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AGCO

AGCO CORP /DE

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3615
SEC CIK
0000880266
Parsed reports
643

Last 12 months

Inside the activity.

1 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202613
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2017 Filed Aug 4, 2017 19:58 UTC
BECK ANDREW HSr. VP and CFO
SaleCommon Stock 10,000 $72.18 $721,836.00
Disclosure

SEC source: 0001209191-17-047689 · doc4.xml · nonDerivative · entry 1

BECK ANDREW H · CIK 0001186741 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,079

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:42 UTC
Veltmaat Hans BerndSr VP, Chief Supply Chain Off.
Exercise / conversionStock Appreciation Right · Derivative 8,550 $0.00 Strike: $55.23 $0.00
Disclosure

SEC source: 0001209191-17-047279 · doc4.xml · derivative · entry 7

Veltmaat Hans Bernd · CIK 0001435752 · Sr VP, Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Common Stock · 8,550 shares

Expires 2021-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 22, 2015.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:42 UTC
Veltmaat Hans BerndSr VP, Chief Supply Chain Off.
Exercise / conversionStock Appreciation Right · Derivative 11,800 $0.00 Strike: $51.84 $0.00
Disclosure

SEC source: 0001209191-17-047279 · doc4.xml · derivative · entry 6

Veltmaat Hans Bernd · CIK 0001435752 · Sr VP, Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,800 shares

Expires 2020-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 23, 2014.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:42 UTC
Veltmaat Hans BerndSr VP, Chief Supply Chain Off.
Exercise / conversionStock Appreciation Right · Derivative 11,600 $0.00 Strike: $52.94 $0.00
Disclosure

SEC source: 0001209191-17-047279 · doc4.xml · derivative · entry 5

Veltmaat Hans Bernd · CIK 0001435752 · Sr VP, Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,600 shares

Expires 2019-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 25, 2013.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:42 UTC
Veltmaat Hans BerndSr VP, Chief Supply Chain Off.
Tax withholdingCommon Stock 27,166 $71.91 $1,953,507.06
Disclosure

SEC source: 0001209191-17-047279 · doc4.xml · nonDerivative · entry 4

Veltmaat Hans Bernd · CIK 0001435752 · Sr VP, Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,302

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:42 UTC
Veltmaat Hans BerndSr VP, Chief Supply Chain Off.
Exercise / conversionCommon Stock 8,550 $55.23 $472,216.50
Disclosure

SEC source: 0001209191-17-047279 · doc4.xml · nonDerivative · entry 3

Veltmaat Hans Bernd · CIK 0001435752 · Sr VP, Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:42 UTC
Veltmaat Hans BerndSr VP, Chief Supply Chain Off.
Exercise / conversionCommon Stock 11,800 $51.84 $611,712.00
Disclosure

SEC source: 0001209191-17-047279 · doc4.xml · nonDerivative · entry 2

Veltmaat Hans Bernd · CIK 0001435752 · Sr VP, Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:42 UTC
Veltmaat Hans BerndSr VP, Chief Supply Chain Off.
Exercise / conversionCommon Stock 11,600 $52.94 $614,104.00
Disclosure

SEC source: 0001209191-17-047279 · doc4.xml · nonDerivative · entry 1

Veltmaat Hans Bernd · CIK 0001435752 · Sr VP, Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:03 UTC
RICHENHAGEN MARTINDirector · Chairman, President and CEO
Exercise / conversionStock Appreciation Right · Derivative 59,250 $0.00 Strike: $55.23 $0.00
Disclosure

SEC source: 0001209191-17-047267 · doc4.xml · derivative · entry 8

RICHENHAGEN MARTIN · CIK 0001284296 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,750

Underlying: Common Stock · 59,250 shares

Expires 2021-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 22, 2015.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:03 UTC
RICHENHAGEN MARTINDirector · Chairman, President and CEO
Exercise / conversionStock Appreciation Right · Derivative 78,500 $0.00 Strike: $51.84 $0.00
Disclosure

SEC source: 0001209191-17-047267 · doc4.xml · derivative · entry 7

RICHENHAGEN MARTIN · CIK 0001284296 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,500 shares

Expires 2020-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 23, 2014.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:03 UTC
RICHENHAGEN MARTINDirector · Chairman, President and CEO
Exercise / conversionStock Appreciation Right · Derivative 68,000 $0.00 Strike: $52.94 $0.00
Disclosure

SEC source: 0001209191-17-047267 · doc4.xml · derivative · entry 6

RICHENHAGEN MARTIN · CIK 0001284296 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,000 shares

Expires 2019-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 25, 2013.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:03 UTC
RICHENHAGEN MARTINDirector · Chairman, President and CEO
Tax withholdingCommon Stock 177,858 $71.91 $12,789,768.78
Disclosure

SEC source: 0001209191-17-047267 · doc4.xml · nonDerivative · entry 4

RICHENHAGEN MARTIN · CIK 0001284296 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,010

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:03 UTC
RICHENHAGEN MARTINDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 59,250 $55.23 $3,272,377.50
Disclosure

SEC source: 0001209191-17-047267 · doc4.xml · nonDerivative · entry 3

RICHENHAGEN MARTIN · CIK 0001284296 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:03 UTC
RICHENHAGEN MARTINDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 78,500 $51.84 $4,069,440.00
Disclosure

SEC source: 0001209191-17-047267 · doc4.xml · nonDerivative · entry 2

RICHENHAGEN MARTIN · CIK 0001284296 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:03 UTC
RICHENHAGEN MARTINDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 68,000 $52.94 $3,599,920.00
Disclosure

SEC source: 0001209191-17-047267 · doc4.xml · nonDerivative · entry 1

RICHENHAGEN MARTIN · CIK 0001284296 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:38 UTC
BECK ANDREW HSr. VP and CFO
Exercise / conversionStock Appreciation Right · Derivative 7,300 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0001209191-17-047278 · doc4.xml · derivative · entry 3

BECK ANDREW H · CIK 0001186741 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,300 shares

Expires 2018-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 26, 2012.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:38 UTC
BECK ANDREW HSr. VP and CFO
Tax withholdingCommon Stock 6,265 $71.91 $450,516.15
Disclosure

SEC source: 0001209191-17-047278 · doc4.xml · nonDerivative · entry 2

BECK ANDREW H · CIK 0001186741 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,079

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:38 UTC
BECK ANDREW HSr. VP and CFO
Exercise / conversionCommon Stock 7,300 $52.29 $381,717.00
Disclosure

SEC source: 0001209191-17-047278 · doc4.xml · nonDerivative · entry 1

BECK ANDREW H · CIK 0001186741 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:18 UTC
Crain Robert BSr VP, Gen. Mgr. Americas
Exercise / conversionStock Appreciation Right · Derivative 3,250 $0.00 Strike: $46.58 $0.00
Disclosure

SEC source: 0001209191-17-047272 · doc4.xml · derivative · entry 12

Crain Robert B · CIK 0001349031 · Sr VP, Gen. Mgr. Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750

Underlying: Common Stock · 3,250 shares

Expires 2023-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 26, 2017.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:18 UTC
Crain Robert BSr VP, Gen. Mgr. Americas
Exercise / conversionStock Appreciation Right · Derivative 7,100 $0.00 Strike: $43.88 $0.00
Disclosure

SEC source: 0001209191-17-047272 · doc4.xml · derivative · entry 11

Crain Robert B · CIK 0001349031 · Sr VP, Gen. Mgr. Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,100

Underlying: Common Stock · 7,100 shares

Expires 2022-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 21, 2016.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:18 UTC
Crain Robert BSr VP, Gen. Mgr. Americas
Exercise / conversionStock Appreciation Right · Derivative 8,550 $0.00 Strike: $55.23 $0.00
Disclosure

SEC source: 0001209191-17-047272 · doc4.xml · derivative · entry 10

Crain Robert B · CIK 0001349031 · Sr VP, Gen. Mgr. Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Common Stock · 8,550 shares

Expires 2021-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 22, 2015.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:18 UTC
Crain Robert BSr VP, Gen. Mgr. Americas
Exercise / conversionStock Appreciation Right · Derivative 11,800 $0.00 Strike: $51.84 $0.00
Disclosure

SEC source: 0001209191-17-047272 · doc4.xml · derivative · entry 9

Crain Robert B · CIK 0001349031 · Sr VP, Gen. Mgr. Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,800 shares

Expires 2020-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 23, 2014.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:18 UTC
Crain Robert BSr VP, Gen. Mgr. Americas
Exercise / conversionStock Appreciation Right · Derivative 11,600 $0.00 Strike: $52.94 $0.00
Disclosure

SEC source: 0001209191-17-047272 · doc4.xml · derivative · entry 8

Crain Robert B · CIK 0001349031 · Sr VP, Gen. Mgr. Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,600 shares

Expires 2019-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 25, 2013.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:18 UTC
Crain Robert BSr VP, Gen. Mgr. Americas
SaleCommon Stock 15,000 $71.78 $1,076,710.50
Disclosure

SEC source: 0001209191-17-047272 · doc4.xml · nonDerivative · entry 7

Crain Robert B · CIK 0001349031 · Sr VP, Gen. Mgr. Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,093

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:18 UTC
Crain Robert BSr VP, Gen. Mgr. Americas
Tax withholdingCommon Stock 35,929 $71.91 $2,583,654.39
Disclosure

SEC source: 0001209191-17-047272 · doc4.xml · nonDerivative · entry 6

Crain Robert B · CIK 0001349031 · Sr VP, Gen. Mgr. Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,093

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:18 UTC
Crain Robert BSr VP, Gen. Mgr. Americas
Exercise / conversionCommon Stock 3,250 $46.58 $151,385.00
Disclosure

SEC source: 0001209191-17-047272 · doc4.xml · nonDerivative · entry 5

Crain Robert B · CIK 0001349031 · Sr VP, Gen. Mgr. Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:18 UTC
Crain Robert BSr VP, Gen. Mgr. Americas
Exercise / conversionCommon Stock 7,100 $43.88 $311,548.00
Disclosure

SEC source: 0001209191-17-047272 · doc4.xml · nonDerivative · entry 4

Crain Robert B · CIK 0001349031 · Sr VP, Gen. Mgr. Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:18 UTC
Crain Robert BSr VP, Gen. Mgr. Americas
Exercise / conversionCommon Stock 8,550 $55.23 $472,216.50
Disclosure

SEC source: 0001209191-17-047272 · doc4.xml · nonDerivative · entry 3

Crain Robert B · CIK 0001349031 · Sr VP, Gen. Mgr. Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:18 UTC
Crain Robert BSr VP, Gen. Mgr. Americas
Exercise / conversionCommon Stock 11,800 $51.84 $611,712.00
Disclosure

SEC source: 0001209191-17-047272 · doc4.xml · nonDerivative · entry 2

Crain Robert B · CIK 0001349031 · Sr VP, Gen. Mgr. Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:18 UTC
Crain Robert BSr VP, Gen. Mgr. Americas
Exercise / conversionCommon Stock 11,600 $52.94 $614,104.00
Disclosure

SEC source: 0001209191-17-047272 · doc4.xml · nonDerivative · entry 1

Crain Robert B · CIK 0001349031 · Sr VP, Gen. Mgr. Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2017 Filed May 30, 2017 18:50 UTC
Veltmaat Hans BerndSr VP, Chief Supply Chain Off.
Exercise / conversionStock Appreciation Right · Derivative 3,500 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0001209191-17-036078 · doc4.xml · derivative · entry 3

Veltmaat Hans Bernd · CIK 0001435752 · Sr VP, Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires 2018-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 26, 2012.

Read SEC document
May 26, 2017 Filed May 30, 2017 18:50 UTC
Veltmaat Hans BerndSr VP, Chief Supply Chain Off.
Tax withholdingCommon Stock 3,169 $63.96 $202,689.24
Disclosure

SEC source: 0001209191-17-036078 · doc4.xml · nonDerivative · entry 2

Veltmaat Hans Bernd · CIK 0001435752 · Sr VP, Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,518

Read SEC document
May 26, 2017 Filed May 30, 2017 18:50 UTC
Veltmaat Hans BerndSr VP, Chief Supply Chain Off.
Exercise / conversionCommon Stock 3,500 $52.29 $183,015.00
Disclosure

SEC source: 0001209191-17-036078 · doc4.xml · nonDerivative · entry 1

Veltmaat Hans Bernd · CIK 0001435752 · Sr VP, Chief Supply Chain Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2017 Filed May 24, 2017 19:06 UTC
Smith Lucinda BSVP, Global Business Services
GiftCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-034881 · doc4.xml · nonDerivative · entry 1

Smith Lucinda B · CIK 0001452612 · SVP, Global Business Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,877

Read SEC document
May 12, 2017 Filed May 12, 2017 19:30 UTC
SMITH RICHARD ROBINSONSr. VP, General Manager EME
SaleCommon Stock 2,037 $63.91 $130,184.67
Disclosure

SEC source: 0001209191-17-031856 · doc4.xml · nonDerivative · entry 4

SMITH RICHARD ROBINSON · CIK 0001590204 · Sr. VP, General Manager EME

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,617

Read SEC document
May 12, 2017 Filed May 16, 2017 19:03 UTC
Gary Collar LSr. VP - General Manager, APA
Exercise / conversionStock Appreciation Right · Derivative 11,600 $0.00 Strike: $52.94 $0.00
Disclosure

SEC source: 0001209191-17-032588 · doc4.xml · derivative · entry 5

COLLAR GARY L · CIK 0001276284 · Sr. VP - General Manager, APA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,600 shares

Expires 2019-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 25, 2013.

Read SEC document
May 12, 2017 Filed May 16, 2017 19:03 UTC
Gary Collar LSr. VP - General Manager, APA
Exercise / conversionStock Appreciation Right · Derivative 6,300 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0001209191-17-032588 · doc4.xml · derivative · entry 4

COLLAR GARY L · CIK 0001276284 · Sr. VP - General Manager, APA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,300 shares

Expires 2018-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 26, 2012.

Read SEC document
May 12, 2017 Filed May 16, 2017 19:03 UTC
Gary Collar LSr. VP - General Manager, APA
Tax withholdingCommon Stock 16,383 $63.74 $1,044,252.42
Disclosure

SEC source: 0001209191-17-032588 · doc4.xml · nonDerivative · entry 3

COLLAR GARY L · CIK 0001276284 · Sr. VP - General Manager, APA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,329

Read SEC document
May 12, 2017 Filed May 16, 2017 19:03 UTC
Gary Collar LSr. VP - General Manager, APA
Exercise / conversionCommon Stock 11,600 $52.94 $614,104.00
Disclosure

SEC source: 0001209191-17-032588 · doc4.xml · nonDerivative · entry 2

COLLAR GARY L · CIK 0001276284 · Sr. VP - General Manager, APA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 16, 2017 19:03 UTC
Gary Collar LSr. VP - General Manager, APA
Exercise / conversionCommon Stock 6,300 $52.29 $329,427.00
Disclosure

SEC source: 0001209191-17-032588 · doc4.xml · nonDerivative · entry 1

COLLAR GARY L · CIK 0001276284 · Sr. VP - General Manager, APA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2017 Filed May 12, 2017 19:30 UTC
SMITH RICHARD ROBINSONSr. VP, General Manager EME
Exercise / conversionStock Appreciation Right · Derivative 3,250 $0.00 Strike: $46.58 $0.00
Disclosure

SEC source: 0001209191-17-031856 · doc4.xml · derivative · entry 6

SMITH RICHARD ROBINSON · CIK 0001590204 · Sr. VP, General Manager EME

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750

Underlying: Common Stock · 3,250 shares

Expires 2023-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 26, 2017.

Read SEC document
May 10, 2017 Filed May 12, 2017 19:30 UTC
SMITH RICHARD ROBINSONSr. VP, General Manager EME
Exercise / conversionStock Appreciation Right · Derivative 7,100 $0.00 Strike: $43.88 $0.00
Disclosure

SEC source: 0001209191-17-031856 · doc4.xml · derivative · entry 5

SMITH RICHARD ROBINSON · CIK 0001590204 · Sr. VP, General Manager EME

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,100

Underlying: Common Stock · 7,100 shares

Expires 2022-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 21, 2016.

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May 10, 2017 Filed May 12, 2017 19:30 UTC
SMITH RICHARD ROBINSONSr. VP, General Manager EME
Tax withholdingCommon Stock 8,313 $64.37 $535,107.81
Disclosure

SEC source: 0001209191-17-031856 · doc4.xml · nonDerivative · entry 3

SMITH RICHARD ROBINSON · CIK 0001590204 · Sr. VP, General Manager EME

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,654

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May 10, 2017 Filed May 12, 2017 19:30 UTC
SMITH RICHARD ROBINSONSr. VP, General Manager EME
Exercise / conversionCommon Stock 3,250 $46.58 $151,385.00
Disclosure

SEC source: 0001209191-17-031856 · doc4.xml · nonDerivative · entry 2

SMITH RICHARD ROBINSON · CIK 0001590204 · Sr. VP, General Manager EME

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 10, 2017 Filed May 12, 2017 19:30 UTC
SMITH RICHARD ROBINSONSr. VP, General Manager EME
Exercise / conversionCommon Stock 7,100 $43.88 $311,548.00
Disclosure

SEC source: 0001209191-17-031856 · doc4.xml · nonDerivative · entry 1

SMITH RICHARD ROBINSON · CIK 0001590204 · Sr. VP, General Manager EME

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2017 Filed May 9, 2017 21:13 UTC
Crain Robert BSr VP, Gen. Mgr. Americas
Exercise / conversionStock Appreciation Right · Derivative 3,150 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0001209191-17-031022 · doc4.xml · derivative · entry 3

Crain Robert B · CIK 0001349031 · Sr VP, Gen. Mgr. Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,150 shares

Expires 2018-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 26, 2012.

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May 08, 2017 Filed May 9, 2017 21:13 UTC
Crain Robert BSr VP, Gen. Mgr. Americas
Tax withholdingCommon Stock 2,862 $63.48 $181,679.76
Disclosure

SEC source: 0001209191-17-031022 · doc4.xml · nonDerivative · entry 2

Crain Robert B · CIK 0001349031 · Sr VP, Gen. Mgr. Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,722

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May 08, 2017 Filed May 9, 2017 21:13 UTC
Crain Robert BSr VP, Gen. Mgr. Americas
Exercise / conversionCommon Stock 3,150 $52.29 $164,713.50
Disclosure

SEC source: 0001209191-17-031022 · doc4.xml · nonDerivative · entry 1

Crain Robert B · CIK 0001349031 · Sr VP, Gen. Mgr. Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 05, 2017 Filed May 5, 2017 19:36 UTC
Smith Lucinda BSr VP Global Business Service
SaleCommon Stock 5,000 $64.00 $320,000.00
Disclosure

SEC source: 0001209191-17-030266 · doc4.xml · nonDerivative · entry 1

Smith Lucinda B · CIK 0001452612 · Sr VP Global Business Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,977

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May 03, 2017 Filed May 5, 2017 19:53 UTC
RICHENHAGEN MARTINDirector · Chairman, President and CEO
Exercise / conversionStock Appreciation Right · Derivative 42,500 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0001209191-17-030273 · doc4.xml · derivative · entry 4

RICHENHAGEN MARTIN · CIK 0001284296 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,500 shares

Expires 2018-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable in four equal annual installments beginning January 26, 2012.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.