AEYE

SEC source: 0001415889-25-022759 · form4-08222025_080852.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,080,335

F1 · shares: Represents shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0001415889-25-022368 · form4-08192025_110813.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,183

F1 · price: Reflects the weighted average price of 8,000 shares of common stock of AudioEye, Inc. purchased by the reporting person in multiple transactions on August 18, 2025 with purchase prices ranging from $10.92 to $10.96 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

SEC source: 0001415889-25-019348 · form4-07032025_090733.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,207

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-25-019349 · form4-07032025_090749.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,183

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-25-019347 · form4-07032025_090720.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,927

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001869073-26-000004 · form4-02112026_090246.xml · nonDerivative · entry 1

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,097

F1 · shares: Represents restricted stock units granted under the AudioEye, Inc. 2020 Equity Incentive Plan, which vest in full on June 21, 2026.

F2 · balance_after: Represents the number of shares owned following the reported transaction and does not reflect subsequent transactions, which have been reported separately on Form 4.

SEC source: 0001415889-25-018117 · form4-06242025_090622.xml · nonDerivative · entry 1

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,196

F1 · shares: Represents shares withheld to cover withholding taxes upon the vesting of restricted stock units.

SEC source: 0001415889-25-018113 · form4-06242025_090601.xml · derivative · entry 5

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2025-06-20

SEC source: 0001415889-25-018113 · form4-06242025_090601.xml · derivative · entry 4

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,600 shares

Expires 2025-06-20

SEC source: 0001415889-25-018113 · form4-06242025_090601.xml · derivative · entry 3

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2025-06-20

SEC source: 0001415889-25-018113 · form4-06242025_090601.xml · nonDerivative · entry 2

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,516

SEC source: 0001415889-25-018113 · form4-06242025_090601.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,916

SEC source: 0001415889-25-017639 · form4-06182025_120630.xml · derivative · entry 4

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,600

Underlying: Common Stock · 5,400 shares

Expires 2025-06-20

SEC source: 0001415889-25-017639 · form4-06182025_120630.xml · nonDerivative · entry 2

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,916

SEC source: 0001415889-25-017639 · form4-06182025_120630.xml · derivative · entry 3

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 1,000 shares

Expires 2025-06-20

SEC source: 0001415889-25-017639 · form4-06182025_120630.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,516

SEC source: 0001415889-25-014731 · form4-05282025_080532.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,807

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-25-014732 · form4-05282025_080556.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,516

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-25-014729 · form4-05282025_080557.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,060

F1 · shares: Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-25-015822 · form4a-06052025_090659.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,807

F1 · shares: The purpose of this Form 4/A is to correct one of the potential settlement dates of the restricted stock units ("RSUs") reported in footnote (1) to a Form 4 filed on May 28, 2025 (the "Original Form 4"). All other information reported in the Original Form 4 is unchanged. Footnote (1) is hereby corrected as follows: Reflects the grant of RSUs, which RSUs will vest on the earlier of (a) 1 year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 3rd anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-25-015823 · form4a-06052025_090621.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,516

F1 · shares: The purpose of this Form 4/A is to correct one of the potential settlement dates of the restricted stock units ("RSUs") reported in footnote (1) to a Form 4 filed on May 28, 2025 (the "Original Form 4"). All other information reported in the Original Form 4 is unchanged. Footnote (1) is hereby corrected as follows: Reflects the grant of RSUs, which RSUs will vest on the earlier of (a) 1 year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 3rd anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-25-015826 · form4a-06052025_090632.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,060

F1 · shares: The purpose of this Form 4/A is to correct one of the potential settlement dates of the restricted stock units ("RSUs") reported in footnote (1) to a Form 4 filed on May 28, 2025 (the "Original Form 4"). All other information reported in the Original Form 4 is unchanged. Footnote (1) is hereby corrected as follows: Reflects the grant of RSUs, which RSUs will vest on the earlier of (a) 1 year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 3rd anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-25-011778 · form4-05022025_080541.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454,397

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 772 shares reported above.

SEC source: 0001415889-25-011778 · form4-05022025_080541.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454,626

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-25-009918 · form4-04032025_080414.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,307

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-25-009927 · form4-04032025_080403.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,849

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-25-009923 · form4-04032025_080408.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,393

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-25-009663 · form4-04022025_080442.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,105,867

F1 · shares: Restricted stock units that vest as follows: 81,444 vest on January 9, 2026 and 160,000 vest on January 9, 2027.

SEC source: 0001415889-25-009658 · form4-04022025_080439.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,854

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 772 shares reported above.

SEC source: 0001415889-25-009658 · form4-04022025_080439.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454,083

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-25-009343 · form4-04012025_080430.xml · nonDerivative · entry 1

Georgevich Kelly · CIK 0001869073 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,504

F1 · shares: Represents restricted stock units granted under the AudioEye, Inc. 2020 Equity Incentive Plan, which vest in equal installments over a three-year period on each of February 28, 2026, February 28, 2027, and February 28, 2028.

SEC source: 0001415889-25-008962 · form4-03252025_110316.xml · derivative · entry 2

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,800 shares

Expires 2025-03-21

SEC source: 0001415889-25-008962 · form4-03252025_110316.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,182

SEC source: 0001415889-25-008775 · form4-03212025_080337.xml · derivative · entry 4

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,100 shares

Expires 2025-03-21

SEC source: 0001415889-25-008775 · form4-03212025_080337.xml · derivative · entry 3

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,800

Underlying: Common Stock · 11,200 shares

Expires 2025-03-21

SEC source: 0001415889-25-008775 · form4-03212025_080337.xml · nonDerivative · entry 2

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,382

SEC source: 0001415889-25-008775 · form4-03212025_080337.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,282

SEC source: 0001415889-25-008241 · form4-03172025_090340.xml · derivative · entry 2

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,100

Underlying: Common Stock · 3,900 shares

Expires 2025-03-21

SEC source: 0001415889-25-008241 · form4-03172025_090340.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,082

SEC source: 0001415889-25-007001 · form4-03052025_100322.xml · nonDerivative · entry 2

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,182

F2 · shares: Reflects the grant of 1,270 RSUs under the 2020 Plan for the prorated annual equity award to non-employee directors, which RSUs will vest on the earlier of (i) one year following the date of the grant or (ii) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date, and any of these vested RSUs will be settled on the earlier of (1) the 7th anniversary of the grant date, (2) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (3) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.

SEC source: 0001415889-25-007001 · form4-03052025_100322.xml · nonDerivative · entry 1

HAWKINS JAMES B · CIK 0000898243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,912

F1 · shares: Reflects the grant of 215 restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan (the "2020 Plan") for the prorated quarterly equity award to non-employee directors, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-25-007003 · form4-03052025_100305.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,526

F1 · shares: Represents the prorated quarterly grant for committee chair service of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-25-006455 · form4-03042025_090324.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,311

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 772 shares reported above.

SEC source: 0001415889-25-006455 · form4-03042025_090324.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,540

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-25-002947 · form4-02042025_090225.xml · nonDerivative · entry 2

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,768

F2 · shares: Represents shares withheld to cover withholding taxes associated with the issuance of 772 shares reported above.

SEC source: 0001415889-25-002947 · form4-02042025_090225.xml · nonDerivative · entry 1

Bettis Carr · CIK 0001586216 · Director · EXEC CHRMN/CHRMN OF THE BOARD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,997

F1 · shares: Represents shares of common stock issued to Dr. Bettis as the stock portion of his base salary, as provided in his amended employment agreement.

SEC source: 0001415889-25-001862 · form4-01222025_100155.xml · nonDerivative · entry 1

Moradi David · CIK 0001658843 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 864,423

F1 · shares: Represents shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0001415889-25-000446 · form4-01032025_090122.xml · nonDerivative · entry 1

Tahir Jamil A. · CIK 0001794012 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,907

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-25-000448 · form4-01032025_090151.xml · nonDerivative · entry 1

COELHO ANTHONY L · CIK 0001164029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,261

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.

SEC source: 0001415889-25-000465 · form4-01032025_090134.xml · nonDerivative · entry 1

Fleming Katherine E. · CIK 0001843722 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,462

F1 · shares: The securities relate to a quarterly grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.