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Nasdaq · USD

AGIO

AGIOS PHARMACEUTICALS, INC.

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Tapewire entity
4499
SEC CIK
0001439222
Parsed reports
520

Last 12 months

Inside the activity.

0 purchase rows · 39 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202601
Feb 202600
Mar 2026021
Apr 202607
May 202600
Jun 202600
Jul 202601
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2020 Filed Jun 1, 2020 21:14 UTC GrantStock options (right to buy) · Derivative 8,096 $0.00 Strike: $53.35 $0.00
Disclosure

SEC source: 0001439222-20-000055 · wf-form4_159104606661360.xml · derivative · entry 1

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,096

Underlying: Common stock · 8,096 shares

Expires 2030-05-28

F1 · derivative.exercise_date: This option was granted on May 28, 2020. This option vests as to 100% of the underlying shares on May 28, 2021.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:14 UTC GrantRestricted stock units · Derivative 1,686 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000054 · wf-form4_159104604311997.xml · derivative · entry 3

Scadden David · CIK 0001707715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,686

Underlying: Common stock · 1,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on May 28, 2020. The shares underlying the stock units will vest in full on May 28, 2021. Vested shares will be delivered to the reporting person within three businessdays after such shares become vested.

F3 · derivative.expiration_date: The restricted stock units were granted on May 28, 2020. The shares underlying the stock units will vest in full on May 28, 2021. Vested shares will be delivered to the reporting person within three businessdays after such shares become vested.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:14 UTC GrantStock options (right to buy) · Derivative 8,096 $0.00 Strike: $53.35 $0.00
Disclosure

SEC source: 0001439222-20-000054 · wf-form4_159104604311997.xml · derivative · entry 2

Scadden David · CIK 0001707715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,096

Underlying: Common stock · 8,096 shares

Expires 2030-05-28

F2 · derivative.exercise_date: This option was granted on May 28, 2020. This option vests as to 100% of the underlying shares on May 28, 2021.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:14 UTC GrantRestricted stock units · Derivative 1,686 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000053 · wf-form4_159104602309461.xml · derivative · entry 3

Clancy Paul J · CIK 0001409601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,686

Underlying: Common stock · 1,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on May 28, 2020. The shares underlying the stock units will vest in full on May 28, 2021. Vested shares will be delivered to the reporting person within three businessdays after such shares become vested.

F3 · derivative.expiration_date: The restricted stock units were granted on May 28, 2020. The shares underlying the stock units will vest in full on May 28, 2021. Vested shares will be delivered to the reporting person within three businessdays after such shares become vested.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:14 UTC GrantStock options (right to buy) · Derivative 8,096 $0.00 Strike: $53.35 $0.00
Disclosure

SEC source: 0001439222-20-000053 · wf-form4_159104602309461.xml · derivative · entry 2

Clancy Paul J · CIK 0001409601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,096

Underlying: Common stock · 8,096 shares

Expires 2030-05-28

F2 · derivative.exercise_date: This option was granted on May 28, 2020. This option vests as to 100% of the underlying shares on May 28, 2021.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:13 UTC
CLARK IAN TDirector
GrantRestricted stock units · Derivative 1,686 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000051 · wf-form4_159104596967197.xml · derivative · entry 3

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,686

Underlying: Common stock · 1,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on May 28, 2020. The shares underlying the stock units will vest in full on May 28, 2021. Vested shares will be delivered to the reporting person within three businessdays after such shares become vested.

F3 · derivative.expiration_date: The restricted stock units were granted on May 28, 2020. The shares underlying the stock units will vest in full on May 28, 2021. Vested shares will be delivered to the reporting person within three businessdays after such shares become vested.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:13 UTC
CLARK IAN TDirector
GrantStock options (right to buy) · Derivative 8,096 $0.00 Strike: $53.35 $0.00
Disclosure

SEC source: 0001439222-20-000051 · wf-form4_159104596967197.xml · derivative · entry 2

CLARK IAN T · CIK 0001336504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,096

Underlying: Common stock · 8,096 shares

Expires 2030-05-28

F2 · derivative.exercise_date: This option was granted on May 28, 2020. This option vests as to 100% of the underlying shares on May 28, 2021.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:13 UTC GrantRestricted stock units · Derivative 1,686 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000052 · wf-form4_159104599634402.xml · derivative · entry 3

Foster-Cheek Kaye I · CIK 0001312622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,686

Underlying: Common stock · 1,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on May 28, 2020. The shares underlying the stock units will vest in full on May 28, 2021. Vested shares will be delivered to the reporting person within three businessdays after such shares become vested.

F3 · derivative.expiration_date: The restricted stock units were granted on May 28, 2020. The shares underlying the stock units will vest in full on May 28, 2021. Vested shares will be delivered to the reporting person within three businessdays after such shares become vested.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:13 UTC GrantStock options (right to buy) · Derivative 8,096 $0.00 Strike: $53.35 $0.00
Disclosure

SEC source: 0001439222-20-000052 · wf-form4_159104599634402.xml · derivative · entry 2

Foster-Cheek Kaye I · CIK 0001312622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,096

Underlying: Common stock · 8,096 shares

Expires 2030-05-28

F2 · derivative.exercise_date: This option was granted on May 28, 2020. This option vests as to 100% of the underlying shares on May 28, 2021.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:12 UTC
Ho MaykinDirector
GrantRestricted stock units · Derivative 1,686 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000049 · wf-form4_159104592041995.xml · derivative · entry 3

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,686

Underlying: Common stock · 1,686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on May 28, 2020. The shares underlying the stock units will vest in full on May 28, 2021. Vested shares will be delivered to the reporting person within three businessdays after such shares become vested.

F3 · derivative.expiration_date: The restricted stock units were granted on May 28, 2020. The shares underlying the stock units will vest in full on May 28, 2021. Vested shares will be delivered to the reporting person within three businessdays after such shares become vested.

Read SEC document
May 28, 2020 Filed Jun 1, 2020 21:12 UTC
Ho MaykinDirector
GrantStock options (right to buy) · Derivative 8,096 $0.00 Strike: $53.35 $0.00
Disclosure

SEC source: 0001439222-20-000049 · wf-form4_159104592041995.xml · derivative · entry 2

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,096

Underlying: Common stock · 8,096 shares

Expires 2030-05-28

F2 · derivative.exercise_date: This option was granted on May 28, 2020. This option vests as to 100% of the underlying shares on May 28, 2021.

Read SEC document
May 20, 2020 Filed May 21, 2020 21:05 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionStock option (right to buy) · Derivative 3,583 $0.00 Strike: $35.16 $0.00
Disclosure

SEC source: 0001439222-20-000041 · wf-form4_159009512439488.xml · derivative · entry 3

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,723

Underlying: Common stock · 3,583 shares

Expires 2024-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: This option was granted on May 31, 2014. The shares underlying this option vest as to 25% of the underlying shares on May 13, 2015, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
May 20, 2020 Filed May 21, 2020 21:05 UTC
Bowden ChristopherChief Medical Officer
SaleCommon stock 3,583 $50.01 $179,200.16
Disclosure

SEC source: 0001439222-20-000041 · wf-form4_159009512439488.xml · nonDerivative · entry 2

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,306

F3 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $50.00 to $50.05. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 20, 2020 Filed May 21, 2020 21:05 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionCommon stock 3,583 $35.16 $125,978.28
Disclosure

SEC source: 0001439222-20-000041 · wf-form4_159009512439488.xml · nonDerivative · entry 1

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 76 shares purchased through the Company's employee stock purchase plan.

Read SEC document
April 22, 2020 Filed Apr 24, 2020 20:06 UTC
Hirsch AndrewChief Financial Officer
Exercise / conversionRestricted stock units · Derivative 5,893 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000033 · wf-form4_158775877429935.xml · derivative · entry 3

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,785

Underlying: Common stock · 5,893 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on April 22, 2019. Beginning on April 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on April 22, 2019. Beginning on April 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
April 22, 2020 Filed Apr 24, 2020 20:06 UTC
Hirsch AndrewChief Financial Officer
Tax withholdingCommon stock 1,927 $45.91 $88,468.57
Disclosure

SEC source: 0001439222-20-000033 · wf-form4_158775877429935.xml · nonDerivative · entry 2

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,272

Read SEC document
April 22, 2020 Filed Apr 24, 2020 20:06 UTC
Hirsch AndrewChief Financial Officer
Exercise / conversionCommon stock 5,893 Not disclosed Not disclosed
Disclosure

SEC source: 0001439222-20-000033 · wf-form4_158775877429935.xml · nonDerivative · entry 1

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
April 14, 2020 Filed Apr 15, 2020 20:27 UTC
Biller JonathanChief Legal Officer
Tax withholdingCommon stock 2,529 $40.64 $102,778.56
Disclosure

SEC source: 0001439222-20-000032 · wf-form4_158698240592447.xml · nonDerivative · entry 2

Biller Jonathan · CIK 0001744749 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,994

Read SEC document
April 14, 2020 Filed Apr 15, 2020 20:26 UTC
Hirsch AndrewChief Financial Officer
Tax withholdingCommon stock 1,599 $40.64 $64,983.36
Disclosure

SEC source: 0001439222-20-000031 · wf-form4_158698238335139.xml · nonDerivative · entry 2

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,306

Read SEC document
April 14, 2020 Filed Apr 15, 2020 20:26 UTC
FOUSE JACQUALYN ADirector · Chief Executive Officer
Tax withholdingCommon stock 3,673 $40.64 $149,270.72
Disclosure

SEC source: 0001439222-20-000030 · wf-form4_158698236240236.xml · nonDerivative · entry 2

FOUSE JACQUALYN A · CIK 0001405288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,428

Read SEC document
April 14, 2020 Filed Apr 15, 2020 20:25 UTC
Car BruceChief Scientific Officer
Tax withholdingCommon stock 2,027 $40.64 $82,377.28
Disclosure

SEC source: 0001439222-20-000029 · wf-form4_158698234017383.xml · nonDerivative · entry 2

Car Bruce · CIK 0001798876 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,847

Read SEC document
April 14, 2020 Filed Apr 15, 2020 20:25 UTC
Bowden ChristopherChief Medical Officer
Tax withholdingCommon stock 2,368 $40.64 $96,235.52
Disclosure

SEC source: 0001439222-20-000028 · wf-form4_158698231920894.xml · nonDerivative · entry 2

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,230

Read SEC document
April 13, 2020 Filed Apr 15, 2020 20:27 UTC
Biller JonathanChief Legal Officer
Exercise / conversionPerformance share units · Derivative 8,523 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000032 · wf-form4_158698240592447.xml · derivative · entry 3

Biller Jonathan · CIK 0001744749 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,045

Underlying: Common stock · 8,523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The PSUs vest as to one-third of the underlying shares of common stock, upon the achievement of each of three specified research, regulatory and commercial milestones, subject to continued service. The performance criteria for the specified commercial milestone was determined to have been met on April 13, 2020, resulting in the vesting of the PSUs as to one-third of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The PSUs vest as to one-third of the underlying shares of common stock, upon the achievement of each of three specified research, regulatory and commercial milestones, subject to continued service. The performance criteria for the specified commercial milestone was determined to have been met on April 13, 2020, resulting in the vesting of the PSUs as to one-third of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 20:27 UTC
Biller JonathanChief Legal Officer
Exercise / conversionCommon stock 8,523 Not disclosed Not disclosed
Disclosure

SEC source: 0001439222-20-000032 · wf-form4_158698240592447.xml · nonDerivative · entry 1

Biller Jonathan · CIK 0001744749 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 20:26 UTC
Hirsch AndrewChief Financial Officer
Exercise / conversionPerformance share units · Derivative 5,387 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000031 · wf-form4_158698238335139.xml · derivative · entry 3

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,775

Underlying: Common stock · 5,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The PSUs vest as to one-third of the underlying shares of common stock, upon the achievement of each of three specified research, regulatory and commercial milestones, subject to continued service. The performance criteria for the specified commercial milestone was determined to have been met on April 13, 2020, resulting in the vesting of the PSUs as to one-third of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The PSUs vest as to one-third of the underlying shares of common stock, upon the achievement of each of three specified research, regulatory and commercial milestones, subject to continued service. The performance criteria for the specified commercial milestone was determined to have been met on April 13, 2020, resulting in the vesting of the PSUs as to one-third of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 20:26 UTC
Hirsch AndrewChief Financial Officer
Exercise / conversionCommon stock 5,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001439222-20-000031 · wf-form4_158698238335139.xml · nonDerivative · entry 1

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 20:26 UTC
FOUSE JACQUALYN ADirector · Chief Executive Officer
Exercise / conversionPerformance share units · Derivative 12,379 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000030 · wf-form4_158698236240236.xml · derivative · entry 3

FOUSE JACQUALYN A · CIK 0001405288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,759

Underlying: Common stock · 12,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The PSUs vest as to one-third of the underlying shares of common stock, upon the achievement of each of three specified research, regulatory and commercial milestones, subject to continued service. The performance criteria for the specified commercial milestone was determined to have been met on April 13, 2020, resulting in the vesting of the PSUs as to one-third of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The PSUs vest as to one-third of the underlying shares of common stock, upon the achievement of each of three specified research, regulatory and commercial milestones, subject to continued service. The performance criteria for the specified commercial milestone was determined to have been met on April 13, 2020, resulting in the vesting of the PSUs as to one-third of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 20:26 UTC
FOUSE JACQUALYN ADirector · Chief Executive Officer
Exercise / conversionCommon stock 12,379 Not disclosed Not disclosed
Disclosure

SEC source: 0001439222-20-000030 · wf-form4_158698236240236.xml · nonDerivative · entry 1

FOUSE JACQUALYN A · CIK 0001405288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 20:25 UTC
Car BruceChief Scientific Officer
Exercise / conversionPerformance share units · Derivative 6,874 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000029 · wf-form4_158698234017383.xml · derivative · entry 3

Car Bruce · CIK 0001798876 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,748

Underlying: Common stock · 6,874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The PSUs vest as to one-third of the underlying shares of common stock, upon the achievement of each of three specified research, regulatory and commercial milestones, subject to continued service. The performance criteria for the specified commercial milestone was determined to have been met on April 13, 2020, resulting in the vesting of the PSUs as to one-third of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The PSUs vest as to one-third of the underlying shares of common stock, upon the achievement of each of three specified research, regulatory and commercial milestones, subject to continued service. The performance criteria for the specified commercial milestone was determined to have been met on April 13, 2020, resulting in the vesting of the PSUs as to one-third of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 20:25 UTC
Car BruceChief Scientific Officer
Exercise / conversionCommon stock 6,874 Not disclosed Not disclosed
Disclosure

SEC source: 0001439222-20-000029 · wf-form4_158698234017383.xml · nonDerivative · entry 1

Car Bruce · CIK 0001798876 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 20:25 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionPerformance share units · Derivative 5,280 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000028 · wf-form4_158698231920894.xml · derivative · entry 3

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,561

Underlying: Common stock · 5,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The PSUs vest as to one-third of the underlying shares of common stock, upon the achievement of each of three specified research, regulatory and commercial milestones, subject to continued service. The performance criteria for the specified commercial milestone was determined to have been met on April 13, 2020, resulting in the vesting of the PSUs as to one-third of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The PSUs vest as to one-third of the underlying shares of common stock, upon the achievement of each of three specified research, regulatory and commercial milestones, subject to continued service. The performance criteria for the specified commercial milestone was determined to have been met on April 13, 2020, resulting in the vesting of the PSUs as to one-third of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 20:25 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionCommon stock 5,280 Not disclosed Not disclosed
Disclosure

SEC source: 0001439222-20-000028 · wf-form4_158698231920894.xml · nonDerivative · entry 1

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

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March 02, 2020 Filed Mar 4, 2020 17:08 UTC
Alenson CarmanPrincipal Accounting Officer
SaleCommon stock 345 $47.30 $16,318.50
Disclosure

SEC source: 0001439222-20-000027 · wf-form4_158335970016750.xml · nonDerivative · entry 1

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: Reflects shares purchased through the Company's employee stock purchase plan.

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February 26, 2020 Filed Feb 28, 2020 16:17 UTC
Alenson CarmanPrincipal Accounting Officer
SaleCommon stock 472 $47.12 $22,240.64
Disclosure

SEC source: 0001439222-20-000025 · wf-form4_158292460758493.xml · nonDerivative · entry 1

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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February 24, 2020 Filed Feb 25, 2020 16:23 UTC
Alenson CarmanPrincipal Accounting Officer
Tax withholdingCommon stock 219 $48.66 $10,656.54
Disclosure

SEC source: 0001439222-20-000021 · wf-form4_158266581146076.xml · nonDerivative · entry 2

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656

Read SEC document
February 24, 2020 Filed Feb 25, 2020 21:27 UTC
Hirsch AndrewChief Financial Officer
Tax withholdingCommon stock 1,056 $48.66 $51,384.96
Disclosure

SEC source: 0001439222-20-000024 · wf-form4_158266604156652.xml · nonDerivative · entry 2

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,518

Read SEC document
February 24, 2020 Filed Feb 25, 2020 21:25 UTC Tax withholdingCommon stock 880 $48.66 $42,820.80
Disclosure

SEC source: 0001439222-20-000022 · wf-form4_158266589402590.xml · nonDerivative · entry 2

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,053

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February 24, 2020 Filed Feb 25, 2020 21:26 UTC
Bowden ChristopherChief Medical Officer
Tax withholdingCommon stock 1,596 $48.66 $77,661.36
Disclosure

SEC source: 0001439222-20-000023 · wf-form4_158266595418246.xml · nonDerivative · entry 2

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,318

Read SEC document
February 22, 2020 Filed Feb 25, 2020 16:23 UTC
Alenson CarmanPrincipal Accounting Officer
Exercise / conversionRestricted stock units · Derivative 691 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000021 · wf-form4_158266581146076.xml · derivative · entry 3

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383

Underlying: Common stock · 691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on February 22, 2019. Beginning on February 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

F2 · derivative.expiration_date: The restricted stock units were granted on February 22, 2019. Beginning on February 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

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February 22, 2020 Filed Feb 25, 2020 16:23 UTC
Alenson CarmanPrincipal Accounting Officer
Exercise / conversionCommon stock 691 Not disclosed Not disclosed
Disclosure

SEC source: 0001439222-20-000021 · wf-form4_158266581146076.xml · nonDerivative · entry 1

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:27 UTC
Hirsch AndrewChief Financial Officer
Exercise / conversionRestricted stock units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000024 · wf-form4_158266604156652.xml · derivative · entry 3

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on February 22, 2019. Beginning on February 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

F2 · derivative.expiration_date: The restricted stock units were granted on February 22, 2019. Beginning on February 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:27 UTC
Hirsch AndrewChief Financial Officer
Exercise / conversionCommon stock 3,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001439222-20-000024 · wf-form4_158266604156652.xml · nonDerivative · entry 1

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:25 UTC Exercise / conversionRestricted stock units · Derivative 2,775 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000022 · wf-form4_158266589402590.xml · derivative · entry 5

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,549

Underlying: Common stock · 2,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on February 22, 2019. Beginning on February 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

F4 · derivative.expiration_date: The restricted stock units were granted on February 22, 2019. Beginning on February 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:25 UTC Exercise / conversionCommon stock 2,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001439222-20-000022 · wf-form4_158266589402590.xml · nonDerivative · entry 1

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:26 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionRestricted stock units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001439222-20-000023 · wf-form4_158266595418246.xml · derivative · entry 3

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on February 22, 2019. Beginning on February 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

F2 · derivative.expiration_date: The restricted stock units were granted on February 22, 2019. Beginning on February 22, 2020, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 21:26 UTC
Bowden ChristopherChief Medical Officer
Exercise / conversionCommon stock 3,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001439222-20-000023 · wf-form4_158266595418246.xml · nonDerivative · entry 1

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 16:02 UTC
Alenson CarmanPrincipal Accounting Officer
SaleCommon stock 2,427 $53.37 $129,528.99
Disclosure

SEC source: 0001439222-20-000020 · wf-form4_158257813545803.xml · nonDerivative · entry 1

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $53.25 to $53.58. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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February 18, 2020 Filed Feb 19, 2020 16:55 UTC
Alenson CarmanPrincipal Accounting Officer
Tax withholdingCommon stock 1,163 $52.01 $60,487.63
Disclosure

SEC source: 0001439222-20-000019 · wf-form4_158214930367652.xml · nonDerivative · entry 3

Alenson Carman · CIK 0001688865 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,611

Read SEC document
February 18, 2020 Filed Feb 19, 2020 21:53 UTC
Bowden ChristopherChief Medical Officer
Tax withholdingCommon stock 819 $52.01 $42,596.19
Disclosure

SEC source: 0001439222-20-000018 · wf-form4_158214922111232.xml · nonDerivative · entry 2

Bowden Christopher · CIK 0001608601 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,581

Read SEC document
February 18, 2020 Filed Feb 19, 2020 21:51 UTC
Hirsch AndrewChief Financial Officer
Tax withholdingCommon stock 886 $52.01 $46,080.86
Disclosure

SEC source: 0001439222-20-000016 · wf-form4_158214909552275.xml · nonDerivative · entry 2

Hirsch Andrew · CIK 0001586707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,241

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.