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Nasdaq · USD

AGNT

AGNT, Inc.

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5272
SEC CIK
0001495932
Parsed reports
808

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 05, 2019 Filed Nov 6, 2019 23:34 UTC SaleCommon Stock 15,000 $9.23 $138,450.00
Disclosure

SEC source: 0001562180-19-005383 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.05 to $9.40, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 23:34 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001562180-19-005383 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,552 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-005323 · primarydocument.xml · derivative · entry 6

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,054,898

Underlying: Common Stock · 4,552 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:13 UTC SaleCommon Stock 4,552 $9.03 $41,104.56
Disclosure

SEC source: 0001562180-19-005323 · primarydocument.xml · nonDerivative · entry 4

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.06, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:13 UTC Exercise / conversionCommon Stock 4,552 $1.76 $8,011.52
Disclosure

SEC source: 0001562180-19-005323 · primarydocument.xml · nonDerivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:13 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,574 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-005323 · primarydocument.xml · derivative · entry 5

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,059,450

Underlying: Common Stock · 3,574 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:13 UTC SaleCommon Stock 3,574 $9.01 $32,201.74
Disclosure

SEC source: 0001562180-19-005323 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.03, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:13 UTC Exercise / conversionCommon Stock 3,574 $1.76 $6,290.24
Disclosure

SEC source: 0001562180-19-005323 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Nov 9, 2019 00:24 UTC GrantCommon Stock 223 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005429 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311,696

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
October 31, 2019 Filed Nov 9, 2019 00:24 UTC GrantCommon Stock 223 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005428 · primarydocument.xml · nonDerivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,390

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
October 31, 2019 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 45 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 21

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,314,566

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock that are reported in this Form 4 as issued to the Reporting Person or the Reporting Person's spouse, as applicable, were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from January 31, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

F7 · balance_after: Share total reflects the foreiture of 45 Restricted Stock Units issued on October 31, 2019 prior to their vesting.

Read SEC document
October 31, 2019 Filed Aug 4, 2021 20:02 UTC Amendment
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
GrantRestricted Stock Units · Derivative 46 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005163 · primarydocument.xml · derivative · entry 2

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · the same household

Disclosed balance after: 46

Underlying: Common Stock · 46 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · derivative.expiration_date: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

Read SEC document
October 30, 2019 Filed Oct 30, 2019 23:52 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,214 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-005287 · primarydocument.xml · derivative · entry 9

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,063,024

Underlying: Common Stock · 2,214 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
October 30, 2019 Filed Oct 30, 2019 23:52 UTC SaleCommon Stock 2,214 $9.01 $19,948.14
Disclosure

SEC source: 0001562180-19-005287 · primarydocument.xml · nonDerivative · entry 6

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.04, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
October 30, 2019 Filed Oct 30, 2019 23:52 UTC Exercise / conversionCommon Stock 2,214 $1.76 $3,896.64
Disclosure

SEC source: 0001562180-19-005287 · primarydocument.xml · nonDerivative · entry 5

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 23:52 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 100 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-005287 · primarydocument.xml · derivative · entry 8

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065,238

Underlying: Common Stock · 100 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 23:52 UTC SaleCommon Stock 100 $9.00 $900.00
Disclosure

SEC source: 0001562180-19-005287 · primarydocument.xml · nonDerivative · entry 4

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
October 29, 2019 Filed Oct 30, 2019 23:52 UTC Exercise / conversionCommon Stock 100 $1.76 $176.00
Disclosure

SEC source: 0001562180-19-005287 · primarydocument.xml · nonDerivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 23:52 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,560 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-005287 · primarydocument.xml · derivative · entry 7

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065,338

Underlying: Common Stock · 4,560 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 23:52 UTC SaleCommon Stock 4,560 $9.00 $41,040.00
Disclosure

SEC source: 0001562180-19-005287 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.02, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 23:52 UTC Exercise / conversionCommon Stock 4,560 $1.76 $8,025.60
Disclosure

SEC source: 0001562180-19-005287 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2019 Filed Oct 28, 2019 18:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-005267 · primarydocument.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064,795

Underlying: Common Stock · 17,500 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
October 24, 2019 Filed Oct 28, 2019 18:15 UTC SaleCommon Stock 17,500 $8.62 $150,850.00
Disclosure

SEC source: 0001562180-19-005267 · primarydocument.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.53 to $8.73, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
October 24, 2019 Filed Oct 28, 2019 18:15 UTC Exercise / conversionCommon Stock 17,500 $1.76 $30,800.00
Disclosure

SEC source: 0001562180-19-005267 · primarydocument.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 16:50 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-005194 · primarydocument.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,795

Underlying: Common Stock · 17,500 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 16:50 UTC SaleCommon Stock 17,500 $8.29 $145,075.00
Disclosure

SEC source: 0001562180-19-005194 · primarydocument.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.08 to $8.48, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 16:50 UTC Exercise / conversionCommon Stock 17,500 $1.76 $30,800.00
Disclosure

SEC source: 0001562180-19-005194 · primarydocument.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 10, 2019 Filed Oct 15, 2019 16:11 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-005157 · primarydocument.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,295

Underlying: Common Stock · 17,500 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
October 10, 2019 Filed Oct 15, 2019 16:11 UTC SaleCommon Stock 17,500 $8.44 $147,700.00
Disclosure

SEC source: 0001562180-19-005157 · primarydocument.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.37 to $8.50, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
October 10, 2019 Filed Oct 15, 2019 16:11 UTC Exercise / conversionCommon Stock 17,500 $1.76 $30,800.00
Disclosure

SEC source: 0001562180-19-005157 · primarydocument.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2019 Filed Oct 8, 2019 18:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-005127 · primarydocument.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029,795

Underlying: Common Stock · 17,500 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
October 03, 2019 Filed Oct 8, 2019 18:31 UTC SaleCommon Stock 17,500 $7.94 $138,950.00
Disclosure

SEC source: 0001562180-19-005127 · primarydocument.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.82 to $8.29, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
October 03, 2019 Filed Oct 8, 2019 18:31 UTC Exercise / conversionCommon Stock 17,500 $1.76 $30,800.00
Disclosure

SEC source: 0001562180-19-005127 · primarydocument.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 16:55 UTC GrantCommon Stock 239 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005014 · primarydocument.xml · nonDerivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,167

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 18:18 UTC GrantCommon Stock 239 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005020 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311,473

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
September 30, 2019 Filed Oct 30, 2019 00:04 UTC PurchaseCommon Stock 71 $6.70 $475.70
Disclosure

SEC source: 0001562180-19-005279 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 13,961

Read SEC document
September 30, 2019 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 20

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,314,343

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock that are reported in this Form 4 as issued to the Reporting Person or the Reporting Person's spouse, as applicable, were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from January 31, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
September 30, 2019 Filed Jul 17, 2020 17:00 UTC
Truax SusanDirector
GrantCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 11

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,759

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
September 19, 2019 Filed Sep 20, 2019 16:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-004886 · primarydocument.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047,295

Underlying: Common Stock · 17,500 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

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September 19, 2019 Filed Sep 20, 2019 16:01 UTC SaleCommon Stock 17,500 $8.33 $145,775.00
Disclosure

SEC source: 0001562180-19-004886 · primarydocument.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.15 to $8.59, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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September 19, 2019 Filed Sep 20, 2019 16:01 UTC Exercise / conversionCommon Stock 17,500 $1.76 $30,800.00
Disclosure

SEC source: 0001562180-19-004886 · primarydocument.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2019 Filed Sep 16, 2019 16:40 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-004825 · primarydocument.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064,795

Underlying: Common Stock · 17,500 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

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September 12, 2019 Filed Sep 16, 2019 16:40 UTC SaleCommon Stock 17,500 $8.91 $155,925.00
Disclosure

SEC source: 0001562180-19-004825 · primarydocument.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.71 to $9.25, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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September 12, 2019 Filed Sep 16, 2019 16:40 UTC Exercise / conversionCommon Stock 17,500 $1.76 $30,800.00
Disclosure

SEC source: 0001562180-19-004825 · primarydocument.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 16, 2019 20:40 UTC Exercise / conversionStock Options (Right to buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-004824 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069,898

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

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September 11, 2019 Filed Sep 16, 2019 20:40 UTC SaleCommon Stock 15,000 $9.10 $136,500.00
Disclosure

SEC source: 0001562180-19-004824 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.23, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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September 11, 2019 Filed Sep 16, 2019 20:40 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001562180-19-004824 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 17:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-004692 · primarydocument.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082,295

Underlying: Common Stock · 17,500 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 17:15 UTC SaleCommon Stock 17,500 $8.43 $147,525.00
Disclosure

SEC source: 0001562180-19-004692 · primarydocument.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.33 to $8.61, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 05, 2019 Filed Sep 6, 2019 17:15 UTC Exercise / conversionCommon Stock 17,500 $1.76 $30,800.00
Disclosure

SEC source: 0001562180-19-004692 · primarydocument.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.