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AGIO

AGIOS PHARMACEUTICALS, INC.

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4499
SEC CIK
0001439222
Parsed reports
520

Last 12 months

Inside the activity.

0 purchase rows · 39 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202601
Feb 202600
Mar 2026021
Apr 202607
May 202600
Jun 202600
Jul 202601
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2019 Filed Mar 1, 2019 21:02 UTC
Biller ScottChief Scientific Officer
Exercise / conversionStock option (right to buy) · Derivative 4,154 $0.00 Strike: $9.05 $0.00
Disclosure

SEC source: 0001209191-19-014933 · doc4.xml · derivative · entry 7

Biller Scott · CIK 0001581956 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 4,154 shares

Expires 2023-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: This option was originally granted on April 30, 2013 for the purchase of 68,181 shares of common stock. The option vests as to 50% of the underlying shares upon the achievement of a performance milestone, and as to the remaining 50% of upon the achievement of a second performance milestone. The Company's board of directors determined that the first performance milestone was achieved on December 3, 2015, resulting in the vesting of this option as to 34,091 shares. On January 26, 2017, the Company's board of directors determined that the second performance milestone was achieved, resulting in the vesting of this option as to the remaining 34,090 shares.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:02 UTC
Biller ScottChief Scientific Officer
Exercise / conversionStock option (right to buy) · Derivative 1,766 $0.00 Strike: $0.47 $0.00
Disclosure

SEC source: 0001209191-19-014933 · doc4.xml · derivative · entry 6

Biller Scott · CIK 0001581956 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,766 shares

Expires 2020-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: This option was granted on December 7, 2010. The shares underlying this option vested as to 25% of the shares upon the achievement of a performance milestone, and as to the remaining 75% in 36 equal monthly installments thereafter. The performance criteria was met on June 23, 2015.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:02 UTC
Biller ScottChief Scientific Officer
SaleCommon stock 9,000 $65.00 $585,000.00
Disclosure

SEC source: 0001209191-19-014933 · doc4.xml · nonDerivative · entry 4

Biller Scott · CIK 0001581956 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,511

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:02 UTC
Biller ScottChief Scientific Officer
Exercise / conversionCommon stock 3,080 $31.64 $97,451.20
Disclosure

SEC source: 0001209191-19-014933 · doc4.xml · nonDerivative · entry 3

Biller Scott · CIK 0001581956 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:02 UTC
Biller ScottChief Scientific Officer
Exercise / conversionCommon stock 4,154 $9.05 $37,593.70
Disclosure

SEC source: 0001209191-19-014933 · doc4.xml · nonDerivative · entry 2

Biller Scott · CIK 0001581956 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:02 UTC
Biller ScottChief Scientific Officer
Exercise / conversionCommon stock 1,766 $0.47 $830.02
Disclosure

SEC source: 0001209191-19-014933 · doc4.xml · nonDerivative · entry 1

Biller Scott · CIK 0001581956 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:21 UTC
Alenson CarmanPrincipal Accounting Officer
GrantRestricted stock units · Derivative 2,074 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013515 · doc4.xml · derivative · entry 2

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,074

Underlying: Common stock · 2,074 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on February 22, 2019. Beginning on February 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

F3 · derivative.expiration_date: The restricted stock units were granted on February 22, 2019. Beginning on February 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:21 UTC
Alenson CarmanPrincipal Accounting Officer
GrantStock option (right to buy) · Derivative 8,295 $0.00 Strike: $58.86 $0.00
Disclosure

SEC source: 0001209191-19-013515 · doc4.xml · derivative · entry 1

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,295

Underlying: Common stock · 8,295 shares

Expires 2029-02-22

F1 · derivative.exercise_date: This option was granted on February 22, 2019. The shares underlying this option vest as to 25% of the underlying shares on February 22, 2020, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:27 UTC
Hirsch AndrewChief Financial Officer
GrantRestricted stock units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013536 · doc4.xml · derivative · entry 2

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on February 22, 2019. Beginning on February 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

F3 · derivative.expiration_date: The restricted stock units were granted on February 22, 2019. Beginning on February 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:27 UTC
Hirsch AndrewChief Financial Officer
GrantStock option (right to buy) · Derivative 40,000 $0.00 Strike: $58.86 $0.00
Disclosure

SEC source: 0001209191-19-013536 · doc4.xml · derivative · entry 1

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common stock · 40,000 shares

Expires 2029-02-22

F1 · derivative.exercise_date: This option was granted on February 22, 2019. The shares underlying this option vest as to 25% of the underlying shares on February 22, 2020, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:25 UTC
Bowden ChristopherChief Medical Officer
GrantRestricted stock units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013531 · doc4.xml · derivative · entry 2

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on February 22, 2019. Beginning on February 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

F3 · derivative.expiration_date: The restricted stock units were granted on February 22, 2019. Beginning on February 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:25 UTC
Bowden ChristopherChief Medical Officer
GrantStock option (right to buy) · Derivative 40,000 $0.00 Strike: $58.86 $0.00
Disclosure

SEC source: 0001209191-19-013531 · doc4.xml · derivative · entry 1

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common stock · 40,000 shares

Expires 2029-02-22

F1 · derivative.exercise_date: This option was granted on February 22, 2019. The shares underlying this option vest as to 25% of the underlying shares on February 22, 2020, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:24 UTC
Biller ScottChief Scientific Officer
GrantRestricted stock units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013525 · doc4.xml · derivative · entry 2

Biller Scott · CIK 0001581956 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common stock · 10,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on February 22, 2019. Beginning on February 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

F3 · derivative.expiration_date: The restricted stock units were granted on February 22, 2019. Beginning on February 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:24 UTC
Biller ScottChief Scientific Officer
GrantStock option (right to buy) · Derivative 40,000 $0.00 Strike: $58.86 $0.00
Disclosure

SEC source: 0001209191-19-013525 · doc4.xml · derivative · entry 1

Biller Scott · CIK 0001581956 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common stock · 40,000 shares

Expires 2029-02-22

F1 · derivative.exercise_date: This option was granted on February 22, 2019. The shares underlying this option vest as to 25% of the underlying shares on February 22, 2020, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:19 UTC GrantRestricted stock units · Derivative 8,324 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013509 · doc4.xml · derivative · entry 2

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,324

Underlying: Common stock · 8,324 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on February 22, 2019. Beginning on February 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

F3 · derivative.expiration_date: The restricted stock units were granted on February 22, 2019. Beginning on February 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:19 UTC GrantStock option (right to buy) · Derivative 45,719 $0.00 Strike: $58.86 $0.00
Disclosure

SEC source: 0001209191-19-013509 · doc4.xml · derivative · entry 1

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,719

Underlying: Common stock · 45,719 shares

Expires 2029-02-22

F1 · derivative.exercise_date: This option was granted on February 22, 2019. The shares underlying this option vest as to 25% of the underlying shares on February 22, 2020, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 16:03 UTC
Alenson CarmanPrincipal Accounting Officer
Exercise / conversionRestricted stock units · Derivative 3,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012942 · doc4.xml · derivative · entry 3

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: All of the restricted stock units vested on February 21, 2019. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: All of the restricted stock units vested on February 21, 2019. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 16:03 UTC
Alenson CarmanPrincipal Accounting Officer
Tax withholdingCommon stock 1,016 $56.33 $57,231.28
Disclosure

SEC source: 0001209191-19-012942 · doc4.xml · nonDerivative · entry 2

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,796

Read SEC document
February 21, 2019 Filed Feb 25, 2019 16:03 UTC
Alenson CarmanPrincipal Accounting Officer
Exercise / conversionCommon stock 3,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-012942 · doc4.xml · nonDerivative · entry 1

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 16:01 UTC
Alenson CarmanPrincipal Accounting Officer
Tax withholdingCommon stock 278 $58.03 $16,132.34
Disclosure

SEC source: 0001209191-19-011483 · doc4.xml · nonDerivative · entry 3

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:07 UTC Tax withholdingCommon stock 2,471 $58.03 $143,392.13
Disclosure

SEC source: 0001209191-19-011498 · doc4.xml · nonDerivative · entry 2

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,503

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:04 UTC
Bowden ChristopherChief Medical Officer
Tax withholdingCommon stock 818 $58.03 $47,468.54
Disclosure

SEC source: 0001209191-19-011489 · doc4.xml · nonDerivative · entry 2

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,195

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:06 UTC
Hoerter Steven L.Chief Commercial Officer
Tax withholdingCommon stock 1,040 $58.03 $60,351.20
Disclosure

SEC source: 0001209191-19-011494 · doc4.xml · nonDerivative · entry 2

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,941

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:05 UTC
Hirsch AndrewChief Financial Officer
Tax withholdingCommon stock 821 $58.03 $47,642.63
Disclosure

SEC source: 0001209191-19-011491 · doc4.xml · nonDerivative · entry 2

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,374

Read SEC document
February 19, 2019 Filed Feb 20, 2019 21:03 UTC
Biller ScottChief Scientific Officer
Tax withholdingCommon stock 876 $58.03 $50,834.28
Disclosure

SEC source: 0001209191-19-011486 · doc4.xml · nonDerivative · entry 2

Biller Scott · CIK 0001581956 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,511

Read SEC document
February 16, 2019 Filed Feb 20, 2019 16:01 UTC
Alenson CarmanPrincipal Accounting Officer
Exercise / conversionRestricted stock units · Derivative 790 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011483 · doc4.xml · derivative · entry 4

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580

Underlying: Common stock · 790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F3 · derivative.expiration_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 16:01 UTC
Alenson CarmanPrincipal Accounting Officer
Exercise / conversionCommon stock 790 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-011483 · doc4.xml · nonDerivative · entry 2

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 21:07 UTC Exercise / conversionRestricted stock units · Derivative 8,125 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011498 · doc4.xml · derivative · entry 5

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Underlying: Common stock · 8,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F4 · derivative.expiration_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 21:07 UTC Exercise / conversionCommon stock 8,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-011498 · doc4.xml · nonDerivative · entry 1

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 21:04 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionRestricted stock unit · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011489 · doc4.xml · derivative · entry 3

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F3 · derivative.expiration_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 21:04 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionCommon stock 2,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-011489 · doc4.xml · nonDerivative · entry 1

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · balance_after: Includes 34 shares purchased through the Company's employee stock purchase plan.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 21:06 UTC
Hoerter Steven L.Chief Commercial Officer
Exercise / conversionRestricted stock units · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011494 · doc4.xml · derivative · entry 3

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 21:06 UTC
Hoerter Steven L.Chief Commercial Officer
Exercise / conversionCommon stock 2,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-011494 · doc4.xml · nonDerivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 21:05 UTC
Hirsch AndrewChief Financial Officer
Exercise / conversionRestricted stock units · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011491 · doc4.xml · derivative · entry 3

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 21:05 UTC
Hirsch AndrewChief Financial Officer
Exercise / conversionCommon stock 2,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-011491 · doc4.xml · nonDerivative · entry 1

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 16, 2019 Filed Feb 20, 2019 21:03 UTC
Biller ScottChief Scientific Officer
Exercise / conversionRestricted stock units · Derivative 2,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011486 · doc4.xml · derivative · entry 4

Biller Scott · CIK 0001581956 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F3 · derivative.expiration_date: The restricted stock units were granted on February 16, 2018. Beginning on February 16, 2019, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

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February 16, 2019 Filed Feb 20, 2019 21:03 UTC
Biller ScottChief Scientific Officer
Exercise / conversionCommon stock 2,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-011486 · doc4.xml · nonDerivative · entry 1

Biller Scott · CIK 0001581956 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

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February 01, 2019 Filed Feb 5, 2019 21:28 UTC
FOUSE JACQUALYN ADirector · Chief Executive Officer
GrantPerformance share units · Derivative 42,695 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007343 · doc4.xml · derivative · entry 2

FOUSE JACQUALYN A · CIK 0001405288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,695

Underlying: Common stock · 42,695 shares

Expires 2024-02-01

F2 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The performance share units vest if, during the five-year period beginning on February 1, 2019 and ending on February 1, 2024, the closing price of the issuer's common stock equals or exceeds $120 per share for at least 20 consecutive trading days at any time during such five-year period.

F3 · derivative.expiration_date: The performance share units vest if, during the five-year period beginning on February 1, 2019 and ending on February 1, 2024, the closing price of the issuer's common stock equals or exceeds $120 per share for at least 20 consecutive trading days at any time during such five-year period.

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February 01, 2019 Filed Feb 5, 2019 21:28 UTC
FOUSE JACQUALYN ADirector · Chief Executive Officer
GrantStock option (right to buy) · Derivative 350,346 $0.00 Strike: $53.87 $0.00
Disclosure

SEC source: 0001209191-19-007343 · doc4.xml · derivative · entry 1

FOUSE JACQUALYN A · CIK 0001405288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,346

Underlying: Common stock · 350,346 shares

Expires 2029-01-31

F1 · derivative.exercise_date: This option was granted on February 1, 2019. The shares underlying this option vest as to 25% of the shares on February 1, 2020, with the remaining 75% vesting in 36 equal monthly installments thereafter.

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January 22, 2019 Filed Jan 23, 2019 21:22 UTC
Hirsch AndrewChief Financial Officer
Tax withholdingCommon stock 4,555 $52.82 $240,595.10
Disclosure

SEC source: 0001209191-19-004961 · doc4.xml · nonDerivative · entry 2

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,445

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January 22, 2019 Filed Jan 23, 2019 21:19 UTC
Hoerter Steven L.Chief Commercial Officer
Tax withholdingCommon stock 5,769 $52.82 $304,718.58
Disclosure

SEC source: 0001209191-19-004955 · doc4.xml · nonDerivative · entry 2

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,231

Read SEC document
January 22, 2019 Filed Jan 23, 2019 21:12 UTC
Bowden ChristopherChief Medical Officer
Tax withholdingCommon stock 1,960 $52.82 $103,527.20
Disclosure

SEC source: 0001209191-19-004950 · doc4.xml · nonDerivative · entry 2

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,229

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:22 UTC
Hirsch AndrewChief Financial Officer
Exercise / conversionPerformance share unit · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-004961 · doc4.xml · derivative · entry 3

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The performance share units were originally granted on September 20, 2016. The performance share units vest in full six months after the achievement of performance milestone. Performance milestone was achieved on July 20, 2018, and the performance share will vest in full on January 20, 2019. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The performance share units were originally granted on September 20, 2016. The performance share units vest in full six months after the achievement of performance milestone. Performance milestone was achieved on July 20, 2018, and the performance share will vest in full on January 20, 2019. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

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January 20, 2019 Filed Jan 23, 2019 21:22 UTC
Hirsch AndrewChief Financial Officer
Exercise / conversionCommon stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-004961 · doc4.xml · nonDerivative · entry 1

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:19 UTC
Hoerter Steven L.Chief Commercial Officer
Exercise / conversionPerformance share unit · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-004955 · doc4.xml · derivative · entry 3

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The performance share units were originally granted on February 16, 2016. The performance share units vest in full six months after the achievement of performance milestone. Performance milestone was achieved on July 20, 2018, and the performance share will vest in full on January 20, 2019. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The performance share units were originally granted on February 16, 2016. The performance share units vest in full six months after the achievement of performance milestone. Performance milestone was achieved on July 20, 2018, and the performance share will vest in full on January 20, 2019. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:19 UTC
Hoerter Steven L.Chief Commercial Officer
Exercise / conversionCommon stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-004955 · doc4.xml · nonDerivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:12 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionPerformance share unit · Derivative 6,265 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-004950 · doc4.xml · derivative · entry 3

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 6,265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The performance share units were originally granted on December 21, 2015. The performance share units vest in full six months after the achievement of performance milestone. Performance milestone was achieved on July 20, 2018, and the performance share will vest in full on January 20, 2019. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The performance share units were originally granted on December 21, 2015. The performance share units vest in full six months after the achievement of performance milestone. Performance milestone was achieved on July 20, 2018, and the performance share will vest in full on January 20, 2019. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:12 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionCommon stock 6,265 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-004950 · doc4.xml · nonDerivative · entry 1

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 21:39 UTC
Biller ScottChief Scientific Officer
Exercise / conversionStock option (right to buy) · Derivative 20,500 $0.00 Strike: $2.34 $0.00
Disclosure

SEC source: 0001209191-18-064102 · doc4.xml · derivative · entry 3

Biller Scott · CIK 0001581956 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,218

Underlying: Common stock · 20,500 shares

Expires 2022-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was granted on April 6, 2012 for the purchase of 63,636 shares of common stock. The option vests as to 25% of the shares upon the achievement of a performance milestone, as to an additional 50% upon the achievement of a second performance milestone, and as to the remaining 25% on the first anniversary of the first date that both performance milestones were achieved. The performance criteria for the first performance milestone were met on March 18, 2013. The performance criteria for the second performance milestone were met on April 4, 2014, resulting in the vesting of the option as to 31,818 shares, and the remaining 15,909 shares vested on April 4, 2015.

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December 21, 2018 Filed Dec 26, 2018 21:39 UTC
Biller ScottChief Scientific Officer
Exercise / conversionCommon stock 20,500 $2.34 $47,918.75
Disclosure

SEC source: 0001209191-18-064102 · doc4.xml · nonDerivative · entry 1

Biller Scott · CIK 0001581956 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.