Tapewire

Nasdaq · USD

AEHR

AEHR TEST SYSTEMS

Export transactions ↓
Tapewire entity
2640
SEC CIK
0001040470
Parsed reports
879

Last 12 months

Inside the activity.

0 purchase rows · 73 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202605
Feb 202603
Mar 202600
Apr 2026042
May 202603
Jun 202600
Jul 202601
Aug 2026018
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 11, 2024 Filed Jul 15, 2024 22:25 UTC
ENGINEER ADILChief Operating Officer
GrantCommon Stock 17,207 $0.00 $0.00
Disclosure

SEC source: 0001593968-24-000983 · primary_01.xml · nonDerivative · entry 1

ENGINEER ADIL · CIK 0001920726 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,412

F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 22:26 UTC
SPORCK ALISTAIR NVP Contactor Business Unit
GrantCommon Stock 9,265 $0.00 $0.00
Disclosure

SEC source: 0001593968-24-000984 · primary_01.xml · nonDerivative · entry 1

SPORCK ALISTAIR N · CIK 0001939261 · VP Contactor Business Unit

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,037

F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 22:21 UTC
Erickson GaynDirector · President and CEO
GrantCommon Stock 63,931 $0.00 $0.00
Disclosure

SEC source: 0001593968-24-000982 · primary_01.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,959

F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units and unvested restricted shares.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 22:20 UTC GrantCommon Stock 31,039 $0.00 $0.00
Disclosure

SEC source: 0001593968-24-000981 · primary_01.xml · nonDerivative · entry 1

Siu Chris · CIK 0001389044 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,050

F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 20:50 UTC GrantCommon Stock 9,265 $0.00 $0.00
Disclosure

SEC source: 0001593968-24-000973 · primary_01.xml · nonDerivative · entry 1

OLIPHANT LAURA · CIK 0001783244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,725

F1 · shares: One-eighth (1/8) of the total number of shares subject to the restricted stock unit awards shall vest at the end of each three full calendar months following the date of this action, provided that such recipient still serves as a member of the Board of Director of the corporation on such dates.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 20:49 UTC GrantCommon Stock 9,265 $0.00 $0.00
Disclosure

SEC source: 0001593968-24-000972 · primary_01.xml · nonDerivative · entry 1

DANESH FARIBA · CIK 0001228855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,390

F1 · shares: One-eighth (1/8) of the total number of shares subject to the restricted stock unit awards shall vest at the end of each three full calendar months following the date of this action, provided that such recipient still serves as a member of the Board of Director of the corporation on such dates.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 20:47 UTC GrantCommon Stock 9,265 $0.00 $0.00
Disclosure

SEC source: 0001593968-24-000970 · primary_01.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,715

F1 · shares: One-eighth (1/8) of the total number of shares subject to the restricted stock unit awards shall vest at the end of each three full calendar months following the date of this action, provided that such recipient still serves as a member of the Board of Director of the corporation on such dates.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 20:26 UTC GrantCommon Stock 9,265 $0.00 $0.00
Disclosure

SEC source: 0001593968-24-000965 · primary_01.xml · nonDerivative · entry 1

SLAYEN HOWARD T · CIK 0001203324 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,714

F1 · shares: One-eighth (1/8) of the total number of shares subject to the restricted stock unit awards shall vest at the end of each three full calendar months following the date of this action, provided that such recipient still serves as a member of the Board of Director of the corporation on such dates.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
June 03, 2024 Filed Jun 13, 2024 21:28 UTC Tax withholdingCommon Stock 339 $11.17 $3,786.63
Disclosure

SEC source: 0001593968-24-000855 · primary_01.xml · nonDerivative · entry 1

Siu Chris · CIK 0001389044 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,011

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 29, 2024 Filed Apr 30, 2024 23:02 UTC
ROGERS VERNONExec VP of Sales & Mktg.
Tax withholdingCommon Stock 134 $12.10 $1,621.40
Disclosure

SEC source: 0001593968-24-000653 · primary_01.xml · nonDerivative · entry 1

ROGERS VERNON · CIK 0001756642 · Exec VP of Sales & Mktg.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,481

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 29, 2024 Filed Apr 30, 2024 22:49 UTC
SPORCK ALISTAIR NVP Contactor Business Unit
Tax withholdingCommon Stock 151 $12.10 $1,827.10
Disclosure

SEC source: 0001593968-24-000652 · primary_01.xml · nonDerivative · entry 1

SPORCK ALISTAIR N · CIK 0001939261 · VP Contactor Business Unit

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,772

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 29, 2024 Filed Apr 30, 2024 22:43 UTC
Ray-Chaudhuri Avijit K.Executive VP of R&D
Tax withholdingCommon Stock 100 $12.10 $1,210.00
Disclosure

SEC source: 0001593968-24-000650 · primary_01.xml · nonDerivative · entry 1

Ray-Chaudhuri Avijit K. · CIK 0002008129 · Executive VP of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,970

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 29, 2024 Filed Apr 30, 2024 22:40 UTC Tax withholdingCommon Stock 96 $12.10 $1,161.60
Disclosure

SEC source: 0001593968-24-000649 · primary_01.xml · nonDerivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,301

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 29, 2024 Filed Apr 30, 2024 22:39 UTC
Erickson GaynDirector · President and CEO
Tax withholdingCommon Stock 546 $12.10 $6,606.60
Disclosure

SEC source: 0001593968-24-000648 · primary_01.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,948

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units and unvested restricted shares.

Read SEC document
April 29, 2024 Filed Apr 30, 2024 21:54 UTC
ENGINEER ADILChief Operating Officer
Tax withholdingCommon Stock 162 $12.10 $1,960.20
Disclosure

SEC source: 0001593968-24-000643 · primary_01.xml · nonDerivative · entry 1

ENGINEER ADIL · CIK 0001920726 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,205

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 18, 2024 Filed Apr 18, 2024 23:26 UTC
SPORCK ALISTAIR NVP Contactor Business Unit
Tax withholdingCommon Stock 383 $10.82 $4,144.06
Disclosure

SEC source: 0001593968-24-000591 · primary_01.xml · nonDerivative · entry 1

SPORCK ALISTAIR N · CIK 0001939261 · VP Contactor Business Unit

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,923

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 14, 2024 Filed Apr 16, 2024 01:41 UTC Tax withholdingCommon Stock 621 $11.55 $7,172.55
Disclosure

SEC source: 0001593968-24-000577 · primary_01.xml · nonDerivative · entry 2

RICHMOND DONALD P. II · CIK 0001736207 · CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,397

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 14, 2024 Filed Apr 16, 2024 01:29 UTC
ROGERS VERNONExec VP of Sales & Mktg.
Tax withholdingCommon Stock 826 $11.55 $9,540.30
Disclosure

SEC source: 0001593968-24-000575 · primary_01.xml · nonDerivative · entry 2

ROGERS VERNON · CIK 0001756642 · Exec VP of Sales & Mktg.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,615

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 14, 2024 Filed Apr 16, 2024 01:17 UTC
Erickson GaynDirector · President and CEO
Tax withholdingCommon Stock 3,463 $11.55 $39,997.65
Disclosure

SEC source: 0001593968-24-000573 · primary_01.xml · nonDerivative · entry 2

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,494

F2 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units and restricted shares.

F3 · balance_after: The amount reported includes shares subject to unvested restricted stock units and unvested restricted shares.

Read SEC document
April 13, 2024 Filed Apr 16, 2024 01:41 UTC Tax withholdingCommon Stock 227 $11.55 $2,621.85
Disclosure

SEC source: 0001593968-24-000577 · primary_01.xml · nonDerivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,018

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

Read SEC document
April 13, 2024 Filed Apr 16, 2024 01:29 UTC
ROGERS VERNONExec VP of Sales & Mktg.
Tax withholdingCommon Stock 290 $11.55 $3,349.50
Disclosure

SEC source: 0001593968-24-000575 · primary_01.xml · nonDerivative · entry 1

ROGERS VERNON · CIK 0001756642 · Exec VP of Sales & Mktg.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,441

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

Read SEC document
April 13, 2024 Filed Apr 16, 2024 01:17 UTC
Erickson GaynDirector · President and CEO
Tax withholdingCommon Stock 1,119 $11.55 $12,924.45
Disclosure

SEC source: 0001593968-24-000573 · primary_01.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,957

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

Read SEC document
April 11, 2024 Filed Apr 12, 2024 00:44 UTC
Erickson GaynDirector · President and CEO
Tax withholdingCommon Stock 893 $11.83 $10,564.19
Disclosure

SEC source: 0001593968-24-000570 · primary_01.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,076

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units and restricted shares.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units & unvested restricted shares.

Read SEC document
April 11, 2024 Filed Apr 12, 2024 00:39 UTC Tax withholdingCommon Stock 166 $11.83 $1,963.78
Disclosure

SEC source: 0001593968-24-000569 · primary_01.xml · nonDerivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,245

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 11, 2024 Filed Apr 12, 2024 00:36 UTC
ROGERS VERNONExec VP of Sales & Mktg.
Tax withholdingCommon Stock 190 $11.83 $2,247.70
Disclosure

SEC source: 0001593968-24-000568 · primary_01.xml · nonDerivative · entry 1

ROGERS VERNON · CIK 0001756642 · Exec VP of Sales & Mktg.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,731

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 19:07 UTC
Ray-Chaudhuri Avijit K.Executive VP of R&D
OtherCommon Stock 1,451 $10.50 $15,231.87
Disclosure

SEC source: 0001593968-24-000557 · primary_01.xml · nonDerivative · entry 1

Ray-Chaudhuri Avijit K. · CIK 0002008129 · Executive VP of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,070

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 19:06 UTC
Erickson GaynDirector · President and CEO
OtherCommon Stock 2,024 $10.50 $21,246.94
Disclosure

SEC source: 0001593968-24-000556 · primary_01.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 429,413

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units and unvested restricted shares.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 19:05 UTC
ENGINEER ADILChief Operating Officer
OtherCommon Stock 1,500 $10.50 $15,746.25
Disclosure

SEC source: 0001593968-24-000555 · primary_01.xml · nonDerivative · entry 1

ENGINEER ADIL · CIK 0001920726 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,367

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 19:04 UTC OtherCommon Stock 1,600 $10.50 $16,796.00
Disclosure

SEC source: 0001593968-24-000554 · primary_01.xml · nonDerivative · entry 1

Siu Chris · CIK 0001389044 · CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,600

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 19:01 UTC
ROGERS VERNONExec VP of Sales & Mktg.
OtherCommon Stock 803 $10.50 $8,429.49
Disclosure

SEC source: 0001593968-24-000553 · primary_01.xml · nonDerivative · entry 1

ROGERS VERNON · CIK 0001756642 · Exec VP of Sales & Mktg.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,921

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 19:00 UTC
SPORCK ALISTAIR NVP Contactor Business Unit
OtherCommon Stock 1,181 $10.50 $12,397.55
Disclosure

SEC source: 0001593968-24-000552 · primary_01.xml · nonDerivative · entry 1

SPORCK ALISTAIR N · CIK 0001939261 · VP Contactor Business Unit

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 1,181

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 18:57 UTC OtherCommon Stock 1,295 $10.50 $13,594.26
Disclosure

SEC source: 0001593968-24-000551 · primary_01.xml · nonDerivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,411

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
March 01, 2024 Filed Mar 2, 2024 02:10 UTC Tax withholdingCommon Stock 397 $17.66 $7,011.02
Disclosure

SEC source: 0001593968-24-000375 · primary_01.xml · nonDerivative · entry 1

Siu Chris · CIK 0001389044 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,350

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 01:37 UTC Exercise / conversionNon-Qualified Option (right to buy) · Derivative 18,000 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001654954-24-001460 · section16.xml · derivative · entry 3

POSEDEL RHEA J · CIK 0001055117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2024-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.

Read SEC document
February 06, 2024 Filed Feb 8, 2024 01:37 UTC Exercise / conversionCommon Stock 18,000 $3.93 $70,740.00
Disclosure

SEC source: 0001654954-24-001460 · section16.xml · nonDerivative · entry 1

POSEDEL RHEA J · CIK 0001055117 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Mr. Rhea Posedel received a required minimum distribution from ESOP plan for CY 2023 of 433 shares on 12/07/2023. The closing price was $24.72 per share.

Read SEC document
January 31, 2024 Filed Apr 1, 2024 19:02 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-24-000521 · primary_01.xml · nonDerivative · entry 1

POSEDEL RHEA J · CIK 0001055117 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 477,674

F1 · shares: Represents shares that were gifted to Elizabeth Guilhot, an affiliated person.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 19:36 UTC
Erickson GaynDirector · President and CEO
Tax withholdingCommon Stock 546 $16.19 $8,839.74
Disclosure

SEC source: 0001593968-24-000184 · primary_01.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 427,389

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units and restricted shares.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units and unvested restricted shares.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 19:33 UTC
ENGINEER ADILChief Operating Officer
Tax withholdingCommon Stock 162 $16.19 $2,622.78
Disclosure

SEC source: 0001593968-24-000183 · primary_01.xml · nonDerivative · entry 1

ENGINEER ADIL · CIK 0001920726 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,867

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 19:32 UTC
ROGERS VERNONExec VP of Sales & Mktg.
Tax withholdingCommon Stock 159 $16.19 $2,574.21
Disclosure

SEC source: 0001593968-24-000182 · primary_01.xml · nonDerivative · entry 1

ROGERS VERNON · CIK 0001756642 · Exec VP of Sales & Mktg.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,118

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 19:25 UTC
SPORCK ALISTAIR NVP Contactor Business Unit
Tax withholdingCommon Stock 151 $16.19 $2,444.69
Disclosure

SEC source: 0001593968-24-000179 · primary_01.xml · nonDerivative · entry 1

SPORCK ALISTAIR N · CIK 0001939261 · VP Contactor Business Unit

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,306

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 19:21 UTC
Ray-Chaudhuri Avijit K.Executive VP of R&D
Tax withholdingCommon Stock 100 $16.19 $1,619.00
Disclosure

SEC source: 0001593968-24-000177 · primary_01.xml · nonDerivative · entry 1

Ray-Chaudhuri Avijit K. · CIK 0002008129 · Executive VP of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,619

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 29, 2024 Filed Jan 31, 2024 19:20 UTC Tax withholdingCommon Stock 116 $16.19 $1,878.04
Disclosure

SEC source: 0001593968-24-000176 · primary_01.xml · nonDerivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,116

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 18, 2024 Filed Jan 20, 2024 02:08 UTC
Erickson GaynDirector · President and CEO
SaleCommon Stock 4,871 $17.39 $84,726.17
Disclosure

SEC source: 0001593968-24-000108 · primary_01.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 427,935

F1 · shares: Withheld for tax obligations upon vesting of restricted stock units and restricted shares.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units and unvested restricted shares.

Read SEC document
January 18, 2024 Filed Jan 20, 2024 02:09 UTC SaleCommon Stock 1,021 $17.39 $17,759.27
Disclosure

SEC source: 0001593968-24-000109 · primary_01.xml · nonDerivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,232

F1 · shares: Withheld for tax obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 18, 2024 Filed Jan 20, 2024 02:03 UTC
ROGERS VERNONExec VP of Sales & Mktg.
SaleCommon Stock 1,309 $17.39 $22,768.75
Disclosure

SEC source: 0001593968-24-000105 · primary_01.xml · nonDerivative · entry 1

ROGERS VERNON · CIK 0001756642 · Exec VP of Sales & Mktg.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,277

F1 · shares: Withheld for tax obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 16, 2024 Filed Jan 17, 2024 22:01 UTC SaleCommon Stock 180 $17.24 $3,103.38
Disclosure

SEC source: 0001593968-24-000097 · primary_01.xml · nonDerivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · CTO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,253

F1 · shares: Represents shares that were sold to satisfy tax withholding obligations upon vesting of restricted stock units.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 21:53 UTC
Erickson GaynDirector · President and CEO
SaleCommon Stock 1,113 $17.24 $19,189.23
Disclosure

SEC source: 0001593968-24-000102 · primary_01.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 432,806

F1 · shares: Represents shares that were sold to satisfy tax withholding obligations upon vesting of restricted stock units and restricted shares.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 21:50 UTC
ROGERS VERNONExec VP of Sales & Mktg.
SaleCommon Stock 244 $17.24 $4,206.80
Disclosure

SEC source: 0001593968-24-000101 · primary_01.xml · nonDerivative · entry 1

ROGERS VERNON · CIK 0001756642 · Exec VP of Sales & Mktg.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,586

F1 · shares: Represents shares that were sold to satisfy tax withholding obligations upon vesting of restricted stock units.

Read SEC document
January 12, 2024 Filed Jan 13, 2024 02:34 UTC
Ray-Chaudhuri Avijit K.Executive VP of R&D
PurchaseCommon Stock 3,000 $17.87 $53,600.10
Disclosure

SEC source: 0001593968-24-000071 · primary_01.xml · nonDerivative · entry 1

Ray-Chaudhuri Avijit K. · CIK 0002008129 · Executive VP of R&D

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,719

F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 21:35 UTC
Erickson GaynDirector · President and CEO
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-24-000005 · primary_01.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 433,919

F1 · shares: The shares were donated to Schwab Charitable.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units and unvested restricted shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.