AEYE

SEC source: 0001415889-25-000421 · form4-01032025_090139.xml · nonDerivative · entry 1

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,504

F1 · shares: Represents shares withheld to cover withholding taxes upon the vesting of restricted stock units.

SEC source: 0001415889-25-000419 · form4-01032025_090100.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,225

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 772 shares reported above.

SEC source: 0001415889-25-000419 · form4-01032025_090100.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,454

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-24-029965 · form4-12202024_091212.xml · nonDerivative · entry 1

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,481

F1 · shares: Represents restricted stock units granted under the AudioEye, Inc. 2020 Equity Incentive Plan, which vest in equal installments over a three-year period on each of January 1, 2026, January 1, 2027, and January 1, 2028.

SEC source: 0001415889-24-029966 · form4-12202024_091202.xml · nonDerivative · entry 2

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 900,148

F2 · price: Represents shares withheld to cover tax withholding obligations upon the vesting of the PSUs.

SEC source: 0001415889-24-029966 · form4-12202024_091202.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 917,906

F1 · shares: Represents previously-granted performance stock units ("PSUs") with performance-based metrics unrelated to stock price. On December 18, 2024, it was determined that these PSUs were earned and vested.

SEC source: 0001415889-24-028460 · form4-12062024_091239.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Through TurnMark Partners L.P.

Disclosed balance after: 195,000

F1 · shares: On December 4, 2024, the reporting person sold shares of common stock of the issuer to Needham & Company, LLC, as the representative of the underwriters (the "Representative"), pursuant to an Underwriting Agreement, dated as of December 4, 2024, by and among the reporting person, the other selling stockholders, the issuer and the Representative in connection with the issuer's previously disclosed secondary offering.

F2 · ownership.nature: The Reporting Person is a Manager of TurnMark Capital LLC, which is the General Partner of TurnMark Partners LP.

SEC source: 0001415889-24-028459 · form4-12062024_091259.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 1,864,290

F1 · shares: On December 4, 2024, the reporting person sold shares of common stock of the issuer to Needham & Company, LLC, as the representative of the underwriters (the "Representative"), pursuant to an Underwriting Agreement, dated as of December 4, 2024, by and among the reporting person, the other selling stockholders, the issuer and the Representative in connection with the issuer's previously disclosed secondary offering.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-028458 · form4-12062024_091219.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Indirect · CSB IV US Holdings LLC

Disclosed balance after: 200,045

F1 · shares: On December 4, 2024, the reporting person sold shares of common stock of the issuer to Needham & Company, LLC, as the representative of the underwriters (the "Representative"), pursuant to an Underwriting Agreement, dated as of December 4, 2024, by and among the reporting person, the other selling stockholders, the issuer and the Representative in connection with the issuer's previously disclosed secondary offering.

F2 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.

SEC source: 0001415889-24-028191 · form4-12032024_111237.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,682

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 772 shares reported above.

SEC source: 0001415889-24-028191 · form4-12032024_111237.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,986

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-24-026893 · form4-11142024_101117.xml · nonDerivative · entry 2

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,481

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 11

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,764,290

F12 · price: Reflects the weighted average price of 211 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 14, 2024 with sale prices ranging from $27.23 to $27.27 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 10

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,764,501

F11 · price: Reflects the weighted average price of 6,718 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 14, 2024 with sale prices ranging from $26.22 to $27.155 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 9

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,771,219

F10 · price: Reflects the weighted average price of 7,132 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 14, 2024 with sale prices ranging from $25.21 to $26.175 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 8

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,778,351

F9 · price: Reflects the weighted average price of 2,189 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 13, 2024 with sale prices ranging from $28.25 to $28.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 7

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,780,540

F8 · price: Reflects the weighted average price of 9,267 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 13, 2024 with sale prices ranging from $27.23 to $28.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 6

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,789,807

F7 · price: Reflects the weighted average price of 40,228 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 13, 2024 with sale prices ranging from $26.30 to $27.21 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026893 · form4-11142024_101117.xml · nonDerivative · entry 1

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,981

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 5

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,830,035

F6 · price: Reflects the weighted average price of 2,199 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 12, 2024 with sale prices ranging from $32.24 to $33.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 4

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,832,234

F5 · price: Reflects the weighted average price of 4,445 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 12, 2024 with sale prices ranging from $31.24 to $32.21 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 3

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,836,679

F4 · price: Reflects the weighted average price of 5,125 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 12, 2024 with sale prices ranging from $30.21 to $31.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 2

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,841,804

F3 · price: Reflects the weighted average price of 18,397 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 12, 2024 with sale prices ranging from $29.21 to $30.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-026891 · form4-11142024_101115.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Through Sero Capital LLC

Disclosed balance after: 2,860,201

F1 · price: Reflects the weighted average price of 38,132 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 12, 2024 with sale prices ranging from $28.21 to $29.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

SEC source: 0001415889-24-025988 · form4-11042024_091159.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,214

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 772 shares reported above.

SEC source: 0001415889-24-025988 · form4-11042024_091159.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,518

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-24-024615 · form4-10032024_081030.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,507

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-24-024612 · form4-10032024_081038.xml · nonDerivative · entry 1

COELHO ANTHONY L · CIK 0001164029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,394

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-24-024610 · form4-10032024_081054.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,795

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-24-024414 · form4-10022024_081008.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,746

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 772 shares reported above.

SEC source: 0001415889-24-024414 · form4-10022024_081008.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,050

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-24-022790 · form4-09042024_080925.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,278

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 772 shares reported above.

SEC source: 0001415889-24-022790 · form4-09042024_080925.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,582

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-24-020600 · form4-08022024_080848.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,810

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 772 shares reported above.

SEC source: 0001415889-24-020600 · form4-08022024_080848.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,092

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-24-019189 · form4-07032024_080742.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,107

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-24-019190 · form4-07032024_080725.xml · nonDerivative · entry 1

COELHO ANTHONY L · CIK 0001164029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,527

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-24-019188 · form4-07032024_080713.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,128

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-24-018867 · form4-07022024_080714.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,320

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 772 shares reported above.

SEC source: 0001415889-24-018867 · form4-07022024_080714.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,549

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-24-018120 · form4-06252024_080607.xml · nonDerivative · entry 1

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,981

F1 · shares: Represents shares withheld to cover withholding taxes upon the vesting of restricted stock units.

SEC source: 0001415889-24-016869 · form4-06142024_080655.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Indirect · CSB IV US Holdings LLC

Disclosed balance after: 425,045

F1 · ownership.nature: Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.

SEC source: 0001415889-24-016867 · form4-06142024_080619.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,461

SEC source: 0001415889-24-016675 · form4-06132024_080634.xml · nonDerivative · entry 2

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,289

F2 · shares: Represents RSUs that formerly were performance stock units granted on August 3, 2022 under the 2020 Plan, which were amended on June 11, 2024 to become time-based RSUs. Of such RSUs, 6,667 vest on December 31, 2024 and 6,666 vest on December 31, 2025, provided that the reporting person is continuously employed on each of those vesting dates.

SEC source: 0001415889-24-016675 · form4-06132024_080634.xml · nonDerivative · entry 1

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,956

F1 · shares: Represents restricted stock units ("RSUs") granted under the AudioEye, Inc. 2020 Equity Incentive Plan (the "2020 Plan"), which vest in full on June 21, 2025, provided that the reporting person is continuously employed on that vesting date.

SEC source: 0001415889-24-015348 · form4-06042024_080628.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,777

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 772 shares reported above.

SEC source: 0001415889-24-015348 · form4-06042024_080628.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,006

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-24-016020 · form4-06072024_080632.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,707

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-24-016021 · form4-06072024_080601.xml · nonDerivative · entry 1

COELHO ANTHONY L · CIK 0001164029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,660

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-24-016023 · form4-06072024_080642.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,131

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.