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AEE

AMEREN CORP

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3150
SEC CIK
0001002910
Parsed reports
564

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202500
Jan 202600
Feb 202605
Mar 202604
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202604
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2021 Filed Jan 6, 2021 02:43 UTC
MARK RICHARD JChmn & President of Subsidiary
GrantCommon Stock, $.01 Par Value 3,705 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000050 · wf-form4_160990098506625.xml · nonDerivative · entry 2

MARK RICHARD J · CIK 0001190100 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,373

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2024, which shall be no later than March 15, 2024, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F3 · balance_after: Amount includes 797 shares acquired during the fourth quarter of 2020 through monthly payroll deductions and reinvested dividends, as well as 187 accrued dividend equivalents acquired during the fourth quarter of 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:42 UTC
BAXTER WARNER LDirector · Chairman, President & CEO
GrantCommon Stock, $.01 Par Value 20,022 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000048 · wf-form4_160990094645030.xml · nonDerivative · entry 2

BAXTER WARNER L · CIK 0001190093 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,450

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2024, which shall be no later than March 15, 2024, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F3 · balance_after: Amount includes 1705 accrued dividend equivalents acquired during 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:42 UTC
Heger Mary PSVP of Subsidiary
GrantCommon Stock, $.01 Par Value 1,378 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000047 · wf-form4_160990092509541.xml · nonDerivative · entry 2

Heger Mary P · CIK 0001640863 · SVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,024

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2024, which shall be no later than March 15, 2024, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F3 · balance_after: Amount includes 125 accrued dividend equivalents acquired during 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:41 UTC
Steinke Bruce ASVP, Finance & CAO
GrantCommon Stock, $.01 Par Value 1,613 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000045 · wf-form4_160990088439639.xml · nonDerivative · entry 2

Steinke Bruce A · CIK 0001566185 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,865

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2024, which shall be no later than March 15, 2024, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F3 · balance_after: Amount includes 307 accrued dividend equivalents acquired during 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:42 UTC
Nwamu Chonda JSVP, GC & Secretary
GrantCommon Stock, $.01 Par Value 3,388 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000046 · wf-form4_160990090717786.xml · nonDerivative · entry 2

Nwamu Chonda J · CIK 0001764398 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,402

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2024, which shall be no later than March 15, 2024, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F3 · balance_after: Amount includes 136 shares acquired during 2020 through reinvested dividends, as well as 172 accrued dividend equivalents acquired during 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:41 UTC
MOEHN MICHAEL LExecutive VP & CFO
GrantCommon Stock, $.01 Par Value 8,259 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000044 · wf-form4_160990086443633.xml · nonDerivative · entry 2

MOEHN MICHAEL L · CIK 0001190105 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,717

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2024, which shall be no later than March 15, 2024, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F3 · balance_after: Amount includes 572 accrued dividend equivalents acquired during the third and fourth quarters of 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:40 UTC
Amirthalingam BhavaniSVP & CDIO of Subsidiary
GrantCommon Stock, $.01 Par Value 1,694 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000043 · wf-form4_160990084223384.xml · nonDerivative · entry 2

Amirthalingam Bhavani · CIK 0001733097 · SVP & CDIO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,376

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2024, which shall be no later than March 15, 2024, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F3 · balance_after: Amount includes 22 shares acquired during the third and fourth quarters of 2020 through reinvested dividends, as well as 67 accrued dividend equivalents acquired during the second through fourth quarters of 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:39 UTC
Lindgren Mark CSVP & Chief HR Officer of Sub
GrantCommon Stock, $.01 Par Value 1,541 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000040 · wf-form4_160990078225486.xml · nonDerivative · entry 2

Lindgren Mark C · CIK 0001640852 · SVP & Chief HR Officer of Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,548

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2024, which shall be no later than March 15, 2024, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F3 · balance_after: Amount includes 102 accrued dividend equivalents acquired during the second through fourth quarters of 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:40 UTC
Diya Fadi MSVP & CNO of Subsidiary
GrantCommon Stock, $.01 Par Value 3,633 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000042 · wf-form4_160990081710926.xml · nonDerivative · entry 2

Diya Fadi M · CIK 0001598243 · SVP & CNO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,934

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2024, which shall be no later than March 15, 2024, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F3 · balance_after: Amount includes 215 accrued dividend equivalents acquired during the second through fourth quarters of 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:40 UTC
BIRK MARK CSVP of Subsidiary
GrantCommon Stock, $.01 Par Value 1,889 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000041 · wf-form4_160990079890571.xml · nonDerivative · entry 2

BIRK MARK C · CIK 0001220854 · SVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,406

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2024, which shall be no later than March 15, 2024, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F3 · balance_after: Amount includes 166 accrued dividend equivalents acquired during 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:24 UTC GrantCommon Stock, $.01 Par Value 1,858 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000026 · wf-form4_160989266314695.xml · nonDerivative · entry 1

Wilson Stephen R · CIK 0001329553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,758

F1 · shares: Director compensation.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 02:39 UTC
LYONS MARTIN JChmn & President of Subsidiary
GrantCommon Stock, $.01 Par Value 8,721 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000039 · wf-form4_160990075830348.xml · nonDerivative · entry 2

LYONS MARTIN J · CIK 0001190099 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,154

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date in 2024, which shall be no later than March 15, 2024, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F3 · balance_after: Amount includes 1 share acquired through monthly payroll deductions during the fourth quarter of 2020, as well as 411 accrued dividend equivalents acquired during the fourth quarter of 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:23 UTC GrantCommon Stock, $.01 Par Value 1,858 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000023 · wf-form4_160989260905310.xml · nonDerivative · entry 1

Johnson James C · CIK 0001325453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,638

F1 · shares: Director compensation issued as Stock Units under the Ameren Corporation Deferred Compensation Plan for Members of the Board of Directors.

F2 · balance_after: Amount includes 1173 shares acquired during 2020 through reinvested dividends.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:24 UTC GrantCommon Stock, $.01 Par Value 1,858 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000025 · wf-form4_160989264506831.xml · nonDerivative · entry 1

Mackay Leo S. Jr. · CIK 0001558398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947

F1 · shares: Director compensation issued as Stock Units under the Ameren Corporation Deferred Compensation Plan for Members of the Board of Directors.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:22 UTC GrantCommon Stock, $.01 Par Value 1,858 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000019 · wf-form4_160989252496999.xml · nonDerivative · entry 1

FITZSIMMONS ELLEN M · CIK 0001203249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,333

F1 · shares: Director compensation.

F2 · balance_after: Amount includes 1007 shares acquired during 2020 through reinvested dividends.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:23 UTC
Ivey Craig SDirector
GrantCommon Stock, $.01 Par Value 1,858 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000022 · wf-form4_160989259178137.xml · nonDerivative · entry 1

Ivey Craig S · CIK 0001358393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,466

F1 · shares: Director compensation issued as Stock Units under the Ameren Corporation Deferred Compensation Plan for Members of the Board of Directors.

F2 · balance_after: Amount includes 173 shares acquired during 2020 through reinvested dividends.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:24 UTC GrantCommon Stock, $.01 Par Value 1,858 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000024 · wf-form4_160989262729873.xml · nonDerivative · entry 1

Lipstein Steven H · CIK 0001491305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,305

F1 · shares: Director compensation.

F2 · balance_after: Amount includes 659 shares acquired during the second through the fourth quarter of 2020 through reinvested dividends.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:23 UTC GrantCommon Stock, $.01 Par Value 1,858 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000021 · wf-form4_160989256864922.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,362

F1 · shares: Director compensation issued as Stock Units under the Ameren Corporation Deferred Compensation Plan for Members of the Board of Directors.

F2 · balance_after: Amount includes 353 shares acquired during 2020 through reinvested dividends.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:22 UTC GrantCommon Stock, $.01 Par Value 1,858 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000018 · wf-form4_160989250495142.xml · nonDerivative · entry 1

Eder Noelle K · CIK 0001691704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,932

F1 · shares: Director compensation issued as Stock Units under the Ameren Corporation Deferred Compensation Plan for Members of the Board of Directors.

F2 · balance_after: Amount includes 160 shares acquired during 2020 through reinvested dividends.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:22 UTC GrantCommon Stock, $.01 Par Value 1,858 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000020 · wf-form4_160989254917471.xml · nonDerivative · entry 1

Flores Rafael · CIK 0001656999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,003

F1 · shares: Director compensation.

F2 · balance_after: Amount includes 371 shares acquired during 2020 through reinvested dividends.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:21 UTC GrantCommon Stock, $.01 Par Value 1,858 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000016 · wf-form4_160989247063248.xml · nonDerivative · entry 1

COLEMAN J EDWARD · CIK 0001447555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,233

F1 · shares: Director compensation issued as Stock Units under the Ameren Corporation Deferred Compensation Plan for Members of the Board of Directors.

F2 · balance_after: Amount includes 377 shares acquired during 2020 through reinvested dividends.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:21 UTC GrantCommon Stock, $.01 Par Value 1,858 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000017 · wf-form4_160989248719374.xml · nonDerivative · entry 1

Dickson Ward H. · CIK 0001584438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,163

F1 · shares: Director compensation issued as Stock Units under the Ameren Corporation Deferred Compensation Plan for Members of the Board of Directors.

F2 · balance_after: Amount includes 110 shares acquired during 2020 through reinvested dividends.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:21 UTC GrantCommon Stock, $.01 Par Value 1,858 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000015 · wf-form4_160989244875525.xml · nonDerivative · entry 1

BRUNE CATHERINE S · CIK 0001199579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,611

F1 · shares: Director compensation.

F2 · balance_after: Amount includes 464 shares acquired during 2020 through reinvested dividends.

Read SEC document
January 02, 2021 Filed Jan 6, 2021 00:20 UTC GrantCommon Stock, $.01 Par Value 1,858 $0.00 $0.00
Disclosure

SEC source: 0001002910-21-000014 · wf-form4_160989243224922.xml · nonDerivative · entry 1

BRINKLEY CYNTHIA J · CIK 0001229100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,911

F1 · shares: Director compensation.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 21:33 UTC GrantCommon Stock, $.01 Par Value 89 $0.00 $0.00
Disclosure

SEC source: 0001002910-20-000146 · wf-form4_160806798160166.xml · nonDerivative · entry 1

Mackay Leo S. Jr. · CIK 0001558398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89

F1 · shares: Director Compensation

Read SEC document
November 20, 2020 Filed Nov 24, 2020 01:32 UTC
LYONS MARTIN JChmn & President of Subsidiary
GiftCommon Stock, $.01 Par Value 2,550 $0.00 $0.00
Disclosure

SEC source: 0001002910-20-000141 · wf-form4_160618150598722.xml · nonDerivative · entry 3

LYONS MARTIN J · CIK 0001190099 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,021

F3 · balance_after: Represents shares donated as a gift to a charitable donor-advised fund.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 01:33 UTC
MARK RICHARD JChmn & President of Subsidiary
SaleCommon Stock, $.01 Par Value 6,300 $78.00 $491,400.00
Disclosure

SEC source: 0001002910-20-000142 · wf-form4_160618161321785.xml · nonDerivative · entry 2

MARK RICHARD J · CIK 0001190100 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,684

F2 · balance_after: Amount includes an additional 46 shares acquired through monthly payroll deductions and 1,637 shares acquired through reinvested dividends in 2020, as well as 364 accrued dividend equivalents acquired during 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 01:32 UTC
LYONS MARTIN JChmn & President of Subsidiary
SaleCommon Stock, $.01 Par Value 3,800 $78.00 $296,400.00
Disclosure

SEC source: 0001002910-20-000141 · wf-form4_160618150598722.xml · nonDerivative · entry 2

LYONS MARTIN J · CIK 0001190099 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,571

F2 · balance_after: Amount includes an additional 1 share acquired through monthly payroll deductions and 271 accrued dividend equivalents acquired during 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 21:33 UTC
LYONS MARTIN JChmn & President of Subsidiary
GrantCommon Stock, $.01 Par Value 19,067 $0.00 $0.00
Disclosure

SEC source: 0001002910-20-000134 · wf-form4_160081038145311.xml · nonDerivative · entry 2

LYONS MARTIN J · CIK 0001190099 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,099

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date, which shall be as soon as practicable following September 17, 2023, and no later than March 15, 2024, subject to the terms of the Plan and the applicable award agreement issued thereunder.

F3 · balance_after: Amount includes an additional 5 shares acquired through monthly payroll deductions and 529 accrued dividend equivalents acquired during 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
September 18, 2020 Filed Sep 22, 2020 21:33 UTC
MOEHN MICHAEL LExecutive VP & CFO
GrantCommon Stock, $.01 Par Value 18,037 $0.00 $0.00
Disclosure

SEC source: 0001002910-20-000135 · wf-form4_160081039764325.xml · nonDerivative · entry 2

MOEHN MICHAEL L · CIK 0001190105 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,886

F2 · shares: These restricted stock units were granted under the issuer's 2014 Omnibus Incentive Compensation Plan (the "Plan") and are scheduled to vest upon the payment date, which shall be as soon as practicable following September 17, 2023, and no later than March 15, 2024, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 20:21 UTC
MOEHN MICHAEL LExecutive VP & CFO
GiftCommon Stock, $.01 Par Value 311 $0.00 $0.00
Disclosure

SEC source: 0001002910-20-000131 · wf-form4_159864604995082.xml · nonDerivative · entry 2

MOEHN MICHAEL L · CIK 0001190105 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,849

F2 · shares: Shares donated as a charitable gift.

F3 · balance_after: Amount includes 431 accrued dividend equivalents acquired during 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:33 UTC
Amirthalingam BhavaniSVP & CDIO of Subsidiary
Tax withholdingCommon Stock, $.01 Par Value 734 $70.36 $51,644.24
Disclosure

SEC source: 0001002910-20-000125 · wf-form4_159372192468992.xml · nonDerivative · entry 2

Amirthalingam Bhavani · CIK 0001733097 · SVP & CDIO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,605

F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations arising in connection with the vesting of restricted stock units.

F3 · balance_after: Amount includes 108 accrued dividend equivalents acquired during 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 20:18 UTC
Diya Fadi MSVP & CNO of Subsidiary
GiftCommon Stock, $.01 Par Value 200 $0.00 $0.00
Disclosure

SEC source: 0001002910-20-000123 · wf-form4_159173386854134.xml · nonDerivative · entry 2

Diya Fadi M · CIK 0001598243 · SVP & CNO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,086

F2 · shares: Shares donated as a charitable gift.

F3 · balance_after: Amount includes 64 accrued dividend equivalents acquired during 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 20:17 UTC
MARK RICHARD JChmn & President of Subsidiary
GiftCommon Stock, $.01 Par Value 199 $0.00 $0.00
Disclosure

SEC source: 0001002910-20-000122 · wf-form4_159173382926596.xml · nonDerivative · entry 2

MARK RICHARD J · CIK 0001190100 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,937

F2 · shares: Shares donated as a charitable gift.

F3 · balance_after: Amount includes an additional 21 shares acquired through monthly payroll deductions and 809 shares acquired through reinvested dividends in 2020, as well as 167 accrued dividend equivalents acquired during 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:13 UTC
Lindgren Mark CSVP & Chief HR Officer of Sub
GiftCommon Stock, $.01 Par Value 269 $0.00 $0.00
Disclosure

SEC source: 0001002910-20-000118 · wf-form4_159121881268442.xml · nonDerivative · entry 2

Lindgren Mark C · CIK 0001640852 · SVP & Chief HR Officer of Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,905

F2 · shares: Shares donated as a gift to a charitable donor-advised fund.

F3 · balance_after: Amount includes 32 accrued dividend equivalents acquired during 2020 pursuant to a dividend reinvestment feature of restricted stock units granted under the issuer's 2014 Omnibus Incentive Compensation Plan.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 21:14 UTC GiftCommon Stock, $.01 Par Value 135 $0.00 $0.00
Disclosure

SEC source: 0001002910-20-000119 · wf-form4_159121883339466.xml · nonDerivative · entry 1

Lipstein Steven H · CIK 0001491305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,788

F1 · balance_after: Amount includes 217 shares acquired during 2020 through reinvested dividends.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:16 UTC
Lindgren Mark CSVP & Chief HR Officer of Sub
SaleCommon Stock, $.01 Par Value 3,650 $73.85 $269,552.50
Disclosure

SEC source: 0001002910-20-000110 · wf-form4_158438977499834.xml · nonDerivative · entry 2

Lindgren Mark C · CIK 0001640852 · SVP & Chief HR Officer of Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,142

F2 · price: The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions range from $73.82 to $73.95, inclusive. The Reporting Person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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March 12, 2020 Filed Mar 16, 2020 20:16 UTC
BIRK MARK CSVP of Subsidiary
SaleCommon Stock, $.01 Par Value 5,000 $73.07 $365,350.00
Disclosure

SEC source: 0001002910-20-000109 · wf-form4_158438975385937.xml · nonDerivative · entry 2

BIRK MARK C · CIK 0001220854 · SVP of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,351

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March 11, 2020 Filed Mar 16, 2020 20:16 UTC
BAXTER WARNER LDirector · Chairman, President & CEO
GiftCommon Stock, $.01 Par Value 3,073 $0.00 $0.00
Disclosure

SEC source: 0001002910-20-000111 · wf-form4_158438979563256.xml · nonDerivative · entry 2

BAXTER WARNER L · CIK 0001190093 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,723

F2 · shares: Shares donated as a gift to a charitable donor-advised fund.

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March 09, 2020 Filed Mar 9, 2020 20:24 UTC
Steinke Bruce ASVP, Finance & CAO
GiftCommon Stock, $.01 Par Value 2,000 $0.00 $0.00
Disclosure

SEC source: 0001002910-20-000104 · wf-form4_158378544419728.xml · nonDerivative · entry 2

Steinke Bruce A · CIK 0001566185 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,945

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March 05, 2020 Filed Mar 9, 2020 20:24 UTC
Nwamu Chonda JSVP, GC & Secretary
SaleCommon Stock, $.01 Par Value 1,693 $86.00 $145,598.00
Disclosure

SEC source: 0001002910-20-000105 · wf-form4_158378546413443.xml · nonDerivative · entry 2

Nwamu Chonda J · CIK 0001764398 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,706

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March 04, 2020 Filed Mar 9, 2020 20:23 UTC GiftCommon Stock, $.01 Par Value 320 $0.00 $0.00
Disclosure

SEC source: 0001002910-20-000103 · wf-form4_158378541989412.xml · nonDerivative · entry 1

BRUNE CATHERINE S · CIK 0001199579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,289

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March 02, 2020 Filed Mar 3, 2020 21:20 UTC
BAXTER WARNER LDirector · Chairman, President & CEO
SaleCommon Stock, $.01 Par Value 26,901 $79.68 $2,143,471.68
Disclosure

SEC source: 0001002910-20-000099 · wf-form4_158327039238746.xml · nonDerivative · entry 3

BAXTER WARNER L · CIK 0001190093 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,796

F3 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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March 02, 2020 Filed Mar 3, 2020 21:19 UTC
Schukar Shawn EChmn & President of Subsidiary
SaleCommon Stock, $.01 Par Value 1,587 $79.36 $125,944.32
Disclosure

SEC source: 0001002910-20-000098 · wf-form4_158327037134414.xml · nonDerivative · entry 3

Schukar Shawn E · CIK 0001305084 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,900

F3 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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March 02, 2020 Filed Mar 3, 2020 21:19 UTC
Steinke Bruce ASVP, Finance & CAO
SaleCommon Stock, $.01 Par Value 4,571 $79.60 $363,851.60
Disclosure

SEC source: 0001002910-20-000097 · wf-form4_158327034907101.xml · nonDerivative · entry 3

Steinke Bruce A · CIK 0001566185 · SVP, Finance & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,945

F3 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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March 02, 2020 Filed Mar 3, 2020 21:18 UTC
Lindgren Mark CSVP & Chief HR Officer of Sub
SaleCommon Stock, $.01 Par Value 2,392 $79.68 $190,594.56
Disclosure

SEC source: 0001002910-20-000095 · wf-form4_158327030635193.xml · nonDerivative · entry 3

Lindgren Mark C · CIK 0001640852 · SVP & Chief HR Officer of Sub

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,792

F3 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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March 02, 2020 Filed Mar 3, 2020 21:18 UTC
LYONS MARTIN JChmn & President of Subsidiary
SaleCommon Stock, $.01 Par Value 11,605 $79.61 $923,874.05
Disclosure

SEC source: 0001002910-20-000093 · wf-form4_158327026416660.xml · nonDerivative · entry 3

LYONS MARTIN J · CIK 0001190099 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,498

F4 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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February 28, 2020 Filed Mar 3, 2020 21:20 UTC
BAXTER WARNER LDirector · Chairman, President & CEO
Tax withholdingCommon Stock, $.01 Par Value 54,470 $79.00 $4,303,130.00
Disclosure

SEC source: 0001002910-20-000099 · wf-form4_158327039238746.xml · nonDerivative · entry 2

BAXTER WARNER L · CIK 0001190093 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,697

F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units.

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February 28, 2020 Filed Mar 3, 2020 21:16 UTC
Diya Fadi MSVP & CNO of Subsidiary
Tax withholdingCommon Stock, $.01 Par Value 7,902 $79.00 $624,258.00
Disclosure

SEC source: 0001002910-20-000090 · wf-form4_158327019691510.xml · nonDerivative · entry 2

Diya Fadi M · CIK 0001598243 · SVP & CNO of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,222

F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units.

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February 28, 2020 Filed Mar 3, 2020 21:19 UTC
Schukar Shawn EChmn & President of Subsidiary
Tax withholdingCommon Stock, $.01 Par Value 3,147 $79.00 $248,613.00
Disclosure

SEC source: 0001002910-20-000098 · wf-form4_158327037134414.xml · nonDerivative · entry 2

Schukar Shawn E · CIK 0001305084 · Chmn & President of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,487

F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations arising in connection with the vesting of performance share units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.