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Nasdaq · USD

AGNT

AGNT, Inc.

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5272
SEC CIK
0001495932
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808

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2019 Filed Dec 11, 2019 23:01 UTC
Gesing JasonDirector · CEO of eXp Realty
SaleCommon Stock 14,066 $11.39 $160,211.74
Disclosure

SEC source: 0001562180-19-006032 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124,002

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.19 to $11.48, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
December 06, 2019 Filed Dec 6, 2019 23:25 UTC
Gesing JasonDirector · CEO of eXp Realty
SaleCommon Stock 3,726 $11.07 $41,246.82
Disclosure

SEC source: 0001562180-19-005939 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,068

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.165, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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December 06, 2019 Filed Dec 6, 2019 23:25 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 3,621 $11.07 $40,084.47
Disclosure

SEC source: 0001562180-19-005938 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,904,144

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.17, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 21:07 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 11,561 $11.02 $127,402.22
Disclosure

SEC source: 0001562180-19-005935 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,907,765

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.1, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 21:07 UTC
Gesing JasonDirector · CEO of eXp Realty
SaleCommon Stock 11,845 $11.02 $130,531.90
Disclosure

SEC source: 0001562180-19-005933 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,141,794

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.10, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 21:07 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-005934 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970,661

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 21:07 UTC SaleCommon Stock 15,000 $10.97 $164,550.00
Disclosure

SEC source: 0001562180-19-005934 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.905 to $11.10, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
December 05, 2019 Filed Dec 6, 2019 21:07 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001562180-19-005934 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 16:26 UTC
Goldman Alan M.Chief Accounting Officer
SaleCommon Stock 8,334 $11.02 $91,840.68
Disclosure

SEC source: 0001562180-19-005922 · primarydocument.xml · nonDerivative · entry 1

Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.94 to $11.17, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 21:25 UTC
Gesing JasonDirector · CEO of eXp Realty
SaleCommon Stock 13,445 $11.05 $148,567.25
Disclosure

SEC source: 0001562180-19-005921 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153,639

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.17, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 21:25 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 13,319 $11.05 $147,174.95
Disclosure

SEC source: 0001562180-19-005920 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,919,326

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.17, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
December 03, 2019 Filed Dec 4, 2019 21:11 UTC
Gesing JasonDirector · CEO of eXp Realty
SaleCommon Stock 19,068 $11.06 $210,892.08
Disclosure

SEC source: 0001562180-19-005847 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167,084

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.01 to $11.19, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
December 03, 2019 Filed Dec 4, 2019 21:11 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 18,708 $11.06 $206,910.48
Disclosure

SEC source: 0001562180-19-005846 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,932,645

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.16, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 20:05 UTC
Gesing JasonDirector · Exec VP, Business Development
SaleCommon Stock 26,087 $11.06 $288,522.22
Disclosure

SEC source: 0001562180-19-005796 · primarydocument.xml · nonDerivative · entry 2

Gesing Jason · CIK 0001588005 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,186,152

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.215, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 20:04 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 26,131 $11.06 $289,008.86
Disclosure

SEC source: 0001562180-19-005795 · primarydocument.xml · nonDerivative · entry 2

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,951,353

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.22, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
November 30, 2019 Filed Dec 4, 2019 21:11 UTC GrantCommon Stock 183 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005845 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311,879

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
November 30, 2019 Filed Dec 4, 2019 21:10 UTC GrantCommon Stock 183 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005844 · primarydocument.xml · nonDerivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,573

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
November 30, 2019 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 74 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 22

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,314,823

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock that are reported in this Form 4 as issued to the Reporting Person or the Reporting Person's spouse, as applicable, were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from January 31, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 20:05 UTC
Gesing JasonDirector · Exec VP, Business Development
SaleCommon Stock 5,829 $11.00 $64,119.00
Disclosure

SEC source: 0001562180-19-005796 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,212,239

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 20:04 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 6,660 $11.00 $73,260.00
Disclosure

SEC source: 0001562180-19-005795 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,977,484

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 26, 2019 Filed Nov 27, 2019 21:01 UTC
SANFORD PENNY10% owner
SaleCommon Stock 15,000 $10.38 $155,700.00
Disclosure

SEC source: 0001562180-19-005753 · primarydocument.xml · nonDerivative · entry 2

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,619,325

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.29 to $10.49, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 21:01 UTC
SANFORD PENNY10% owner
SaleCommon Stock 8,922 $10.18 $90,825.96
Disclosure

SEC source: 0001562180-19-005753 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,634,325

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.55, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
November 22, 2019 Filed Nov 25, 2019 21:10 UTC
SANFORD PENNY10% owner
SaleCommon Stock 7,834 $10.01 $78,418.34
Disclosure

SEC source: 0001562180-19-005697 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,643,247

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.05, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 16:24 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-005651 · primarydocument.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,295

Underlying: Common Stock · 17,500 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 16:24 UTC SaleCommon Stock 17,500 $9.82 $171,850.00
Disclosure

SEC source: 0001562180-19-005651 · primarydocument.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.75 to $9.95, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
November 21, 2019 Filed Nov 22, 2019 16:24 UTC Exercise / conversionCommon Stock 17,500 $1.76 $30,800.00
Disclosure

SEC source: 0001562180-19-005651 · primarydocument.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 17:19 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-005646 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985,661

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 17:19 UTC SaleCommon Stock 15,000 $9.67 $145,050.00
Disclosure

SEC source: 0001562180-19-005646 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.54 to $9.87, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 17:19 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001562180-19-005646 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2019 Filed Nov 18, 2019 18:21 UTC
SANFORD PENNY10% owner
SaleCommon Stock 2,284 $10.00 $22,840.00
Disclosure

SEC source: 0001562180-19-005552 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,651,081

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.01, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 11:04 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-005528 · primarydocument.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029,795

Underlying: Common Stock · 17,500 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 11:04 UTC SaleCommon Stock 17,500 $9.77 $170,975.00
Disclosure

SEC source: 0001562180-19-005528 · primarydocument.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.53 to $9.98, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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November 14, 2019 Filed Nov 15, 2019 11:04 UTC Exercise / conversionCommon Stock 17,500 $1.76 $30,800.00
Disclosure

SEC source: 0001562180-19-005528 · primarydocument.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 13, 2019 Filed Nov 13, 2019 21:58 UTC
Goldman Alan M.Chief Accounting Officer
SaleCommon Stock 25,002 $10.00 $250,020.00
Disclosure

SEC source: 0001562180-19-005503 · primarydocument.xml · nonDerivative · entry 1

Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,334

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.05, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees.

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November 13, 2019 Filed Nov 15, 2019 22:04 UTC
SANFORD PENNY10% owner
SaleCommon Stock 25,960 $10.01 $259,859.60
Disclosure

SEC source: 0001562180-19-005529 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,653,365

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

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November 08, 2019 Filed Nov 8, 2019 23:37 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 34,893 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-005425 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,661

Underlying: Common Stock · 34,893 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

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November 08, 2019 Filed Nov 8, 2019 23:37 UTC SaleCommon Stock 34,893 $9.64 $336,368.52
Disclosure

SEC source: 0001562180-19-005425 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.71 to $9.92, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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November 08, 2019 Filed Nov 8, 2019 23:37 UTC Exercise / conversionCommon Stock 34,893 $1.76 $61,411.68
Disclosure

SEC source: 0001562180-19-005425 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2019 Filed Nov 7, 2019 20:24 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-005401 · primarydocument.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047,295

Underlying: Common Stock · 17,500 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

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November 07, 2019 Filed Nov 7, 2019 20:24 UTC SaleCommon Stock 17,500 $9.29 $162,575.00
Disclosure

SEC source: 0001562180-19-005401 · primarydocument.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.74, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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November 07, 2019 Filed Nov 7, 2019 20:24 UTC Exercise / conversionCommon Stock 17,500 $1.76 $30,800.00
Disclosure

SEC source: 0001562180-19-005401 · primarydocument.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2019 Filed Nov 8, 2019 00:49 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,544 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-005400 · primarydocument.xml · derivative · entry 6

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035,554

Underlying: Common Stock · 2,544 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

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November 07, 2019 Filed Nov 8, 2019 00:49 UTC SaleCommon Stock 2,544 $9.54 $24,269.76
Disclosure

SEC source: 0001562180-19-005400 · primarydocument.xml · nonDerivative · entry 4

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.71, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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November 07, 2019 Filed Nov 8, 2019 00:49 UTC Exercise / conversionCommon Stock 2,544 $1.76 $4,477.44
Disclosure

SEC source: 0001562180-19-005400 · primarydocument.xml · nonDerivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 00:49 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,800 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-005400 · primarydocument.xml · derivative · entry 5

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038,098

Underlying: Common Stock · 1,800 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

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November 06, 2019 Filed Nov 8, 2019 00:49 UTC SaleCommon Stock 1,800 $9.51 $17,118.00
Disclosure

SEC source: 0001562180-19-005400 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.55, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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November 06, 2019 Filed Nov 8, 2019 00:49 UTC Exercise / conversionCommon Stock 1,800 $1.76 $3,168.00
Disclosure

SEC source: 0001562180-19-005400 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2019 Filed Nov 9, 2019 00:24 UTC
Gesing JasonDirector · Exec VP, Business Development
GrantStock Option (Right to Buy) · Derivative 57,084 $0.00 Strike: $9.32 $0.00
Disclosure

SEC source: 0001562180-19-005430 · primarydocument.xml · derivative · entry 2

Gesing Jason · CIK 0001588005 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 57,084 shares

Expires 2029-10-05

F2 · derivative.exercise_date: The Stock Option shares vest ratably over a four year period in 6.25% quarterly installments, with the final vesting date on November 6, 2023, subject to acceleration if the Issuer is acquired.

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November 06, 2019 Filed Nov 9, 2019 00:24 UTC
Gesing JasonDirector · Exec VP, Business Development
GrantStock Option (Right to Buy) · Derivative 42,916 $0.00 Strike: $9.32 $0.00
Disclosure

SEC source: 0001562180-19-005430 · primarydocument.xml · derivative · entry 1

Gesing Jason · CIK 0001588005 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,916

Underlying: Common Stock · 42,916 shares

Expires 2029-10-05

F1 · derivative.exercise_date: The Stock Option shares vest ratably over a four year period in 6.25% quarterly installments, with the final vesting date on March 6, 2023, subject to acceleration if the Issuer is acquired.

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November 05, 2019 Filed Nov 6, 2019 23:34 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-005383 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039,898

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 3 Yr, 02.78% Mth beginning on 20-Jul-2016

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.