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Nasdaq · USD

AFRM

Affirm Holdings, Inc.

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1572
SEC CIK
0001820953
Parsed reports
491

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202603
Feb 202600
Mar 202600
Apr 202601
May 202601
Jun 202601
Jul 202600
Aug 202602
Sep 202609
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2021 Filed May 4, 2021 21:20 UTC
Jiyane SipheleleVice President, Controller
Tax withholdingClass A Common Stock 1,807 $70.50 $127,393.50
Disclosure

SEC source: 0001820953-21-000049 · wf-form4_162016319486989.xml · nonDerivative · entry 2

Jiyane Siphelele · CIK 0001832806 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,211

F2 · shares: Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Class A Common Stock underlying the Reporting Person's restricted stock units that vested on May 1, 2021.

Read SEC document
May 01, 2021 Filed May 4, 2021 21:20 UTC
Jiyane SipheleleVice President, Controller
Exercise / conversionClass A Common Stock 3,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001820953-21-000049 · wf-form4_162016319486989.xml · nonDerivative · entry 1

Jiyane Siphelele · CIK 0001832806 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:51 UTC
BHANDARI SANDEEPChief Risk & Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001820953-21-000040 · wf-form4_161767017964467.xml · derivative · entry 3

BHANDARI SANDEEP · CIK 0001651479 · Chief Risk & Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Class A Common Stock · 3,334 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Restricted stock unit grant started vesting on January 1, 2021, and vests in equal monthly installments for a period of twenty-four months ending January 1, 2023, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:51 UTC
BHANDARI SANDEEPChief Risk & Strategy Officer
Tax withholdingClass A Common Stock 1,653 $71.45 $118,106.85
Disclosure

SEC source: 0001820953-21-000040 · wf-form4_161767017964467.xml · nonDerivative · entry 2

BHANDARI SANDEEP · CIK 0001651479 · Chief Risk & Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,867

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:51 UTC
BHANDARI SANDEEPChief Risk & Strategy Officer
Exercise / conversionClass A Common Stock 3,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001820953-21-000040 · wf-form4_161767017964467.xml · nonDerivative · entry 1

BHANDARI SANDEEP · CIK 0001651479 · Chief Risk & Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:53 UTC
Linford MichaelChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001820953-21-000041 · wf-form4_161767030597618.xml · derivative · entry 3

Linford Michael · CIK 0001715913 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Class A Common Stock · 3,334 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Restricted stock unit grant started vesting on January 1, 2021, and vests in equal monthly installments for a period of twenty-four months ending January 1, 2023, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:53 UTC
Linford MichaelChief Financial Officer
Tax withholdingClass A Common Stock 1,467 $71.45 $104,817.15
Disclosure

SEC source: 0001820953-21-000041 · wf-form4_161767030597618.xml · nonDerivative · entry 2

Linford Michael · CIK 0001715913 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,457

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:53 UTC
Linford MichaelChief Financial Officer
Exercise / conversionClass A Common Stock 3,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001820953-21-000041 · wf-form4_161767030597618.xml · nonDerivative · entry 1

Linford Michael · CIK 0001715913 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:49 UTC
Martincevic SilvijaChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001820953-21-000039 · wf-form4_161767008048307.xml · derivative · entry 3

Martincevic Silvija · CIK 0001834580 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Class A Common Stock · 3,334 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Restricted stock unit grant started vesting on January 1, 2021, and vests in equal monthly installments for a period of twenty-four months ending January 1, 2023, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:49 UTC
Martincevic SilvijaChief Commercial Officer
Tax withholdingClass A Common Stock 1,653 $71.45 $118,106.85
Disclosure

SEC source: 0001820953-21-000039 · wf-form4_161767008048307.xml · nonDerivative · entry 2

Martincevic Silvija · CIK 0001834580 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,767

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:49 UTC
Martincevic SilvijaChief Commercial Officer
Exercise / conversionClass A Common Stock 3,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001820953-21-000039 · wf-form4_161767008048307.xml · nonDerivative · entry 1

Martincevic Silvija · CIK 0001834580 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:47 UTC
Jiyane SipheleleVice President, Controller
Exercise / conversionRestricted Stock Units · Derivative 896 $0.00 $0.00
Disclosure

SEC source: 0001820953-21-000038 · wf-form4_161766993649056.xml · derivative · entry 6

Jiyane Siphelele · CIK 0001832806 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,813

Underlying: Class A Common Stock · 896 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F5 · derivative.exercise_date: Restricted stock unit grant started vesting on January 1, 2021, and vests in equal monthly installments for a period of twenty-four months ending January 1, 2023, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:47 UTC
Jiyane SipheleleVice President, Controller
Exercise / conversionRestricted Stock Units · Derivative 1,263 $0.00 $0.00
Disclosure

SEC source: 0001820953-21-000038 · wf-form4_161766993649056.xml · derivative · entry 5

Jiyane Siphelele · CIK 0001832806 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,976

Underlying: Class A Common Stock · 1,263 shares

Expires 2027-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to the shares of Class A Common Stock underlying the restricted stock units in equal monthly installments for a period of forty-eight months beginning on October 1, 2020, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:47 UTC
Jiyane SipheleleVice President, Controller
Exercise / conversionRestricted Stock Units · Derivative 1,440 $0.00 $0.00
Disclosure

SEC source: 0001820953-21-000038 · wf-form4_161766993649056.xml · derivative · entry 4

Jiyane Siphelele · CIK 0001832806 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,040

Underlying: Class A Common Stock · 1,440 shares

Expires 2027-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to the shares of Class A Common Stock underlying the restricted stock units in equal monthly installments for a period of twenty-four months beginning on August 1, 2020, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:47 UTC
Jiyane SipheleleVice President, Controller
Exercise / conversionRestricted Stock Units · Derivative 167 $0.00 $0.00
Disclosure

SEC source: 0001820953-21-000038 · wf-form4_161766993649056.xml · derivative · entry 3

Jiyane Siphelele · CIK 0001832806 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Class A Common Stock · 167 shares

Expires 2026-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Restricted stock units vest with respect to the shares of Class A Common Stock underlying the restricted stock units in equal monthly installments for a period of forty-eight months beginning on April 1, 2019, the vesting commencement date, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:47 UTC
Jiyane SipheleleVice President, Controller
Tax withholdingClass A Common Stock 1,870 $71.45 $133,611.50
Disclosure

SEC source: 0001820953-21-000038 · wf-form4_161766993649056.xml · nonDerivative · entry 2

Jiyane Siphelele · CIK 0001832806 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,256

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:47 UTC
Jiyane SipheleleVice President, Controller
Exercise / conversionClass A Common Stock 3,766 Not disclosed Not disclosed
Disclosure

SEC source: 0001820953-21-000038 · wf-form4_161766993649056.xml · nonDerivative · entry 1

Jiyane Siphelele · CIK 0001832806 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:44 UTC
Caro del Castillo ShardaChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001820953-21-000037 · wf-form4_161766981621646.xml · derivative · entry 3

Caro del Castillo Sharda · CIK 0001832802 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Class A Common Stock · 3,334 shares

Expires 2027-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: Restricted stock unit grant started vesting on January 1, 2021, and vests in equal monthly installments for a period of twenty-four months ending January 1, 2023, subject to the Reporting Person's continued employment with the Issuer as of each vesting date.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:44 UTC
Caro del Castillo ShardaChief Legal Officer
Tax withholdingClass A Common Stock 1,653 $71.45 $118,106.85
Disclosure

SEC source: 0001820953-21-000037 · wf-form4_161766981621646.xml · nonDerivative · entry 2

Caro del Castillo Sharda · CIK 0001832802 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,367

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:44 UTC
Caro del Castillo ShardaChief Legal Officer
Exercise / conversionClass A Common Stock 3,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001820953-21-000037 · wf-form4_161766981621646.xml · nonDerivative · entry 1

Caro del Castillo Sharda · CIK 0001832802 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
March 18, 2021 Filed Mar 23, 2021 01:27 UTC
Levchin Max RDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock · Derivative 361,759 $0.00 $0.00
Disclosure

SEC source: 0001820953-21-000036 · wf-form4_161646284303302.xml · derivative · entry 4

Levchin Max R · CIK 0001539853 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2012 MRL Investments LLC

Disclosed balance after: 10,352,528

Underlying: Class A Common Stock · 361,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of the Issuer's Class B common stock, par value $0.00001 per share ("Class B Common Stock"), is convertible at any time into one share of the Issuer's Class A common stock, par value $0.00001 per share. The Class B Common Stock has no expiration date.

F4 · derivative.exercise_date: Each share of the Issuer's Class B common stock, par value $0.00001 per share ("Class B Common Stock"), is convertible at any time into one share of the Issuer's Class A common stock, par value $0.00001 per share. The Class B Common Stock has no expiration date.

F4 · derivative.expiration_date: Each share of the Issuer's Class B common stock, par value $0.00001 per share ("Class B Common Stock"), is convertible at any time into one share of the Issuer's Class A common stock, par value $0.00001 per share. The Class B Common Stock has no expiration date.

F1 · ownership.nature: The Reporting Person has sole voting and investment power over the shares held by 2012 MRL Investments LLC.

Read SEC document
March 18, 2021 Filed Mar 23, 2021 01:27 UTC
Levchin Max RDirector · Chief Executive Officer · 10% owner
OtherClass A Common Stock 361,759 $0.00 $0.00
Disclosure

SEC source: 0001820953-21-000036 · wf-form4_161646284303302.xml · nonDerivative · entry 2

Levchin Max R · CIK 0001539853 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2012 MRL Investments LLC

Disclosed balance after: 0

F2 · kind: Represents a pro-rata, in-kind distribution by 2012 MRL Investments LLC to its members (excluding the Reporting Person) without additional consideration.

F1 · ownership.nature: The Reporting Person has sole voting and investment power over the shares held by 2012 MRL Investments LLC.

Read SEC document
March 18, 2021 Filed Mar 23, 2021 01:27 UTC
Levchin Max RDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 361,759 $0.00 $0.00
Disclosure

SEC source: 0001820953-21-000036 · wf-form4_161646284303302.xml · nonDerivative · entry 1

Levchin Max R · CIK 0001539853 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 2012 MRL Investments LLC

Disclosed balance after: 361,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The Reporting Person has sole voting and investment power over the shares held by 2012 MRL Investments LLC.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:13 UTC
Jiyane SipheleleVice President, Controller
SaleClass A Common Stock 12,137 $81.18 $985,292.58
Disclosure

SEC source: 0001820953-21-000034 · wf-form4_161592557062016.xml · nonDerivative · entry 1

Jiyane Siphelele · CIK 0001832806 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,360

F1 · price: Represents the weighted average sale price of the shares sold from $81.00 to $81.37 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 04, 2021 Filed Mar 6, 2021 02:12 UTC
Linford MichaelChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001820953-21-000019 · wf-form4_161499675601523.xml · derivative · entry 8

Linford Michael · CIK 0001715913 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,422,020

Underlying: Class A Common Stock · 25,000 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Stock options vest with respect to 1/4 of the shares of the Issuer's Class A common stock, par value $0.00001 per share ("Class A Common Stock"), underlying the stock option on the one-year anniversary of August 27, 2018, the vesting commencement date, and the remaining 3/4 of the shares underlying the option vest in equal monthly installments over the subsequent three years, in each case subject to continued service with the Issuer. The Reporting Person can elect to exercise the stock options at any time, provided that the shares acquired upon exercise remain subject to the applicable vesting schedule.

Read SEC document
March 04, 2021 Filed Mar 6, 2021 02:12 UTC
Linford MichaelChief Financial Officer
SaleClass A Common Stock 25,000 $81.67 $2,041,830.00
Disclosure

SEC source: 0001820953-21-000019 · wf-form4_161499675601523.xml · nonDerivative · entry 6

Linford Michael · CIK 0001715913 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,590

F3 · price: Represents the weighted average sale price of the shares sold from $81.52 to $81.89 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 04, 2021 Filed Mar 6, 2021 02:12 UTC
Linford MichaelChief Financial Officer
Exercise / conversionClass A Common Stock 25,000 $5.39 $134,750.00
Disclosure

SEC source: 0001820953-21-000019 · wf-form4_161499675601523.xml · nonDerivative · entry 5

Linford Michael · CIK 0001715913 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:19 UTC GrantClass A Common Stock 10,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001820953-21-000030 · wf-form4_161523835002185.xml · nonDerivative · entry 1

WHITE JAMES D · CIK 0001280940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,205

F1 · kind: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs vest in three annual installments after February 1, 2021, subject to the Reporting Person's continued service to the Issuer as of each vesting date.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:19 UTC
MING JENNY JDirector
GrantClass A Common Stock 10,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001820953-21-000029 · wf-form4_161523832134636.xml · nonDerivative · entry 1

MING JENNY J · CIK 0001188390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,205

F1 · kind: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs vest in three annual installments after February 1, 2021, subject to the Reporting Person's continued service to the Issuer as of each vesting date.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:56 UTC GrantClass A Common Stock 10,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001820953-21-000033 · wf-form4_161524059319672.xml · nonDerivative · entry 1

Reses Jacqueline D · CIK 0001699681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,205

F1 · kind: Grant of Restricted Stock Units (RSUs) under the Issuer's Amended and Restated 2012 Stock Plan. The RSUs vest in three annual installments after February 1, 2021, subject to the Reporting Person's continued service to the Issuer as of each vesting date.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:13 UTC
BHANDARI SANDEEPChief Risk & Strategy Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 84,790 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0001820953-21-000020 · wf-form4_161499677612334.xml · derivative · entry 5

BHANDARI SANDEEP · CIK 0001651479 · Chief Risk & Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039,210

Underlying: Class A Common Stock · 84,790 shares

Expires 2027-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock option vests with respect to 1/4 of the shares of Class A Common Stock underlying the stock option on the one-year anniversary of October 8, 2017, the vesting commencement date, and the remaining 3/4 of the shares underlying the option vest in equal monthly installments over the subsequent three years, in each case subject to continued service with the Issuer. The Reporting Person can elect to exercise the stock option at any time, provided that the shares acquired upon exercise remain subject to the applicable vesting schedule.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:13 UTC
BHANDARI SANDEEPChief Risk & Strategy Officer
SaleClass A Common Stock 1,980 $91.22 $180,605.90
Disclosure

SEC source: 0001820953-21-000020 · wf-form4_161499677612334.xml · nonDerivative · entry 4

BHANDARI SANDEEP · CIK 0001651479 · Chief Risk & Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,186

F3 · price: Represents the weighted average sale price of the shares sold from $91.02 to $91.41 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:13 UTC
BHANDARI SANDEEPChief Risk & Strategy Officer
SaleClass A Common Stock 51,126 $89.29 $4,565,142.79
Disclosure

SEC source: 0001820953-21-000020 · wf-form4_161499677612334.xml · nonDerivative · entry 3

BHANDARI SANDEEP · CIK 0001651479 · Chief Risk & Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,166

F2 · price: Represents the weighted average sale price of the shares sold from $89.01 to $89.74 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 03, 2021 Filed Mar 5, 2021 21:13 UTC
BHANDARI SANDEEPChief Risk & Strategy Officer
SaleClass A Common Stock 31,684 $88.46 $2,802,921.89
Disclosure

SEC source: 0001820953-21-000020 · wf-form4_161499677612334.xml · nonDerivative · entry 2

BHANDARI SANDEEP · CIK 0001651479 · Chief Risk & Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,292

F1 · price: Represents the weighted average sale price of the shares sold from $88.01 to $89.00 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 03, 2021 Filed Mar 5, 2021 21:13 UTC
BHANDARI SANDEEPChief Risk & Strategy Officer
Exercise / conversionClass A Common Stock 84,790 $2.04 $172,971.60
Disclosure

SEC source: 0001820953-21-000020 · wf-form4_161499677612334.xml · nonDerivative · entry 1

BHANDARI SANDEEP · CIK 0001651479 · Chief Risk & Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 03, 2021 Filed Mar 6, 2021 02:12 UTC
Linford MichaelChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 43,380 $0.00 Strike: $5.39 $0.00
Disclosure

SEC source: 0001820953-21-000019 · wf-form4_161499675601523.xml · derivative · entry 7

Linford Michael · CIK 0001715913 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,447,020

Underlying: Class A Common Stock · 43,380 shares

Expires 2028-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock option vests with respect to 1/4 of the shares of the Issuer's Class A common stock, par value $0.00001 per share ("Class A Common Stock"), underlying the stock option on the one-year anniversary of August 27, 2018, the vesting commencement date, and the remaining 3/4 of the shares underlying the option vest in equal monthly installments over the subsequent three years, in each case subject to continued service with the Issuer. The Reporting Person can elect to exercise the stock option at any time, provided that the shares acquired upon exercise remain subject to the applicable vesting schedule.

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March 03, 2021 Filed Mar 6, 2021 02:12 UTC
Linford MichaelChief Financial Officer
SaleClass A Common Stock 8 $92.38 $739.04
Disclosure

SEC source: 0001820953-21-000019 · wf-form4_161499675601523.xml · nonDerivative · entry 4

Linford Michael · CIK 0001715913 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,590

Read SEC document
March 03, 2021 Filed Mar 6, 2021 02:12 UTC
Linford MichaelChief Financial Officer
SaleClass A Common Stock 21,752 $91.35 $1,987,047.38
Disclosure

SEC source: 0001820953-21-000019 · wf-form4_161499675601523.xml · nonDerivative · entry 3

Linford Michael · CIK 0001715913 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,598

F2 · price: Represents the weighted average sale price of the shares sold from $91.00 to $91.82 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 03, 2021 Filed Mar 6, 2021 02:12 UTC
Linford MichaelChief Financial Officer
SaleClass A Common Stock 21,620 $90.20 $1,950,085.08
Disclosure

SEC source: 0001820953-21-000019 · wf-form4_161499675601523.xml · nonDerivative · entry 2

Linford Michael · CIK 0001715913 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,350

F1 · price: Represents the weighted average sale price of the shares sold from $90.00 to $90.99 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 03, 2021 Filed Mar 6, 2021 02:12 UTC
Linford MichaelChief Financial Officer
Exercise / conversionClass A Common Stock 43,380 $5.39 $233,818.20
Disclosure

SEC source: 0001820953-21-000019 · wf-form4_161499675601523.xml · nonDerivative · entry 1

Linford Michael · CIK 0001715913 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 02:14 UTC
Caro del Castillo ShardaChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 25,333 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001820953-21-000023 · wf-form4_161499683476439.xml · derivative · entry 3

Caro del Castillo Sharda · CIK 0001832802 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 739,667

Underlying: Class A Common Stock · 25,333 shares

Expires 2029-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option vests with respect to 1/4 of the shares of the Issuer's Class A common stock, par value $0.00001 per share ("Class A Common Stock"), underlying the stock option on the one-year anniversary of November 19, 2019, the vesting commencement date, and the remaining 3/4 of the shares underlying the option vest in equal monthly installments over the subsequent three years, in each case subject to continued service with the Issuer. The Reporting Person can elect to exercise the stock option at any time, provided that the shares acquired upon exercise remain subject to the applicable vesting schedule.

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March 03, 2021 Filed Mar 6, 2021 02:14 UTC
Caro del Castillo ShardaChief Legal Officer
SaleClass A Common Stock 25,333 $91.20 $2,310,427.87
Disclosure

SEC source: 0001820953-21-000023 · wf-form4_161499683476439.xml · nonDerivative · entry 2

Caro del Castillo Sharda · CIK 0001832802 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,686

F1 · price: Represents the weighted average sale price of the shares sold from $91.03 to $91.43 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 02:14 UTC
Caro del Castillo ShardaChief Legal Officer
Exercise / conversionClass A Common Stock 25,333 $8.80 $222,930.40
Disclosure

SEC source: 0001820953-21-000023 · wf-form4_161499683476439.xml · nonDerivative · entry 1

Caro del Castillo Sharda · CIK 0001832802 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 02:13 UTC
Michalek LiborPresident, Technology
Exercise / conversionStock Option (Right to Buy) · Derivative 263,386 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001820953-21-000022 · wf-form4_161499681202209.xml · derivative · entry 4

Michalek Libor · CIK 0001832810 · President, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,691

Underlying: Class A Common Stock · 263,386 shares

Expires 2025-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 02:13 UTC
Michalek LiborPresident, Technology
SaleClass A Common Stock 56,595 $91.29 $5,166,761.29
Disclosure

SEC source: 0001820953-21-000022 · wf-form4_161499681202209.xml · nonDerivative · entry 3

Michalek Libor · CIK 0001832810 · President, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875,265

F2 · price: Represents the weighted average sale price of the shares sold from $91.07 to $91.57 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 02:13 UTC
Michalek LiborPresident, Technology
SaleClass A Common Stock 206,791 $89.50 $18,507,959.93
Disclosure

SEC source: 0001820953-21-000022 · wf-form4_161499681202209.xml · nonDerivative · entry 2

Michalek Libor · CIK 0001832810 · President, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 931,860

F1 · price: Represents the weighted average sale price of the shares sold from $89.09 to $90.05 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 02:13 UTC
Michalek LiborPresident, Technology
Exercise / conversionClass A Common Stock 263,386 $1.30 $342,401.80
Disclosure

SEC source: 0001820953-21-000022 · wf-form4_161499681202209.xml · nonDerivative · entry 1

Michalek Libor · CIK 0001832810 · President, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 02:13 UTC
Martincevic SilvijaChief Commercial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 34,899 $0.00 Strike: $8.80 $0.00
Disclosure

SEC source: 0001820953-21-000021 · wf-form4_161499679371555.xml · derivative · entry 3

Martincevic Silvija · CIK 0001834580 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,101

Underlying: Class A Common Stock · 34,899 shares

Expires 2029-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options vest with respect to 1/4 of the shares of the Issuer's Class A common stock, par value $0.00001 per share ("Class A Common Stock"), underlying the stock option on the one-year anniversary of April 29, 2019, the vesting commencement date, and the remaining 3/4 of the shares underlying the option vest in equal monthly installments over the subsequent three years, in each case subject to continued service with the Issuer. The Reporting Person can elect to exercise the stock options at any time, provided that the shares acquired upon exercise remain subject to the applicable vesting schedule.

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March 03, 2021 Filed Mar 6, 2021 02:13 UTC
Martincevic SilvijaChief Commercial Officer
SaleClass A Common Stock 36,999 $91.28 $3,377,305.72
Disclosure

SEC source: 0001820953-21-000021 · wf-form4_161499679371555.xml · nonDerivative · entry 2

Martincevic Silvija · CIK 0001834580 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,086

F1 · price: Represents the weighted average sale price of the shares sold from $91.00 to $91.65 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 03, 2021 Filed Mar 6, 2021 02:13 UTC
Martincevic SilvijaChief Commercial Officer
Exercise / conversionClass A Common Stock 34,899 $8.80 $307,111.20
Disclosure

SEC source: 0001820953-21-000021 · wf-form4_161499679371555.xml · nonDerivative · entry 1

Martincevic Silvija · CIK 0001834580 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.