AEYE

SEC source: 0001415889-24-011992 · form4-05022024_080559.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,234

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 772 shares reported above.

SEC source: 0001415889-24-011992 · form4-05022024_080559.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,463

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-24-010036 · form4-04032024_080424.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,207

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-24-010033 · form4-04032024_080425.xml · nonDerivative · entry 1

COELHO ANTHONY L · CIK 0001164029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,993

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-24-010032 · form4-04032024_080424.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,464

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-24-009759 · form4-04022024_080432.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447,691

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 772 shares reported above.

SEC source: 0001415889-24-009759 · form4-04022024_080432.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447,920

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-24-006389 · form4-03042024_110317.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447,148

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 772 shares reported above.

SEC source: 0001415889-24-006389 · form4-03042024_110317.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 447,377

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-24-002337 · form4-02022024_090200.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,605

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 772 shares reported above.

SEC source: 0001415889-24-002337 · form4-02022024_090200.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,834

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-24-001633 · form4-01222024_090110.xml · nonDerivative · entry 3

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,721

F1 · shares: Represents shares withheld to cover tax withholding obligations upon the vesting of performance stock units.

SEC source: 0001415889-24-001633 · form4-01222024_090110.xml · nonDerivative · entry 2

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,698

F2 · shares: Represents performance stock units granted under the AudioEye, Inc. 2020 Equity Incentive Plan that were determined to be earned and vested on January 18, 2024.

SEC source: 0001415889-24-001633 · form4-01222024_090110.xml · nonDerivative · entry 1

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,031

F1 · shares: Represents shares withheld to cover tax withholding obligations upon the vesting of performance stock units.

SEC source: 0001415889-24-000336 · form4-01032024_100129.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,807

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-24-000334 · form4-01032024_100157.xml · nonDerivative · entry 1

COELHO ANTHONY L · CIK 0001164029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,126

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-24-000332 · form4-01032024_100139.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,797

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-24-000330 · form4-01032024_100116.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,062

SEC source: 0001415889-24-000330 · form4-01032024_100116.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,291

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-23-016900 · form4-12222023_091247.xml · nonDerivative · entry 1

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,883

F1 · shares: Represents shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0001415889-23-015739 · form4-12042023_091215.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,519

SEC source: 0001415889-23-015739 · form4-12042023_091215.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,748

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-23-014715 · form4-11022023_091101.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,976

SEC source: 0001415889-23-014715 · form4-11022023_091101.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,205

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-23-013865 · form4-10032023_081038.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,407

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-23-013867 · form4-10032023_081039.xml · nonDerivative · entry 1

COELHO ANTHONY L · CIK 0001164029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,259

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-23-013869 · form4-10032023_081012.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,130

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-23-013866 · form4-10032023_081006.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,433

SEC source: 0001415889-23-013866 · form4-10032023_081006.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,662

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-23-013514 · form4-09222023_080947.xml · nonDerivative · entry 1

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,469

F1 · shares: Represents shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0001415889-23-013316 · form4-09182023_090901.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,898,333

F1 · price: Reflects the weighted average price of 29,947 shares of common stock of AudioEye, Inc. purchased by the reporting person in multiple transactions on September 15, 2023 with purchase prices ranging from $5.44 to $5.65 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-23-013218 · form4-09132023_040901.xml · nonDerivative · entry 3

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Through TurnMark Partners L.P.

Disclosed balance after: 320,000

F4 · price: Reflects the weighted average price of 20,000 shares of common stock of AudioEye, Inc. purchased by the reporting person in multiple transactions on September 13, 2023 with purchase prices ranging from $5.075 to $5.19 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The Reporting Person is a Manager of TurnMark Capital LLC, which is the General Partner of TurnMark Partners LP.

SEC source: 0001415889-23-013218 · form4-09132023_040901.xml · nonDerivative · entry 2

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Through TurnMark Partners L.P.

Disclosed balance after: 300,000

F3 · price: Reflects the weighted average price of 30,000 shares of common stock of AudioEye, Inc. purchased by the reporting person in multiple transactions on September 12, 2023 with purchase prices ranging from $5.02 to $5.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The Reporting Person is a Manager of TurnMark Capital LLC, which is the General Partner of TurnMark Partners LP.

SEC source: 0001415889-23-013218 · form4-09132023_040901.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Through TurnMark Partners L.P.

Disclosed balance after: 270,000

F1 · price: Reflects the weighted average price of 50,000 shares of common stock of AudioEye, Inc. purchased by the reporting person in multiple transactions on September 11, 2023 with purchase prices ranging from $5.03 to $5.13 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: The Reporting Person is a Manager of TurnMark Capital LLC, which is the General Partner of TurnMark Partners LP.

SEC source: 0001415889-23-012860 · form4-09012023_080935.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,890

SEC source: 0001415889-23-012860 · form4-09012023_080935.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,119

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-23-012478 · form4-08222023_080805.xml · nonDerivative · entry 1

Varacalli Dominic Peter · CIK 0001822302 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,022

F1 · shares: Represents units originally granted as performance stock units, which were amended on August 21, 2023 to constitute time-based restricted stock units that will vest in full on November 15, 2023, subject to certain conditions.

F2 · balance_after: Reflects the forfeiture on August 21, 2023 of an aggregate of 16,137 restricted stock units that were previously reported as held by the reporting person.

SEC source: 0001415889-23-011767 · form4-08022023_090828.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,347

SEC source: 0001415889-23-011767 · form4-08022023_090828.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,576

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-23-010748 · form4-07052023_080715.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,007

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

F2 · ownership.nature: The Reporting Person is a Manager of TurnMark Capital LLC, which is the General Partner of TurnMark Partners LP.

SEC source: 0001415889-23-010750 · form4-07052023_080711.xml · nonDerivative · entry 1

COELHO ANTHONY L · CIK 0001164029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,392

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-23-010751 · form4-07052023_080701.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,463

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-23-010747 · form4-07052023_080730.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,804

SEC source: 0001415889-23-010747 · form4-07052023_080730.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,033

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-23-010238 · form4-06232023_080605.xml · nonDerivative · entry 1

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,055

F1 · shares: Represents shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0001415889-23-009114 · form4-06022023_080614.xml · nonDerivative · entry 1

Varacalli Dominic Peter · CIK 0001822302 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,022

F1 · shares: Represents shares withheld to cover withholding taxes associated with the vesting of 5,000 restricted stock units.

SEC source: 0001415889-23-009085 · form4-06022023_080620.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,261

SEC source: 0001415889-23-009085 · form4-06022023_080620.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,490

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-23-008609 · form4-05232023_080513.xml · nonDerivative · entry 1

Varacalli Dominic Peter · CIK 0001822302 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,269

F1 · shares: Represents shares withheld to cover withholding taxes associated with the vesting of 6,666 restricted stock units.

SEC source: 0001415889-23-008606 · form4-05232023_080546.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,607

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.