

Underlying: Common Stock · 3,483 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The exercise price reported in this filing corrects a Form 4 filed on September 15, 2016 that erroneously stated that the exercise price of this Stock Option was $1.77 per share.

F8 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

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June 18, 2018 Filed Jul 19, 2018 20:37 UTC SaleCommon Stock 3,483 $13.96 $48,622.68
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 4

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $14.02, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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June 18, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionCommon Stock 3,483 $1.76 $6,130.08
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 15, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 200 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · derivative · entry 21

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,349,800

Underlying: Common Stock · 200 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The exercise price reported in this filing corrects a Form 4 filed on September 15, 2016 that erroneously stated that the exercise price of this Stock Option was $1.77 per share.

F8 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

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June 15, 2018 Filed Jul 19, 2018 20:37 UTC SaleCommon Stock 200 $14.37 $2,874.00
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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June 15, 2018 Filed Jul 19, 2018 20:37 UTC Exercise / conversionCommon Stock 200 $1.76 $352.00
Disclosure

SEC source: 0001683168-18-001983 · ownership.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 31, 2018 Filed Aug 16, 2018 22:12 UTC GrantCommon Stock 122 $0.00 $0.00
Disclosure

SEC source: 0001683168-18-002391 · ownership.xml · nonDerivative · entry 17

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,421

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.