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Nasdaq · USD

AGNT

AGNT, Inc.

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5272
SEC CIK
0001495932
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808

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 17, 2018 Filed Mar 14, 2019 21:41 UTC Amendment
Petronis ScottSee Remarks **
GrantCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000668 · ownership.xml · nonDerivative · entry 6

Petronis Scott · CIK 0001750469 · See Remarks **

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

F1 · kind: This amendment is being filed to correct errors in a Form 4 of the reporting person filed on February 14, 2019 (the "Prior Form 4") as described in this and other footnotes to this Form 4. This amendment amends and restates the Prior Form 4 in its entirety. This line item reflects shares granted under an employment agreement by and between the reporting person and a subsidiary of EXP World Holdings, Inc. (the "Issuer") pursuant to which the Issuer shall issue 50,000 shares of common stock to the reporting person in 16 equal quarterly installments beginning July 17, 2017.

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October 01, 2018 Filed Oct 2, 2018 21:50 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-002929 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,295,000

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

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October 01, 2018 Filed Oct 2, 2018 21:50 UTC SaleCommon Stock 15,000 $16.79 $251,850.00
Disclosure

SEC source: 0001683168-18-002929 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.01 to $18.40, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 21:50 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001683168-18-002929 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 01:52 UTC
Gesing JasonDirector · Exec VP, Business Development
SaleCommon Stock 5,600 $16.71 $93,576.00
Disclosure

SEC source: 0001683168-18-002931 · ownership.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,946

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.01 to $18.40, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 01:48 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-002927 · ownership.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,255,701

Underlying: Common Stock · 20,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 01:48 UTC SaleCommon Stock 20,000 $16.39 $327,800.00
Disclosure

SEC source: 0001683168-18-002927 · ownership.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $18.40, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 01:48 UTC Exercise / conversionCommon Stock 20,000 $1.76 $35,200.00
Disclosure

SEC source: 0001683168-18-002927 · ownership.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2018 Filed Aug 29, 2019 18:02 UTC
Truax SusanDirector
GrantCommon Stock 47 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004527 · primarydocument.xml · nonDerivative · entry 3

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895

F1 · shares: These shares were issued to the reporting person as compensation for her services as a director.

Read SEC document
September 30, 2018 Filed Aug 29, 2019 22:09 UTC GrantCommon Stock 109 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004531 · primarydocument.xml · nonDerivative · entry 4

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,617

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
September 30, 2018 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 12

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551,032

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock that are reported in this Form 4 as issued to the Reporting Person or the Reporting Person's spouse, as applicable, were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from January 31, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

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September 30, 2018 Filed Sep 2, 2021 23:32 UTC
Onnen StaceyPresident, U.S. Brokerage Ops
GrantRestricted Stock Units · Derivative 150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005780 · primarydocument.xml · derivative · entry 6

Onnen Stacey · CIK 0001776376 · President, U.S. Brokerage Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150

Underlying: Common Stock · 150 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Units represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F6 · kind: The RSU grant reported in this Form 4 as awarded to the Reporting Person was not reported timely due to administrative oversight. As a result, such shares were inadvertently omitted from Table II disclosed on the Form 3 previously filed on behalf of the Reporting Person.

F9 · derivative.exercise_date: Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on September 30, 2021, as long as the reporting person continues to provide service to eXp through the respective vesting date.

F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 01:46 UTC SaleCommon Stock 14,500 $18.34 $265,930.00
Disclosure

SEC source: 0001683168-18-002925 · ownership.xml · nonDerivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,120

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.30 to $18.42, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
September 28, 2018 Filed Mar 15, 2019 20:08 UTC GrantCommon Stock 109 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000685 · ownership.xml · nonDerivative · entry 3

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,548,507

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
September 28, 2018 Filed Mar 15, 2019 20:08 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000685 · ownership.xml · nonDerivative · entry 2

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,548,398

F3 · shares: These shares were issued to the reporting person as part of EXP World Holdings, Inc.'s Real Estate Agent Growth Incentive Program.

Read SEC document
September 28, 2018 Filed Aug 29, 2019 22:09 UTC SaleCommon Stock 376 $18.34 $6,895.84
Disclosure

SEC source: 0001562180-19-004531 · primarydocument.xml · nonDerivative · entry 3

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,508

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.30 to $18.42, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. These 376 shares of Common Stock were inadvertantly omitted from the reporting person's sale reported in his Form 4 filed on October 2, 2018.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 19:58 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-002834 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310,000

Underlying: Common Stock · 10,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 19:58 UTC SaleCommon Stock 10,000 $19.13 $191,300.00
Disclosure

SEC source: 0001683168-18-002834 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.00 to $19.29, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
September 20, 2018 Filed Sep 24, 2018 19:58 UTC Exercise / conversionCommon Stock 10,000 $1.76 $17,600.00
Disclosure

SEC source: 0001683168-18-002834 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 23:47 UTC
SANFORD PENNY10% owner
OtherCall Option (obligation to sell) · Derivative 500,000 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0000899243-18-024626 · doc4.xml · derivative · entry 2

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2025-03-01

Read SEC document
September 13, 2018 Filed Sep 17, 2018 23:47 UTC
SANFORD PENNY10% owner
OtherCommon Stock 500,000 $0.30 $150,000.00
Disclosure

SEC source: 0000899243-18-024626 · doc4.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,279,325

F1 · shares: The sale reported on this Form 4 was effected pursuant to a previously entered stock option grant whereby the reporting person granted the right to purchase shares of the issuer's restricted common stock held by the reporting person.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 22:17 UTC
Gesing JasonDirector · CEO of RE Brokerage Division
OtherStock option (right to buy) · Derivative 500,000 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001683168-18-002777 · ownership.xml · derivative · entry 2

Gesing Jason · CIK 0001588005 · Director · CEO of RE Brokerage Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2025-03-01

Read SEC document
September 13, 2018 Filed Sep 17, 2018 22:17 UTC
Gesing JasonDirector · CEO of RE Brokerage Division
OtherCommon Stock 500,000 $0.30 $150,000.00
Disclosure

SEC source: 0001683168-18-002777 · ownership.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of RE Brokerage Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,546

Read SEC document
September 10, 2018 Filed Sep 10, 2018 19:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,820 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-002696 · ownership.xml · derivative · entry 6

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320,000

Underlying: Common Stock · 4,820 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
September 10, 2018 Filed Sep 10, 2018 19:31 UTC SaleCommon Stock 4,820 $16.11 $77,650.20
Disclosure

SEC source: 0001683168-18-002696 · ownership.xml · nonDerivative · entry 4

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.21, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
September 10, 2018 Filed Sep 10, 2018 19:31 UTC Exercise / conversionCommon Stock 4,820 $1.76 $8,483.20
Disclosure

SEC source: 0001683168-18-002696 · ownership.xml · nonDerivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 19:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 80 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-002696 · ownership.xml · derivative · entry 5

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324,820

Underlying: Common Stock · 80 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 19:31 UTC SaleCommon Stock 80 $16.00 $1,280.00
Disclosure

SEC source: 0001683168-18-002696 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 19:31 UTC Exercise / conversionCommon Stock 80 $1.76 $140.80
Disclosure

SEC source: 0001683168-18-002696 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 17:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,100 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-002604 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324,900

Underlying: Common Stock · 10,100 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 17:00 UTC SaleCommon Stock 10,100 $15.72 $158,772.00
Disclosure

SEC source: 0001683168-18-002604 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.56 to $16.20, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 17:00 UTC Exercise / conversionCommon Stock 10,100 $1.76 $17,776.00
Disclosure

SEC source: 0001683168-18-002604 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-002603 · ownership.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,275,701

Underlying: Common Stock · 20,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:00 UTC SaleCommon Stock 20,000 $15.70 $314,000.00
Disclosure

SEC source: 0001683168-18-002603 · ownership.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.55 to $16.20, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:00 UTC Exercise / conversionCommon Stock 20,000 $1.76 $35,200.00
Disclosure

SEC source: 0001683168-18-002603 · ownership.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 21:00 UTC
Gesing JasonDirector · CEO of RE Brokerage Division
SaleCommon Stock 5,600 $15.73 $88,088.00
Disclosure

SEC source: 0001683168-18-002602 · ownership.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of RE Brokerage Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,546

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.54 to $16.10, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
August 31, 2018 Filed Aug 31, 2018 20:36 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 1,768 $15.74 $27,828.32
Disclosure

SEC source: 0001683168-18-002583 · ownership.xml · nonDerivative · entry 14

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,044,144

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.56 to $15.89, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

Read SEC document
August 31, 2018 Filed Mar 15, 2019 20:08 UTC GrantCommon Stock 124 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-000685 · ownership.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,545,398

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

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August 31, 2018 Filed Aug 29, 2019 18:02 UTC
Truax SusanDirector
GrantCommon Stock 274 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004527 · primarydocument.xml · nonDerivative · entry 2

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848

F1 · shares: These shares were issued to the reporting person as compensation for her services as a director.

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August 31, 2018 Filed Aug 29, 2019 22:09 UTC GrantCommon Stock 124 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004531 · primarydocument.xml · nonDerivative · entry 2

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,384

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

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August 31, 2018 Filed Aug 29, 2019 21:59 UTC GrantCommon Stock 44 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004526 · primarydocument.xml · nonDerivative · entry 10

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 13,782

F1 · shares: These shares were issued to the reporting person's spouse in connection with her services to the Issuer as a real estate agent.

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August 31, 2018 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 11

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,547,848

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock that are reported in this Form 4 as issued to the Reporting Person or the Reporting Person's spouse, as applicable, were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from January 31, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

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August 31, 2018 Filed Aug 24, 2021 21:51 UTC
Gesing JasonDirector · CEO of eXp Realty · 10% owner
GrantRestricted Stock Units · Derivative 150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005553 · primarydocument.xml · derivative · entry 7

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150

Underlying: Common Stock · 150 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Units represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F6 · derivative.exercise_date: Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on August 31, 2021, as long as the reporting person continues to provide service to eXp through the respective vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

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August 31, 2018 Filed Sep 2, 2021 23:32 UTC
Onnen StaceyPresident, U.S. Brokerage Ops
Exercise / conversionRestricted Stock Units · Derivative 150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005780 · primarydocument.xml · derivative · entry 5

Onnen Stacey · CIK 0001776376 · President, U.S. Brokerage Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Units represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F4 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · kind: The RSU grant reported in this Form 4 as awarded to the Reporting Person was not reported timely due to administrative oversight. As a result, such shares were inadvertently omitted from Table II disclosed on the Form 3 previously filed on behalf of the Reporting Person.

F7 · derivative.exercise_date: The RSUs vested as to 100% of the total number of shares on August 31, 2021.

F8 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

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August 30, 2018 Filed Aug 31, 2018 20:36 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 35,312 $15.87 $560,401.44
Disclosure

SEC source: 0001683168-18-002583 · ownership.xml · nonDerivative · entry 13

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,045,912

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.50 to $16.06, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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August 29, 2018 Filed Aug 31, 2018 20:36 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 2,920 $15.50 $45,260.00
Disclosure

SEC source: 0001683168-18-002583 · ownership.xml · nonDerivative · entry 12

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,081,224

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August 10, 2018 Filed Aug 29, 2019 21:59 UTC GrantCommon Stock 42 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004526 · primarydocument.xml · nonDerivative · entry 9

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 13,738

F1 · shares: These shares were issued to the reporting person's spouse in connection with her services to the Issuer as a real estate agent.

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August 08, 2018 Filed Aug 9, 2018 16:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-18-002238 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335,000

Underlying: Common Stock · 5,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The exercise price reported in this filing corrects a Form 4 filed on September 22, 2016 that erroneously stated that the exercise price of this Stock Option was $1.77 per share.

F4 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

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August 08, 2018 Filed Aug 9, 2018 16:15 UTC SaleCommon Stock 5,000 $16.01 $80,050.00
Disclosure

SEC source: 0001683168-18-002238 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.05, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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August 08, 2018 Filed Aug 9, 2018 16:15 UTC Exercise / conversionCommon Stock 5,000 $1.76 $8,800.00
Disclosure

SEC source: 0001683168-18-002238 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.