AEMD

SEC source: 0001209191-19-029877 · doc4a.xml · nonDerivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,521

F1 · balance_after: Includes RSU's that were originally reported in Table II of the Reporting Person's prior Form 4 filings.

SEC source: 0001209191-19-029782 · doc4.xml · nonDerivative · entry 1

JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,650

F1 · acquired: RSU was originally reported in Table II of the Reporting Person's Form 3 filed 02/22/2018 which has been amended to remove such award and is being reported herein.

SEC source: 0001683168-18-000295 · kenley_frm4.xml · derivative · entry 2

KENLEY RODNEY S · CIK 0001033519 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,185

Underlying: Common Stock · 3,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.

F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 1/31/2018.

F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 1/31/2018.

SEC source: 0001683168-18-000295 · kenley_frm4.xml · nonDerivative · entry 1

KENLEY RODNEY S · CIK 0001033519 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.

SEC source: 0001683168-18-000294 · joyce_frm4.xml · derivative · entry 2

Joyce James A · CIK 0001318931 · Director · CEO, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,939

Underlying: Common Stock · 39,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.

F3 · derivative.exercise_date: 158,500 of the restricted stock units vested on the grant date, and 39,625 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of January 31, 2018.

F3 · derivative.expiration_date: 158,500 of the restricted stock units vested on the grant date, and 39,625 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of January 31, 2018.

SEC source: 0001683168-18-000294 · joyce_frm4.xml · nonDerivative · entry 1

Joyce James A · CIK 0001318931 · Director · CEO, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.

F1 · balance_after: In addition to the currently outstanding shares of common stock owned by Mr. Joyce and reported here, Mr. Joyce also beneficially owns the shares of common stock underlying the following stock options and restricted stock units; options to purchase 50,000 shares of common stock at $18.00 per share; options to purchase 90,000 shares of common stock at $12.50 per share; options to purchase 20,000 shares of common stock at $5.00 per share; options to purchase 20,000 shares of common stock at $9.50 per share and vested restricted stock units as set forth in Table II above.

SEC source: 0001683168-18-000293 · frakes_frm4.xml · derivative · entry 2

FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,318

Underlying: Common Stock · 3,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.

F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 1/31/18.

F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 1/31/18.

SEC source: 0001683168-18-000293 · frakes_frm4.xml · nonDerivative · entry 1

FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.

SEC source: 0001209191-19-029825 · doc4a.xml · nonDerivative · entry 1

FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,340

SEC source: 0001209191-19-029881 · doc4a.xml · nonDerivative · entry 1

FISHER CHARLES J JR · CIK 0001408469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,553

F1 · balance_after: Includes RSU's that were originally reported in Table II of the Reporting Person's prior Form 4 filings.

SEC source: 0001683168-18-000046 · joyce_frm4.xml · nonDerivative · entry 1

Joyce James A · CIK 0001318931 · Director · Chairman, CEO, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,254

F1 · price: Gift of 16,000 shares to immediate family members.

SEC source: 0001683168-17-003346 · shah_f4.xml · derivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,666

Underlying: Common Stock · 37,234 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted stock units to vest ratably on 12/31/2017 and 3/31/2018.

F2 · derivative.expiration_date: Restricted stock units to vest ratably on 12/31/2017 and 3/31/2018.

SEC source: 0001683168-17-003345 · broenniman_f4.xml · derivative · entry 1

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,666

Underlying: Common Stock · 37,234 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: Restricted stock units to vest ratably on 12/31/2017 and 3/31/2018.

F2 · derivative.expiration_date: Restricted stock units to vest ratably on 12/31/2017 and 3/31/2018.

SEC source: 0001683168-17-002825 · kenley_frm4.xml · derivative · entry 2

KENLEY RODNEY S · CIK 0001033519 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,435

Underlying: Common Stock · 3,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.

F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of October 30, 2017.

F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of October 30, 2017.

SEC source: 0001683168-17-002825 · kenley_frm4.xml · nonDerivative · entry 1

KENLEY RODNEY S · CIK 0001033519 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.

SEC source: 0001683168-17-002824 · joyce_frm4.xml · derivative · entry 2

Joyce James A · CIK 0001318931 · Director · Chairman, CEO, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,564

Underlying: Common Stock · 39,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.

F3 · derivative.exercise_date: 158,500 of the restricted stock units vested on the grant date, and 39,625 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of October 30, 2017.

F3 · derivative.expiration_date: 158,500 of the restricted stock units vested on the grant date, and 39,625 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of October 30, 2017.

SEC source: 0001683168-17-002824 · joyce_frm4.xml · nonDerivative · entry 1

Joyce James A · CIK 0001318931 · Director · Chairman, CEO, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.

F1 · balance_after: In addition to the currently outstanding shares of common stock owned by Mr. Joyce and reported here, Mr. Joyce also beneficially owns the shares of common stock underlying the following stock options and restricted stock units; options to purchase 50,000 shares of common stock at $18.00 per share; options to purchase 90,000 shares of common stock at $12.50 per share; options to purchase 20,000 shares of common stock at $5.00 per share; options to purchase 20,000 shares of common stock at $9.50 per share and vested restricted stock units as set forth in Table II above.

SEC source: 0001683168-17-002823 · frakes_frm4.xml · derivative · entry 2

FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,568

Underlying: Common Stock · 3,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.

F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of October 30, 2017.

F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of October 30, 2017.

SEC source: 0001683168-17-002823 · frakes_frm4.xml · nonDerivative · entry 1

FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.

SEC source: 0001683168-17-002651 · kenley_frm4.xml · derivative · entry 2

KENLEY RODNEY S · CIK 0001033519 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,685

Underlying: Common Stock · 3,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.

F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of October 11, 2017.

F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of October 11, 2017.

SEC source: 0001683168-17-002651 · kenley_frm4.xml · nonDerivative · entry 1

KENLEY RODNEY S · CIK 0001033519 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.

SEC source: 0001683168-17-002650 · joyce_frm4.xml · derivative · entry 2

Joyce James A · CIK 0001318931 · Director · Chairman, CEO, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,189

Underlying: Common Stock · 39,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.

F3 · derivative.exercise_date: 158,500 of the restricted stock units vested on the grant date, and 39,625 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of October 11, 2017.

F3 · derivative.expiration_date: 158,500 of the restricted stock units vested on the grant date, and 39,625 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of October 11, 2017.

SEC source: 0001683168-17-002650 · joyce_frm4.xml · nonDerivative · entry 1

Joyce James A · CIK 0001318931 · Director · Chairman, CEO, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.

F1 · balance_after: In addition to the currently outstanding shares of common stock owned by Mr. Joyce and reported here, Mr. Joyce also beneficially owns the shares of common stock underlying the following stock options and restricted stock units; options to purchase 50,000 shares of common stock at $18.00 per share; options to purchase 90,000 shares of common stock at $12.50 per share; options to purchase 20,000 shares of common stock at $5.00 per share; options to purchase 20,000 shares of common stock at $9.50 per share and vested restricted stock units as set forth in Table II above.

SEC source: 0001683168-17-002649 · frakes_frm4.xml · derivative · entry 2

FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,818

Underlying: Common Stock · 3,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.

F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of October 11, 2017.

F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of October 11, 2017.

SEC source: 0001683168-17-002649 · frakes_frm4.xml · nonDerivative · entry 1

FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.

SEC source: 0001209191-19-029822 · doc4a.xml · nonDerivative · entry 1

FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,197

SEC source: 0001683168-17-001076 · kenley_f4-050117.xml · derivative · entry 2

KENLEY RODNEY S · CIK 0001033519 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,935

Underlying: Common Stock · 1,797 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted stock units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued on May 1, 2017 wth an effective date of April 28, 2017).

F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted stock units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued on May 1, 2017 wth an effective date of April 28, 2017).

SEC source: 0001683168-17-001076 · kenley_f4-050117.xml · nonDerivative · entry 1

KENLEY RODNEY S · CIK 0001033519 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

SEC source: 0001683168-17-001075 · joyce_f4-050117.xml · derivative · entry 2

Joyce James A · CIK 0001318931 · Director · Chairman, CEO, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,814

Underlying: Common Stock · 19,079 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016.

F3 · derivative.exercise_date: 158,500 of the restricted stock units vested on the grant date, and 39,625 restricted stock units will vest each quarter beginning 1/1/17 Represents conversion of restricted stock units with common stock issued on May 1, 2017 (with an effective date of April 28, 2017).

F3 · derivative.expiration_date: 158,500 of the restricted stock units vested on the grant date, and 39,625 restricted stock units will vest each quarter beginning 1/1/17 Represents conversion of restricted stock units with common stock issued on May 1, 2017 (with an effective date of April 28, 2017).

SEC source: 0001683168-17-001075 · joyce_f4-050117.xml · nonDerivative · entry 1

Joyce James A · CIK 0001318931 · Director · Chairman, CEO, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016.

F1 · balance_after: In addition to the currently outstanding shares of common stock owned by Mr. Joyce and reported here, Mr. Joyce also beneficially owns the shares of common stock underlying the following stock options and restricted stock units: options to purchase 50,000 shares of common stock at $18.00 per share; options to purchase 90,000 shares of common stock at $12.50 per share; options to purchase 20,000 shares of common stock at $5.00 per share; options to purchase 20,000 shares of common stock at $9.50 per share and vested restricted stock units as set forth in Table II above.

SEC source: 0001683168-17-001074 · frakes_f4-050117.xml · derivative · entry 2

FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,068

Underlying: Common Stock · 1,594 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016.

F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted stock units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued on May 1, 2017 (and effective April 28, 2017).

F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted stock units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued on May 1, 2017 (and effective April 28, 2017).

SEC source: 0001683168-17-001074 · frakes_f4-050117.xml · nonDerivative · entry 1

FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016.

SEC source: 0001209191-19-029819 · doc4a.xml · nonDerivative · entry 1

FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,882

SEC source: 0001683168-17-000257 · kenley_f4.xml · derivative · entry 2

KENLEY RODNEY S · CIK 0001033519 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,732

Underlying: Common Stock · 8,268 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted stock units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued on February 7, 2017.

F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted stock units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued on February 7, 2017.

SEC source: 0001683168-17-000257 · kenley_f4.xml · nonDerivative · entry 1

KENLEY RODNEY S · CIK 0001033519 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001683168-17-000256 · joyce_f4.xml · derivative · entry 2

Joyce James A · CIK 0001318931 · Director · Chairman, CEO, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,893

Underlying: Common Stock · 98,107 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016.

F3 · derivative.exercise_date: 158,500 of the restricted stock units vested on the grant date, and 39,625 restricted stock units will vest each quarter beginning 1/1/17Represents conversion of restricted stock units with common stock issued on February 7, 2017.

F3 · derivative.expiration_date: 158,500 of the restricted stock units vested on the grant date, and 39,625 restricted stock units will vest each quarter beginning 1/1/17Represents conversion of restricted stock units with common stock issued on February 7, 2017.

SEC source: 0001683168-17-000256 · joyce_f4.xml · nonDerivative · entry 1

Joyce James A · CIK 0001318931 · Director · Chairman, CEO, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016.

F1 · balance_after: In addition to the currently outstanding shares of common stock owned by Mr. Joyce and reported here, Mr. Joyce also beneficially owns the shares of common stock underlying the following stock options and restricted stock units: options to purchase 50,000 shares of common stock at $18.00 per share; options to purchase 90,000 shares of common stock at $12.50 per share; options to purchase 20,000 shares of common stock at $5.00 per share; options to purchase 20,000 shares of common stock at $9.50 per share and vested restricted stock units as set forth in Table II above.

SEC source: 0001683168-17-000255 · frakes_f4.xml · derivative · entry 2

FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,662

Underlying: Common Stock · 7,338 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016.

F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted stock units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued on February 7, 2017.

F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted stock units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued on February 7, 2017.

SEC source: 0001683168-17-000255 · frakes_f4.xml · nonDerivative · entry 1

FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-029817 · doc4a.xml · nonDerivative · entry 1

FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,538

SEC source: 0001683168-16-000249 · shah_fmr4-100416.xml · derivative · entry 2

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,736

Underlying: Common Stock · 1,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. For tax purposes, each share of common stock was valued at $4.99.

F4 · derivative.exercise_date: 12,328 of the restricted stock units vested on the grant date, 8/9/16, and 1,368 of the remaining restricted stock units vested or will vest on each of 9/30/16, 12/31/16 and 3/31/17.

F4 · derivative.expiration_date: 12,328 of the restricted stock units vested on the grant date, 8/9/16, and 1,368 of the remaining restricted stock units vested or will vest on each of 9/30/16, 12/31/16 and 3/31/17.

SEC source: 0001683168-16-000249 · shah_fmr4-100416.xml · nonDerivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement in common stock of previously issued restricted stock units upon vesting of such units.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. For tax purposes, each share of common stock was valued at $4.99.

F3 · balance_after: In addition to the currently outstanding shares of common stock owned by the reporting person and reported here, the reporting person also beneficially owns the shares of common stock underlying the following stock options and warrants: options to purchase 7,520 shares of common stock at $4.10 per share, options to purchase 3,684 shares of common stock at $9.50 per share, and warrants to purchase 109,322 shares of common stock at exercise prices ranging from $4.65 per share to $6.60 per share.

SEC source: 0001683168-16-000247 · barry_frm4-100416.xml · derivative · entry 2

BARRY FRANKLYN S JR · CIK 0001254761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,736

Underlying: Common Stock · 1,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: 12,328 of the restricted stock units vested on the grant date, 8/9/16, and 1,368 of the remaining restricted stock units vested or will vest on each of 9/30/16, 12/31/16 and 3/31/17.

F4 · derivative.expiration_date: 12,328 of the restricted stock units vested on the grant date, 8/9/16, and 1,368 of the remaining restricted stock units vested or will vest on each of 9/30/16, 12/31/16 and 3/31/17.

SEC source: 0001683168-16-000247 · barry_frm4-100416.xml · nonDerivative · entry 1

BARRY FRANKLYN S JR · CIK 0001254761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement in common stock of previously issued restricted stock units upon vesting of such units, net of shares of common stock withheld by the issuer to satisfy the tax obligation of the reporting person (transaction code F) due upon vesting of the units. A total of 1,368 shares of common stock were issuable upon vesting of the units, and 547 shares were withheld by the issuer. The issuer paid the reporting person $4.99 per share of common stock withheld, which the reporting person is to use to pay his tax obligation related to the vesting of the units.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · balance_after: In addition to the currently outstanding shares of common stock owned by the reporting person and reported here, the reporting person also beneficially owns the shares of common stock underlying the following stock options: options to purchase 10,000 shares of common stock at $20.50 per share, options to purchase 10,000 shares of common stock at $12.50 per share, options to purchase 9,211 shares of common stock at $3.80 per share, options to purchase 8,537 shares of common stock at $4.10 per share, and options to purchase 3,684 shares of common stock at $9.50 per share.

SEC source: 0001683168-16-000248 · broenniman_fmr4-100416.xml · derivative · entry 2

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,736

Underlying: Common Stock · 1,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: 12,328 of the restricted stock units vested on the grant date, 8/9/16, and 1,368 of the remaining restricted stock units vested or will vest on each of 9/30/16, 12/31/16 and 3/31/17.

F4 · derivative.expiration_date: 12,328 of the restricted stock units vested on the grant date, 8/9/16, and 1,368 of the remaining restricted stock units vested or will vest on each of 9/30/16, 12/31/16 and 3/31/17.

SEC source: 0001683168-16-000248 · broenniman_fmr4-100416.xml · nonDerivative · entry 1

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement in common stock of previously issued restricted stock units upon vesting of such units, net of shares of common stock withheld by the issuer to satisfy the tax obligation of the reporting person (transaction code F) due upon vesting of the units. A total of 1,368 shares of common stock were issuable upon vesting of the units, and 547 shares were withheld by the issuer. The issuer paid the reporting person $4.99 per share of common stock withheld, which the reporting person is to use to pay his tax obligation related to the vesting of the units.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · balance_after: In addition to the currently outstanding shares of common stock owned by the reporting person and reported here, the reporting person also beneficially owns the shares of common stock underlying the following stock options: options to purchase 10,000 shares of common stock at $20.50 per share, options to purchase 12,000 shares of common stock at $12.50 per share, options to purchase 9,211 shares of common stock at $3.80 per share, options to purchase 8,537 shares of common stock at $4.10 per share, and options to purchase 3,684 shares of common stock at $9.50 per share.

SEC source: 0001683168-16-000021 · shah_frm4.xml · derivative · entry 2

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,104

Underlying: Common Stock · 12,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. For tax purposes, each share of common stock was valued at $6.28, the closing price of the common stock on 8/9/16, the date of grant.

F4 · derivative.exercise_date: 12,328 of the restricted stock units vested on the grant date, 8/9/16, and 1,368 of the remaining restricted stock units will vest on each of 9/30/16, 12/31/16 and 3/31/17.

F4 · derivative.expiration_date: 12,328 of the restricted stock units vested on the grant date, 8/9/16, and 1,368 of the remaining restricted stock units will vest on each of 9/30/16, 12/31/16 and 3/31/17.

SEC source: 0001683168-16-000021 · shah_frm4.xml · nonDerivative · entry 1

Shah Chetan · CIK 0001566040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement in common stock of previously issued restricted stock units upon vesting of such units.

F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. For tax purposes, each share of common stock was valued at $6.28, the closing price of the common stock on 8/9/16, the date of grant.

F3 · balance_after: In addition to the currently outstanding shares of common stock owned by the reporting person and reported here, the reporting person also beneficially owns the shares of common stock underlying the following stock options, warrants and restricted stock units: options to purchase 11,205 shares of common stock at $9.50 per share, warrants to purchase 109,322 shares of common stock at exercise prices ranging from $4.65 per share to $6.60 per share, and 1,368 restricted stock units.

SEC source: 0001683168-16-000020 · broenniman_frm4.xml · derivative · entry 3

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,104

Underlying: Common Stock · 12,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. For tax purposes, each share of common stock was valued at $6.28, the closing price of the common stock on 8/9/16, the date of grant.

F5 · derivative.exercise_date: 12,328 of the restricted stock units vested on the grant date, 8/9/16, and 1,368 of the remaining restricted stock units will vest on each of 9/30/16, 12/31/16 and 3/31/17.

F5 · derivative.expiration_date: 12,328 of the restricted stock units vested on the grant date, 8/9/16, and 1,368 of the remaining restricted stock units will vest on each of 9/30/16, 12/31/16 and 3/31/17.

SEC source: 0001683168-16-000020 · broenniman_frm4.xml · nonDerivative · entry 2

BROENNIMAN EDWARD G · CIK 0001284599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,040

F4 · shares: Represents shares of common stock withheld and deemed sold to the issuer to satisfy the tax obligation of the reporting person due upon vesting of the restricted stock units.

F3 · balance_after: In addition to the currently outstanding shares of common stock owned by the reporting person and reported here, the reporting person also beneficially owns the shares of common stock underlying the following stock options and restricted stock units: options to purchase 10,000 shares of common stock at $20.50 per share, options to purchase 12,000 shares of common stock at $12.50 per share, options to purchase 9,211 shares of common stock at $3.80 per share, options to purchase 8,537 shares of common stock at $4.10 per share, options to purchase 3,684 shares of common stock at $9.50 per share and 1,368 restricted stock units.