Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 30, 2020 Filed Nov 3, 2020 21:21 UTC |
FISHER CHARLES J JRDirector · Chief Executive Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 239,122 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001209191-20-056611 · doc4.xml · derivative · entry 1 FISHER CHARLES J JR · CIK 0001408469 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,122 Underlying: Common Stock · 239,122 shares Expires 2030-10-29 F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest and become exercisable on October 30, 2021, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 17:55 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
Tax withholdingCommon Stock | 2,389 | $1.35 | $3,225.15 |
DisclosureSEC source: 0001209191-20-052568 · doc4.xml · nonDerivative · entry 1 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,217 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 17:53 UTC |
FISHER CHARLES J JRDirector
|
Tax withholdingCommon Stock | 2,389 | $1.35 | $3,225.15 |
DisclosureSEC source: 0001209191-20-052567 · doc4.xml · nonDerivative · entry 1 FISHER CHARLES J JR · CIK 0001408469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,719 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 17:50 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 2,389 | $1.35 | $3,225.15 |
DisclosureSEC source: 0001209191-20-052566 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,493 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 17:49 UTC |
BROENNIMAN EDWARD GDirector
|
Tax withholdingCommon Stock | 2,389 | $1.35 | $3,225.15 |
DisclosureSEC source: 0001209191-20-052565 · doc4.xml · nonDerivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,961 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 17:16 UTC |
Cipriani Guy F.Director
|
Tax withholdingCommon Stock | 2,389 | $1.35 | $3,225.15 |
DisclosureSEC source: 0001209191-20-052561 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,051 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 19:11 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
Tax withholdingCommon Stock | 2,389 | $2.03 | $4,849.67 |
DisclosureSEC source: 0001209191-20-040140 · doc4.xml · nonDerivative · entry 1 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,677 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 18:45 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 2,389 | $2.03 | $4,849.67 |
DisclosureSEC source: 0001209191-20-040124 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,953 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 18:41 UTC |
Cipriani Guy F.Director
|
Tax withholdingCommon Stock | 2,389 | $2.03 | $4,849.67 |
DisclosureSEC source: 0001209191-20-040118 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,511 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 18:39 UTC |
FISHER CHARLES J JRDirector
|
Tax withholdingCommon Stock | 2,389 | $2.03 | $4,849.67 |
DisclosureSEC source: 0001209191-20-040113 · doc4.xml · nonDerivative · entry 1 FISHER CHARLES J JR · CIK 0001408469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,179 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 18:08 UTC |
BROENNIMAN EDWARD GDirector
|
Tax withholdingCommon Stock | 2,389 | $2.03 | $4,849.67 |
DisclosureSEC source: 0001209191-20-040081 · doc4.xml · nonDerivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,421 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 19:23 UTC |
FISHER CHARLES J JRDirector
|
GrantCommon Stock | 23,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023742 · doc4.xml · nonDerivative · entry 1 FISHER CHARLES J JR · CIK 0001408469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,568 F1 · shares: The RSU's vests in four equal quarterly installments on 6/30/2020, 9/30/2020, 12/31/2020 and 3/31/2021. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 19:20 UTC |
Shah ChetanDirector
|
GrantCommon Stock | 23,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023740 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,342 F1 · shares: The RSU's vests in four equal quarterly installments on 6/30/2020, 9/30/2020, 12/31/2020 and 3/31/2021. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 19:21 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
GrantCommon Stock | 23,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023741 · doc4.xml · nonDerivative · entry 1 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,066 F1 · shares: The RSU's vests in four equal quarterly installments on 6/30/2020, 9/30/2020, 12/31/2020 and 3/31/2021. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 19:19 UTC |
Cipriani Guy F.Director
|
GrantCommon Stock | 23,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023739 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,900 F1 · shares: The RSU's vests in four equal quarterly installments on 6/30/2020, 9/30/2020, 12/31/2020 and 3/31/2021. Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 19:18 UTC |
BROENNIMAN EDWARD GDirector
|
GrantCommon Stock | 23,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023738 · doc4.xml · nonDerivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,810 F1 · shares: The RSU's vests in four equal quarterly installments on 6/30/2020, 9/30/2020, 12/31/2020 and 3/31/2021. F2 · balance_after: The end of period holdings reflect a 1-15 reverse stock split effected by the Issuer on October 14, 2019. Read SEC document |
| April 03, 2020 Filed Sep 17, 2020 17:07 UTC |
Shah ChetanDirector
|
GrantCommon Stock | 929 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050826 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,882 F1 · shares: The RSU was granted on 4/3/20, but was contingent on stockholder approval of the Issuer's 2020 Equity Incentive Plan at the Issuer's annual meeting of stockholders held on 9/15/20, and therefore for purposes of Section 16, the RSU was not "acquired" until such stockholder approval was obtained. The RSU's vest in two equal installments on 12/31/2020 and 3/31/2021. Read SEC document |
| April 03, 2020 Filed Sep 17, 2020 17:06 UTC |
RODELL TIMOTHY C JRDirector · Chief Executive Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 202,280 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0001209191-20-050825 · doc4.xml · derivative · entry 1 RODELL TIMOTHY C JR · CIK 0001260316 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,280 Underlying: Common Stock · 202,280 shares Expires 2030-04-02 F1 · derivative.exercise_date: The option was granted on 4/3/20, but was contingent on stockholder approval of the Issuer's 2020 Equity Incentive Plan at the Issuer's annual meeting of stockholders held on 9/15/20, and therefore for purposes of Section 16, the option was not "acquired" until such stockholder approval was obtained. One-quarter of the shares subject to the option shall vest twelve months from the 4/3/20 grant date, and the remainder shall vest in equal monthly installments thereafter until fully vested on April 2, 2024. Read SEC document |
| April 03, 2020 Filed Sep 17, 2020 17:03 UTC |
FRAKES JAMES BChief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 140,472 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0001209191-20-050824 · doc4.xml · derivative · entry 1 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,472 Underlying: Common Stock · 140,472 shares Expires 2030-04-02 F1 · derivative.exercise_date: The option was granted on 4/3/20, but was contingent on stockholder approval of the Issuer's 2020 Equity Incentive Plan at the Issuer's annual meeting of stockholders held on 9/15/20, and therefore for purposes of Section 16, the option was not "acquired" until such stockholder approval was obtained. One-quarter of the shares subject to the option shall vest twelve months from the 4/3/20 grant date, and the remainder shall vest in equal monthly installments thereafter until fully vested on April 2, 2024. Read SEC document |
| April 03, 2020 Filed Sep 17, 2020 16:59 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
GrantCommon Stock | 929 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050822 · doc4.xml · nonDerivative · entry 1 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,606 F1 · shares: The RSU was granted on 4/3/20, but was contingent on stockholder approval of the Issuer's 2020 Equity Incentive Plan at the Issuer's annual meeting of stockholders held on 9/15/20, and therefore for purposes of Section 16, the RSU was not "acquired" until such stockholder approval was obtained. The RSU's vest in two equal installments on 12/31/2020 and 3/31/2021. Read SEC document |
| April 03, 2020 Filed Sep 17, 2020 16:55 UTC |
FISHER CHARLES J JRDirector
|
GrantCommon Stock | 929 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050819 · doc4.xml · nonDerivative · entry 1 FISHER CHARLES J JR · CIK 0001408469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,108 F1 · shares: The RSU was granted on 4/3/20, but was contingent on stockholder approval of the Issuer's 2020 Equity Incentive Plan at the Issuer's annual meeting of stockholders held on 9/15/20, and therefore for purposes of Section 16, the RSU was not "acquired" until such stockholder approval was obtained. The RSU's vest in two equal installments on 12/31/2020 and 3/31/2021. Read SEC document |
| April 03, 2020 Filed Sep 17, 2020 16:57 UTC |
Cipriani Guy F.Director
|
GrantCommon Stock | 929 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050820 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,440 F1 · shares: The RSU was granted on 4/3/20, but was contingent on stockholder approval of the Issuer's 2020 Equity Incentive Plan at the Issuer's annual meeting of stockholders held on 9/15/20, and therefore for purposes of Section 16, the RSU was not "acquired" until such stockholder approval was obtained. The RSU's vest in two equal installments on 12/31/2020 and 3/31/2021. Read SEC document |
| April 03, 2020 Filed Sep 17, 2020 16:53 UTC |
BROENNIMAN EDWARD GDirector
|
GrantCommon Stock | 929 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050818 · doc4.xml · nonDerivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,350 F1 · shares: The RSU was granted on 4/3/20, but was contingent on stockholder approval of the Issuer's 2020 Equity Incentive Plan at the Issuer's annual meeting of stockholders held on 9/15/20, and therefore for purposes of Section 16, the RSU was not "acquired" until such stockholder approval was obtained. The RSU's vest in two equal installments on 12/31/2020 and 3/31/2021. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 19:21 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
Tax withholdingCommon Stock | 244 | $1.52 | $370.88 |
DisclosureSEC source: 0001209191-20-022460 · doc4.xml · nonDerivative · entry 1 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,173 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:22 UTC |
Cipriani Guy F.Director
|
Tax withholdingCommon Stock | 244 | $1.52 | $370.88 |
DisclosureSEC source: 0001209191-20-022555 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,007 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:18 UTC |
FISHER CHARLES J JRDirector
|
Tax withholdingCommon Stock | 244 | $1.52 | $370.88 |
DisclosureSEC source: 0001209191-20-022545 · doc4.xml · nonDerivative · entry 1 FISHER CHARLES J JR · CIK 0001408469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,675 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 19:22 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 244 | $1.52 | $370.88 |
DisclosureSEC source: 0001209191-20-022462 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,449 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 Read SEC document |
| January 31, 2020 Filed Jan 31, 2020 22:53 UTC |
FRAKES JAMES BChief Financial Officer
|
Tax withholdingCommon Stock | 125 | $3.70 | $462.50 |
DisclosureSEC source: 0001209191-20-005838 · doc4.xml · nonDerivative · entry 1 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,483 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 8/9/16 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 00:04 UTC |
FISHER CHARLES J JRDirector
|
Tax withholdingCommon Stock | 246 | $0.84 | $207.60 |
DisclosureSEC source: 0001209191-20-000447 · doc4.xml · nonDerivative · entry 1 FISHER CHARLES J JR · CIK 0001408469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,919 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 F2 · balance_after: The end of period holdings reflect a 1-15 reverse stock split effected by the Issuer on October 14, 2019. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 23:55 UTC |
Cipriani Guy F.Director
|
Tax withholdingCommon Stock | 246 | $0.84 | $207.60 |
DisclosureSEC source: 0001209191-20-000442 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,251 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 F2 · balance_after: The end of period holdings reflect a 1-15 reverse stock split effected by the Issuer on October 14, 2019. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 23:47 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
Tax withholdingCommon Stock | 246 | $0.84 | $207.60 |
DisclosureSEC source: 0001209191-20-000440 · doc4.xml · nonDerivative · entry 1 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,417 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 F2 · balance_after: The end of period holdings reflect a 1-15 reverse stock split effected by the Issuer on October 14, 2019. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 23:46 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 246 | $0.84 | $207.60 |
DisclosureSEC source: 0001209191-20-000438 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,693 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 F2 · balance_after: The end of period holdings reflect a 1-15 reverse stock split effected by the Issuer on October 14, 2019. Read SEC document |
| October 30, 2019 Filed Oct 31, 2019 16:41 UTC |
FRAKES JAMES BChief Financial Officer
|
Tax withholdingCommon Stock | 115 | $3.93 | $451.95 |
DisclosureSEC source: 0001209191-19-054598 · doc4.xml · nonDerivative · entry 3 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,608 F1 · shares: The number of shares and price reported herein give effect to the 1-for-15 reverse stock split effected 10/14/19. F1 · price: The number of shares and price reported herein give effect to the 1-for-15 reverse stock split effected 10/14/19. F2 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 8/9/16 F3 · balance_after: The end of period holdings reported herein give effect to the 1-for-15 reverse stock split effected 10/14/19. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:54 UTC |
Cipriani Guy F.Director
|
Tax withholdingCommon Stock | 3,684 | $0.24 | $865.74 |
DisclosureSEC source: 0001209191-19-051884 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,444 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:52 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
Tax withholdingCommon Stock | 3,684 | $0.24 | $865.74 |
DisclosureSEC source: 0001209191-19-051880 · doc4.xml · nonDerivative · entry 1 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,944 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:50 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 3,684 | $0.24 | $865.74 |
DisclosureSEC source: 0001209191-19-051876 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,075 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:49 UTC |
FISHER CHARLES J JRDirector
|
Tax withholdingCommon Stock | 3,684 | $0.24 | $865.74 |
DisclosureSEC source: 0001209191-19-051873 · doc4.xml · nonDerivative · entry 1 FISHER CHARLES J JR · CIK 0001408469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,469 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 Read SEC document |
| July 31, 2019 Filed Oct 31, 2019 16:41 UTC |
FRAKES JAMES BChief Financial Officer
|
Tax withholdingCommon Stock | 113 | $3.30 | $372.90 |
DisclosureSEC source: 0001209191-19-054598 · doc4.xml · nonDerivative · entry 2 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,723 F1 · shares: The number of shares and price reported herein give effect to the 1-for-15 reverse stock split effected 10/14/19. F1 · price: The number of shares and price reported herein give effect to the 1-for-15 reverse stock split effected 10/14/19. F2 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 8/9/16 F3 · balance_after: The end of period holdings reported herein give effect to the 1-for-15 reverse stock split effected 10/14/19. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 21:20 UTC |
Cipriani Guy F.Director
|
Tax withholdingCommon Stock | 3,684 | $0.37 | $1,363.08 |
DisclosureSEC source: 0001209191-19-040467 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,128 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 F2 · balance_after: Includes RSU's that were originally reported in Table II of the Reporting Person's Form 4 filed 4/3/19. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 21:15 UTC |
FISHER CHARLES J JRDirector
|
Tax withholdingCommon Stock | 3,684 | $0.37 | $1,363.08 |
DisclosureSEC source: 0001209191-19-040452 · doc4.xml · nonDerivative · entry 1 FISHER CHARLES J JR · CIK 0001408469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,153 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 F2 · balance_after: Includes RSU's that were originally reported in Table II of the Reporting Person's Form 4 filed 4/3/19. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 21:02 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 3,684 | $0.37 | $1,363.08 |
DisclosureSEC source: 0001209191-19-040397 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,759 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 F2 · balance_after: Includes RSU's that were originally reported in Table II of the Reporting Person's Form 4 filed 4/3/19. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 21:17 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
Tax withholdingCommon Stock | 3,684 | $0.37 | $1,363.08 |
DisclosureSEC source: 0001209191-19-040462 · doc4.xml · nonDerivative · entry 1 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,628 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 F2 · balance_after: Includes RSU's that were originally reported in Table II of the Reporting Person's Form 4 filed 4/3/19. Read SEC document |
| April 30, 2019 Filed Oct 31, 2019 16:41 UTC |
FRAKES JAMES BChief Financial Officer
|
Tax withholdingCommon Stock | 129 | $11.25 | $1,451.25 |
DisclosureSEC source: 0001209191-19-054598 · doc4.xml · nonDerivative · entry 1 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,836 F1 · shares: The number of shares and price reported herein give effect to the 1-for-15 reverse stock split effected 10/14/19. F1 · price: The number of shares and price reported herein give effect to the 1-for-15 reverse stock split effected 10/14/19. F2 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 8/9/16 F3 · balance_after: The end of period holdings reported herein give effect to the 1-for-15 reverse stock split effected 10/14/19. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 19:23 UTC |
Cipriani Guy F.Director
|
GrantRestricted Stock Units (RSU) · Derivative | 36,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023057 · doc4.xml · derivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,842 Underlying: Common Stock · 36,842 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. F2 · derivative.exercise_date: The RSU's vests in four equal quarterly installments on 6/30/19, 9/30/19, 12/31/19 and 3/31/20. F2 · derivative.expiration_date: The RSU's vests in four equal quarterly installments on 6/30/19, 9/30/19, 12/31/19 and 3/31/20. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 19:21 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
GrantRestricted Stock Units (RSU) · Derivative | 36,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023056 · doc4.xml · derivative · entry 1 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,842 Underlying: Common Stock · 36,842 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. F2 · derivative.exercise_date: The RSU's vests in four equal quarterly installments on 6/30/19, 9/30/19, 12/31/19 and 3/31/20. F2 · derivative.expiration_date: The RSU's vests in four equal quarterly installments on 6/30/19, 9/30/19, 12/31/19 and 3/31/20. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 19:20 UTC |
BROENNIMAN EDWARD GDirector
|
GrantRestricted Stock Units (RSU) · Derivative | 36,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023053 · doc4.xml · derivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,842 Underlying: Common Stock · 36,842 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. F2 · derivative.exercise_date: The RSU's vests in four equal quarterly installments on 6/30/19, 9/30/19, 12/31/19 and 3/31/20. F2 · derivative.expiration_date: The RSU's vests in four equal quarterly installments on 6/30/19, 9/30/19, 12/31/19 and 3/31/20. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 19:18 UTC |
Shah ChetanDirector
|
GrantRestricted Stock Units (RSU) · Derivative | 36,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023051 · doc4.xml · derivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,842 Underlying: Common Stock · 36,842 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. F2 · derivative.exercise_date: The RSU's vests in four equal quarterly installments on 6/30/19, 9/30/19, 12/31/19 and 3/31/20. F2 · derivative.expiration_date: The RSU's vests in four equal quarterly installments on 6/30/19, 9/30/19, 12/31/19 and 3/31/20. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 19:16 UTC |
FISHER CHARLES J JRDirector
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GrantRestricted Stock Units (RSU) · Derivative | 36,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023046 · doc4.xml · derivative · entry 1 FISHER CHARLES J JR · CIK 0001408469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,842 Underlying: Common Stock · 36,842 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. F2 · derivative.exercise_date: The RSU's vests in four equal quarterly installments on 6/30/19, 9/30/19, 12/31/19 and 3/31/20. F2 · derivative.expiration_date: The RSU's vests in four equal quarterly installments on 6/30/19, 9/30/19, 12/31/19 and 3/31/20. Read SEC document |
| April 01, 2019 Filed Jul 2, 2019 20:57 UTC Amendment |
BROENNIMAN EDWARD GDirector
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GrantCommon Stock | 36,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040370 · doc4a.xml · nonDerivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,747 F1 · shares: RSU was originally reported in Table II of the Reporting Person's Form 4 filed 04/03/2019. Read SEC document |
| March 31, 2019 Filed May 14, 2019 22:31 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
Tax withholdingCommon Stock | 3,573 | $0.95 | $3,394.35 |
DisclosureSEC source: 0001209191-19-029772 · doc5.xml · nonDerivative · entry 3 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,470 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU granted 6/14/18 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.