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AES

AES CORP

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3505
SEC CIK
0000874761
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368

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2025 Filed Feb 24, 2025 21:22 UTC
Rubiolo Juan IgnacioEVP and Pres., Energy Infrast.
Tax withholdingCommon Stock 3,779 $10.59 $40,019.61
Disclosure

SEC source: 0001127602-25-006375 · form4.xml · nonDerivative · entry 4

Rubiolo Juan Ignacio · CIK 0001754411 · EVP and Pres., Energy Infrast.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,220

F4 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the RSUs granted on February 22, 2024.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:22 UTC
Rubiolo Juan IgnacioEVP and Pres., Energy Infrast.
Tax withholdingCommon Stock 9,968 $10.59 $105,561.12
Disclosure

SEC source: 0001127602-25-006375 · form4.xml · nonDerivative · entry 3

Rubiolo Juan Ignacio · CIK 0001754411 · EVP and Pres., Energy Infrast.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,999

F3 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of PSUs granted on February 24, 2022.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:22 UTC
Rubiolo Juan IgnacioEVP and Pres., Energy Infrast.
GrantCommon Stock 28,083 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006375 · form4.xml · nonDerivative · entry 2

Rubiolo Juan Ignacio · CIK 0001754411 · EVP and Pres., Energy Infrast.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,967

F2 · shares: This Performance Stock Unit ("PSU") award was granted on February 24, 2022 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 21, 2025. Each earned PSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:22 UTC
Rubiolo Juan IgnacioEVP and Pres., Energy Infrast.
GrantCommon Stock 42,493 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006375 · form4.xml · nonDerivative · entry 1

Rubiolo Juan Ignacio · CIK 0001754411 · EVP and Pres., Energy Infrast.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,884

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 21, 2026, February 21, 2027, and February 21, 2028, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:21 UTC
Mendoza TishEVP & Chief HR Officer
Tax withholdingCommon Stock 4,148 $10.59 $43,927.32
Disclosure

SEC source: 0001127602-25-006372 · form4.xml · nonDerivative · entry 4

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,685

F4 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the RSUs granted on February 22, 2024.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:21 UTC
Mendoza TishEVP & Chief HR Officer
Tax withholdingCommon Stock 14,483 $10.59 $153,374.97
Disclosure

SEC source: 0001127602-25-006372 · form4.xml · nonDerivative · entry 3

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,833

F3 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of PSUs granted on February 24, 2022.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:21 UTC
Mendoza TishEVP & Chief HR Officer
GrantCommon Stock 34,608 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006372 · form4.xml · nonDerivative · entry 2

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,316

F2 · shares: This Performance Stock Unit ("PSU") award was granted on February 24, 2022 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 21, 2025. Each earned PSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:21 UTC
Mendoza TishEVP & Chief HR Officer
GrantCommon Stock 40,227 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006372 · form4.xml · nonDerivative · entry 1

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 239,708

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 21, 2026, February 21, 2027, and February 21, 2028, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:20 UTC
Kohan SherrySVP & Chief Accounting Officer
Tax withholdingCommon Stock 1,340 $10.59 $14,190.60
Disclosure

SEC source: 0001127602-25-006371 · form4.xml · nonDerivative · entry 4

Kohan Sherry · CIK 0001801230 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,314

F4 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the RSUs granted on February 22, 2024.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:20 UTC
Kohan SherrySVP & Chief Accounting Officer
Tax withholdingCommon Stock 2,698 $10.59 $28,571.82
Disclosure

SEC source: 0001127602-25-006371 · form4.xml · nonDerivative · entry 3

Kohan Sherry · CIK 0001801230 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,654

F3 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of PSUs granted on February 24, 2022.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:20 UTC
Kohan SherrySVP & Chief Accounting Officer
GrantCommon Stock 6,158 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006371 · form4.xml · nonDerivative · entry 2

Kohan Sherry · CIK 0001801230 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,352

F2 · shares: This Performance Stock Unit ("PSU") award was granted on February 24, 2022 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 21, 2025. Each earned PSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:20 UTC
Kohan SherrySVP & Chief Accounting Officer
GrantCommon Stock 13,860 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006371 · form4.xml · nonDerivative · entry 1

Kohan Sherry · CIK 0001801230 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,194

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 21, 2026, February 21, 2027, and February 21, 2028, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:18 UTC
Freedman Paul LEVP, GC and Corp. Secretary
Tax withholdingCommon Stock 4,016 $10.59 $42,529.44
Disclosure

SEC source: 0001127602-25-006370 · form4.xml · nonDerivative · entry 4

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,554

F4 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the RSUs granted on February 22, 2024.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:18 UTC
Freedman Paul LEVP, GC and Corp. Secretary
Tax withholdingCommon Stock 13,308 $10.59 $140,931.72
Disclosure

SEC source: 0001127602-25-006370 · form4.xml · nonDerivative · entry 3

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,570

F3 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of PSUs granted on February 24, 2022.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:18 UTC
Freedman Paul LEVP, GC and Corp. Secretary
GrantCommon Stock 29,665 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006370 · form4.xml · nonDerivative · entry 2

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,878

F2 · shares: This Performance Stock Unit ("PSU") award was granted on February 24, 2022 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 21, 2025. Each earned PSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:18 UTC
Freedman Paul LEVP, GC and Corp. Secretary
GrantCommon Stock 36,827 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006370 · form4.xml · nonDerivative · entry 1

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,213

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 21, 2026, February 21, 2027, and February 21, 2028, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:17 UTC
Falu Ricardo ManuelEVP, COO, Pres. New Enrgy Tech
Tax withholdingCommon Stock 3,619 $10.59 $38,325.21
Disclosure

SEC source: 0001127602-25-006369 · form4.xml · nonDerivative · entry 2

Falu Ricardo Manuel · CIK 0001942815 · EVP, COO, Pres. New Enrgy Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,252

F2 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the RSUs granted on February 22, 2024.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:17 UTC
Falu Ricardo ManuelEVP, COO, Pres. New Enrgy Tech
GrantCommon Stock 42,493 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006369 · form4.xml · nonDerivative · entry 1

Falu Ricardo Manuel · CIK 0001942815 · EVP, COO, Pres. New Enrgy Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,871

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 21, 2026, February 21, 2027, and February 21, 2028, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:16 UTC
Da Santos BernerdEVP and President, Renewables
Tax withholdingCommon Stock 4,710 $10.59 $49,878.90
Disclosure

SEC source: 0001127602-25-006368 · form4.xml · nonDerivative · entry 4

Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,710

F4 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the RSUs granted on February 22, 2024.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:16 UTC
Da Santos BernerdEVP and President, Renewables
Tax withholdingCommon Stock 16,203 $10.59 $171,589.77
Disclosure

SEC source: 0001127602-25-006368 · form4.xml · nonDerivative · entry 3

Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,420

F3 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of PSUs granted on February 24, 2022.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:16 UTC
Da Santos BernerdEVP and President, Renewables
GrantCommon Stock 38,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006368 · form4.xml · nonDerivative · entry 2

Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,623

F2 · shares: This Performance Stock Unit ("PSU") award was granted on February 24, 2022 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 21, 2025. Each earned PSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:16 UTC
Da Santos BernerdEVP and President, Renewables
GrantCommon Stock 45,326 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006368 · form4.xml · nonDerivative · entry 1

Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,998

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 21, 2026, February 21, 2027, and February 21, 2028, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:14 UTC
Gluski AndresDirector · President and CEO
Tax withholdingCommon Stock 32,991 $10.59 $349,374.69
Disclosure

SEC source: 0001127602-25-006365 · form4.xml · nonDerivative · entry 3

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,888,222

F3 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the Restricted Stock Units granted on February 22, 2024.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:14 UTC
Gluski AndresDirector · President and CEO
Tax withholdingCommon Stock 122,183 $10.59 $1,293,917.97
Disclosure

SEC source: 0001127602-25-006365 · form4.xml · nonDerivative · entry 2

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,921,213

F2 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of PSUs granted on February 24, 2022.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:14 UTC
Gluski AndresDirector · President and CEO
GrantCommon Stock 252,636 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006365 · form4.xml · nonDerivative · entry 1

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,043,396

F1 · shares: This Performance Stock Unit ("PSU") award was granted on February 24, 2022 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 21, 2025. Each earned PSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:15 UTC
Coughlin StephenEVP and CFO
Tax withholdingCommon Stock 5,285 $10.59 $55,968.15
Disclosure

SEC source: 0001127602-25-006367 · form4.xml · nonDerivative · entry 4

Coughlin Stephen · CIK 0001887269 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,868

F4 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of one-third of the RSUs granted on February 22, 2024.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:15 UTC
Coughlin StephenEVP and CFO
Tax withholdingCommon Stock 13,180 $10.59 $139,576.20
Disclosure

SEC source: 0001127602-25-006367 · form4.xml · nonDerivative · entry 3

Coughlin Stephen · CIK 0001887269 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,153

F3 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of PSUs granted on February 24, 2022.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:15 UTC
Coughlin StephenEVP and CFO
GrantCommon Stock 31,627 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006367 · form4.xml · nonDerivative · entry 2

Coughlin Stephen · CIK 0001887269 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,333

F2 · shares: This Performance Stock Unit ("PSU") award was granted on February 24, 2022 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 21, 2025. Each earned PSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 21, 2025 Filed Feb 24, 2025 21:15 UTC
Coughlin StephenEVP and CFO
GrantCommon Stock 50,992 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-006367 · form4.xml · nonDerivative · entry 1

Coughlin Stephen · CIK 0001887269 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,706

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 21, 2026, February 21, 2027, and February 21, 2028, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 21:11 UTC
Rubiolo Juan IgnacioEVP and Pres., Energy Infrast.
Tax withholdingCommon Stock 4,913 $13.75 $67,553.75
Disclosure

SEC source: 0001127602-24-027800 · form4.xml · nonDerivative · entry 1

Rubiolo Juan Ignacio · CIK 0001754411 · EVP and Pres., Energy Infrast.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,391

F1 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of 25% of the Restricted Stock Units granted on November 19, 2021.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 21:09 UTC
Falu Ricardo ManuelEVP, COO, Pres. New Enrgy Tech
Tax withholdingCommon Stock 4,407 $13.75 $60,596.25
Disclosure

SEC source: 0001127602-24-027799 · form4.xml · nonDerivative · entry 1

Falu Ricardo Manuel · CIK 0001942815 · EVP, COO, Pres. New Enrgy Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,378

F1 · shares: Reflects automatic tax withholding of shares in connection with the vesting and settlement of 25% of the Restricted Stock Units granted on November 19, 2021.

Read SEC document
June 06, 2024 Filed Jun 7, 2024 20:15 UTC
Kohan SherrySVP & Chief Accounting Officer
SaleCommon Stock 15,000 $20.35 $305,250.00
Disclosure

SEC source: 0001127602-24-018162 · form4.xml · nonDerivative · entry 1

Kohan Sherry · CIK 0001801230 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,334

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.31 to $20.42, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 20, 2024 Filed May 21, 2024 20:22 UTC
Da Santos BernerdEVP and President, Renewables
Exercise / conversionStock Option (Right to Buy) · Derivative 66,250 $0.00 Strike: $11.89 $0.00
Disclosure

SEC source: 0001127602-24-016119 · form4.xml · derivative · entry 4

Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,250 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018.

Read SEC document
May 20, 2024 Filed May 21, 2024 20:22 UTC
Da Santos BernerdEVP and President, Renewables
SaleCommon Stock 66,250 $21.15 $1,401,187.50
Disclosure

SEC source: 0001127602-24-016119 · form4.xml · nonDerivative · entry 3

Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,672

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.15 to $21.20, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 20, 2024 Filed May 21, 2024 20:22 UTC
Da Santos BernerdEVP and President, Renewables
Exercise / conversionCommon Stock 66,250 $11.89 $787,712.50
Disclosure

SEC source: 0001127602-24-016119 · form4.xml · nonDerivative · entry 2

Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2024 Filed May 21, 2024 20:20 UTC
Mendoza TishEVP & Chief HR Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 66,250 $0.00 Strike: $11.89 $0.00
Disclosure

SEC source: 0001127602-24-016118 · form4.xml · derivative · entry 4

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,250 shares

Expires 2025-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018.

Read SEC document
May 20, 2024 Filed May 21, 2024 20:20 UTC
Mendoza TishEVP & Chief HR Officer
SaleCommon Stock 66,250 $21.21 $1,405,162.50
Disclosure

SEC source: 0001127602-24-016118 · form4.xml · nonDerivative · entry 2

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,481

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.20 to $21.24, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 20, 2024 Filed May 21, 2024 20:20 UTC
Mendoza TishEVP & Chief HR Officer
Exercise / conversionCommon Stock 66,250 $11.89 $787,712.50
Disclosure

SEC source: 0001127602-24-016118 · form4.xml · nonDerivative · entry 1

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 20:15 UTC GrantUnits · Derivative 10,216 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013552 · form4.xml · derivative · entry 2

Sebastian Teresa Mosley · CIK 0001502941 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,965

Underlying: Common Stock · 10,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

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April 25, 2024 Filed Apr 29, 2024 20:15 UTC GrantUnits · Derivative 1,168 $17.13 $20,007.84
Disclosure

SEC source: 0001127602-24-013552 · form4.xml · derivative · entry 1

Sebastian Teresa Mosley · CIK 0001502941 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,749

Underlying: Common Stock · 1,168 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F2 · shares: Represents cash fees that the reporting person elected to defer into stock units.

F2 · price: Represents cash fees that the reporting person elected to defer into stock units.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

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April 25, 2024 Filed Apr 29, 2024 20:14 UTC
Naim MoisesDirector
GrantUnits · Derivative 10,216 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013551 · form4.xml · derivative · entry 2

Naim Moises · CIK 0001573692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,081

Underlying: Common Stock · 10,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

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April 25, 2024 Filed Apr 29, 2024 20:14 UTC
Naim MoisesDirector
GrantUnits · Derivative 5,838 $17.13 $100,004.94
Disclosure

SEC source: 0001127602-24-013551 · form4.xml · derivative · entry 1

Naim Moises · CIK 0001573692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,865

Underlying: Common Stock · 5,838 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F2 · shares: Represents cash fees that the reporting person elected to defer into stock units.

F2 · price: Represents cash fees that the reporting person elected to defer into stock units.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

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April 25, 2024 Filed Apr 29, 2024 20:13 UTC GrantUnits · Derivative 10,216 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013550 · form4.xml · derivative · entry 2

Shaughnessy Maura · CIK 0001873056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,505

Underlying: Common Stock · 10,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

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April 25, 2024 Filed Apr 29, 2024 20:13 UTC GrantUnits · Derivative 5,838 $17.13 $100,004.94
Disclosure

SEC source: 0001127602-24-013550 · form4.xml · derivative · entry 1

Shaughnessy Maura · CIK 0001873056 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,289

Underlying: Common Stock · 5,838 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F2 · shares: Represents cash fees that the reporting person elected to defer into stock units.

F2 · price: Represents cash fees that the reporting person elected to defer into stock units.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

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April 25, 2024 Filed Apr 29, 2024 20:12 UTC GrantUnits · Derivative 10,216 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013549 · form4.xml · derivative · entry 2

Laulis Julia M. · CIK 0001644052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,348

Underlying: Common Stock · 10,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

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April 25, 2024 Filed Apr 29, 2024 20:12 UTC GrantUnits · Derivative 5,838 $17.13 $100,004.94
Disclosure

SEC source: 0001127602-24-013549 · form4.xml · derivative · entry 1

Laulis Julia M. · CIK 0001644052 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,132

Underlying: Common Stock · 5,838 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F2 · shares: Represents cash fees that the reporting person elected to defer into stock units.

F2 · price: Represents cash fees that the reporting person elected to defer into stock units.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

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April 25, 2024 Filed Apr 29, 2024 20:11 UTC GrantUnits · Derivative 17,747 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013548 · form4.xml · derivative · entry 2

MORSE JOHN B JR · CIK 0001018396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,737

Underlying: Common Stock · 17,747 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

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April 25, 2024 Filed Apr 29, 2024 20:11 UTC GrantUnits · Derivative 9,428 $17.13 $161,501.64
Disclosure

SEC source: 0001127602-24-013548 · form4.xml · derivative · entry 1

MORSE JOHN B JR · CIK 0001018396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,990

Underlying: Common Stock · 9,428 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F2 · shares: Represents cash fees that the reporting person elected to defer into stock units.

F2 · price: Represents cash fees that the reporting person elected to defer into stock units.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

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April 25, 2024 Filed Apr 29, 2024 20:10 UTC GrantUnits · Derivative 10,216 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013547 · form4.xml · derivative · entry 2

DAVIDSON JANET · CIK 0001230523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,038

Underlying: Common Stock · 10,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

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April 25, 2024 Filed Apr 29, 2024 20:10 UTC GrantUnits · Derivative 2,335 $17.13 $39,998.55
Disclosure

SEC source: 0001127602-24-013547 · form4.xml · derivative · entry 1

DAVIDSON JANET · CIK 0001230523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,822

Underlying: Common Stock · 2,335 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F2 · shares: Represents cash fees that the reporting person elected to defer into stock units.

F2 · price: Represents cash fees that the reporting person elected to defer into stock units.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.