AEYE

SEC source: 0001415889-23-008604 · form4-05232023_080550.xml · nonDerivative · entry 1

COELHO ANTHONY L · CIK 0001164029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,525

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-23-008605 · form4-05232023_080516.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,796

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-23-007091 · form4-05022023_080507.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,718

SEC source: 0001415889-23-007091 · form4-05022023_080507.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,947

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-23-006028 · form4-04042023_080444.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,107

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

F2 · ownership.nature: The Reporting Person is a Manager of TurnMark Capital LLC, which is the General Partner of TurnMark Partners LP.

SEC source: 0001415889-23-006032 · form4-04042023_080428.xml · nonDerivative · entry 1

COELHO ANTHONY L · CIK 0001164029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,858

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-23-006034 · form4-04042023_080408.xml · nonDerivative · entry 1

Lehmann Marc · CIK 0001498168 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,345

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-23-006031 · form4-04042023_080453.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,129

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-23-006026 · form4-04042023_080405.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,175

SEC source: 0001415889-23-006026 · form4-04042023_080405.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,404

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-23-005525 · form4-03282023_100340.xml · nonDerivative · entry 3

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,462

F3 · shares: Reflects the grant of RSUs under the Plan that represents the prorated annual equity award to non-employee directors that will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-23-005525 · form4-03282023_100340.xml · nonDerivative · entry 2

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 688

F2 · shares: Reflects the grant of RSUs under the Plan, in lieu of prorated non-employee director annual cash compensation of $1,858, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-23-005525 · form4-03282023_100340.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan (the "Plan") in lieu of prorated non-employee director quarterly cash compensation of $888, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-23-005354 · form4-03232023_040304.xml · nonDerivative · entry 1

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,265

F1 · shares: Represents shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0001415889-23-005163 · form4-03202023_090301.xml · nonDerivative · entry 2

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Through TurnMark Partners L.P.

Disclosed balance after: 220,000

F3 · price: Reflects the weighted average price of 10,000 shares of common stock of AudioEye, Inc. purchased by the reporting person in multiple transactions on March 17, 2023 with purchase prices ranging from $5.50 to $5.55 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The Reporting Person is a Manager of TurnMark Capital LLC, which is the General Partner of TurnMark Partners LP.

SEC source: 0001415889-23-005164 · form4-03202023_090303.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,868,386

F1 · price: Reflects the weighted average price of 4,457 shares of common stock of AudioEye, Inc. purchased by the reporting person in multiple transactions on March 17, 2023 with purchase prices ranging from $5.50 to $5.60 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-23-005165 · form4-03202023_090305.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,632

SEC source: 0001415889-23-005125 · form4-03172023_080309.xml · nonDerivative · entry 2

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,863,929

F3 · price: Reflects the weighted average price of 4,530 shares of common stock of AudioEye, Inc. purchased by the reporting person in multiple transactions on March 16, 2023 with purchase prices ranging from $4.90 to $5.70 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-23-005163 · form4-03202023_090301.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Through TurnMark Partners L.P.

Disclosed balance after: 210,000

F1 · price: Reflects the weighted average price of 10,000 shares of common stock of AudioEye, Inc. purchased by the reporting person in multiple transactions on March 16, 2023 with purchase prices ranging from $5.60 to $5.79 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The Reporting Person is a Manager of TurnMark Capital LLC, which is the General Partner of TurnMark Partners LP.

SEC source: 0001415889-23-005125 · form4-03172023_080309.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,859,399

F1 · price: Reflects the weighted average price of 1,810 shares of common stock of AudioEye, Inc. purchased by the reporting person in multiple transactions on March 15, 2023 with purchase prices ranging from $5.22 to $5.25 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-23-004947 · form4-03152023_080307.xml · nonDerivative · entry 1

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,978

F1 · shares: Represents shares withheld to cover withholding taxes associated with the vesting of 9,617 restricted stock units.

SEC source: 0001415889-23-004946 · form4-03152023_080327.xml · nonDerivative · entry 2

Varacalli Dominic Peter · CIK 0001822302 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,909

F3 · shares: Represents shares withheld to cover withholding taxes associated with the vesting of the PSUs.

SEC source: 0001415889-23-004946 · form4-03152023_080327.xml · nonDerivative · entry 1

Varacalli Dominic Peter · CIK 0001822302 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,806

F1 · shares: Represents performance-based restricted stock units ("PSUs") that were earned and vested on March 13, 2023.

F2 · balance_after: The reporting person's Form 4 filed on August 5, 2022 inadvertently overstated the reporting person's direct holdings by 13,495 shares.

SEC source: 0001415889-23-003783 · form4-03022023_090309.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,132

SEC source: 0001415889-23-003783 · form4-03022023_090309.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,654

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-23-001807 · form4-02022023_090212.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,895

SEC source: 0001415889-23-001807 · form4-02022023_090212.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,643

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-23-001397 · form4-01242023_100140.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862,906

F1 · shares: Consists entirely of shares of stock withheld by the issuer to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.

SEC source: 0001415889-23-000832 · form4-01112023_100138.xml · nonDerivative · entry 1

Varacalli Dominic Peter · CIK 0001822302 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,101

F1 · shares: Represents restricted stock units granted under the AudioEye, Inc. 2020 Equity Incentive Plan, which vest in equal installments over a three-year period on each January 1, 2024, January 1, 2025 and January 1, 2026.

SEC source: 0001415889-23-000323 · form4-01042023_100150.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,707

F1 · shares: The securities relate to the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan in lieu of cash compensation of $21,000, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-23-000324 · form4-01042023_100129.xml · nonDerivative · entry 1

COELHO ANTHONY L · CIK 0001164029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,991

F1 · shares: The securities relate to the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan in lieu of cash compensation of $13,000, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-23-000321 · form4-01042023_100100.xml · nonDerivative · entry 1

Lehmann Marc · CIK 0001498168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,678

F1 · shares: The securities relate to the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan in lieu of cash compensation of $10,000, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-23-000320 · form4-01042023_100112.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,121

SEC source: 0001415889-23-000320 · form4-01042023_100112.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,007

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-22-011969 · form4-12022022_091250.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,019

SEC source: 0001415889-22-011969 · form4-12022022_091250.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,620

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-22-011008 · form4-11022022_011158.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,248

SEC source: 0001415889-22-011008 · form4-11022022_011158.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,841

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-22-010291 · form4-10042022_031003.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,290

F1 · shares: The securities relate to the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan in lieu of cash compensation of $21,000, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-22-010293 · form4-10042022_031015.xml · nonDerivative · entry 1

COELHO ANTHONY L · CIK 0001164029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,637

F1 · shares: The securities relate to the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan in lieu of cash compensation of $13,000, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-22-010295 · form4-10042022_031057.xml · nonDerivative · entry 1

Lehmann Marc · CIK 0001498168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,098

F1 · shares: The securities relate to the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan in lieu of cash compensation of $10,000, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-22-010297 · form4-10042022_031023.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,842

SEC source: 0001415889-22-010297 · form4-10042022_031023.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,442

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-22-009904 · form4-09232022_010945.xml · nonDerivative · entry 1

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,830

F1 · shares: Represents shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0001415889-22-009491 · form4-09092022_010953.xml · nonDerivative · entry 2

Varacalli Dominic Peter · CIK 0001822302 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,101

F2 · shares: Represents shares withheld to cover withholding taxes associated with the vesting of 5,000 restricted stock units.

SEC source: 0001415889-22-009252 · form4-09022022_010904.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,418

SEC source: 0001415889-22-009252 · form4-09022022_010904.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,934

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-22-008338 · form4-08052022_030812.xml · nonDerivative · entry 1

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,416

F1 · shares: Represents restricted stock units granted under the AudioEye, Inc. 2020 Equity Incentive Plan, which vest in equal installments over a three-year period on each June 21, 2023, June 21, 2024, and June 21, 2025.

SEC source: 0001415889-22-008337 · form4-08052022_030829.xml · nonDerivative · entry 1

Varacalli Dominic Peter · CIK 0001822302 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,416

F1 · shares: Represents restricted stock units granted under the AudioEye, Inc. 2020 Equity Incentive Plan, which vest in equal installments over a three-year period on each June 1, 2023, June 1, 2024, and June 1, 2025.

SEC source: 0001415889-22-008130 · form4-08022022_020812.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,195